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Vladimir Nabokov: Lectures on Russian literature 
Vladimir Nabokov 

LECTURES ON RUSSIAN LITERATURE 

EDITED, WITH AN INTRODUCTION, by Fredson Bowers 



It is difficult to refrain from the relief of irony, from the luxury of contempt, when surveying the mess that meek hands, 
obedient tentacles guided by the bloated octopus of the state, have managed to make out of that fiery, fanciful free 
thing — literature. Even more: I have learned to treasure my disgust, because I know that by feeling so strongly about it I am 
saving what I can of the spirit of Russian literature. Next to the right to create, the right to criticize is the richest gift that 
liberty of thought and speech can offer. Living as you do in freedom, in that spiritual open where you were born and bred, 
you may be apt to regard stories of prison life coming from remote lands as exaggerated accounts spread by panting 
fugitives. That a country exists where for almost a quarter of a century literature has been limited to illustrating the 
advertisements of a firm of slave-traders is hardly credible to people for whom writing and reading books is synonymous 
with having and voicing individual opinions. But if you do not believe in the existence of such conditions, you may at least 
imagine them, and once you have imagined them you will realize with new purity and pride the value of real books written 
by free men for free men to read.* 



©1981 

ISBN 0151495998 



This is a single untitled leaf, numbered 18, that appears to represent all that survives of an introductory survey of Soviet literature that VN prefixed to his 
lectures on the great Russian writers. Ed. 



Vladimir Nabokov: Lectures on Russian literature 



Contents 



Introduction by Fredson Bowers 5 

LECTURES ON RUSSIAN LITERATURE 11 

Russian Writers, Censors, and Readers 12 

NIKOLAY GOGOL (1809-1852) 19 

Dead Souls (1842) 20 — "The Overcoat" (1842) 41 

IVAN TURGENEV (1818-1883) 45 
Fathers and Sons (1862) 49 

FYODOR DOSTOEVSKI (1821-1881) 67 

Crime and Punishment (1866) 74 — "Memoirs from a Mousebole" (1864) 77 — The Idiot (1868) 84 — 
The Possessed (1872) 85 — The Brothers Karamazov (1880) 87 

LEO TOLSTOY (1828-1910) 91 

Anna Karenin (1877) 92 — The Death of Ivan llyich (1884-1886) 148 

ANTON CHEKHOV (1860-1904) 153 

"The Lady with the Little Dog" (1899) 159 — "In the Gully" (1900) 164 — Notes on The Seagull (1896) 175 

MAXIM GORKI (1868-1936) 183 
"On the Rafts" (1895) 188 

Philistines and Philistinism 191 
The Art Of Translation 195 
L'Envoi 199 

APPENDIX: Nabokov's notes for an exam on Russian literature 201 



The editor and publisher are indebted to Simon Karlinsky, Professor of Slavic Languages at the University of California, 
Berkeley, for his careful checking of the lectures and his advice on transliterations. Professor Kar-linsky's assistance has 
been crucial to this volume. 



Vladimir Nabokov: Lectures on Russian literature 



Vladimir Nabokov: Lectures on Russian literature 

Introduction by Fredson Bowers 

According to his own account, in 1940 before launching on his academic career in America, Vladimir Nabokov "fortunately 

took the trouble of writing one hundred lectures — about 2,000 pages — on Russian literature This kept me happy at 

Wellesley and Cornell for twenty academic years."* It would seem that these lectures (each carefully timed to the usual 
fifty-minute American academic limit) were written between his arrival in the United States in May 1940 and his first 
teaching experience, a course in Russian literature in the 1941 Stanford University Summer School. In the autumn 
semester of 1941, Nabokov started a regular appointment at Wellesley College where he was the Russian Department in 
his own person and initially taught courses in language and grammar, but he soon branched out with Russian 201, a survey 
of Russian literature in translation. In 1948 he transferred to Cornell University as Associate Professor of Slavic Literature 
where he taught Literature 311-312, Masters of European Fiction, and Literature 325-326, Russian Literature in Translation. 

The Russian writers represented in the present volume seem to have formed part of an occasionally shifting schedule in the 
Masters of European Fiction and Russian Literature in Translation courses. In the Masters course Nabokov usually taught 
Jane Austen, Gogol, Flaubert, Dickens, and — irregularly — Turgenev; in the second semester he assigned Tolstoy, 
Stevenson, Kafka, Proust, and Joyce.t The Dostoevski, Chekhov, and Gorki sections in this volume are from Russian 
Literature in Translation, which, according to Nabokov's son Dmitri, also included minor Russian writers for whom the 
lecture notes are not preserved.^ 

After the success of Lolita enabled him to leave teaching in 1958, Nabokov planned to publish a book based on his various 
lectures on Russian and European literature. He never began the project, although fourteen years earlier his short book on 
Nikolai Gogol incorporated in revised form his classroom lectures on Dead Souls and "The Overcoat." At onetime he 
planned a textbook edition of Anna Karenin, but after some work abandoned it. The present volume preserves all that has 
come down to us from his own manuscripts of the lectures on Russian authors. 

Some differences mark Nabokov's presentation of the material from that he adopted forthe European authors treated in 
the first volume, Lectures on Literature. In the lectures on European authors Nabokov paid no attention to biography, and 
he made no attempt, even in a cursory manner, to sketch in for his students an account of the authors' works that were not 
to be read for class. The concentration was exclusively on a single book assigned for each writer. In contrast, for the Russian 
lectures the usual formula is to present a capsule biography followed by a summary account of the author's other works, 
and then to shift to a close examination of the major work to be studied. One may surmise that this standard academic 
approach represents Nabokov's first teaching attempts at Stanford and Wellesley. From some scattered comments he 
appears to have felt that the students he was to address were innocent of any knowledge of Russian literature. Hence the 
teaching formula customary in academia at the time may have seemed to him best suited to introduce students to strange 
writers and an unfamiliar civilization. By the time he gave the Masters of European Fiction course at Cornell he had 
developed the more individual and sophisticated approach illustrated by such lectures as those on Flaubert or Dickens or 
Joyce, but seems never to have altered materially his written-out Wellesley lectures for delivery at Cornell. However, since 
the Russian lectures covered such familiar ground for him, it is possible that at Cornell he modified his discourse with more 
extemporaneous comment and was less rigid in his delivery, described thus in Strong Opinions: "Although, at the lectern, I 
evolved a subtle up and down movement of my eyes, there was never any doubt in the minds of alert students that I was 



* Strong Opinions (New York: McGraw-Hill, 1973), p. 5. 

t Nabokov's lectures on the non-Russian European writers have been published in Lectures on Literature (New York: Harcourt Brace Jovanovich/Bruccoli 

Clark, 1980; London: Weidenfeld & Nicolson, 1981). 
t Among the authors that Dmitri Nabokov lists as having been taught during the Cornell years are Pushkin, Zhukovski, Karamazin.Criboedov, Krylov, 

Lermontov, Tyutchev, Derzhavin, Awakum, Batyushkov, Cnedich, Fonvizin, Fet, Leskov, Blok, and Goncharov. If these had all been included in one course, it 

must have been a rapid survey. In the spring of 1952 while a visiting lecturer at Harvard, Nabokov gave a seminar in Pushkin alone, presumably from 

material he was collecting for his edition of Eugene Onegin. 



Vladimir Nabokov: Lectures on Russian literature 

reading, not speaking." Indeed, for some of his lectures on Chekhov, and especially for the lecture on Tolstoy's "Ivan llyich," 
reading from manuscript would have been quite impossible since no finished script exists. 

One may also detect a more subtle difference than that of structure. In lecturing on the great nineteenth-century Russian 
writers of fiction Nabokov was completely in his element. Not only did these writers represent to him the absolute height 
of Russian literature (with Pushkin, of course) but they also flourished counter to the utilitarianism that he despised both in 
the social critics of the time and, more bitingly, in its later Soviet development. In this respect the public lecture "Russian 
Writers, Censors, and Readers" mirrors the attitude one finds in his approach. In the classroom lectures the social element 
in Turgenev is deplored, that in Dostoevski is ridiculed, but Gorki's works are savaged. Just as in Lectures on Literature 
Nabokov had emphasized that students must not read Madame Bovary as a history of bourgeois life in nineteenth-century 
provincial France, so his highest admiration is reserved for Chekhov's refusal to allow social commentary to interfere with 
his exact observation of people as he saw them. "In the Gully" represents, artistically, life as it is, and people as they are, 
without the distortion that would have followed on a concern with the social system that could produce such characters. 
Correspondingly, in the Tolstoy series he regrets, half smiling, that Tolstoy did not see that the beauty of the curls of dark 
hair on Anna's tender neck was artistically more important than Lyovin's (Tolstoy's) views on agriculture. The emphasis on 
artistry in Lectures on Literature was broad and constant; nevertheless, in this Russian group it may seem to be more 
intense since in Nabokov's mind the principle of artistry combats not merely the prepossessions of the 1950s reader, as one 
feels he is arguing in the earlier volume, but also — more important for the writers — the antagonistic and eventually 
triumphant utilitarian attitude of the contemporary nineteenth-century Russian critics later hardened into the dogma of 
statecraft by the Soviet Union. 

Tolstoy's world perfectly imaged Nabokov's lost homeland. The nostalgia he felt at the disappearance of this world and its 
people (he had met Tolstoy as a child) strengthens his typical emphasis on the artistic presentation of life in the fiction of 
Russia's golden age, especially in the works of Gogol, Tolstoy, and Chekhov. In aesthetics, artistic is, of course, not far from 
aristocratic, and it is not too much to suggest that both of these powerful strains in Nabokov may lie in back of his 
repugnance at what he regarded as Dostoevski's false sentimen-talism.They certainly feed his contempt for Gorki. Because 
he was lecturing on Russian literature in translation Nabokov could not discuss the importance of style in any precise 
detail; but it seems clearthat his dislike of Gorki (apart from political considerations) was based as much on his proletarian 
style as on what Nabokov regarded as the ineptness of his presentation of character and situation. His lack of admiration 
for Dostoevski's style may also have influenced in part his generally unfavorable judgment of this writer. Wonderfully 
effective are the several occasions when Nabokov quotes Tolstoy's Russian in the original to illustrate to his hearers the 
extraordinary effects from sound joined to sense. 

The pedagogical stance that Nabokov adopts in these lectures does not differ materially from that found in Lectures on 
Literature. He knew that he was lecturing to students on what was an unfamiliar subject. He knew that he had to entice his 
hearers to join him in savoring the rich life and the complex people of a vanished world in literature that he hailed as 
Russia's Renaissance. Thus he relied heavily on quotation and interpretive narrative selected to make intelligible the 
feelings his students should have as they read, the reactions that should follow the course of the feeling that he was 
attempting to direct, and the creation of an understanding of great literature based on alert and intelligent appreciation 
instead of on what he regarded as sterile critical theory. His whole method was to draw his students into share his own 
excitement at great writing, to envelop them in a different world of reality that is all the more real for being an artistic 
semblance. These are, then, very personal lectures emphasizing shared experience. And, of course, because of their Russian 
subject they are somehow more personally felt than his hearty appreciation of Dickens, his penetration of Joyce, or even his 
writer's empathy for Flaubert. 

This is not to say, however, that critical analysis is in any way wanting in these lectures. He may make plain important 
hidden themes as when he points out in Anna Karenin the motifs of the double-nightmare. That Anna's dream 
foreshadows her death is not its only significance: in one moment of awful illumination Nabokov suddenly links it with the 
emotions that follow Vron-ski's conquest of Anna in their first adulterous union. And the implications of the horse race in 
which Vronski kills his mount Frou-Frou are not neglected. It is a special insight that despite the richly sensual love of Anna 



Vladimir Nabokov: Lectures on Russian literature 

and Vronski their spiritually sterile and egotistic emotions doom them, whereas Kitty's marriage to Lyovin brings the 
Tolstoyan ideal of harmony, responsibility, tenderness, truth, and family joys. 

Nabokov is fascinated by Tolstoy's time schemes. The how of the feeling that the reader's and the author's time-sense 
completely coincide in a manner that produces ultimate reality he gives up as an unsolved secret. But Tolstoy's juggling of 
the time-scheme between the Anna-Vronski and the Kitty-Lyovin actions is worked out in most interesting detail. He can 
point out how Tolstoy's presentation of Anna's thoughts in her drive through Moscow on the day of her death anticipates 
the stream-of-consciousness technique of James Joyce. He has an eye for the oddity, also, as that two officers in Vronski's 
regiment represent the first portrayal of homosexuality in modern literature. 

He is tireless in illustrating how Chekhov made the ordinary seem of supreme value to the reader. If he criticizes the 
banality of Turgenev's character biographies interrupting the narrative and the relation of what happens to everyone after 
the ending of the story proper, Nabokov can yet appreciate the delicacy of Turgenev's cameo descriptions and of his 
modulated sinuous style, which he compares to "a lizard sun-charmed on a wall." If the mark of Dostoevski's sentimentality 
offends him, as in his outraged description of Raskolnikov and the prostitute in Crime and Punishment bent together over 
the Bible, he is appreciative of Dostoevksi's wild humor; and his conclusion that in The Brothers Karamazov a writer who 
could have been a great dramatist is struggling unsuccessfully within the novel form is a unique perception. 

It is the mark of a great teacher as well as critic that he can rise to the author's level in a masterpiece. Particularly in the 
Tolstoy lectures, which provide the most exhilarating reading and are the heart of this volume, Nabokov from time to time 
joins Tolstoy at a dizzy level of imaginative experience. The interpretive description with which he guides the reader 
through the story of Anna Karenin is itself a work of art. 

Perhaps the most valuable contribution that Nabokov made to his students was not merely his emphasis on shared 
experience but on shared informed experience. As a creative writer himself he could meet the authors he treated on their 
own ground and make their stories and characters come alive by his own understanding of what constitutes the art of 
writing. In his persistent emphasis on intelligent reading he found that nothing equalled the reader's command of detail as 
the key to unlock the secret of how masterpieces work. His commentary notes on Anna Karenin are a treasure of 
information that enhances the reader's awareness of the inner life of the novel. This scientificyet artistic appreciation of 
detail, characteristic of Nabokov himself as a writer, constitutes ultimately the heart of his teaching method. He summed 
up his feeling as follows: "In my academic days I endeavored to provide students of literature with exact information about 
details, about such combinations of details asyield the sensual spark without which a book is dead." In that respect, 
general ideas are of no importance. Any ass can assimilate the main points of Tolstoy's attitude toward adultery but in 
order to enjoy Tolstoy's art the good reader must wish to visualize, for instance, the arrangement of a railway carriage on 
the Moscow-Petersburg night train as it was a hundred years ago." And he continued, "Here diagrams are most helpful."* 
So we have his blackboard diagram of the crisscross journeys made by Bazarovand Arkadi in Fathers and Sons, and his 
drawing of the layout of the sleeping car in which Anna journeyed from Moscow to Petersburg on the same train as 
Vronski. The dress that Kitty would have worn skating is reproduced from a contemporary fashion illustration. We have 
discourses on how tennis was played, what Russians had for breakfast, luncheon, and dinner, and at what times. This 
scientist's respect for fact combined with the writer's own understanding of the intricate trails of passion that inform a 
great work of imagination is quintessential^ Naboko-vian and is one of the particular virtues of these lectures. 



* On this passage John Simon remarks: "But Nabokov does demand, for all his rejection of crude reality — 'those farcical and fraudulent characters called 
Facts' — a powerful semblance of reality, which, as he himself might have put it, is not the same as a resemblance. As he said in an interview, unless you 
know the streets of Joyce's Dublin and what the semi-sleeping car on the Petersburg-Moscow express looked like in 1870, you cannot make sense of 
Ulysses and Anna Karenin[a]. In other words, the writer makes use of some specific realities, but only as bait with which to trap the readers into the 
greater unreality — or greater reality — of his fiction. " ("The Novelist at the Blackboard, " The Times Literary Supplement [April 24, 1981], 458.) Of course, if 
the reader does not understand and assimilate this detail, he remains outside the imaginative reality of the fiction. It is quite true that without Nabokov's 
explanation of the conditions under which Anna traveled on that fateful journey to Petersburg certain of the motifs in her nightmare cannot be 
understood. "Strong Opinions, pp. 156-157. 



Vladimir Nabokov: Lectures on Russian literature 

This is the teaching method, but the result is a warm sense of shared experience between Nabokov and the hearer-reader. 
One reacts with joy to his communication of understanding through feeling, a gift given particularly to critics who are 
themselves great literary artists. That the magic he felt so keenly in literature should be aimed at pleasure we learn from 
these lectures and from the anecdote that at the first meeting of Literature 311 in September 1953, at Cornell, Vladimir 
Nabokov asked the students to explain in writing why they had enrolled in the course. At the next class he approvingly 
reported that one student had answered, "Because I like stories." 

Editorial Method 

The fact cannot and need not be disguised that the texts for these essays represent Vladimir Nabokov's written-out notes 
for delivery as classroom lectures and that they cannot be regarded as a finished literary product such as he produced 
when he revised his classroom lectures on Gogol for publication as a book. (The Gogol essay published here is excerpted 
from Nikolai Gogol [New York: New Directions, 1944].) The lectures exist in very different states of preparation and polish, 
and even of completed structure. Most are in his own handwriting, with only occasional sections (usually the biographical 
introductions) typed by his wife Vera as an aid to delivery. The degree of preparation ranges from the handwritten rough 
notes for the Gorki lecture to a considerable amount of typed material for Tolstoy that seems to have been planned as part 
of an extended general introduction to the lectures on Anna Karenin reworked as a textbook. (The appendices to the Anna 
Karenin essay consist of material prepared for Nabokov's edition.) When typing exists the text was usually further modified 
by Nabokov, who might add fresh comments by hand or revise phrases for felicity. Thus the typed pages are likely to run a 
little more smoothly than the handwritten. The holograph pages on a few occasions appear to be fair copies, but normally 
they give every indication of initial composition, and they are often much worked over both during the writing-out and on 
review. 

Some separate sections in the lecture folders clearly represent simple background notes made in the initial stages of 
preparation and either not utilized or else considerably revised and incorporated subsequently into the lectures 
themselves. Other independent sections are more ambiguous, and it is not always demonstrable whether they reflect 
stages of amplification during the course of repeated delivery in different years and in different places from the basic 
Wellesley series (seemingly not much modified, except for Tolstoy, when delivered later at Cornell) or else jottings for 
possible incorporation in a future revision. Whenever possible all such material not manifestly background and preparatory 
memoranda has been salvaged and worked into the texture of the discourse at appropriate places. 

The problem of making a reading edition from these manuscripts falls into two main parts: structural and stylistic. 
Structurally, the main order of delivery, or the organization of the lectures on anyone of the authors, is not ordinarily in 
question, but problems do arise, especially in the Tolstoy lectures, which are composed of a series of discrete sections. The 
evidence appears to be quite contradictory, for example, whether Nabokov intended Anna's story to be finished before he 
took up in any major way the Lyovin narrative with which he proposed to conclude, or else whether the plot line of Anna 
and Vronski was to begin and to end the series, as presented here. It is not entirely clear, also, whether Notes from 
Underground {\.e., Memoirs from a Mousehole) was intended to end the series of lectures on Dostoevski or to follow Crime 
and Punishment. Thus even in an essay like that on Anna Karenin in which at least some preliminary preparations looking 
toward publication can be encountered, the proposed organization is in some legitimate doubt. The problem is intensified 
in the lecture on "The Death of Ivan llyich," which exists only in the form of a few fragmented notes. Between these two 
extremes comes a series like that on Chekhov, which is only partly organized. The section devoted to "The Lady with the 
Little Dog" is fully worked out, but "In the Gully" is represented only by rough notes with directions to read certain pages 
from the story. The Seagull handwritten manuscript was discovered apart from the rest but appears to belong to the series. 
It is rather elementary in its form, but it seems to have received Nabokov's approval since its beginning has been typed and 
then a note in Russian refers to the continuation in the rest of the manuscript. 

In some lectures a small rearrangement has been necessary in cases of doubt about the progression. In a few of the folders 
isolated pages of Nabokov's remarks are interspersed — sometimes little independent essays but sometimes only notes or 
trials — which have been editorially integrated in the discourse in an effort to preserve the maximum discussion that 
Nabokov made of the authors, their works, and the art of literature in general. 

8 



Vladimir Nabokov: Lectures on Russian literature 

Quotation bulked large in Nabokov's teaching methods as an aid in transmitting to students his ideas of literary artistry. In 
the construction of the present reading edition from the lectures, Nabokov's method has been followed with very little 
cutting except of the most extended quoted illustrations, for the quotations are most helpful in recalling a book to the 
reader's memory or else in introducing it to a fresh reader under Nabokov's expert guidance. Quotations, therefore, 
ordinarily follow Nabokov's specific instructions to read certain passages (usually marked also in his own classroom copy) 
with the effect that the reader may participate in the talk as if he were present as a listener. To further this flow-in of 
quotation with discussion, the convention of quotation marks at every indentation has been set aside, and except for 
opening and closing marks and the usual marks about dialogue, the distinction between quotation and text has been 
deliberately blurred. When a useful purpose might be served, the editor has occasionally added quotations to illustrate 
Nabokov's discussion or description, especially when his teaching copies of the books are not available and one does not 
have the guidance of passages marked for quotation in addition to those specified in the body of the lecture as to be read. 

Only the teaching copies for Anna Karenin and for certain of the Chekhov works have been preserved. These are marked for 
quotation and contain notes about the context, most of these comments also being present in the written-out lectures but 
other notes clue Nabokov in on some oral remark to make about the style or the content of passages to be emphasized by 
quotation or verbal reference. Whenever possible, comments in the annotated copies have been worked into the texture of 
the lectures as appropriate occasion arose. Nabokov highly disapproved of Constance Carnett's translations from the 
Russian. Thus the passages marked for quotation in his teaching copy of Anna Karenin are interlined heavily with his own 
corrections of errors of translation or his own versions of the authorial expression. Quotation in the present volume 
follows, of course, Nabokov's own alterations in the basic translation as he would have read them, but usually omits his 
bitter sidenotes about the translator's incompetency, directed at Constance Garnett's blunders. The Tolstoy lectures, 
perhaps because of their partial reworking for a proposed book, are unique in presenting many of the quotations typed out 
in full within the text instead of relying on Nabokov's usual practice of noting passages to read from his teaching copy. 
(This teaching copy differs from that of Madame Bovary where the entire text was freely annotated in that after part one 
only selected passages \r\Anna Karenin have been revised.) The typing-out of quotations poses something of a problem 
because changes made in the Garnett text in these typescripts do not always agree with the alterations made in the text of 
the teaching copy and these passages are frequently abridged. There is also a separate section, presumably intended for 
publication but not here reproduced, labeled as corrections to the Garnett edition for the first part of Anna Karenin which, 
when referring to the quoted passages, does not always agree either with the manuscript or the marked book. A choice of 
one of these three as the exclusive copy for the text of the quotations in the present volume would be partly unsatisfactory 
since each series of revisions seems to have been made without reference to the others. Under these conditions, where 
chronological priority has little or no significance, it has seemed most useful to provide the reader with the maximum 
number of changes that Nabokov made in the Garnett version by using the abridged manuscript copy as the norm but 
freely inserting in its text whatever further alterations he made either in the teaching copy or the typed-out list. 

Nabokov was acutely conscious of the need to shape the separate lectures to the allotted classroom hour, and it is not 
unusual to find noted in the margin the time at which that particular point should have been reached. Within the lecture 
text a number of passages and even separate sentences or phrases are enclosed in square brackets. Some of these brackets 
seem to indicate matter that could be omitted if time were pressing. Others may represent matter that he queried for 
omission more for reasons of content or expression than for time restrictions; and indeed some of these bracketed queries 
were subsequently deleted, just as some, alternatively, have been removed from the status of queries by the substitution 
for them of parentheses. All such undeleted bracketed material has been faithfully reproduced but without sign of the 
bracketing, which would have been intrusive for the reader. Deletions are observed, of course, except for a handful of cases 
when it has seemed to the editor possible that the matter was excised for considerations of time or, sometimes, of 
position, in which latter case the deleted matter has been transferred to a more appropriate context. On the other hand, 
some of Nabokov's comments directed exclusively to his students and often on pedagogical subjects have been omitted as 
inconsistent with the aims of a reading edition, although one that otherwise retains much of the flavor of Nabokov's 
lecture delivery. Among such omissions one may mention remarks like "you all remember who she was" when he compares 
Anna Karenin to Athena, or his adjuration to the undergraduates that they should enjoy the pathetic scene of Anna's visit 
to her son on his tenth birthday, or his spelling out Tyutchev's name with a long "u" (which sounds, he remarks, like "a kind 
of caged twitter," a comment worth preserving), or observations for an unsophisticated audience in his analysis of Tolstoy's 



Vladimir Nabokov: Lectures on Russian literature 

structure : "I realize that synchronization is a big word, a five syllable word — but we can console ourselves by the thought 
that it would have had six syllables several centuries ago. By the way it does not come from sin — s, i, n — but s, y, n — and it 
means arranging events in such a way as to indicate coexistence." However, some of these classroom asides have been 
retained when not inappropriate for a more sophisticated reading audience, as well as most of Nabokov's imperatives. 

Stylistically the most part of these texts by no means represents what would have been Nabokov's language and syntax if 
he had himself worked them up in book form, for a marked difference exists between the general style of these classroom 
lectures and the polished workmanship of several of his public lectures. Since publication without reworking had not been 
contemplated when Nabokov wrote out these lectures and their notes for delivery, it would be pedantic in the extreme to 
try to transcribe the texts literatum in every detail from the sometimes rough form found in the manuscripts. The editor of 
a reading edition may be permitted to deal more freely with inconsistencies, inadvertent mistakes, and incomplete 
inscription, including the need sometimes to add bridge passages in connection with quotation. On the other hand, no 
reader would want a manipulated text that endeavored to "improve" Nabokov's writing in any intrusive way even in some 
of its unpolished sections. Thus a synthetic approach has been firmly rejected, and Nabokov's language has been 
reproduced with fidelity save for words missing by accident and inadvertent repetitions often the result of incomplete 
revision. 

Corrections and modifications have been performed silently. Thus the only footnotes are Nabokov's own or else occasional 
editorial comments on points of interest such as the application of some isolated jotting, whether among the manuscripts 
or in the annotated copy of the teaching book, to the text of the lecture at hand. The mechanics of the lectures, such as 
Nabokov's notes to himself, often in Russian, have been omitted, as have been his markings for correct delivery of the 
vowel quantities in pronunciation and the accenting of syllables in certain names and unusual words. Nor do footnotes 
interrupt what one hopes is the flow of the discourse to indicate to the reader that an unassigned section has been 
editorially inserted at a particular point. 

The transliteration of Russian names to their English equivalents has posed a slight problem since Nabokov was not always 
consistent in his own usage; and even when he made up a list of the forms of names in Anna Karenin, part one, presumably 
for the planned publication of the Tolstoy lectures, the transliterated spellings do not always agree with the forms in his 
own manuscripts, or even internally in their system. Quotations from the texts of the translators of other authors 
introduce a variety of different systems, also. Under these conditions it has seemed best to make a thorough revised 
transliteration of the Russian names in all these lectures according to a consistent system that has been agreed upon and 
performed by the joint efforts of Professor Simon Karlinsky and Mrs. Vladimir Nabokov, to whom special thanks are due. 

"L'Envoi" is drawn from Nabokov's final remarks to his class before he went on to discuss in detail the nature and 
requirements of the final examination. In these remarks he states that he has described at the beginning of the course the 
period of Russian literature between 1917 and 1957. This opening lecture has not been preserved among the manuscripts 
except perhaps for one leaf, which appears as the epigraph to this volume. 

The editions of the books that Nabokov used as teaching copies for his lectures were selected for their cheapness and 
general availability. Nabokov admired the translations from the Russian of Bernard Guilbert Guerney, but of few others. 
The texts from which Nabokov taught are as follows: Tolstoy, Anna Karenina (New York: Modern Library, 1930); The 
Portable Chekhov, ed. Avrahm Yarmolinsky (New York: Viking Press, 1947); A Treasury of Russian Literature, edited and 
translated by Bernard Guilbert Guerney (New York: Vanguard Press, 1943). 



10 



Vladimir Nabokov: Lectures on Russian literature 



Lectures on Russian literature 









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notion It ajimlej* In tfto »iili*la of {ftiaelan raadara' alnoe It cmsfirlsaa 

In aiMltldlt to tha nryeJiato -■ n m o f l i . aw mikx i f ■ li m a — a 

■ 
. '•> eajtaaMaY im<'ll| but «wr, --o, the native 

gun sal «n tha r*e- 4Mc of Win l.lnateantfa 

, 

mnl'ip', In n! «r »oH« " !(u« r. ! *n V -a re4*i.t vt*n: . 

la alnn a r'a nlnd t»i>ii t> - 

I 
■ — ■» f<ir all. Ifcja La 

j 

tha bloajcne- i*A 

OTl*t tu> . 

I c 4 o/toa Ctvtt th« aeSni af 

ft* i leu -wl >f laat 

car.tiir - '" runs f- ibtvjf , -i.-fa of nfllnar" print* It !■ evl lant 

t naltiwr f*t*«nen n I tewieu^a can i»« *o eaeipaotl* 

"o3i ■gtoy s*r«ol Mtp nany aiorn a ant* flan, tie rartrtr of 
»>«*■ le 



:« If «a . » -.aatarnlace,! eh I ! pally 



I IK* 

... 



Opening page of Nabokov's lecture on "Russian Writers, Censors, and Readers." 



11 



Vladimir Nabokov: Lectures on Russian literature 

Russian Writers, Censors, and Readers* 

Russian Literature" as a notion, an immediate idea, this notion in the minds of non-Russians is generally limited to the 
awareness of Russia's having produced half a dozen great masters of prose between the middle of the nineteenth century 
and the first decade of the twentieth. This notion is ampler in the minds of Russian readers since it comprises, in addition 
to the novelists, a number of untranslatable poets ; but even so, the native mind remains focused on the resplendent orb of 
the nineteenth century. In other words, "Russian literature" is a recent event. It is also a limited event, and the foreigner's 
mind tends to regard it as something complete, something finished once and for all. This is mainly due to the bleakness of 
the typically regional literature produced during the last four decades under the Soviet rule. 

I calculated once that the acknowledged best in the way of Russian fiction and poetry which had been produced since the 
beginning of the last century runs to about 23,000 pages of ordinary print. It is evident that neither French nor English 
literature can be so compactly handled. They sprawl over many more centuries; the number of masterpieces is formidable. 
This brings me to my first point. If we exclude one medieval masterpiece, the beautifully commodious thing about Russian 
prose is that it is all contained in the amphora of one round century — with an additional little cream jug provided for 
whatever surplus may have accumulated since. One century, the nineteenth, had been sufficient for a country with 
practically no literary tradition of its own to create a literature which in artistic worth, in wide-spread influence, in 
everything except bulk, equals the glorious output of England or France, although their production of permanent 
masterpieces had begun so much earlier. This miraculous flow of esthetic values in so young a civilization could not have 
taken place unless in all other ramifications of spiritual growth nineteenth-century Russia had not attained with the same 
abnormal speed a degree of culture which again matched that of the oldest Western countries. I am aware that the 
recognition of this past culture of Russia is not an integral part of a foreigner's notion of Russian history. The question of 
the evolution of liberal thought in Russia before the Revolution has been completely obscured and distorted abroad by 
astute Communist propaganda in the twenties and thirties of this century. They usurped the honor of having civilized 
Russia. But it is also true that in the days of Pushkin or Gogol a large majority of the Russian nation was left out in the cold 
in a veil of slow snow beyond the amber-bright windows, and this was a tragic result of the fact that a most refined 
European culture had arrived too fast in a country famous for its misfortunes, famous for the misery of its numberless 
humble lives — but that is another story. 

Or perhaps it is not. In the process of sketching a picture of the history of recent Russian literature, or more precisely in the 
process of defining the forces which struggled for the possession of the artist's soul, I may, if I am lucky, tap the deep 
pathos that pertains to all authentic art because of the breach between its eternal values and the sufferings of a muddled 
world — this world, indeed, can hardly be blamed for regarding literature as a luxury or a toy unless it can be used as an up- 
to-date guidebook. 

For an artist one consolation is that in a free country he is not actually forced to produce guidebooks. Now, from this 
limited point of view, nineteenth-century Russia was oddly enough a free country: books and writers might be banned and 
banished, censors might be rogues and fools, be-whiskered Tsars might stamp and storm; but that wonderful discovery of 
Soviet times, the method of making the entire literary corporation write what the state deems fit — this method was 
unknown in old Russia, although no doubt many a reactionary statesman hoped to find such a tool. A staunch determinist 
might argue that between a magazine in a democratic country applying financial pressure to its contributors to make them 
exude what is required by the so-called reading public — between this and the more direct pressure which a police state 
brings to bear in order to make the author round out his novel with a suitable political message, it may be argued that 
between the two pressures there is only a difference of degree; but this is not so for the simple reason that there are many 
different periodicals and philosophies in a free country but only one government in a dictatorship. It is a difference in 
quality. If I, an American writer, decide to write an unconventional novel about, say, a happy atheist, an independent 
Bostonian, who marries a beautiful Negro girl, also an atheist, has lots of children, cute little agnostics, and lives a happy, 



Read at the Festival of the Arts, Cornell University, April 10, 1958. 



12 



Vladimir Nabokov: Lectures on Russian literature 

good, and gentle life to the age of 106, when he blissfully dies in his sleep — it is quite possible that despite your brilliant 
talent, Mr. Nabokov, we feel [in such cases we don't think, we feel] that no American publisher could risk bringing out such 
a book simply because no bookseller would want to handle it. This is a publisher's opinion, and everybody has the right to 
have an opinion. Nobody would exile me to the wilds of Alaska for having my happy atheist published after all by some 
shady experimental firm; and on the other hand, authors in America are never ordered by the government to produce 
magnificent novels about the joys of free enterprise and of morning prayers. In Russia before the Soviet rule there did exist 
restrictions, but no orders were given to artists. They were — those nineteenth-century writers, composers, and painters — 
quite certain that they lived in a country of oppression and slavery, but they had something that one can appreciate only 
now, namely, the immense advantage over their grandsons in modern Russia of not being compelled to say that there was 
no oppression and no slavery. 

Of the two forces that simultaneously struggled for the possession of the artist's soul, of the two critics who judged his 
work, the first was the government. Throughout the last century the government remained aware that anything 
outstanding and original in the way of creative thought was a jarring note and a stride toward Revolution. The 
government's vigilance in its purest form was perfectly expressed by Tsar Nicholas I in the thirties and forties. His chilly 
personality pervaded the scene much more thoroughly than did the philistinism of the next sovereigns, and his attachment 
to literature would have been touching had it really come from the heart. With striking perseverance he tried to be 
everything in relation to Russian writers of his time — a father, a godfather, a nurse, a wetnurse, a prison warden, and a 
literary critic all rolled up in one. Whatever qualities he may have shown in his own kingly profession, it must be admitted 
that in his dealing with the Russian Muse he was at the worst a vicious bully, at the best a clown. The system of censorship 
that he evolved lasted till the 1860s, was eased by the great reforms of the sixties, stiffened again in the last decades of the 
century, broke down for a short spell in the first decade of this century, and then had a most sensational and formidable 
comeback after the Revolution under the Soviets. 

In the first half of the last century, meddlesome officials, heads of police who thought that Byron was an Italian 
revolutionary, smug old censors, certain journalists in the government's pay, the quiet but touchy and wary church, this 
combination of monarchism, bigotry, and cringing administration hampered the author to a considerable degree but also 
afforded him the keen pleasure of pin-pricking and deriding the government in a thousand subtle, delightfully subversive 
ways with which governmental stupidity was quite unable to cope. A fool may be a dangerous customer, but the fact of his 
having such a vulnerable top-end turns danger into a first-rate sport; and whatever defects the old administration in Russia 
had, it must be conceded that it possessed one outstanding virtue — a lack of brains. In a certain sense, the censor's task 
was made more difficult by his having to disentangle abstruse political allusions instead of simply cracking down upon 
obvious obscenity. True, under Tsar Nicholas I a Russian poet had to be careful, and Pushkin's imitations of naughty French 
models, of Parny, of Voltaire, were easily crushed by censorship. But prose was virtuous. Russian literature had no 
Renaissance tradition of vigorous outspokenness as other literatures had, and up to this day the Russian novel remains on 
the whole the most chaste of all novels. And, of course, Russian literature of the Soviet period is purity itself. One cannot 
imagine a Russian writing, for example, Lady Chatterley's Lover. 

So the first force fighting the artist was the government. The second force tackling the nineteenth-century Russian author 
was the anti-governmental, social-minded utilitarian criticism, the political, civic, radical thinkers of the day. It must be 
stressed that these men in general culture, honesty, aspirations, mental activity, and human virtue were immeasurably 
superior to the rogues in the government's pay or to the muddled old reactionaries that clustered around the shivering 
throne. The radical critic was concerned exclusively with the welfare of the people and regarded everything — literature, 
science, philosophy — as only a means to improve the social and economic situation of the underdog and to alter the 
political structure of his country. He was incorruptible, heroic, indifferent to the privations of exile, but also indifferent to 
the niceties of art. These men who fought despotism — the fiery Belinski of the forties, the stubborn Chernyshevski and 
Dobrolyubov of the fifties and sixties, Mihaylovski, the well-meaning bore, and dozens of other honest obstinate men — all 
may be grouped under one heading: political radicalism affiliated to the old French social thinkers and to German 
materialists, foreshadowing the revolutionary socialism and stolid communism of recent years, and not to be confused 
with Russian Liberalism in its true sense, which was absolutely the same as cultured democracy elsewhere in Western 
Europe and America. In looking through old periodicals of the sixties and seventies, one is astounded to find what violent 

13 



Vladimir Nabokov: Lectures on Russian literature 

ideas these men were able to express in a country ruled by an absolute monarch. But with all their virtues, these radical 
critics were as great a nuisance in regard to art as was the government. Government and revolution, the Tsar and the 
Radicals, were both philistines in art. The radical critics fought despotism, but they evolved a despotism of their own. The 
claims, the promptings, the theories that they tried to enforce were in themselves just as irrelevant to art as was the 
conventionalism of the administration. What they demanded of an author was a social message and no nonsense, and 
from their point of view a book was good only insofar as it was of practical use to the welfare of the people. There was a 
disastrous flaw in their fervor. Sincerely and boldly they advocated freedom and equality but they contradicted their own 
creed by wishing to subjugate the arts to current politics. If in the opinion of the Tsars authors were to be the servants of 
the state, in the opinion of the radical critics writers were to be the servants of the masses. The two lines of thought were 
bound to meet and join forces when at last, in our times, a new kind of regime, the synthesis of a Hegelian triad, combined 
the idea of the masses with the idea of the state. 

One of the best examples of the clash between the artist and his critics in the twenties and thirties of the nineteenth 
century is the case of Pushkin, Russia's first great writer. Officialdom headed by Tsar Nicholas himself was madly irritated 
by this man who instead of being a good servant of the state in the rank and file of the administration and extolling 
conventional virtues in his vocational writings (if write he must), composed extremely arrogant and extremely 
independent and extremely wicked verse in which a dangerous freedom of thought was evident in the novelty of his 
versification, in the audacity of his sensual fancy, and in his propensity for making fun of major and minor tyrants. The 
church deplored his levity. Police officers, high officials, critics in the pay of the government dubbed him a shallow 
versificator; and because he emphatically refused to use his pen for copying humdrum acts in a governmental office, 
Pushkin, one of the best educated Europeans of his day, was called an ignoramus by Count Thingamabob and a dunce by 
General Donner-wetter. The methods which the state employed in its attempts to throttle Pushkin's genius were 
banishment, fierce censorship, constant pestering, fatherly admonishment, and finally a favorable attitude toward the 
local scoundrels who eventually drove Pushkin to fight his fatal duel with a wretched adventurer from royalist France. 

Now, on the other hand, the immensely influential radical critics, who in spite of absolute monarchy managed to voice 
their revolutionary opinions and hopes in widely read periodicals — these radical critics who blossomed forth in the last 
years of Pushkin's short life, were also madly irritated by this man who instead of being a good servant of the people and of 
social endeavor wrote extremely subtle and extremely independent and extremely imaginative verse about all things on 
earth, the very variety of his interests somehow lessening the value of revolutionary intention that might be discerned in 
his casual, too casual, pokes at minor or major tyrants. The audacity of his versification was deplored as being an 
aristocratic adornment; his artistic aloofness was pronounced a social crime; mediocre writers but sound political thinkers 
dubbed Pushkin a shallow versificator. In the sixties and seventies famous critics, the idols of public opinion, called Pushkin 
a dunce, and emphatically proclaimed that a good pair of boots was far more important for the Russian people than all the 
Pushkins and Shakespeares in the world. In comparing the exact epithets used by the extreme radicals with those used by 
the extreme monarchists in regard to Russia's greatest poet, one is struck by their awful similarity. 

Gogol's case in the late thirties and forties was somewhat different. First let me say that his play The Government Inspector 
and his novel Dead Souls are products of Gogol's own fancy, his private nightmares peopled with his own incomparable 
goblins. They are not and could not be a picture of the Russia of his time since, apart from other reasons, he hardly knew 
Russia; and indeed his failure to write a continuation of Dead Souls was due to his not possessing sufficient data and to the 
impossibility of using the little people of his fancy for a realistic work that would improve the morals of his country. But the 
radical critics perceived in the play and in the novel an indictment of bribery, of coarse living, of governmental iniquity, of 
slavery. A revolutionary intention was read into Gogol's works and he, a timorous law-abiding citizen with many influential 
friends in the conservative party, was so appalled at the things that had been found in his works that in his subsequent 
writings he endeavored to prove that the play and the novel, far from being revolutionary, had really conformed to 
religious tradition and to the mysticism which he later evolved. Dostoevski was banished and almost executed by the 
government in his youth for some indulgence in juvenile politics; but when afterwards he extolled in his writings the 
virtues of humility, submission, and suffering, he was murdered in print by the radical critics. And these same critics 
fiercely attacked Tolstoy for depicting what they called the romantic romps of titled ladies and gentlemen, while the 
church excommunicated him for his daring to evolve a faith of his own making. 

14 



Vladimir Nabokov: Lectures on Russian literature 

These examples will I think suffice. It can be said without much exaggeration that almost all the great Russian writers of 
the nineteenth century went through this strange double purgatory. 

Then the marvelous nineteenth century came to a close. Chekhov died in 1904, Tolstoy in 1910. There arose a new 
generation of writers, a final sunburst, a hectic flurry of talent. In these two decades just before the Revolution, modernism 
in prose, poetry, and paintingflourished brilliantly. Andrey Bely, a precursor of James Joyce, Aleksandr Blok, the symbolist, 
and several other avant-garde poets appeared on the lighted stage. When, less than a year after the Liberal Revolution, the 
Bolshevik leaders overturned the Democratic regime of Kerenski and inaugurated their reign of terror, most Russian writers 
went abroad; some, as for example the futurist poet Mayakovski, remained. Foreign observers confused advanced 
literature with advanced politics, and this confusion was eagerly pounced upon, and promoted, and kept alive by Soviet 
propaganda abroad. Actually Lenin was in art a philistine, a bourgeois, and from the very start the Soviet government was 
laying the grounds for a primitive, regional, political, police-controlled, utterly conservative and conventional literature. The 
Soviet government, with admirable frankness very different from the sheepish, half-hearted, muddled attempts of the old 
administration, proclaimed that literature was a tool of the state; and for the last forty years this happy agreement 
between the poet and the policeman has been carried on most intelligently. Its result is the so-called Soviet literature, a 
literature conventionally bourgeois in its style and hopelessly monotonous in its meek interpretation of this or that 
governmental idea. 

It is interesting to ponder the fact that there is no real difference between what the Western Fascists wanted of literature 
and what the Bolsheviks want. Let me quote: "The personality of the artist should develop freely and without restraint. One 
thing, however, we demand: acknowledgement of our creed." Thus spoke one of the big Nazis, Dr. Rosenberg, Minister of 
Culture in Hitler's Germany. Another quotation: "Every artist has the right to create freely; but we, Communists, must guide 
him according to plan." Thus spoke Lenin. Both of these are textual quotations, and their similitude would have been highly 
diverting had not the whole thing been so very sad. 

"We guide your pens" — this, then, was the fundamental law laid down by the Communist party, and this was expected to 
produce "vital" literature. The round body of the law had delicate dialectical tentacles: the next step was to plan the 
writer's work as thoroughly as the economic system of the country, and this promised the writer what Communist officials 
called with a simper "an endless variety of themes" because every turn of the economic and political path implied a turn in 
literature: one day the lesson would be "factories"; the next, "farms"; then, "sabotage"; then, "the Red Army," and so on 
(what variety!); with the Soviet novelist puffing and panting and dashing about from model hospital to model mine or 
dam, always in mortal fear that if he were not nimble enough he might praise a Soviet decree or a Soviet hero that would 
both be abolished on the publication day of his book. 

In the course of forty years of absolute domination the Soviet government has never once lost control of the arts. Every 
now and then the screw is eased for a moment, to see what will happen, and some mild concession toward individual self- 
expression is accorded; and foreign optimists acclaim the new book as a political protest, no matter how mediocre it is. We 
all know those bulky best-sellers All Quiet on the Don, Not by Bread Possessed, and Zed's Cabin — mountains of triteness, 
plateaus of platitudes, which are called "powerful" and "compelling" by foreign reviewers. But, alas, even if the Soviet 
writer does reach a level of literary art worthy of, say, an Upton Lewis — not to name any names — even so the dreary fact 
remains that the Soviet government, the most philistine organization on earth, cannot permit the individual quest, the 
creative courage, the new, the original, the difficult, the strange, to exist. And let us not befooled by the natural extinction 
of elderly dictators. Not a jot changed in the philosophy of the state when Lenin was replaced by Stalin, and not a jot has 
changed now, with the rise of Krushchev, or Hrushchyov, or whatever his name is. Let me quote Hrushchyov on literature 
at a recent party reunion (June 1957). This is what he said: "Creative activity in the domain of literature and art must be 
penetrated with the spirit of struggle for communism, must imbue hearts with buoyancy, with the strength of convictions, 
must develop socialistic consciousness and group discipline." I love this group style, these rhetorical intonations, these 
didactic clauses, this snowballing journalese. 

Since a definite limit is set to an author's imagination and to free will, every proletarian novel must end happily, with the 
Soviets triumphing, and thus the author is faced with the dreadul task of having to weave an interesting plot when the 

15 



Vladimir Nabokov: Lectures on Russian literature 

outcome is in advance officially known to the reader. In an Anglo-Saxon thriller, the villain is generally punished, and the 
strong silent man generally wins the weak babbling girl, but there is no governmental law in Western countries to ban a 
story that does not comply with a fond tradition, so that we always hope that the wicked but romantic fellow will escape 
scot-free and the good but dull chap will be finally snubbed by the moody heroine. 

But in the case of the Soviet author there is no such freedom. His epilogue is fixed by law, and the reader knows it as well 
as the writer does. How, then, can he manage to keep his audience in suspense ? Well, a few ways have been found. First of 
all, since the idea of a happy end really refers not to the characters but to the police state, and since it is the Soviet state 
that is the real protagonist of every Soviet novel, we can have a few minor characters — fairly good Bolsheviks though they 
be — die a violent death provided the idea of the Perfect State triumphs in the end; in fact, some cunning authors have been 
known to arrange things in such a way that on the very last page the death of the Communist hero is the triumph of the 
happy Communist idea : I die so that the Soviet Union may live. This is one way — but it is a dangerous way, for the author 
may be accused of killing the symbol together with the man, the boy on the burning deck together with the whole Navy. If 
he is cautious and shrewd, he will endow the Communist who comes to grief with some little weakness, some slight — oh, 
so slight! — political deviation or streak of bourgeois eclecticism, which, without affecting the pathos of his deeds and 
death, will lawfully suffice to justify his personal disaster. 

An able Soviet author proceeds to collect a number of characters involved in the creation of this factory or that farm much 
in the same way as a mystery story writer collects a number of people in a country house or a railway train where a murder 
is about to occur. In the Soviet story the crime idea will take the form of some secret enemy tampering with the work and 
plans of the Soviet undertaking in question. And just as in an ordinary mystery story, the various characters will be shown 
in such a way that the reader is not quite sure whetherthe harsh and gloomy fellow is really bad, and whetherthe smooth- 
tongued, cheerful mixer is really good. Our detective is represented there by the elderly worker who lost one eye in the 
Russian Civil War, or a splendidly healthy young woman who has been sent from Headquarters to investigate why the 
production of some stuff is falling in such an alarming way. The characters — say, the factory workers — are so selected as 
to show all the shades of state-consciousness, some being staunch and honest realists, others nursing romantic memories 
of the first years of the Revolution, others again with no learning or experience but with a lot of sound Bolshevik intuition. 
The reader notes the action and dialogue, notes also this or that hint, and tries to discover who among them is sincere, and 
who has a dark secret to hide. The plot thickens and when the climax is reached and the villain is unmasked by the strong 
silent girl, we find out what we had perhaps suspected — that the man who was wrecking the factory is not the ugly little 
old workman with a trick of mispronouncing Marxist definitions, bless his little well-meaning soul, but the slick, easygoing 
fellow well versed in Marxian lore; and his dark secret is that his stepmother's cousin was the nephew of a capitalist. I have 
seen Nazi novels doing the same thing on racial lines. Apart from this structural resemblance to the tritest kind of crime- 
thriller, we must note here the "pseudo-religious" side. The little old workman who proves to be the better man is a kind of 
obscene parody of the poor-in-wits but strong in spirit and faith, inheriting the Kingdom of Heaven, while the brilliant 
pharisee goes to the other place. Especially amusing in these circumstances is the romantic theme in Soviet novels. I have 
here two examples culled at random. First, a passage from The Big Heart, a novel by Antonov, published serially in 1957: 

Olga was silent. 

"Ah," cried Vladimir, "Why can't you love me as I love you." 

"I love my country," she said. 

"So do I," he exclaimed. 

"And there is something I love even more strongly," Olga continued, disengaging herself from the young man's embrace. 

"And that is?" he queried. 

Olga let her limpid blue eyes rest on him, and answered quickly: "It is the Party." 

16 



Vladimir Nabokov: Lectures on Russian literature 
My other example is from a novel by Gladkov, Energiya -. 

The young worker Ivan grasped the drill. As soon as he felt the surface of metal, he became agitated, and an excited shiver 
ran through his body. The deafening roar of the drill hurled Sonia away from him. Then she placed her hand on his shoulder 
and tickled the hair on his ear 

Then she looked at him, and the little cap perched on her curls mocked and provoked him. It was as though an electric 
discharge had pierced both the young people at one and the same moment. He gave a deep sigh and clutched the 
apparatus more firmly. 

I have now described with less sorrow I hope than contempt, the forces that fought for the artist's soul in the nineteenth 
century and the final oppression which art underwent in the Soviet police state. In the nineteenth century genius not only 
survived, but flourished, because public opinion was stronger than any Tsar and because, on the other hand, the good 
reader refused to be controlled by the utilitarian ideas of progressive critics. In the present era when public opinion in 
Russia is completely crushed by the government, the good reader may perhaps still exist there, somewhere in Tomsk or 
Atomsk, but his voice is not heard, his diet is supervised, his mind divorced from the minds of his brothers abroad. His 
brothers — that is the point: for just as the universal family of gifted writers transcends national barriers, so is the gifted 
reader a universal figure, not subject to spatial or temporal laws. It is he — the good, the excellent reader — who has saved 
the artist again and again from being destroyed by emperors, dictators, priests, puritans, philistines, political moralists, 
policemen, postmasters, and prigs. Let me define this admirable reader. He does not belong to any specific nation or class. 
No director of conscience and no book club can manage his soul. His approach to a work of fiction is not governed by those 
juvenile emotions that make the mediocre reader identify himself with this or that character and "skip descriptions." The 
good, the admirable reader identifies himself not with the boy or the girl in the book, but with the mind that conceived and 
composed that book. The admirable reader does not seek information about Russia in a Russian novel, for he knows that 
the Russia of Tolstoy or Chekhov is not the average Russia of history but a specific world imagined and created by 
individual genius. The admirable reader is not concerned with general ideas: he is interested in the particular vision. He 
likes the novel not because it helps him to get along with the group (to use a diabolical progressive-school cliche); he likes 
the novel because he imbibes and understands every detail of the text, enjoys what the author meant to be enjoyed, beams 
inwardly and all over, is thrilled by the magic imageries of the master-forger, the fancy -forger, the conjuror, the artist. 
Indeed, of all the characters that a great artist creates, his readers are the best. 

In sentimental retrospect, the Russian reader of the past seems to me to be as much of a model for readers as Russian 
writers were models for writers in other tongues. He would start on his charmed career at a most tender age and lose his 
heart to Tolstoy or Chekhov when still in the nursery and nurse would try to take away Anna Karenin and would say: Oh, 
come, let me tell it to you in my own words (Day-ka,ya tebe rasskazhu svoimi slovami [slovo-word]). That is how the good 
reader learned to beware of translators of condensed masterpieces, of idiotic movies about the brothers Karenins, and of 
all other ways of toadying to the lazy and of quartering the great. 

And to sum up, I would like to stress once more, Let us not look for the soul of Russia in the Russian novel: let us look for the 
individual genius. Look at the masterpiece, and not at the frame — and not at the faces of other people looking at the frame. 

The Russian reader in old cultured Russia was certainly proud of Pushkin and of Gogol, but he was just as proud of 
Shakespeare or Dante, of Baudelaire or of Edgar Allan Poe, of Flaubert or of Homer, and this was the Russian reader's 
strength. I have a certain personal interest in the question, for if my fathers had not been good readers, I would hardly be 
here today, speaking of these matters in this tongue. I am aware of many things being quite as important as good writing 
and good reading; but in all things it is wiser to go directly to the quiddity, to the text, to the source, to the essence — and 
only then evolve whatever theories may tempt the philosopher, or the historian, or merely please the spirit of the day. 
Readers are born free and ought to remain free; and the following little poem by Pushkin, with which I shall close my talk, 
applies not only to poets, but also to those who love the poets. 



17 



Vladimir Nabokov: Lectures on Russian literature 



I value little those much vaunted rights 

that have for some the lure of dizzy heights; 

I do not fret because the gods refuse 

to let me wrangle over revenues, 

or thwart the wars of kings; and 'tis to me 

of no concern whether the press be free 

to dupe poor oafs or whether censors cramp 

the current fancies of some scribbling scamp. 

These things are words, words, words. My spirit fights 

for deeper Liberty, for better rights. 

Whom shall we serve — the people or the State? 

The poet does not care — so let them wait. 

To give account to none, to be one's own 

vassal and lord, to please oneself alone, 

to bend neither one's neck, nor inner schemes, 

nor conscience to obtain some thing that seems 

power but is a flunkey's coat; to stroll 

in one's own wake, admiring the divine 

beauties of Nature and to feel one's soul 

melt in the glow of man's inspired design 

— that is the blessing, those are the rights! 

[Translated by V. Nabokov] 






I TUlu* 

t&ex ht« for aeas* tba lwra 
1 4n AOt 

-. - «»«MHaa, 
or bhasiM ■ I ■ ' 

at no aonoem t'sB b« fro* 

to gup* BOW B*f* a* *h*tl\*r mw 
ttw mu"r*ni runelBB or u™-* 
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18 



Vladimir Nabokov: Lectures on Russian literature 



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19 



Vladimir Nabokov: Lectures on Russian literature 
Dead Souls (1842) 

Socially minded Russian critics saw in Dead Souls and in The Government Inspector a condemnation of the social poshlust 
emanating from serf-owning bureaucratic provincial Russia and thus missed the true point. Gogol's heroes merely happen 
to be Russian squires and officials; their imagined surroundings and social conditions are perfectly unimportant factors — 
just as Monsieur Homais might be a business man in Chicago or Mrs. Bloom the wife of a schoolmaster in Vyshni-Volochok. 
Moreover, their surroundings and conditions, whatever they might have been in "real life," underwent such a thorough 
permutation and reconstruction in the laboratory of Gogol's peculiar genius that (as has been observed already in 
connection with The Government Inspector) it is as useless to look in Dead Souls for an authentic Russian background as it 
would be to try and form a conception of Denmark on the basis of that little affair in cloudy Elsinore. And if you want 
"facts," then let us inquire what experience had Gogol of provincial Russia. Eight hours in a Podolsk inn, a week in Kursk, the 
rest he had seen from the window of his traveling carriage, and to this he had added the memories of his essentially 
Ukrainian youth spent in Mirgorod, Nezhin, Poltava — all of which towns lay far outside Chichikov's itinerary. What seems 
true however is that Dead Souls provides an attentive reader with a collection of bloated dead souls belonging to poshlyaki 
(males) and poshlyachki (females) described with that Gogolian gusto and wealth of weird detail which lift the whole thing 
to the level of a tremendous epic poem; and "poem" is in fact the subtle subtitle appended by Gogol to Dead Souls. There is 
something sleek and plump about poshlust, and this gloss, these smooth curves, attracted the artist in Gogol. The immense 
sphenca\poshlyak (singular of the word) Pavel Chichikov eating the fig at the bottom of the milk which he drinks to mellow 
his throat, or dancing in his nightgown in the middle of the room while things on shelves rock in response to his 
Lacedaemonian jig (ending in his ecstatically hitting his chubby behind — his real face — with the pink heel of his bare foot, 
thus propelling himself into the true paradise of dead souls) these are visions which transcend the lesser varieties 
oiposhlust discernible in humdrum provincial surroundings or in the petty iniquities of petty officials. But a poshlyak even 
of Chichikov's colossal dimensions inevitably has somewhere in him a hole, a chink through which you see the worm, the 
little shriveled fool that lies all huddled up in the depth of the poshlust-painted vacuum. There was something faintly silly 
from the very start about that idea of buying up dead souls, — souls of serfs who had died since the last census and for 
whom their owners continued to pay the poll-tax, thus endowing them with a kind of abstract existence which however 
was quite concretely felt by the squire's pocket and could be just as "concretely" exploited by Chichikov, the buyer of such 
phantasma. This faint but rather sickening silliness was for a certain time concealed by the maze of complex machinations. 
Morally Chichikov was hardly guilty of any special crime in attempting to buy up dead men in a country where live men 
were lawfully purchased and pawned. If I paint my face with home made Prussian Blue instead of applying the Prussian 
Blue which is sold by the state and cannot be manufactured by private persons, my crime will be hardly worth a passing 
smile and no writer will make of it a Prussian Tragedy. But if I have surrounded the whole business with a good deal of 
mystery and flaunted a cleverness that presupposed most intricate difficulties in perpetrating a crime of that kind, and if 
owing to my letting a garrulous neighbor peep at my pots of home-brewn paint I get arrested and am roughly handled by 
men with authentic blue faces, then the laugh for what it is worth is on me. In spite of Chichikov's fundamental irreality in 
a fundamentally unreal world, the fool in him is apparent because from the very start he commits blunder upon blunder. It 
was silly to try to buy dead souls from an old woman who was afraid of ghosts; it was an incredible lapse of acumen to 
suggest such a Queer Street deal to the braggard and bully Nozdryov. I repeat however for the benefit of those who like 
books to provide them with "real people" and "real crime" and a "message" (that horror of horrors borrowed from the 
jargon of quack reformers) that Dead Souls will get them nowhere. Chichikov's guilt being a purely conventional matter, his 
destiny can hardly provoke any emotional reaction on our part. This is an additional reason why the view taken by Russian 
readers and critics, who saw in Dead Souls a matter-of-fact description of existing conditions, seems so utterly and 
ludicrously wrong. But when the legendary poshlyak Chichikov is considered as he ought to be, i.e., as a creature of Gogol's 
special brand moving in a special kind of Gogolian coil, the abstract notion of swindling in this serf-pawning business takes 
on strange flesh and begins to mean much more than it did when we considered it in the light of social conditions peculiar 
to Russia a hundred years ago. The dead souls he is buying are not merely names on a slip of paper. They are the dead souls 
that fill the air of Gogol's world with their leathery flutter, the clumsy animula of Manilovor of Korobochka, of the 
housewives of the town of N., of countless other little people bobbing throughout the book. Chichikov himself is merely the 
ill-paid representative of the Devil, a traveling salesman from Hades, "our Mr. Chichikov" as the Satan & Co. firm may be 
imagined calling their easy-going, healthy-looking but inwardly shivering and rotting agent. The poshlust which Chichikov 
personifies is one of the main attributes of the Devil, in whose existence, let it be added, Gogol believed far more seriously 

20 



Vladimir Nabokov: Lectures on Russian literature 

than he did in that of Cod. The chink in Chichikov's armor, that rusty chink emitting a faint but dreadful smell (a punctured 
can of conserved lobster tampered with and forgotten by some meddling fool in the pantry) is the organic aperture in the 
devil's armor. It is the essential stupidity of universal poshlust. 

Chichikov is doomed from the start and he rolls to that doom with a slight wobble in his gait which only the posblyaki and 
pos h ly a chki of the town of N. are capable of finding genteel and pleasant. At important moments when he launches upon 
one of those sententious speeches (with a slight break in his juicy voice — the tremolo of "dear brethren"), that are meant to 
drown his real intentions in a treacle of pathos, he applies to himself the words "despicable worm" and, curiously enough, a 
real worm is gnawing at his vitals and becomes suddenly visible if we squint a little when peering at his rotundity. I am 
reminded of a certain poster in old Europe that advertised automobile tires and featured something like a human being 
entirely made of concentric rings of rubber; and likewise, rotund Chichikov may be said to be formed of the tight folds of a 
huge flesh-colored worm. 

If the special gruesome character attending the main theme of the book has been conveyed and if the different aspects of 
poshlust which I have noted at random have become connected in such a way as to form an artistic phenomenon (its 
Gogolian leitmotiv being the "roundness" of posh lust), then Dead Souls will cease to mimic a humorous tale or a social 
indictment and henceforth may be adequately discussed. So let us look at the pattern a little more closely. 

"The gates of the hostelry in the governmental town of N. [so the book begins] admitted a smallish fairly elegant britzka on 
springs, of the sort used by bachelors such as retired colonels, staff-captains, country squires who own about a hundred 
souls of peasants — in short by all those who are dubbed 'gentlemen of medium quality.' Sitting in the britzka was a 
gentleman whose countenance could not be termed handsome, yet neither was he ill-favored: he was not too stout, nor 
was he too thin; you could not call him old, just as you could not say that he was still youthful. His arrival produced no stir 
whatever in the town and was not accompanied by anything unusual; alone two Russian muzhiks who were standing at 
the door of a dram-shop opposite the inn made certain remarks which however referred more to the carriage than to the 
person seated therein, look at that wheel there,' said one. 'Now what do you think — would that wheel hold out as far as 
Moscow if need be, or would it not?' 'It would,' answered the other. 'And what about Kazan — I think it would not last that 
far?' 'It would not,' — answered the other. Upon this the conversation came to a close. And moreover, as the carriage drove 
up to the inn, a young man chanced to pass wearing white twill trousers that were very tight and short and a swallow-tail 
coat with claims to fashion from under which a shirtfront was visible fastened with a Tula bronze pin in the shape of a 
pistol. The young man turned his head, looked back at the carriage, caught hold of his cap, which the wind was about to 
blow off, and then went his way." 

The conversation of the two "Russian muzhiks" (a typical Gogolian pleonasm) is purely speculative — a point which the 
abominable Fisher Unwin and Thomas Y. Crowell translations of course miss. It is a kind of to-be-or-not -to-be meditation in 
a primitive form. The speakers do not know whether the britzka is going to Moscow or not, just as Hamlet did not trouble 
to look whether, perhaps, he had not mislaid his bodkin. The muzhiks are not interested in the question of the precise 
itinerary that the britzka will follow; what fascinates them is solely the ideal problem of fixing the imaginary instability of a 
wheel in terms of imaginary distances ; and this problem is raised to the level of sublime abstraction by their not knowing 
the exact distance from N. (an imaginary point) to Moscow, Kazan or Timbuctoo — and caring less. They impersonate the 
remarkable creative faculty of Russians, so beautifully disclosed by Gogol's own inspiration, of working in a void. Fancy is 
fertile only when it is futile. The speculation of the two muzhiks is based on nothing tangible and leads to no material 
results; but philosophy and poetry are born that way; meddlesome critics looking for a moral might conjecture that the 
rotundity of Chichikov is bound to come to grief, being symbolized by the rotundity of that doubtful wheel. Andrey Bely, 
who was a meddler of genius, saw in fact the whole first volume of Dead Souls as a closed circle whirling on its axle and 
blurring the spokes, with the theme of the wheel cropping up at each new revolution on round Chichikov's part. Another 
special touch is exemplified by the chance passer-by — that young man portrayed with a sudden and wholly irrelevant 
wealth of detail: he comes there as if he was going to stay in the book (as so many of Gogol's homunculi seem intent to 
do — and do not). With any other writer of his day the next paragraph would have been bound to begin: "Ivan, for that was 
the young man's name" ... But no: a gust of wind interrupts his stare and he passes, never to be mentioned again. The 
faceless saloon-walker in the next passage (whose movements are so quick as he welcomes the newcomers that you 

21 



Vladimir Nabokov: Lectures on Russian literature 

cannot discern his features) is again seen a minute later coming down from Chichikov's room and spelling out the name on 
a slip of paper as he walks down the steps. "Pa-vel l-va-no-vich Chi-chi-kov"; and these syllables have a toxonomic value for 
the identification of that particular staircase. 

In such works by Gogol as The Government Inspector I find pleasure in rounding up those peripheral characters that enliven 
the texture of its background. Such characters in Dead Souls as the inn-servant or Chichikov's valet (who had a special smell 
of his own which he imparted at once to his variable lodgings) do not quite belong to that class of Little People. With 
Chichikov himself and the country squires he meets they share the front stage of the book although they speak little and 
have no visible influence upon the course of Chichikov's adventures. Technically speaking, the creation of peripheral 
personages in the play was mainly dependent upon this or that character alluding to people who never emerged from the 
wings. In a novel the lack of action or speech on the part of secondary characters would not have been sufficient to endow 
them with that kind of backstage existence, there being no footlights to stress their actual absence from the front place. 
Gogol however had another trick up his sleeve. The peripheral characters of his novel are engendered by the subordinate 
clauses of its various metaphors, comparisons and lyrical outbursts. We are faced by the remarkable phenomenon of mere 
forms of speech directly giving rise to live creatures. This is perhaps the most typical example of how this happens. 

"Even the weather had obligingly accommodated itself to the setting: the day was neither bright nor gloomy but of a kind 
of bluey-grey tint such as is found only upon the worn-out uniforms of garrison soldiers, for the rest a peaceful class of 
warriors except for their being somewhat inebriate on Sundays." 

It is not easy to render the curves of this life-generating syntax in plain English so as to bridge the logical, or rather 
biological, hiatus between a dim landscape under a dull sky and a groggy old soldier accosting the reader with a rich hiccup 
on the festive outskirts of the very same sentence. Gogol's trick consists in using as a link the word "vprochem" ("for the 
rest," "otherwise," "d'ailleurs") which is a connection only in the grammatical sense but mimics a logical link, the word 
"soldiers" alone affording a faint pretext for the juxtaposition of "peaceful"; and as soon as this false bridge of "vprocbem" 
has accomplished its magical work these mild warriors cross over, staggering and singing themselves into that peripheral 
existence with which we are already familiar. 

When Chichikov comes to a party at the Governor's house, the chance mention of black-coated gentlemen crowding 
around the powdered ladies in a brilliant light leads to a fairly innocent looking comparison with buzzing flies — and the 
very next instant another life breaks through: 

"The black tailcoats flickered and fluttered, separately and in clusters, this way and that, just as flies flutter over dazzling 
white chunks of sugar on a hot July day when the old housekeeper [here we are] hacks and divides it into sparkling lumps 
in front of the open window: all the children [second generation now!] look on as they gather about her, watching with 
curiosity the movements of her rough hands while the airy squadrons of flies that the light air [one of those repetitions so 
innate in Gogol's style that years of work over every passage could not eradicate them] has raised, fly boldly in, complete 
mistresses of the premises [or literally: 'full mistresses,' 'polnya khozyaiki,'wh\ch Isabel F. Hapgood in the Crowell edition 
mistranslates as 'fat housewives'] and, taking advantage of the old woman's purblindness and of the sun troubling her 
eyes, spread all over the dainty morsels, here separately, there in dense clusters." 

It will be noticed that whereas the dull weather plus drunken trooper image comes to an end somewhere in the dusty 
suburban distance (where Ukhovyortov, the Ear-Twister, reigns) here, in the simile of the flies, which is a parody of the 
Homeric rambling comparison, a complete circle is described, and after his complicated and dangerous somersault, with no 
net spread under him, as other acrobatic authors have, Gogol manages to twist back to the initial "separately and in 
clusters." Several years ago during a Rugby game in England I saw the wonderful Obolensky kick the ball away on the run 
and then changing his mind, plunge forward and catch it back with his hands . . . something of this kind of feat is 
performed by Nikolay Vasyilievich. Needless to say that all these things (in fact whole paragraphs and pages) were left out 
by Mr. T. Fisher Unwin who to the "considerable joy" of Mr. Stephen Graham (see preface, edition of 1915, London) 
consented to re-publish Dead Souls. Incidentally, Graham thought that "Dead Souls is Russia herself" and that Gogol 
"became a rich man and could winter at Rome and Baden-Baden." 

22 



Vladimir Nabokov: Lectures on Russian literature 
The lusty barking of dogs which met Chichikovas he drove up to Madame Korobochka's house proves equally fertile: 

"Meanwhile the dogs were lustily barking in all possible tones : one of them, with his head thrown back, indulged in such 
conscientious ululations as if he were receiving some prodigious pay for his labors; another hammered it out cursorily like 
your village sexton; in between rang out, similar to the bell of a mailcoach, the persistent treble of what was probably a 
young whelp; and all this was capped by a basso voice belonging presumably to some old fellow endowed with a tough 
canine disposition, for his voice was as hoarse as that of a basso profundo in a church choir, when the concerto is in full 
swing with the tenors straining on tiptoe in their eagerness to produce a high note and all the rest, too, throwing their 
heads back and striving upwards — while he alone with his bristly chin thrust into his neckerchief, turns his knees out, sinks 
down almost to the ground and issues thence that note of his which makes the window-panes quake and rattle." 

Thus the bark of a dog breeds a church chorister. In yet another passage (where Pavel arrives at Sobakevich's house) a 
musician is born in a more complicated way remindful of the "dull sky drunken trooper" simile. 

"As he drove up to the porch he noticed two faces which almost simultaneously appeared at the window : one belonged to 
a woman in a ribboned cap and it was as narrow and long as a cucumber; the other was a man's face and round and broad 
it was, like those Moldavian pumpkins, caWed gorlyanki from which in our good country balalaikas are made, two-stringed 
light balalaikas, the adornment and delight of a nimble young rustic just out of his teens, the cock of his walk and a great 
one at whistling through his teeth and winking his eye at the white-bosomed and white-necked country-lasses who cluster 
around in order to listen to the delicate twanging of his strings." (This young yokel was transformed by Isabel Hapgood in 
her translation into "the susceptible youth of twenty who walks blinking along in his dandified way.") 

The complicated maneuver executed by the sentence in order to have a village musician emerge from burly Sobakevich's 
head consists of three stages: the comparison of that head to a special kind of pumpkin, the transformation of that 
pumpkin into a special kind of balalaika, and finally the placing of that balalaika in the hands of a young villager who 
forthwith starts softly playing as he sits on a log with crossed legs (in brand new high boots) surrounded by sunset midgets 
and country girls. Especially remarkable is the fact that this lyrical digression is prompted by the appearance of what may 
seem to the casual reader to be the most matter-of-fact and stolid character of the book. 

Sometimes the comparison-generated character is in such a hurry to join in the life of the book that the metaphor ends in 
delightful bathos: 

"A drowning man, it is said, will catch at the smallest chip of wood because at the moment he has not the presence of mind 
to reflect that hardly even a fly could hope to ride astride that chip, whereas he weighs almost a hundred and fifty pounds 
if not a good two hundred." 

Who is that unfortunate bather, steadily and uncannily growing, adding weight, fattening himself on the marrow of a 
metaphor? We never shall know — but he almost managed to gain a footing. 

The simplest method such peripheral characters employ to assert their existence is to take advantage of the author's way 
of stressing this or that circumstance or condition by illustrating it with some striking detail. The picture starts living a life 
of its own — rather like that leering organ-grinder with whom the artist in H. G. Wells' story The Portrait struggled, by 
means of jabs and splashes of green paint when the portrait he was making became alive and disorderly. Observe for 
instance the ending of chapter 7, where the intention is to convey the impressions of night falling upon a peaceful 
provincial town. Chichikov after successfully clinching his ghostly deal with the landowners has been entertained by the 
worthies of the town and goes to bed very drunk; his coachman and his valet quietly depart on a private spree of their own, 
then stumble back to the inn, most courteously propping up each other, and soon go to sleep too. 

"... emitting snores of incredible density of sound, echoed from the neighboring room by their master's thin nasal wheeze. 
Soon after this everything quieted down and deep slumber enveloped the hostelry; one light alone remained burning and 
that was in the small window of a certain lieutenant who had arrived from Ryazan and who was apparently a keen 

23 



Vladimir Nabokov: Lectures on Russian literature 

amateur of boots inasmuch as he had already acquired four pairs and was persistently trying on a fifth one. Every now and 
again he would go up to his bed as though he intended to take them off and lie down; but he simply could not; in truth 
those boots were well made; and for a long while still he kept revolving his foot and inspecting the dashing cut of an 
admirably finished heel." 

Thus the chapter ends — and that lieutenant is still trying on his immortal jackboot, and the leather glistens, and the candle 
burns straight and bright in the only lighted window of a dead town in the depth of a star-dusted night. I know of no more 
lyrical description of nocturnal quiet than this Rhapsody of the Boots. 

The same kind of spontaneous generation occurs in chapter 9, when the author wishes to convey with special strength the 
bracing turmoil which the rumors surroundingthe acquisition of dead souls provoked throughout the province. Country 
squires who for years had been lying curled up in their holes like so many dormice all of a sudden blinked and crawled out: 

"There appeared a certain Sysoy Pafnutievich, and a certain Macdonald Carlovich [a singular name to say the least but 
necessary here to underline utter remoteness from life and the consequent irreality of that person, a dream in a dream, so 
to speak], about whom nobody had heard before; and a long lean impossibly tall fellow [literally: 'a certain long long one, of 
such tall stature as had never been even seen'] with a bullet wound in his hand ..." 

In the same chapter, after explaining at length that he will name no names because "whatever name be invented there is 
quite sure to crop up in some corner of our empire — which is big enough for all purposes — some person who bears it, and 
who is sure to be mortally offended and to declare that the author sneaked in with the express intention of nosing out 
every detail," Gogol cannot stop the two voluble ladies whom he sets chattering about the Chichikov mystery from 
divulging their names as if his characters actually escaped his control and blurted out what he wished to conceal. 
Incidentally, one of those passages which fairly burst with little people tumbling out and scattering all over the page (or 
straddling Gogol's pen like a witch riding a broomstick) reminds one in a curious anachronistic fashion of a certain 
intonation and trick of style used by Joyce in Ulysses (but then Sterne too used the abrupt question and circumstantial 
answer method). 

"Our hero however was utterly unconscious of this [i.e., that he was boring with his sententious patter a certain young lady 
in a ballroom] as he went on telling her all kinds of pleasant things which he had happened to utter on similar occasions in 
various places. [Where?] In the Government of Simbirsk, at the house of Sofron Ivanovich Bespechnoy, where the latter's 
daughter, Adelaida Sofronovna, was also present with her three sisters-in-law, Maria Gavrilovna, Alexandra Gavrilovna and 
Adelheida Gavrilovna; at the house of Frol Vasilievich Pobedonosnoy, in the Government of Penza; and at that of the 
latter's brother, where the following were present: his wife's sister Katerina Mikhailovna and her cousins, Roza Feodorovna 
and Emilia Feodorovna; in the Government of Viatka, at the house of Pyotr Varsonofievich, where his daughter-in-law's 
sister Pelageya Egorovna was present, together with a niece, Sophia Rostislavna and two step-sisters: Sophia Alexandrovna 
and Maklatura Alexandrovna." 

Through some of these names runs that curious foreign strain (quasi-German in this case) which Gogol generally employs 
to convey a sense of remoteness and optical distortion due to the haze; queer hybrid names fit for difform or not yet quite 
formed people; and while squire Bespechnoy and squire Pobedonosnoy are, so to speak, only slightly drunken names 
(meaning as they do "Unconcerned" and "Victorious") the last one of the list is an apotheosis of nightmare nonsense faintly 
echoed by the Russian Scotsman whom we have already admired. It is inconceivable what type of mind one must have to 
see in Gogol a forerunner of the "naturalistic school" and a "realistic painter of life in Russia." 

Not only people, but things too indulge in these nomenclatorial orgies. Notice the pet names that the officials of the town 
of N. give to their playing cards. Chervi means "hearts"; but it also sounds very much like "worms," and with the linguistic 
inclination of Russians to pull out a word to its utmost length for the sake of emotional emphasis, it becomes 
chervotochina, which means worm-eaten core. Piki — "spades" — French piques — turn into pikentia, that is, assume a jocular 
dog-Latin ending; or they produce such variations as pikendras (false Greek ending) or pichura (a faint ornithological shade), 
sometimes magnified into pichurishchuk (the bird turning as it were into an antediluvian lizard, thus reversing the order of 

24 



Vladimir Nabokov: Lectures on Russian literature 

natural evolution). The utter vulgarity and automatism of these grotesque nicknames, most of which Gogol invented 
himself, attracted him as a remarkable means to disclose the mentality of those who used them. 

The difference between human vision and the image perceived by the faceted eye of an insect may be compared with the 
difference between a half-tone block made with the very finest screen and the corresponding picture as represented by the 
very coarse screening used in common newspaper pictorial reproduction. The same comparison holds good between the 
way Gogol saw things and the way average readers and average writers see things. Before his and Pushkin's advent Russian 
literature was purblind. What form it perceived was an outline directed by reason: it did not see color for itself but merely 
used the hackneyed combinations of blind noun and dog-like adjective that Europe had inherited from the ancients. The 
sky was blue, the dawn red, the foliage green, the eyes of beauty black, the clouds grey, and so on. It was Gogol (and after 
him Lermontovand Tolstoy) who first saw yellow and violet at all. That the sky could be pale green at sunrise, or the snow a 
rich blue on a cloudless day, would have sounded like heretical nonsense to your so-called "classical" writer, accustomed as 
he was to the rigid conventional color-schemes of the Eighteenth Century French school of literature. Thus the 
development of the art of description throughout the centuries may be profitably treated in terms of vision, the faceted 
eye becoming a unified and prodigiously complex organ and the dead dim "accepted colors" (in the sense of "idees recues") 
yielding gradually their subtle shades and allowing new wonders of application. I doubt whether any writer, and certainly 
not in Russia, had ever noticed before, to give the most striking instance, the moving pattern of light and shade on the 
ground under trees or the tricks of color played by sunlight with leaves. The following description of Plyushkin's garden in 
Dead Souls shocked Russian readers in much the same way as Manet did the bewhiskered philistines of his day. 

"An extensive old garden which stretched behind the house and beyond the estate to lose itself in the fields, alone seemed, 
rank and rugged as it was, to lend a certain freshness to these extensive grounds and alone was completely picturesque in 
its vivid wildness. The united tops of trees that had grown wide in liberty spread above the skyline in masses of green 
clouds and irregular domes of tremulous leafage. The colossal white trunk of a birchtree deprived of its top, which had 
been broken off by some gale or thunderbolt, rose out of these dense green masses and disclosed its rotund smoothness in 
midair, like a well proportioned column of sparkling marble; the oblique, sharply pointed fracture in which, instead of a 
capital, it terminated above, showed black against its snowy whiteness like some kind of headpiece or a dark bird. Strands 
of hop, after stranglingthe bushes of elder, mountain ash and hazel below, had meandered all overthe ridge of the fence 
whence they ran up at last to twist around that truncate birchtree halfway up its length. Having reached its middle, they 
hung down from there and were already beginning to catch at the tops of other trees, or had suspended in the air their 
intertwined loops and thin clinging hooks which were gently oscillated by the air. Here and there the green thicket broke 
asunder in a blaze of sunshine and showed a deep unlighted recess in between, similarto dark gaping jaws; this vista was 
all shrouded in shadow and all one could discern in its black depth was: the course of a narrow footpath, a crumbling 
balustrade, a toppling summer-house, the hollow trunk of a decrepit willow, a thick growth of hoary sedge bristling out 
from behind it, an intercrossment and tangle of twigs and leaves that had lost their sap in this impenetrable wildwood, and 
lastly, a young branch of maple which had projected sideways the green paws of its leaves, under one of which a gleam of 
sunlight had somehow managed to creep in after all, unexpectedly making of that leaf a translucid and resplendent marvel 
burning in the dense darkness. 

"On the very edge of the garden several great aspens stood apart, lording it overthe rest, with the huge nests of crows 
propped up by their tremulous summits. On some of these trees dislocated boughs that were not quite detached from the 
trunks hung down together with their shriveled foliage. In a word all was beautiful as neither nature nor art can contrive, 
beautiful as it only is when these two come together, with nature giving the final touch of her chisel to the work of man 
(that more often than not he has piled up anyhow), alleviating its bulky agglomeration and suppressing both its crudely 
obvious regularity and the miserable gaps through which its stark background clearly showed and casting a wonderful 
warmth over all that had been evolved in the bleakness of measured neatness and propriety." 

I do not wish to contend that my translation is especially good or that its clumsiness corresponds to Gogol's disheveled 
grammar, but at least it is exact in regard to sense. It is entertaining to glance at the mess which my predecessors have 
made of this wonderful passage. Isabel Hapgood (1885) for instance, who at least attempted to translate it in toto, heaps 
blunder upon blunder, turning the Russian "birch" into the non-endemic "beech," the "aspen" into an "ashtree," the "elder" 

25 



Vladimir Nabokov: Lectures on Russian literature 

into "lilac," the "dark bird" into a "blackbird," the "gaping" (ziyavsbaya) into "shining" (which would have been siyavshaya), 
etc. etc. 

The various attributes of the characters help to expand them in a kind of spherical way to the remotest regions of the book. 
Chichikov's aura is continued and symbolized by his snuffbox and his traveling case; by that "silver and enamel 
snuffbox'which he offered generously to everybody and on the bottom of which people could notice a couple of violets 
delicately placed there for the sake of their additional perfume (just as he would rub on Sunday mornings his sub-human, 
obscene body, as white and as plump as that of some fat wood boring larva, with eau de cologne — the last sickly sweet 
whiff of the smuggling business of his hidden past); for Chichikov is a fake and a phantom clothed in a pseudo-Pickwickian 
rotundity of flesh, and trying to smother the miserable reek of inferno (something far worse than the "natural smell" of his 
moody valet) permeating him, by means of maudlin perfumes pleasing to the grotesque noses of the inhabitants of that 
nightmare town. And the traveling chest: 

"The author feels sure that among his readers there are some curious enough to be desirous of knowing the plan and inner 
arrangement of that chest. Being anxious to please he sees no reason to deny them their satisfaction. Here it is, this inner 
arrangement." 

And without having warned the reader that what follows is not a box at all but a circle in hell and the exact counterpart of 
Chichikov's horribly rotund soul (and that what he, the author, is about to undertake is the disclosure of Chichikov's innards 
under a bright lamp in a vivisector's laboratory), he continues thus: 

"In the center was a soap-container [Chichikov being a soap bubble blown by the devil]; beyond the soap-container were six 
or seven narrow little interspaces for razors [Chichikov's chubby cheeks were always silky-smooth: a fake cherub], then two 
square niches for sand-box and inkstand, with little troughs for pens, sealing wax and all things that were longish in shape 
[the scribe's instruments for collecting dead souls]; then all sorts of compartments with and without lids, for shortish 
things; these were full of visiting cards, funeral notices, theatre tickets and such like slips which were stored up as 
souvenirs [Chichikov's social flutters]. All this upper tray with its various compartments could be taken out, and beneath it 
was a space occupied by piles of paper in sheets [paper being the devil's main medium of intercourse]; then followed a 
small secret drawer for money. This could be slipped out inconspicuously from the side of the chest [Chichikov's heart]. It 
would always be drawn out and pushed back so quickly by its owner [systole and diastole] that it is impossible to say 
exactly how much money it contained [even the author does not know]." 

Andrey Bely, following up one of those strange subconscious clues which are discoverable only in the works of authentic 
genius, noted that this box was the wife of Chichikov (who otherwise was as impotent as all Gogol's subhuman heroes) in 
the same way as the cloak was Akaky's mistress in The Overcoat or the belfry Shponka's mother-in-law in Ivan Shponka and 
his Aunt. It may be further observed that the name of the only female landowner in the book, "Squiress" Korobochka means 
"little box" — in fact, Chichikov's "little box" (reminding one of Harpagon's ejaculation: "Ma cassette!" in Moliere's L'Avare); 
and Korobochka's arrival in the town at the crucial moment is described in buxological terms, subtly in keeping with those 
used for the above quoted anatomic preparation of Chichikov's soul. Incidentally the reader ought to be warned that for 
the true appreciation of these passages he must quite forget any kind of Freudian nonsense that may have been falsely 
suggested to him by these chance references to connubial relations. Andrey Bely has a grand time making fun of solemn 
psychoanalysts. 

We shall first note that in the beginning of the following remarkable passage (perhaps the greatest one in the whole book) 
a reference to the night breeds a peripheral character in the same way as it did the Amateur of Boots. 

"But in the meantime, while he [Chichikov] sat in his uncomfortable armchair, a prey to troublesome thoughts and 
insomnia, vigorously cursing Nozdryov [who had been the first to disturb the inhabitants' peace of mind by bragging about 
Chichikov's strange commerce] and all Nozdryov's relatives [the 'family tree' which grows out spontaneously from our 
national kind of oath], in the faint glow of a tallow candle which threatened to go out at any moment under the black cap 
that had formed long ago all over its wick, and while the dark night blindly stared into his windows ready to shade into 

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Vladimir Nabokov: Lectures on Russian literature 

blue as dawn approached, and distant cocks whistled to one another in the distance [note the repetition of 'distant' and the 
monstrous 'whistled': Chichikov, emitting a thin nasal whistling snore, is dozing off, and the world becomes blurred and 
strange, the snore mingling with the doubly-distant crowing of cocks, while the sentence itself writhes as it gives birth to a 
quasi-human being], and somewhere in the sleeping town there stumbled on perchance a freize overcoat — some poor 
devil wearing that overcoat [here we are], of unknown standing or rank, and who knew only one thing [in the text the verb 
stands in the feminine gender in accordance with the feminine gender of 'freize overcoat' which, as it were, has usurped 
the place of man] — that trail [to the pub] which, alas, the devil-may-care Russian nation has burnt so thoroughly, — in the 
meantime [the "meantime" of the beginning of this sentence] at the other end of town. ..." 

Let us pause here for a moment to admire the lone passer-by with his blue unshaven chin and red nose, so different in his 
sorry condition (corresponding to Chichikov's troubled mind) from the passionate dreamer who had delighted in a boot 
when Chichikov's sleep was so lusty. Gogol continues as follows: 

". . .at the other end of the town there was happening something that was to make our hero's plight even worse. To wit: 
through remote streets and by-alleys of the town rumbled a most queer vehicle which it is doubtful anybody could have 
named more exactly. It looked neither like a tarantas [simplest kind of traveling carriage], nor like a calash, nor like a 
britzka, being in sooth more like a fat-cheeked very round watermelon set upon wheels [now comes a certain subtle 
correspondence to the description of round Chichikov's box]. The cheeks of this melon, that is, the carriage doors, that bore 
remnants of their formeryellow varnish, closed very poorly owing to the bad state of the handles and locks which had been 
perfunctorily fixed up by means of string. The melon was filled with chintz cushions, small ones, long ones, and ordinary 
ones, and stuffed with bags containing loaves of bread and such eatables as kalacbi [purse-shaped rolls], kokoorki [buns 
with egg or cheese stuffing], storodoom/f/' [skoro-dumplings] and krendels [a sort of magnified kalach in the form of a 
capital B, richly flavored and decorated]. A chicken-pie and a rassolnik [a sophisticated giblet-pie] were visible even on the 
top of the carriage. The rear board was occupied by an individual that might have been originally a footman, dressed in a 
short coat of speckled homespun stuff, with a slightly hoary stubble on his chin, the kind of individual known by the 
appellation of 'boy' (though he might be over fifty). The rattle and screech of the iron clamps and rusty screws awakened a 
police sentry at the other end of the town [another character is born here in the best Gogolian manner], who, raising his 
halberd, shocked himself out of his slumber with a mighty roar of 'Who goes there?', but upon becoming aware that 
nobody was passing and that only a faint rumble was coming from afar [the dream melon had passed into the dream 
town], he captured a beast of sorts right upon his collar and walking up to a lantern slew it on his thumbnail [i.e., by 
squashing it with the nail of the curved index of the same hand, the adopted system of Russians for dealing with hefty 
national fleas], after which he put his halberd aside and went to sleep again according to the rules of his particular 
knighthood [here Gogol catches up with the coach which he had let go by while busy with the sentry]. The horses every 
now and then fell on their foreknees not only because they were not shod but also because they were little used to 
comfortable town pavements. The rickety coach after turning this way and that down several streets, turned at last into a 
dark lane leading past the little parish church called Nikola-na-Nedotychkakh and stopped at the gate of the protopopsha's 
[priest's wife or widow] house. A kerchiefed and warmly clothed servant girl climbed out of the britzka [typical of Gogol: 
now that the nondescript vehicle has arrived at its destination, in a comparatively tangible world, it has become one of the 
definite species of carriages which he had been careful to say it was not] and using both her fists banged upon the gate 
with a vigor a man might have envied; the 'boy' in the speckled coat was dragged down somewhat later for he was 
sleeping the sleep of the dead. There was a barking of dogs, and at last the gates, gaping wide, swallowed, although not 
without difficulty, that clumsy traveling contrivance. The coach rolled into a narrow yard which was crammed with logs of 
wood, chicken coops and all sorts of cages; out of the carriage a lady emerged; this lady was a collegiate secretary's widow 
and a landowner herself: Madame Korobochka." 

Madame Korobochka is as much like Cinderella as Pavel Chichikov is like Pickwick. The melon she emerges from can hardly 
be said to be related to the fairy pumpkin. It becomes a britzka \ust before her emergence, probably for the same reason 
that the crowing of the cock became a whistling snore. One may assume that her arrival is seen through Chichikov's dream 
(as he dozes off in his uncomfortable armchair). She does come, in reality, but the appearance of her coach is slightly 
distorted by his dream (all his dreams being governed by the memory of the secret drawers of his box) and if this vehicle 
turns out to be a britzka it is merely because Chichikov had arrived in one too. Apart from these transformations the coach 

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Vladimir Nabokov: Lectures on Russian literature 

is round, because plump Chichikov is himself a sphere and all his dreams revolve round a constant center; and at the same 
time her coach is also his roundish traveling case. The plan and inner arrangement of the coach is revealed with the same 
devilish graduation as those of the box had been. The elongated cushions are the "long things" of the box; the fancy 
pastries correspond to the frivolous mementoes Pavel preserved; the papers for jotting down the dead serfs acquired are 
weirdly symbolized by the drowsy serf in the speckled jacket; and the secret compartment, Chichikov's heart, yields 
Korobochka herself. 

I have already alluded, in discussing comparison-born characters, to the lyrical gust which follows immediately upon the 
appearance of stolid Sobakevich's huge face, from which face, as from some great ugly cocoon, emerges a bright delicate 
moth. The fact is that, curiously enough, Sobakevich, in spite of his solemnity and bulk, is the most poetical character in the 
book, and this may require a certain amount of explanation. First of all here are the emblems and attributes of his being 
(he is visualized in terms of furniture). 

"As he took a seat, Chichikov glanced around at the walls and at the pictures that hung upon them. All the figures in these 
pictures were those of brawny fellows — full length lithographic portraits of Greek generals: Mavrocordato resplendent in 
his red-trousered uniform, with spectacles on his nose, Miaoulis, Kanaris. All these heroes had such stout thighs and such 
prodigious mustachios that it fairly gave one the creeps. In the midst of these robust Greeks a place had been given, for no 
earthly reason or purpose, to the portrait of a thin wispy little Bagration [famous Russian general] who stood there above 
his little banners and cannons in a miserably narrow frame. Thereupon a Greek personage followed again, namely the 
heroine Bobelina, whose mere leg seemed bigger than the whole body of any of the fops that swarm in our modern 
drawing rooms. The owner being himself a hardy and hefty man apparently wished his room to be adorned with hardy and 
hefty people too." 

But was this the only reason? Is there not something singular in this leaning toward romantic Greece on Sobakevich's part? 
Was there not a "thin wispy little" poet concealed in that burly breast? For nothing in those days provoked a greater 
emotion in poetically inclined Russians than Byron's quest. 

"Chichikov glanced again around the room: everything in it was both solid and unwieldy to the utmost degree and bore a 
kind of resemblance to the owner of the house himself. In one corner a writing desk of walnut wood bulged out on its four 
most ridiculous legs — a regular bear. Table, chair, armchair — everything was of the most heavy and uncomfortable sort; in 
a word, every article, every chair seemed to be saying: 'and I also am Sobakevich!' or 'and I also am very much like 
Sobakevich!' 

The food he eats is fare fit for some uncouth giant. If there is pork he must have the whole pig served at table, if it is 
mutton then the whole sheep must be brought in; if it is goose, then the whole bird must be there. His dealings with food 
are marked by a kind of primeval poetry and if there can be said to exist a gastronomical rhythm, his prandial meter is the 
Homeric one. The half of the saddle of mutton that he dispatches in a few crunching and susurrous instants, the dishes 
that he engulfs next — pastries whose size exceeds that of one's plate and a turkey as big as a calf, stuffed with eggs, rice, 
liver and other rich ingredients — all these are the emblems, the outer crust and natural ornaments of the man and 
proclaim his existence with that kind of hoarse eloquence that Flaubert used to put into his pet epithet "Henorme." 
Sobakevich works in the food line with great slabs and mighty hacks, and the fancy jams served by his wife after supper are 
ignored by him as Rodin would not condescend to notice the rococo baubles in a fashionable boudoir. 

"No soul whatever seemed to be present in that body, or if he did have a soul it was not where it ought to be, but, as in the 
case of Kashchey the Deathless [a ghoulish character in Russian folklore] it dwelled somewhere beyond the mountains and 
was hidden under such a thick crust, that anything that might have stirred in its depths could produce no tremor whatever 
on the surface." 

The "dead souls" are revived twice: first through the medium of Sobakevich (who endows them with his own bulky 
attributes), then by Chichikov (with the author's lyrical assistance). Here is the first method — Sobakevich is boosting his 
wares: 

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Vladimir Nabokov: Lectures on Russian literature 

'You just consider: what about the carriage-maker Mikheyev, for instance? Consider, every single carriage he used to make 
was complete with springs! And mind you, not the Moscow kind of work that gets undone in an hour, but solid, I tell you, 
and then he would upholster it, and varnish it too!' Chichikov opened his mouth to observe that however good Mikheyev 
might have been he had long ceased to exist; but Sobakevich was warming up to his subject, as they say; hence this rush 
and command of words. 

" 'Or take Stepan Probka, the carpenter. I can wager my head that you will not find his like anywhere. Goodness, what 
strength that man had! Had he served in the Guards he would have got every blessed thing he wanted: the fellow was over 
seven feet high!' 

"Again Chichikov was about to remark that Probka too was no more; but Sobakevich seemed to have burst his dam: such 
torrents of speech followed that all one could do was to listen. 

" 'Or Milyushkin, the bricklayer, he that could build a stove in almost any house! Or Maxim Telyatnikov, the shoemaker: 
with his awl he would prick a thing just once and there was a pair of boots for you; and what boots — they made you feel 
mighty grateful; and with all that, never swallowing a drop of liquor. Or Yeremey Sorokoplekhin — ah, that man could have 
stood his own against all the others: went to trade in Moscow and the tax alone he paid me was five hundred roubles every 
time.'" 

Chichikov tries to remonstrate with this strange booster of non-existent wares, and the latter cools down somewhat, 
agreeing that the "souls" are dead, but then flares up again. 

'"Sure enough they are dead But on the other hand, what good are the live peasants of today? What sort of men are 

they? Mere flies — not men!' 

" 'Yes, but anyway they can be said to exist, while those others are only figments.' 

" 'Figments indeed! If only you had seen Mikheyev Ah, well, you are not likely to set eyes on anybody of that sort again. 

A great hulky mass that could hardly have squeezed into this room. In those great big shoulders of his there was more 
strength than in a horse. I should very much like to know where you could find another such figment!' " 

Speaking thus Sobakevich turns to the portrait of Bagration as if asking the latter's advice; and sometime later when, after 
a good deal of haggling the two are about to come to terms and there is a solemn pause, "eagle-nosed Bagration from his 
vantage point on the wall watched very attentively the clinching of the deal." This is the nearest we get to Sobakevich's 
soul while he is about, but a wonderful echo of the lyrical strain in his boorish nature may be discerned further on when 
Chichikov peruses the list of dead souls that the burly squire had sold him. 

"And presently, when he glanced at these lists of names belonging to peasants who had really been peasants once, had 
labored and caroused, had been ploughmen and carriers, had cheated their owners, or perhaps had simply been good 
muzhiks, he was seized with a queer feeling which he could not explain to himself. Every list seemed to have a special 
character of its own, and consequently the peasants themselves seemed to acquire a special character. Almost all those 
that had belonged to Korobochka possessed various appendages and nicknames. Brevity distinguished Plyushkin's list, 
where many of the peasants were merely defined by the initial syllables of their Christian names and patronymics followed 

by a couple of dots. Sobakevich's list struck one by its extraordinary completeness and wealth of detail 'Dear me,' said 

Chichikov to himself with a sudden gust of emotion peculiar to sentimental scoundrels, 'how many of you have been 
crowded in here! What sort of lives did you lead, my friends?' [He imagines these lives, and one by one the dead muzhiks 
leap into existence shoving chubby Chichikov aside and asserting themselves.] 'Ah, here he is, Stepan Probka, the giant who 
would have graced the Guards. I guess you have tramped across many provinces with your axe hanging from your belt and 
your boots slung over your shoulder [a Russian peasant's way of economizing on footgear], living upon a pennyworth of 
bread and some dry fish forthe double of that, and bringing in every time, I guess, [to your master] at the bottom of your 
money bag, a hundred silver roubles or so, or perhaps a couple of banknotes sewed up in your canvas trousers or thrust 

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Vladimir Nabokov: Lectures on Russian literature 

deep into your boot. What manner of death was yours? Had you climbed right up to the domed roof of a church in trying to 
make more money [in wages for repairs] or had you perhaps hoisted yourself up to the very cross on that church, and did 
you slip from a beam thereon to dash your brains out on the ground whereat [some elderly comrade of yours] standing 
nearby only scratched the back of his head and said with a sigh: 'Well, my lad, you sure did have a fall' — and then tied a 
rope round his waist and climbed up to take your place ' 

" '. . . And what about you, Grigori Doyezhai-ne-doye-desh [Drive-to-where-you-won't-get]? Did you ply a carrier's trade and 
having acquired a troika [three horses] and a bast-covered kibitka, did you forsake forever your home, your native den, in 
order to trundle merchants to the fair? Did you surrender your soul to God on the road? Were you dispatched by your own 
comrades in a quarrel for the favors of some plump and ruddy beauty whose soldier husband was away? Or did those 
leathern gauntlets you wore and your three short-legged but sturdy steeds tempt a robber on some forest road? Or 
perhaps, after a good bit of desultory thinking as you lay in your bunk, you suddenly made for the pothouse, just like that, 
and then plunged straight into a hole in the ice of the river, neverto be seen again?' " 

The very name of one "Neoovazhai-Koryto" (a weird combination of "disrespect" and "pigtrough") suggests by its uncouth 
straggling length the kind of death that had befallen this man : "A clumsy van drove over you as you were lying asleep in 
the middle of the road." The mention of a certain Popov, domestic serf in Plyushkin's list, engenders a whole dialogue after 
it has been assumed that the man had probably received some education and so had been guilty (note this superlogical 
move) not of vulgar murder, but of genteel theft. 

" 'Very soon however some Rural Police Officer comes and arrests you for having no passport. You remain unconcerned 
during the confrontation. 'Who is your owner?' asks the Rural Police Officer, seasoning his question with a bit of strong 
language as befits the occasion. 'Squire So-and-so,' you reply briskly. 'Then what are you doing here [miles away],' asks the 
Rural Police Officer. T have been released on obrok [meaning that he had been permitted to work on his own or for some 
other party under the condition that he paid a percentage of his earnings to the squire who owned him], you reply without 
a moment's hesitation. 'Where isyour passport?' 'My present boss, the merchant Pimenov, has it.' let Pimenov be called! . . 
. You are Pimenov?' T am Pimenov.' 'Did he give you his passport?' 'No, he did nothing of the sort,' 'Why have you been 
lying?' asks the Rural Police Officer with the addition of a bit of strong language. 'That's right,' you answer briskly, Tdid not 
give it him because I came home late — so I left it with Antip Prokhorov, the bellringer.' 'Let the bellringer be called!' 'Did he 
give you his passport?' 'No, I did not receive any passport from him.' 'Lying again,' says the Rural Police Officer, spicing his 
speech with a bit of strong language. "Come now, where is that passport of yours?' T had it,' you answer promptly, 'but 
with one thing and another it is very likely I dropped it on the way.' 'And what about that army coat?' says the Rural Police 
Officer, again treating you to a bit of strong language. 'Why did you steal it? And why did you steal a trunk full of coppers 
from the priest?' 

It goes on like that for sometime and then Popov is followed to the various prisons of which our great land has always 
been so prolific. But although these "dead souls" are brought back to life only to be led to misfortune and death, their 
resurrection is of course far more satisfactory and complete than the false "moral resurrection" which Gogol intended to 
stage in the projected second or third volumes for the benefit of pious and law-abiding citizens. His art through a whim of 
his own revived the dead in these passages. Ethical and religious considerations could only destroy the soft, warm, fat 
creatures of his fancy. 

The emblems of rosy-lipped, blond, sentimental, vapid and slatternly Manilov (there is a suggestion of "mannerism" in his 
name and of tuman which means mist, besides the word manil, a verb expressing the idea of dreamy attraction) are: that 
greasy green scum on the pond among the maudlin charms of an "English garden" with its trimmed shrubs and blue 
pillared pavilion ("Temple of Solitary Meditation"); the pseudo-classical names which he gives to his children; that book 
permanently lying in his study, and opened permanently at the fourteenth page (not fifteenth, which might have implied 
some kind of decimal method in reading and not thirteenth which would have been the devil's dozen of pages, but 
fourteenth, an insipid pinkish-blond numeral with as little personality as Manilov himself); those careless gaps in the 
furniture of his house, where the armchairs had been upholstered with silk of which, however, there had not been enough 
for all, so that two of them were simply covered with coarse matting; those two candlesticks, one of which was very 

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Vladimir Nabokov: Lectures on Russian literature 

elegantly wrought of dark bronze with a trio of Grecian Graces and a mother-of-pearl shade, while the other was simply "a 
brass invalid," lame, crooked and besmeared with tallow; but perhaps the most appropriate emblem is the neat row of 
hillocks formed by the ashes that Ma nilov used to shake out of his pipe and arrange in symmetrical piles on the window-sill 
— the only artistic pleasure he knew. 

"Happy is the writer who omits these dull and repulsive characters that disturb one by being so painfully real; who comes 
close to such that disclose the lofty virtue of man; who from the great turmoil of images that whirl daily around him 
selects but a few exceptions; who has been always faithful to the sublime harmony of his lyre, has never come down from 
those heights to visit his poor insignificant kinsmen and remained aloof, out of touch with the earth, wholly immersed in 
remote magnificent fancies. Ay, doubly enviable is his admirable lot: those visions are a home and a family to him: and at 
the same time the thunder of his fame rolls far and wide. The delicious mist of the incense he burns dims human eyes; the 
miracle of his flattery masks all the sorrows of life and depicts only the goodness of man. Applauding crowds come 
streaming in his wake to rush behind his triumphal chariot. He is called a great universal poet, soaring high above all other 
geniuses of the world even as an eagle soars above other high flying creatures. The mere sound of his name sends a thrill 
through ardent young hearts; all eyes greet him with the radiance of responsive tears. He has no equal in might; he is God. 

"But a different lot and another fate await the writer who has dared to evoke all such things that are constantly before 
one's eyes but which idle eyes do not see — the shocking morass of trifles that has tied up our lives, and the essence of cold, 
crumbling, humdrum characters with whom our earthly way, now bitter, now dull, fairly swarms; has dared to make them 
prominently and brightly visible to the eyes of all men by means of the vigorous strength of his pitiless chisel. Not for him 
will be the applause, no grateful tears will he see, no souls will he excite with unanimous admiration; not to him will a girl 
of sixteen come flying, her head all awhirl with heroic fervor. Not for him will be that sweet enchantment when a poet 
hears nothing but the harmonies he has engendered himself; and finally, he will not escape the judgment of his time, the 
judgment of hypocritical and unfeeling contemporaries who will accuse the creatures his mind has bred of being base and 
worthless, will allot a contemptible nook for him in the gallery of those authors who insult mankind, will ascribe to him the 
morals of his own characters and will deny him everything, heart, soul and the divine flame of talent. For the judgment of 
his time does not admit that the lenses through which suns may be surveyed are as marvellous as those that disclose the 
movement of otherwise imperceptible insects; for the judgment of his time does not admit that a man requires a good deal 
of spiritual depth in order to be able to throw light upon an image supplied by base life and to turn it into an exquisite 
masterpiece; nor does the judgment of his time admit that lofty ecstatic laughter is quite worthy of taking its place beside 
the loftiest lyrical gust and that it has nothing in common with the faces a mountebank makes. The judgment of his time 
does not admit this and will twist everything into reproof and abuse directed against the unrecognized writer; deprived of 
assistance, response and sympathy, he will remain, like some homeless traveler alone on the road. Grim will be his career 
and bitterly will he realize his utter loneliness 

"And for a long time yet, led by some wondrous power, I am fated to journey hand in hand with my strange heroes and to 
survey the surging immensity of life, to survey it through the laughter that all can see and through unknown invisible tears. 
And still faraway is that time when with a gushing force of a different origin the formidable blizzard of inspiration will rise 
from my austere and blazing brow and, in a sacred tremor, humans will harken to the sublime thunder of a different 
speech." 

Immediately after this extravagant eloquence, which is like a blaze of light revealing a glimpse of what at the time Gogol 
expected to be able to do in the second volume of his work, there follows the diabolically grotesque scene of fat Chichikov, 
half naked, dancing a jig in his bedroom — which is not quite the right kind of example to prove that "ecstatic laughter" and 
"lyrical gusts" are good companions in Gogol's book. In fact Gogol deceived himself if he thought he could laugh that way. 
Nor are the lyrical outbursts really parts of the solid pattern of the book; they are rather those natural interspaces without 
which the pattern would not be what it is. Gogol indulges in the pleasure of being blown off his feet by the gale that comes 
from some other clime of his world, (the Alpine-ltalianate part), just as in The Government Inspectorthe modulated cry of 
the invisible reinsman ("Heigh, my winged ones!") brought in a whiff of summer night air, a sense of remoteness and 
romance, an invitation au voyage. 



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Vladimir Nabokov: Lectures on Russian literature 

The main lyrical note of Dead Souls bursts into existence when the idea of Russia as Gogol saw Russia (a peculiar landscape, 
a special atmosphere, a symbol, a long, long road) looms in all its strange loveliness through the tremendous dream of the 
book. It is important to note that the following passage is sandwiched between Chichikov's final departure, or rather 
escape, from the town (which had been set upside down by the rumors of his deal) and the description of his early years. 

"Meanwhile the britzka had turned into emptier streets; soon, only fences [a Russian fence is a blind grey affair more or less 
evenly serrated on top and resembling in this the distant line of a Russian firwood] stretched their wooden lengths and 
foretold the end of the town [in space, not in time]. See, the pavement comes to an end and here is the town barrier 
["Schlagbaum": a movable pole painted with white and black stripes] and the town is left behind, and there is nothing 
around, and we are again travelers on the road. And again on both sides of the highway there comes an endless succession 
of mileposts, post station officials, wells, burdened carts, drab hamlets with samovars, peasant women and some bearded 
innkeeper who briskly pops out with a helping of oats in his hand; a tramp in worn shoes made of bast trudging a distance 
of eight hundred versts [note this constant fooling with figures — not five hundred and not a hundred but eight hundred, 
for numbers themselves tend toward an individuality of sorts in Gogol's creative atmosphere]; miserable little towns built 
anyhow with shabby shops knocked together by means of a few boards, selling barrels of flour, bast shoes [for the tramp 
who has just passed], fancy breads and other trifles; striped barriers, bridges under repair [i.e., eternally under repair — one 
of the features of Gogol's straggling, drowsy, ramshackle Russia]; a limitless expanse of grassland on both sides of the road, 
the traveling coaches of country squires, a soldier on horseback dragging a green case with its load of leaden peas and the 
legend: 'Battery such-and-such'; green, yellow and black bands [Gogol finds just the necessary space allowed by Russian 
syntax to insert "freshly upturned" before "black," meaning stripes of newly plowed earth] variegating the plains; a voice 
singing afar; crests of pines in the mist; the tolling of church bells dying away in the distance; crows like flies and the 

limitless horizon Rus! Rus! [ancient and poetic name for Russia] I see you, from my lovely enchanted remoteness I see 

you: a country of dinginess and bleakness and dispersal; no arrogant wonders of nature crowned by the arrogant wonders 
of art appear within you to delight or terrify the eyes: no cities with many-windowed tall palaces that have grown out of 
cliffs, no showy trees, no ivy that has grown out of walls amid the roar and eternal spray of waterfalls; one does not have to 
throw back one's head in order to contemplate some heavenly agglomeration of great rocks towering above the land [this 
is Gogol's private Russia, not the Russia of the Urals, the Altai, the Caucasus]. There are none of those dark archways with 
that tangle of vine, ivy and incalculable millions of roses, successive vistas through which one can suddenly glimpse afar 
the immortal outline of radiant mountains that leap into limpid silvery skies; all within you is open wilderness and level 
ground; your stunted towns that stick up among the plains are no more discernible than dots and signs [i.e., on a map]: 
nothing in you can charm and seduce the eye. So what is the incomprehensible secret force driving me towards you? Why 
do I constantly hear the echo of your mournful song as it is carried from sea to sea throughout your entire expanse? Tell me 
the secret of your song. What is this, calling and sobbing and plucking at my heart? What are these sounds that are both a 
stab and a kiss, why do they come rushing into my soul and fluttering about my heart? Rus! Tell me what do you want of 
me! What is the strange bond secretly uniting us? Why do you look at me thus, and why has everything you contain turned 
upon me eyes full of expectancy? And while I stand thus, sorely perplexed and quite still, lo, a threatening cloud heavy with 
future rains comes over my head and my mind is mute before the greatness of your expanse. What does this unlimited 
space portend? And since you are without end yourself, is it not within you that a boundless thought will be born? And if a 
giant comes will it not happen there where there is room enough for the mightiest limbs and the mightiest stride? Your 
gigantic expanse grimly surrounds me and with a dreadful vividness is reflected in my depths; a supernatural power makes 
my eyes bright Oh, what a shining, splendid remoteness unknown to the world! Rus! . . . 

' 'Stop, stop, you fool,' Chichikov was shouting at Selifan [which stresses the fact of this lyrical outburst's not being 
Chichikov's own meditation]. 'Wait till I give you a slap with my scabbard,' shouted a State Courier with yard long 
moustaches, ... 'Damn your soul, don't you see that this is a governmental carriage?' And like a phantom the troika 
vanished with a thunder of wheels and a whirl of dust." 

The remoteness of the poet from his country is transformed into the remoteness of Russia's future which Gogol somehow 
identifies with the future of his work, with the second part of Dead Souls, the book that everybody in Russia was expecting 
from him and that he was trying to make himself believe he would write. For me Dead Souls ends with Chichikov's 
departure from the town of N. I hardly know what to admire most when considering the following remarkable spurt of 

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eloquence which brings the first part to its close: the magic of its poetry — or magic of quite a different kind; for Gogol was 
faced by the double task of somehow having Chichikov escape just retribution by flight and of diverting the reader's 
attention from the still more uncomfortable fact that no retribution in terms of human law could overtake Satan's home- 
bound, hell-bound agent. 

"... Selifan added in a special singsong treble key something that sounded like 'Come, boys.' The horses perked up and had 
the light britzka speeding as if it were made of fluff. Selifan contented himself with waving his whip and emitting low 
guttural cries as he gently bounced up and down on his box while the troika either flew up a hillock or skimmed downhill 
again all along the undulating and slightly sloping highway. Chichikov did nothing but smile every time he was slightly 
thrown up on his leathern cushions, for he was a great lover of fast driving. And pray, find me the Russian who does not 
care for fast driving? Inclined as he is to let himself go, to whirl his life away and send it to the devil, his soul cannot but 
love speed. For is there not a kind of lofty and magic melody in fast driving? You seem to feel some unknown power lifting 
you up and placing you upon its wing, and then you are flying yourself and everything is flying by: the milepostsfly, 
merchants fly by on the boxes of their carriages, forests fly by on both sides of the road in a dark succession of firs and 
pines together with the sound of hacking axes and the cries of crows; the entire highway is flying none knows whither 
away into the dissolving distance; and there is something frightening in this rapid shimmer amid which passing and 
vanishing things do not have time to have their outlines fixed and only the sky above with fleecy clouds and a prying moon 
appears motionless. Oh troika, winged troika, tell me who invented you? Surely, nowhere but among a nimble nation could 
you have been born: in a country which has taken itself in earnest and has evenly spread far and wide over one half of the 
globe, so that once you start counting the milestones you may count on till a speckled haze dances before your eyes. And, 
methinks, there is nothing very tricky about a Russian carriage. No iron screws hold it together; its parts have been fitted 
and knocked into shape anyhow by means of an axe and a gauge and the acumen of a Yaroslav peasant; its driver does not 
wear any of your foreign jackboots; he consists of a beard and a pair of mittens, and he sits on a nondescript seat; but as 
soon as he strains up and throws back his whip-hand, and plunges into a wailing song, ah then — the steeds speed like the 
summer wind, the blurred wheelspokes form a circular void, the road gives a shiver, a passer-by stops short with an 

exclamation of fright — and lo, the troika has wings, wings, wings And now all you can see afar is a whirl of dust boring 

a hole in the air. 

"Rus, are you not similar in your headlong motion to one of those nimble troikas that none can overtake? The flying road 
turns into smoke under you, bridges thunder and pass, all falls back and is left behind! The witness of your course stops as 
if struck by some divine miracle: is this not lightning that has dropped from the sky? And what does this awesome motion 
mean? What is the passing strange force contained in these passing strange steeds? Steeds, steeds — what steeds! Has the 
whirlwind a home in your manes? Is every sinew in you aglow with a new sense of hearing? For as soon as the song you 
know reaches you from above, you three, bronze-breasted, strain as one, and then your hoofs hardly touch the ground, and 
you are drawn out like three taut lines that rip the air, and all is transfigured by the divine inspiration of speed! ... Rus, 
whither are you speeding so? Answer me. No answer. The middle bell trills out in a dream its liquid soliloquy; the roaring 
air is torn to pieces and becomes Wind; all things on earth fly by and other nations and states gaze askance as they step 
aside and give her the right of way." 

Beautiful as all this final crescendo sounds, it is from the stylistic point of view merely a conjuror's patter enabling an 
object to disappear, the particular object being — Chichikov. 

Leaving Russia again in May 1842 Gogol resumed his weird wanderings abroad. Rolling wheels had spun for him the yarn 
of the first part of Dead Souls; the circles he had described himself on his first series of journeys through a blurred Europe 
had resulted in round Chichikov becoming a revolving top, a dim rainbow; physical gyration had assisted the author in 
hypnotizing himself and his heroes into that kaleidoscopic nightmare which for years to come simple souls were to accept 
as a "panorama of Russia" (or "Homelife in Russia"). It was time now to go into training for the second part. 

One wonders whether at the back of his mind which was so fantastically humped, Gogol did not assume that rolling 
wheels, long roads unwinding themselves like sympathetic serpents and the vaguely intoxicating quality of smooth steady 
motion which had proved so satisfactory in the writing of the first part would automatically produce a second book which 

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Vladimir Nabokov: Lectures on Russian literature 

would form a clear luminous ring round the whirling colors of the first one. That it must be a halo, of this he was 
convinced; otherwise the first part might be deemed the magic of the Devil. In accordance with his system of laying the 
foundation for a book after he had published it he managed to convince himself that the (as yet unwritten) second part 
had actually given birth to the first and that the first would fatally remain merely an illustration bereft of its legend if the 
parent volume was not presented to a slow-witted public. In reality, he was to be hopelessly hampered by the autocratic 
form of the first part. When he attempted to compose the second, he was bound to act in much the same way as that 
murderer in one of Chesterton's stories who was forced to make all the note paper in his victim's house conform to the 
insolite shape of a fake suicide message. 

Morbid wariness may have added certain other considerations. Passionately eager as he was to learn in detail what people 
thought of his work — any kind of person or critic, from the knave in the Government's pay to the fool fawning on public 
opinion — he had a hard time trying to explain to his correspondents that what merely interested him in critical reviews 
was a more extensive and objective view that they were giving him of his own self. It greatly bothered him to learn that 
earnest people were seeing in Dead Souls, with satisfaction or disgust, a spirited condemnation of slavery, just as they had 
seen an attack on corruption in The Government Inspector. For in the civic reader's mind Dead Souls was gently turning into 
Uncle Tom's Cabin. One doubts whetherthis bothered him less than the attitude of those critics — blackcoated worthies of 
the old school, pious spinsters and Greek Orthodox puritans — who deplored the "sensuousness" of his images. He was also 
acutely aware of the power his artistic genius had over man and of the — loathsome to him — responsibility that went with 
such power. Something in him wanted a still greater sway (without the responsibility) like the fisherman's wife in Pushkin's 
tale who wanted a still bigger castle. Gogol became a preacher because he needed a pulpit to explain the ethics of his 
books and because a direct contact with readers seemed to him to be the natural development of his own magnetic force. 
Religion gave him the necessary intonation and method. It is doubtful whether it gave him anything else. 

A unique rolling stone, gathering — or thinking he would gather — a unique kind of moss, he spent many summers 
wandering from spa to spa. His complaint was difficult to cure because it was both vague and variable: attacks of 
melancholy when his mind would be benumbed with unspeakable forebodings and nothing except an abrupt change of 
surroundings could bring relief; or else a recurrent state of physical distress marked by shiverings when no abundance of 
clothing could warm his limbs and when the only thing that helped, if persistently repeated, was a brisk walk — the longer 
the better. The paradox was that while needing constant movement to prompt inspiration, this movement physically 
prevented him from writing. Still, the winters spent in Italy, in comparative comfort, were even less productive than those 
fitful stage coach periods. Dresden, Bad Gastein, Salzburg, Munich, Venice, Florence, Rome, Florence, Mantua, Verona, 
Innsbruck, Salzburg, Karlsbad, Prague, Greifenberg, Berlin, Bad Gastein, Prague, Salzburg, Venice, Bologna, Florence, Rome, 
Nice, Paris, Frankfurt, Dresden, — and all over again, this series with its repetitions of names of grand tour towns is not 
really the itinerary of a man seeking health — or collecting hotel labels to show in Moscow, Idaho, or Moscow, Russia — but 
merely the dotted line of a vicious circle with no geographical meaning. Gogol's spas were not really spatial. Central Europe 
for him was but an optical phenomenon — and the only thing that really mattered, the only real obsession, the only real 
tragedy was that his creative power kept steadily and hopelessly ebbing away. When Tolstoy surrendered the writing of 
novels to the ethical, mystical and educational urge, his genius was ripe and ruddy, and the fragments of his imaginative 
work posthumously published show that his art was still developing after Anna Karenina's death. But Gogol was a man of 
few books and the plans he had made to write the book of his life happened to coincide with the beginning of his decline as 
a writer — after he had reached the summits of The Government Inspector, The Overcoat, and the first volume of Dead 
Souls. 

The period of preaching begins with certain last touches that he put to Dead Souls — those strange hints at a prodigious 
apotheosis in the future. A peculiar biblical accent swells the contours of his sentences in the numerous letters he writes to 
his friends from abroad. "Woe to those who do not heed my word! Leave all things for a while, leave all such pleasures that 
tickle your fancy at idle moments. Obey me: during one year, one year only, attend to the affairs of your country estate." 
Sending landowners back to face the problems of country life (with all the contemporary implications of the business — 
unsatisfactory crops, disreputable overseers, unmanageable slaves, idleness, theft, poverty, lack of economic and "spiritual" 
organization) becomes his main theme and command — a command couched in the tones of a prophet ordering men to 
discard all earthly riches. But, despite the tone, Gogol was ordering landowners to do exactly the opposite (although it did 

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Vladimir Nabokov: Lectures on Russian literature 

sound like some great sacrifice that he was demanding from his bleak hilltop, in the name of God): leave the great town 
where you are frittering away your precarious income and return to the lands that God gave you for the express purpose 
that you might grow as rich as the black earth itself, with robust and cheerful peasants gratefully toiling under your 
fatherly supervision. "The landowners' business is divine" — this was the gist of Gogol's sermon. 

One cannot help noting how eager, how overeager he was not only to have those sulky landowners and disgruntled 
officials return to their provincial offices, to their lands and crops, but also to have them give him a minute account of their 
impressions. One almost might suppose that there was something else at the back of Gogol's mind, that Pandora's box 
mind, something more important to him than the ethical and economic conditions of life in rural Russia; namely — a 
pathetic attempt to obtain "authentic" first-hand material for his book; because he was in the worst plight that a writer 
can be in: he had lost the gift of imagining facts and believed that facts may exist by themselves. 

The trouble is that bare facts do not exist in a state of nature, for they are never really quite bare: the white trace of a wrist 
watch, a curled piece of sticking plaster on a bruised heel, these cannot be discarded by the most ardent nudist. A mere 
string of figures will disclose the identity of the stringer as neatly as tame ciphers yielded their treasure to Poe. The crudest 
curriculum vitae crows and flaps its wings in a style peculiar to the undersigner. I doubt whetheryou can even give your 
telephone number without giving something of yourself. But Gogol in spite of all the things he said about wishing to know 
mankind because he loved mankind, was really not much interested in the personality of the giver. He wanted his facts 
absolutely bare — and at the same time he demanded not mere strings of figures but a complete set of minute 
observations. When some of his more indulgent friends yielded reluctantly to his requests and then warmed up to the 
business and sent him accounts of provincial and rural affairs — they would get from him a howl of disappointment and 
dismay instead of thanks; for his correspondents were not Gogols. They had been ordered by him to describe things — just 
describe them. They did so with a vengeance. Gogol was balked of his material because his friends were not writers 
whereas he could not address himself to those friends of his who were writers, because then the facts supplied would be 
anything but bare. The whole business is indeed one of the best illustrations of the utter stupidity of such terms as "bare 
facts" and "realism." Gogol — a "realist"! There are text books that say so. And very possibly Gogol himself in his pathetic 
and futile efforts to get the bits that would form the mosaic of his book from his readers themselves, surmised that he was 
acting in a thoroughly rational way. It is so simple, he kept on peevishly repeating to various ladies and gentlemen, just sit 
down for an hour every day and jot down all you see and hear. He might as well have told them to mail him the moon — no 
matter in what quarter. And never mind if a star or two and a streak of mist get mixed up with it in your hastily tied blue 
paper parcel. And if a horn gets broken, I will replace it. 

His biographers have been rather puzzled by the irritation he showed at not getting what he wanted. They were puzzled by 
the singular fact that a writer of genius was surprised at other people not being able to write as well as he did. In reality 
what made Gogol so cross was that the subtle method he had devised of getting material, which he could no longer create 
himself, did not work. The growing conscience of his impotence became a kind of disease which he concealed from himself 
and from others. He welcomed interruptions and obstacles ("obstacles are our wings" as he put it) because they could be 
held responsible for the delay. The whole philosophy of his later years with such basic notions as "the darker your heavens 
the more radiant tomorrow's blessing will be" was prompted by the constant feeling that this morrow would never come. 

On the other hand, he would fly into a terrific passion if anybody suggested that the coming of the blessing might be 
hastened — I am not a hack, not a journeyman, not a journalist — he could write. And while he did all he could to make 
himself and others believe that he was going to produce a book of the utmost importance to Russia (and "Russia" was now 
synonymous with "humanity" in his very Russian mind) he refused to tolerate rumors which he engendered himself by his 
mystical innuendoes. The period of his life following upon the first part of Dead Souls may be entitled "Great Expectations" 
— from the reader's point of view at least. Some were expecting a still more definite and vigorous indictment of corruption 
and social injustice, others were looking forward to a rollicking yarn with a good laugh on every page. While Gogol was 
shivering in one of those stone cold rooms that you find only in the extreme South of Europe, and was assuring his friends 
that henceforth his life was sacred, that his bodily form must be handled with care and loved and nursed as the cracked 
earthen jar containing that wine of wisdom, (i.e., the second part of Dead Souls), the glad news was spread at home that 
Gogol was completing a book dealing with the adventures of a Russian general in Rome — the funniest book he had ever 

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Vladimir Nabokov: Lectures on Russian literature 

written. The tragical part of the business was that as a matter of fact the best thing in the remnants of the second volume 
that have reached us happens to be the passages relating to that farcical automaton, General Betrishchev. 

Rome and Russia formed a combination of a deeper kind in Gogol's unreal world. Rome was to him a place where he had 
spells of physical fitness that the North denied him. The flowers of Italy (of which flowers he said: "I respect flowers that 
have grown by themselves on a grave") filled him with a fierce desire to be changed into a Nose: to lack everything else 
such as eyes, arms, legs, and to be nothing but one huge Nose, "with nostrils the size of two goodly pails so that I might 
inhale all possible vernal perfumes." He was especially nose-conscious when living in Italy. There was also that special 
Italian sky "all silvery and shot with a satiny gloss but disclosing the deepest tone of blue when viewed through the arches 
of the Coliseum. " Seeking a kind of relaxation from his own distorted and dreadful and devilish image of the world he 
pathetically endeavored to cling to the normality of a second rate painter's conception of Rome as an essentially 
"picturesque" place: "I like the donkeys too — the donkeys that amble or jog at full speed with half closed eyes and 
picturesquely carry upon their back strong stately Italian women whose white caps remain brightly visible as they recede; 
or when these donkeys drag along, in a less picturesque way, with difficulty and many a stumble, some lank stiff 
Englishman who sports a greenish brown waterproof mackintosh [literal translation] and screws up his legs so as to avoid 
scraping the ground ; or when a bloused painter rides by complete with Vandyke beard and wooden paintbox" etc. He 
could not keep up this kind of style for long and the conventional novel about the adventures of an Italian gentleman that 
at onetime he contemplated writing happily remained limited to a few lurid generalizations "Everything in her from her 
shoulders to her antique breathing leg and to the last toe of her foot is the crown of creation" — no, enough of that, or the 
hemmings and hawings of a wistful provincial clerk musing his misery away in the depths of Gogolian Russia will get 
hopelessly mixed up with classical eloquence. 

Then there was Ivanov in Rome, the great Russian painter. For more than twenty years he worked at his picture "The 
Appearance of the Messiah to the People." His destiny was in many respects similartothat of Gogol with the difference 
that at last Ivanov did finish his masterpiece: the story is told that when it was finally exhibited (in 1858) he calmly sat 
there putting a few final touches to it — this after twenty years of work! — quite unconcerned by the crowd in the exhibition 
hall. Both Ivanov and Gogol lived in permanent poverty because neither could tear himself away from his life work in order 
to earn a living; both were constantly pestered by impatient people rebuking them for their slowness; both were 
highstrung, ill-tempered, uneducated, and ridiculously clumsy in all worldly matters. In his capital description of Ivanov's 
work Gogol stresses this relationship, and one cannot help feeling that when he spoke of the chief figure in the picture 
("And He, in heavenly peace and divine remoteness, is already nearing with quick firm steps" . . .), Ivanov's picture got 
somehow mixed in his thoughts with the religious element of his own still unwritten book which he saw steadily 
approaching from the silvery Italian heights. 

The letters he wrote to his friends while working on Selected Passages from Correspondence with Friends did not include 
these passages (if they had, Gogol would not have been Gogol), but they much resemble them both in matter and tone. He 
thought some of them so inspired from above that he requested their being read "daily during the week of Fast" ; it is 
doubtful however whether any of his correspondents were sufficiently meek to do this — to summon the members of their 
household and selfconsciously clear their throats — rather like the Mayor about to read the all-important letter in act one of 
The Government Inspector. The language of these epistles is almost a parody of sanctimonious intonation but there are 
some beautiful interruptions, as when, for instance, Gogol uses some very strong and worldly language in regard to a 
printing house which had swindled him. The pious actions which he plans out for his friends come to coincide with more or 
less bothersome commissions. He developed a most extraordinary system of laying penance on "sinners" by making them 
slave for him — running errands, buying and packing the books he needed, copying out critical reviews, haggling with 
printers, etc. In compensation he would send a copy of, say, The Imitation of Jesus Christ with detailed instructions telling 
how to use it — and quite similar instructions occur in passages concerning hydrotherapy and digestive troubles — "Two 
glasses of cold water before breakfast" is the tip he gives a fellow sufferer. 

"Set aside all your affairs and busy yourself with my own" — this is the general trend — which of course would have been 
quite logical had his correspondents been disciples firmly believing that "he who helps Gogol helps God." But the real 
people who got these letters from Rome, Dresden or Baden-Baden decided that Gogol was either going mad or that he was 

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Vladimir Nabokov: Lectures on Russian literature 

deliberately playing the fool. Perhaps he was not too scrupulous in using his divine rights. He put his comfortable situation 
as God's representative to very personal ends as, for instance, when giving a piece of his mind to persons who had offended 
him in the past. When the critic Pogodin's wife died and the man was frantic with grief, this is what Gogol wrote him: 
"Jesus Christ will help you to become a gentleman, which you are neither by education or inclination — she is speaking 
through me." — a letter absolutely unique in the correspondence of compassion. Aksakov was one of the few people who 
decided at last to let Gogol know his reaction to certain admonishments. "Dear Friend," he wrote, "I never doubt the 
sincerity of your beliefs or your good will in respect to your friends; but I frankly confess being annoyed by the form your 
beliefs take. Even more — they frighten me. I am 53 years old. I read Thomas a Kempis before you were born. I am as far 
from condemning the beliefs of others as I am from accepting them — whereas you come and tell me as if I were a 
schoolboy — and without having the vaguest notion of what my own ideas are — to read the Imitation — and moreover, to 

do so at certain fixed hours after my morning coffee, a chapter a day, like a lesson This is both ridiculous and 

aggravating. ..." 

But Gogol persisted in his newly found genre. He maintained that whatever he said or did was inspired by the same spirit 
that would presently disclose its mysterious essence in the second and third volumes of Dead Souls. He also maintained 
that the volume of Selected Passages was meant as a test, as a means of putting the reader into a suitable frame of mind 
for the reception of the sequel to Dead Souls. One is forced to assume that he utterly failed to realize the exact nature of 
the stepping stone he was so kindly providing. 

The main body of the Passages consists of Gogol's advice to Russian landowners, provincial officials and, generally, 
Christians. County squires are regarded as the agents of God, hard working agents holding shares in paradise and getting 
more or less substantial commissions in earthly currency. "Gather all your mouzhiks and tell them that you make them 
labor because this is what God intended them to do — not at all because you need money for your pleasures; and at this 
point take out a banknote and in visual proof of your words burn it before their eyes. ..."The image is pleasing; the squire 
standing on his porch and demonstrating a crisp, delicately tinted banknote with the deliberate gestures of a professional 
magician; a Bible is prepared on an innocent-looking table; a boy holds a lighted candle; the audience of bearded peasants 
gapes in respectful suspense; there is a murmur of awe as the banknote turns into a butterfly of fire; the conjuror lightly 
and briskly rubs his hands — just the inside of the fingers; then after some patter he opens the Bible and lo, Phoenix-like, 
the treasure is there. 

The censor rather generously left out this passage in the first edition as implying a certain disrespect for the Government 
by the wanton destruction of state money — much in the same way as the worthies in The Government Inspector 
condemned the breaking of state property (namely chairs) at the hands of violent professors of ancient history. One is 
tempted to continue this simile and say that in a sense Gogol in those Selected Passages seemed to be impersonating one of 
his own delightfully grotesque characters. No schools, no books, just you and the village priest — this is the educational 
system he suggests to the squire. "The peasant must not even know that there exist other books besides the Bible." "Take 
the village priest with you everywhere .... Make him your estate manager." Samples of robust curses to be employed 
whenever a lazy serf is to be pricked to the quick are supplied in another astounding passage. There are also some grand 
bursts of irrelevant rhetoric — and a vicious thrust at the unlucky Pogodin. We find such things as "every man has become 
a rotten rag" or "compatriots, I am frightened" — the "compatriots" ("saw-are-tea-chesstven-nikee") pronounced with the 
intonation of "comrades" or "brethren" — only more so. 

The book provoked a tremendous row. Public opinion in Russia was essentially democratic — and, incidentally, deeply 
admired America. No Tsar could break this backbone (it was snapped only much later by the Soviet regime). There were 
several schools of civic thought in the middle of the last century; and though the most radical one was to degenerate later 
into the atrocious dullness of Populism, Marxism, Internationalism and what not (then to spin on and complete its 
inevitable circle with State Serfdom and Reactionary Nationalism), there can be no doubt whatever that in Gogol's time the 
"Westerners" formed a cultural power vastly exceeding in scope and quality anything that reactionary fogeys could think 
up. Thus it would not be quite fair to view the critic Belinski, for instance, as merely a forerunner (which phylogenetically he 
of course was) of those writers of the 1860s and 1870s who virulently enforced the supremacy of civic values over artistic 
ones; what they meant by "artistic" is another question: Chernyshevski or Pisarev would solemnly accumulate reasons to 

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Vladimir Nabokov: Lectures on Russian literature 

prove that writing textbooks for the people was more important than painting "marble pillars and nymphs" — which they 
thought was "pure art." Incidentally this outdated method of bringing all esthetic possibilities to the level of one's own 
little conceptions and capacites in the water color line when criticizing "art for art" from a national, political or generally 
philistine point of view, is very amusing in the argumentation of some modern American critics. Whatever his naive 
shortcomings as an appraiser of artistic values, Belinski had as a citizen and as a thinker that wonderful instinct for truth 
and freedom which only party politics can destroy — and party politics were still in their infancy. At the time his cup still 
contained a pure liquid; with the help of Dobrolyubov and Pisarev and Mikhaylovski it was doomed to turn into a breeding 
fluid for most sinister germs. On the other hand Gogol was obviously stuck in the mud and had mistaken the oily glaze on a 
filthy puddle for a mystic rainbow of sorts. Belinski's famous letter, ripping up as it does the Selected Passages ("this inflated 
and sluttish hullaballoo of words and phrases") is a noble document. It contained too a spirited attack on Tsardom so that 
distribution of copies of the "Belinski letter" soon became punishable by Hard Labor in Siberia. Gogol, it seems, was mainly 
upset by Belinski's hints at his fawning upon aristocrats for the sake of financial assistance. Belinski, of course, belonged to 
the "poor and proud" school; Gogol as a Christian condemned "pride." 

In spite of the torrents of abuse, complaints and sarcasm that flooded his book from most quarters, Gogol kept a rather 
brave countenance. Although admitting that the book had been written "in a morbid and constrained state of mind" and 
that "inexperience in the art of such writing had, with the Devil's help, transformed the humility I actually felt into an 
arrogant display of self-sufficiency" (or, as he puts it elsewhere, "I let myself go like a regular Khlestakov"), he maintained 
with the solemnity of a staunch martyr that his book was necessary, and this for three reasons: it had made people show 
him what he was; it had shown him and themselves what they were; and it had cleansed the general atmosphere as 
efficiently as a thunderstorm. This was about equal to sayingthat he had done what he had intended to do: prepare public 
opinion for the reception of the second part of Dead Souls. 

During his long years abroad and hectic visits to Russia Gogol kept jotting down on scraps of paper (in his carriage, at some 
inn, in a friend's house, anywhere) odds and ends relating to the supreme masterpiece. At times he would have quite a 
series of chapters which he would read to his most intimate friends in great secret; at others he would have nothing; 
sometimes a friend would be copying pages and pages of it and sometimes Gogol insisted that not a word had been 
penned yet — everything was in his brain. Apparently there were several minor holocausts preceding the main one just 
before his death. 

At a certain point of his tragic efforts he did something which, in view of his physical frailty, was rather in the nature of a 
feat: he journeyed to Jerusalem with the object of obtaining what he needed for the writing of his book — divine advice, 
strength and creative fancy — much in the same fashion as a sterile woman might beg the Virgin for a child in the painted 
darkness of a medieval church. For several years, however, he kept postponing this pilgrimage: his spirit, he said, was not 
ready; God did not wish it yet; "mark the obstacles he puts in my way"; a certain state of mind (vaguely resembling the 
Catholic "grace") had to come into being so as to ensure a maximum probability of success in his (absolutely pagan) 
enterprise; moreover, he needed a reliable traveling companion who would not be a bore; would be silent or talkative at 
moments exactly synchronizing with the pilgrim's prismatic mood; and who, when required, would tuck in the traveling 
rug with a soothing hand. When at last in January, 1848, he launched upon his hazardous enterprise, there was just as little 
reason for its not turning into a dismal flop as there ever had been. 

A sweet old lady, Nadezhda Nikolayevna Sheremetev, one of Gogol's truest and dullest correspondents, with whom he had 
exchanged many a prayer for the welfare of his soul saw him to the town barrier beyond Moscow. Gogol's papers were 
probably in perfect order but somehow or other he disliked the idea of their being examined, and the holy pilgrimage 
began with one of those morbid mystifications which he was wont to practice on policemen. Unfortunately, it involved the 
old lady too. At the barrier she embraced the pilgrim, broke into tears and made the sign of the cross over Gogol who 
responded effusively. At this moment papers were asked for: an official wanted to know who exactly was leaving. "This 
little old lady," cried Gogol, and rolled away in his carriage, leaving Madame Sheremetev in a very awkward position. 

To his mother he sent a special prayer to be read in church by the local priest. In this prayer he begged the Lord to save him 
from robbers in the East and to spare him seasickness during the crossing. The Lord ignored the second request: between 

38 



Vladimir Nabokov: Lectures on Russian literature 

Naples and Malta, on the capricious ship "Capri," Gogol vomited so horribly that "the passengers marveled greatly." The 
rest of the pilgrimage was singularly dim so that had there not been some official proof of its actual occurrence one might 
easily suppose that he invented the whole journey as he had formerly invented an excursion to Spain. When for years on 
end you have been telling people that you are going to do something and when you are sick of not being able to make up 
your mind, it saves a good deal of trouble to have them believe one fine day that you have done it already — and what a 
relief to be able to drop the matter. 

"What can my dreamlike impressions convey to you? I saw the Holy Land through the mist of a dream. " (From a letter to 
Zhukovski). We have a glimpse of him quarreling in the desert with Bazsili, his traveling companion. Somewhere in Samaria 
he plucked an asphodel, somewhere in Galilee a poppy (having a vague inclination for botany as Rousseau had). It rained at 
Nazareth, and he sought shelter, and was stranded there for a couple of hours "hardly realizing that I was in Nazareth as I 
sat there" (on a bench under which a hen had taken refuge) "just as I would have been sitting at some stage-coach station 
somewhere in Russia." The sanctuaries he visited failed to fuse with their mystic reality in his soul. In result, the Holy Land 
did as little for his soul (and his book) as German sanatoriums had done for his body. 

During the last ten years of his life, Gogol kept stubbornly brooding over the sequel to Dead Souls. He had lost the magic 
capacity of creating life out of nothing; his imagination needed some ready material to work upon for he still had the 
strength of repeating himself; although unable to produce a brand new world as he had done in the first part, he thought 
he could use the same texture and recombine its designs in another fashion, namely: in conformity with a definite purpose 
which had been absent from the first part, but which was now supposed not only to provide a new driving force, but also 
to endow the first part with a retrospective meaning. 

Apart from the special character of Gogol's case, the general delusion into which he had lapsed was of course disastrous. A 
writer is lost when he grows interested in such questions as "what is art?" and "what is an artist's duty?" Gogol decided 
that the purpose of literary art was to cure ailing souls by producing in them a sense of harmony and peace. The treatment 
was also to include a strong dose of didactic medicine. He proposed to portray national defects and national virtues in such 
a manner as to help readers to persever in the latter and rid themselves of the former. At the beginning of his work on the 
sequel his intention was to make his characters not "wholly virtuous," but "more important" than those of Part One. To use 
the pretty slang of publishers and reviewers he wished to invest them with more "human appeal." Writing novels were 
merely a sinful game if the author's "sympathetic attitude" towards some of his characters and a "critical attitude" towards 
others, was not disclosed with perfect clarity. So clearly, in fact, that even the humblest reader (who likes books in dialogue 
form with a minimum of "descriptions" — because conversations are "life") would know whose side to take. What Gogol 
promised to give the reader — or rather the readers he imagined — were facts. He would, he said, represent Russians not by 
the "petty traits" of individual freaks, not by "smug vulgarities and oddities," not through the sacrilegious medium of a lone 
artist's private vision, but in such a manner that "the Russian would appear in the fullness of his national nature, in all the 
rich variety of the inner forces contained in him." In other words the "dead souls" would become "live souls." 

It is evident that what Gogol (or any other writer having similar unfortunate intentions) is saying here can be reduced to 
much simplerterms "I have imagined one kind of world in myfirst part, but now I am goingto imagine another kind which 
will conform better to what I imagine are the concepts of Right and Wrong more or less consciously shared by my 
imaginary readers." Success in such cases (with popular magazine novelists, etc.) is directly dependent on how closely the 
author's vision of "readers" corresponds to the traditional, i.e. imaginary, notions that readers have of their own selves, 
notions carefully bred and sustained by a regular supply of mental chewing gum provided by the corresponding publishers. 
But Gogol's position was of course not so simple, first because what he proposed to write was to be on the lines of a 
religious revelation, and second, because the imaginary reader was supposed not merely to enjoy sundry details of the 
revelation but to be morally helped, improved or even totally regenerated by the general effect of the book. The main 
difficulty lay in having to combine the material of the first part, which from a philistine's viewpoint dealt with "oddities" 
(but which Gogol had to use since he could no longer create a new texture), with the kind of solemn sermon, staggering 
samples of which he had given in the Selected Passages. Although his first intention was to have his characters not "wholly 
virtuous" but "important" in the sense of their fully representing a rich mixture of Russian passions, moods and ideals, he 
gradually discovered that these "important" characters coming from under his pen were being adulterated by the 

39 



Vladimir Nabokov: Lectures on Russian literature 

inevitable oddities that they borrowed from their natural medium and from their inner affinity with the nightmare squires 
of the initial set. Consequently the only way out was to have another alien group of characters which would be quite 
obviously and quite narrowly "good" because any attempt at rich characterization in their case would be bound to lead to 
the same weird forms which the not "wholly virtuous" ones kept assuming owing to their unfortunate ancestry. 

When in 1847 Father Matthew, a fanatical Russian priest who combined the eloquence of John Chrysostom with the 
murkiest fads of the Dark Ages, begged Gogol to give up literature altogether and busy himself with devotional duties, 
such as preparing his soul for the Other World as mapped by Father Matthew and such like Fathers — Gogol did his best to 
make his correspondent see how very good the good characters of Dead Souls would be if only he was allowed by the 
Church to yield to that urge for writing which God had instilled in him behind Father Matthew's back: "Cannot an author 
present, in the frame of an attractive story, vivid examples of human beings that are better men than those presented by 
other writers ? Examples are stronger than argumentations ; before giving such examples all a writer needs is to become a 
good man himself and lead the kind of life that would please God. I would never have dreamt of writing at all had there not 
been nowadays such a widespread reading of various novels and short stories, most of which are immoral and sinfully 
alluring, but which are read because they hold one's interest and are not devoid of talent. I too have talent — the knack of 
making nature and men live in my tales; and since this is so, must I not present in the same attractive fashion righteous 
and pious people living according to the Divine Law? I want to tell you frankly that this, and not money or fame, is my main 
incentive for writing." 

It would be of course ridiculous to suppose that Gogol spent ten years merely in trying to write something that would 
please the Church. What he was really trying to do was to write something that would please both Gogol the artist and 
Gogol the monk. He was obsessed by the thought that great Italian painters had done this again and again: a cool cloister, 
roses climbing a wall, a gaunt man wearing a skull-cap, the radiant fresh colors of the fresco he is working upon — these 
formed the professional setting which Gogol craved. Transmuted into literature, the completed Dead Souls was to form 
three connected images: Crime, Punishment, and Redemption. The attainment of this object was absolutely impossible not 
only because Gogol's unique genius was sure to play havoc with any conventional scheme if given a free hand, but because 
he had forced the main role, that of the sinner, upon a person — if Chichikovcan be called a person — who was most 
ridiculously unfit for that part and who moreover moved in a world where such things as saving one's soul simply did not 
happen. A sympathetically pictured priest in the midst of the Gogolian characters of the first volume would have been as 
utterly impossible as a gauloiserie in Pascal or a quotation from Thoreau in Stalin's latest speech. 

In the few chapters of the second part that have been preserved, Gogol's magic glasses become blurred. Chichikov though 
remaining (with a vengeance) in the center of the field somehow departs from the focal plane. There are several splendid 
passages in these chapters, but they are mere echoes of the first part. And when the "good" characters appear — the thrifty 
landowner, the saintly merchant, the God-like Prince, one has the impression of perfect strangers crowding in to take 
possession of a draughty house where familiar things stand in dismal disorder. As I have already mentioned, Chichikov's 
swindles are but the phantoms and parodies of crime, so that no "real" retribution is possible without a distortion of the 
whole idea. The "good people" are false because they do not belong to Gogol's world and thus every contact between them 
and Chichikov is jarring and depressing. If Gogol did write the redemption part with a "good priest" (of a slightly Catholic 
type) saving Chichikov's soul in the depths of Siberia (there exist some scraps of information that Gogol studied Pallas' 
Siberian Flora in order to get the right background), and if Chichikov was fated to end his days as an emaciated monk in a 
remote monastery, then no wonder that the artist, in a last blinding flash of artistic truth, burnt the end of Dead Souls. 
Father Matthew could be satisfied that Gogol shortly before dying had renounced literature; but the brief blaze that might 
be deemed a proof and symbol of this renunciation happened to be exactly the opposite thing: as he crouched and sobbed 
in front of that stove ("Where?" queries my publisher. In Moscow.), an artist was destroying the labor of long years because 
he finally realized that the completed book was untrue to his genius; so Chichikov, instead of piously petering out in a 
wooden chapel among ascetic fir trees on the shore of a legendary lake, was restored to his native element; the little blue 
flames of a humble hell. 



40 



Vladimir Nabokov: Lectures on Russian literature 

". . .a certain man who was, I daresay, not very remarkable: short he was and somewhat poxmarked and somewhat on the 
carroty side, and somewhat even blear-eyed and a little bald in front, with symmetrically wrinkled cheeks and the kind of 
complexion termed hemorrhoidal . . . 

"... His name was Bashmachkin. Already the name itself clearly shows that it had formerly come from basbmak — a shoe. 
But when, and at what time it had come from "shoe," this is totally unknown. All of them — the father and the grandfather, 
and even the brother-in-law — absolutely all the Bashmachkins — used to wear boots which they resoled not more often 
than three times a year." 



"The Overcoat" (1842) 



Gogol was a strange creature, but genius is always strange; 
it is only your healthy second-rater who seems to the 
grateful reader to be a wise old friend, nicely developing 
the reader's own notions of life. Great literature skirts the 
irrational. Hamlet is the wild dream of a neurotic scholar. 
Gogol's The Overcoat is a grotesque and grim nightmare 
making black holes in the dim pattern of life. The 
superficial reader of that story will merely see in it the 
heavy frolics of an extravagant buffoon; the solemn reader 
will take for granted that Gogol's prime intention was to 
denounce the horrors of Russian bureaucracy. But neither 
the person who wants a good laugh, nor the person who 
craves for books "that make one think" will understand 
what The Overcoat is really about. Give me the creative 
reader; this is a tale for him. 

Steady Pushkin, matter-of-fact Tolstoy, restrained Chekhov 
have all had their moments of irrational insight which 
simultaneously blurred the sentence and disclosed a secret 
meaning worth the sudden focal shift. But with Gogol this 
shifting is the very basis of his art, so that whenever he 
tried to write in the round hand of literary tradition and to 
treat rational ideas in a logical way, he lost all trace of 
talent. When, as in his immortal The Overcoat, he really let 
himself go and pottered happily on the brink of his private 
abyss, he became the greatest artist that Russia has yet 
produced. 




lit. 



, 



Hi 




lnJU i/» 



f^ hnu ^ M. " ;^#J»> f*~>— 






A page from Nabokov's lecture on "The Overcoat" 
with his drawing of a furred carrick. 



The sudden slanting of the rational plane of life may be accomplished of course in many ways, and every great writer has 
his own method. With Gogol it was a combination of two movements : a jerk and a glide. Imagine a trap-door that opens 
under your feet with absurd suddenness, and a lyrical gust that sweeps you up and then lets you fall with a bump into the 
nexttraphole. The absurd was Gogol's favorite muse — but when I say "the absurd," I do not mean the quaint or the comic. 
The absurd has as many shades and degrees as the tragic has, and moreover, in Gogol's case, it borders upon the latter. It 
would be wrong to assert that Gogol placed his characters in absurd situations. You cannot place a man in an absurd 
situation if the whole world he lives in is absurd; you cannot do this if you mean by "absurd" something provoking a 
chuckle or a shrug. But if you mean the pathetic, the human condition, if you mean all such things that in less weird worlds 
are linked up with the loftiest aspirations, the deepest sufferings, the strongest passions — then of course the necessary 
breach is there, and a pathetic human, lost in the midst of Gogol's nightmarish, irresponsible world would be "absurd," by a 
kind of secondary contrast. 



41 



Vladimir Nabokov: Lectures on Russian literature 

On the lid of the tailor's snuff-box there was "the portrait of a General; I do not know what general because the tailor's 
thumb had made a hole in the general's face and a square of paper had been gummed over the hole." Thus with the 
absurdity of Akaki Akakievich Bashmachkin. We did not expect that, amid the whirling masks, one mask would turn out to 
be a real face, or at least the place where that face ought to be. The essence of mankind is irrationally derived from the 
chaos of fakes which form Gogol's world. Akaki Akakievich, the hero of The Overcoat, is absurd because he is pathetic, 
because he is human and because he has been engendered by those very forces which seem to be in such contrast to him. 

He is not merely human and pathetic. He is something more, just as the background is not mere burlesque. Somewhere 
behind the obvious contrast there is a subtle genetic link. His being discloses the same quiver and shimmer as does the 
dream world to which he belongs. The allusions to something else behind the crudely painted screens, are so artistically 
combined with the superficial texture of the narration that civic-minded Russians have missed them completely. But a 
creative reading of Gogol's story reveals that here and there in the most innocent descriptive passage, this or that word, 
sometimes a mere adverb or a preposition, for instance the word "even" or "almost," is inserted in such a way as to make 
the harmless sentence explode in a wild display of nightmare fireworks; or else the passage that had started in a rambling 
colloquial manner all of a sudden leaves the tracks and swerves into the irrational where it really belongs; or again, quite as 
suddenly, a door bursts open and a mighty wave of foaming poetry rushes in only to dissolve in bathos, or to turn into its 
own parody, or to be checked by the sentence breaking and reverting to a conjuror's patter, that patter which is such a 
feature of Gogol's style. It gives one the sensation of something ludicrous and at the same time stellar, lurking constantly 
around the corner — and one likes to recall that the difference between the comic side of things, and their cosmic side, 
depends upon one sibilant. 

So what is that queer world, glimpses of which we keep catching through the gaps of the harmless looking sentences? It is 
in a way the real one but it looks wildly absurd to us, accustomed as we are to the stage setting that screens it. It is from 
these glimpses that the main character of The Overcoat, the meek little clerk, is formed, so that he embodies the spirit of 
that secret but real world which breaks through Gogol's style. He is, that meek little clerk, a ghost, a visitor from some 
tragic depths who by chance happened to assume the disguise of a petty official. Russian progressive critics sensed in him 
the image of the underdog and the whole story impressed them as a social protest. But it is something much more than 
that. The gaps and black holes in the texture of Gogol's style imply flaws in the texture of life itself. Something is very 
wrong and all men are mild lunatics engaged in pursuits that seem to them very important while an absurdly logical force 
keeps them at their futile jobs — this is the real "message" of the story. In this world of utter futility, of futile humility and 
futile domination, the highest degree that passion, desire, creative urge can attain is a new cloak which both tailors and 
customers adore on their knees. I am not speaking of the moral point or the moral lesson. There can be no moral lesson in 
such a world because there are no pupils and no teachers: this world is and it excludes everything that might destroy it, so 
that any improvement, any struggle, any moral purpose or endeavor, are as utterly impossible as changing the course of a 
star. It is Gogol's world and as such wholly different from Tolstoy's world, or Pushkin's, or Chekhov's or my own. But after 
reading Gogol one's eyes may become gogolized and one is apt to see bits of his world in the most unexpected places. I 
have visited many countries, and something like Akaki Akakievich's overcoat has been the passionate dream of this or that 
chance acquaintance who never had heard about Gogol. 

The plot of The Overcoat* is very simple. A poor little clerk makes a great decision and orders a new overcoat. The coat while 
in the making becomes the dream of his life. On the very first night that he wears it he is robbed of it on a dark street. He 
dies of grief and his ghost haunts the city. This is all in the way of plot, but of course the real plot (as always with Gogol) lies 
in the style, in the inner structure of this transcendental anecdote. In order to appreciate it at its true worth one must 
perform a kind of mental somersault so as to get rid of conventional values in literature and follow the author along the 
dream road of his superhuman imagination. Gogol's world is somewhat related to such conceptions of modern physics as 
the "Concertina Universe" or the "Explosion Universe"; it is far removed from the comfortably revolving clockwork worlds of 
the last century. There is a curvature in literary style as there is curvature in space, — but few are the Russian readers who 
do care to plunge into Gogol's magic chaos head first, with no restraint or regret. The Russian who thinks Turgenev was a 



The shinel (from chenille) of the Russian title is a deep-caped, ample-sleeved furred carrick. 



42 



Vladimir Nabokov: Lectures on Russian literature 

great writer, and bases his notion of Pushkin upon Chaykovski's vile libretti, will merely paddle into the gentlest wavelets of 
Gogol's mysterious sea and limit his reaction to an enjoyment of what he takes to be whimsical humor and colorful quips. 
But the diver, the seeker for black pearls, the man who prefers the monsters of the deep to the sunshades on the beach, 
will find in The Overcoat shadows linking our state of existence to those other states and modes which we dimly 
apprehend in our rare moments of irrational perception. The prose of Pushkin is three-dimensional; that of Gogol is four- 
dimensional, at least. He may be compared to his contemporary, the mathematician Lobachevski, who blasted Euclid and 
discovered a century ago many of the theories which Einstein later developed. If parallel lines do not meet it is not because 
meet they cannot, but because they have other things to do. Gogol's art as disclosed in The Overcoat suggests that parallel 
lines not only may meet, but that they can wriggle and get most extravagantly entangled, just as two pillars reflected in 
water indulge in the most wobbly contortions if the necessary ripple is there. Gogol's genius is exactly that ripple — two and 
two make five, if not the square root of five, and it all happens quite naturally in Gogol's world, where neither rational 
mathematics nor indeed any of our pseudophysical agreements with ourselves can be seriously said to exist. 

The clothing process indulged in by Akaki Akakievich, the making and the putting on of the cloak, is really his disrobing and 
his gradual reversion to the stark nakedness of his own ghost. From the very beginning of the story he is in training for his 
supernaturally high jump — and such harmless looking details as his tiptoeing in the streets to spare his shoes or his not 
quite knowing whether he is in the middle of the street or in the middle of the sentence, these details gradually dissolve 
the clerk Akaki Akakievich so that towards the end of the story his ghost seems to be the most tangible, the most real part 
of his being. The account of his ghost haunting the streets of St. Petersburg in search of the cloak of which he had been 
robbed and finally appropriating that of a high official who had refused to help him in his misfortune — this account, which 
to the unsophisticated may look like an ordinary ghost story, is transformed towards the end into something for which I 
can find no precise epithet. It is both an apotheosis and a degringolade. Here it is: 

"The Important Person almost died of fright. In his office and generally in the presence of subordinates he was a man of 
strong character, and whoever glanced at his manly appearance and shape used to imagine his kind of temper with 
something of a shudder; at the present moment however he (as happens in the case of many people of prodigiously 
powerful appearance) experienced such terror that, not without reason, he even expected to have a fit of some sort. He 
even threw off his cloak of his own accord and then exhorted the coachman in a wild voice to take him home and drive like 
mad. Upon hearing tones which were generally used at critical moments and were even [notice the recurrent use of this 
word] accompanied by something far more effective, the coachman thought it wiser to draw his head in; he lashed at the 
horses, and the carriage sped like an arrow. Six minutes later, or a little more, [according to Gogol's special timepiece] the 
Important Person was already at the porch of his house. Pale, frightened and cloakless, instead of arriving at Caroline 
Ivanovna's [a woman he kept] he had thus come home; he staggered to his bedroom and spent an exceedingly troubled 
night, so that next morning, at breakfast, his daughter said to him straightaway: 'You are quite pale today, papa.' But papa 
kept silent and [now comes the parody of a Bible parable!] he told none of what had befallen him, nor where he had been, 
nor whither he had wished to go. The whole occurrence made a very strong impression on him [here begins the downhill 
slide, that spectacular bathos which Gogol uses for his particular needs]. Much more seldom even did he address to his 
subordinates the words 'How dare you? — Do you know to whom you are speaking?' — or at least if he did talk that way it 
was not till he had first listened to what they had to tell. But still more remarkable was the fact that from that time on the 
ghostly clerk quite ceased to appear: evidently the Important Person's overcoat fitted him well; at least no more did one 
hear of overcoats being snatched from people's shoulders. However, many active and vigilant persons refused to be 
appeased and kept asserting that in remote parts of the city the ghostly clerk still showed himself. And indeed a suburban 
policeman saw with his own eyes [the downward slide from the moralistic note to the grotesque is now a tumble] a ghost 
appear from behind a house. But being by nature somewhat of a weakling (so that once, an ordinary full-grown young pig 
which had rushed out of some private house knocked him off his feet to the great merriment of a group of cab drivers from 
whom he demanded, and obtained, as a penalty for this derision, ten coppers from each to buy himself snuff), he did not 
venture to stop the ghost but just kept on walking behind it in the darkness, until the ghost suddenly turned, stopped and 
inquired: 'What d'you want, you?' — and showed a fist of a size rarely met with even among the living. 'Nothing,' answered 
the sentinel and proceeded to go back at once. That ghost, however, was a much taller one and had a huge moustache. It 
was heading apparently towards Obukhov Bridge and presently disappeared completely in the darkness of the night. 



43 



Vladimir Nabokov: Lectures on Russian literature 

The torrent of "irrelevant" details (such as the bland assumption that "full-grown young pigs" commonly occur in private 
houses) produces such a hypnotic effect that one almost fails to realize one simple thing (and that is the beauty of the final 
stroke). A piece of most important information, the main structural idea of the story is here deliberately masked by Gogol 
(because all reality is a mask). The man taken for Akaki Akakievich's cloakless ghost is actually the man who stole his cloak. 
But Akaki Akakievich's ghost existed solely on the strength of his lacking a cloak, whereas now the policeman, lapsing into 
the queerest paradox of the story, mistakes forthis ghost just the very person who was its antithesis, the man who had 
stolen the cloak. Thus the story describes a full circle : a vicious circle as all circles are, despite their posing as apples, or 
planets, or human faces. 



So to sum up: the story goes this way: mumble, mumble, 
lyrical wave, mumble, lyrical wave, mumble, lyrical wave, 
mumble, fantastic climax, mumble, mumble, and back into 
the chaos from which they all had derived. At this 
superhigh level of art, literature is of course not concerned 
with pitying the underdog or cursing the upperdog. It 
appeals to that secret depth of the human soul where the 
shadows of other worlds pass like the shadows of nameless 
and soundless ships. 



J 









■ . 



As one or two patient readers may have gathered by now, 

this is really the only appeal that interests me. My purpose 

in jotting these notes on Gogol has, I hope, become 

perfectly clear. Bluntly speaking it amounts to the 

following; if you expect to find out something about 

Russia, if you are eager to/know why the blistered Germans 

bungled their blitz, if you are interested in "ideas" and 

"facts" and "messages," keep away from Gogol. The awful 

trouble of learning Russian in orderto read him will not be 

repaid in your kind of hard cash. Keep away, keep away. He 

has nothing to tell you. Keep off the tracks. High tension. 

Closed for the duration. Avoid, refrain, don't. I would like to 

have here a full list of all possible interdictions, vetoes and 

threats. Hardly necessary of course — as the wrong sort of 

reader will certainly never get as far as this. But I do 

welcome the right sort — my brothers, my doubles. My 

brother is playing the organ. My sister is reading. She is my 

aunt. You will first learn the alphabet, the labials, the Unguals, the dentals, the letters that buzz, the drone and the 

bumblebee, and the Tse-tse Fly. One of the vowels will make you say "Ugh!" You will feel mentally stiff and bruised after 

your first declension of personal pronouns. I see however no other way of getting to Gogol (or to any other Russian writer 

for that matter). His work, as all great literary achievements, is a phenomenon of language and not one of ideas. "Gaw-gol," 

not "Go-gall." The final "1" is a soft dissolving "1" which does not exist in English. One cannot hope to understand an author 

if one cannot even pronounce his name. My translations of various passages are the best my poor vocabulary could afford, 

but even had they been as perfect as those which I hear with my innermost ear, without being able to render their 

intonation, they still would not replace Gogol. While trying to convey my attitude towards his art I have not produced any 

tangible proofs of its peculiar existence. I can only place my hand on my heart and affirm that I have not imagined Gogol. 

He really wrote, he really lived. 






The opening page of Nabokov's Turgenev notebook. 



Gogol was born on the 1st of April, 1809. According to his mother (who, of course, made up the following dismal anecdote) 
a poem he had written at the age of five was seen by Kapnist, a well-known writer of sorts. Kapnist embraced the solemn 
urchin and said to the glad parents: "He will become a writer of genius if only destiny gives him a good Christian for 
teacher and guide. " But the other thing — his having been born on the 1st of April — is true. 



44 



Vladimir Nabokov: Lectures on Russian literature 



IVAN TURGENEV (1818-1883) 



Ivan Sergeievich Turgenev was born in 1818 in Orel, Central Russia, 

in the family of a wealthy squire. His early youth was spent on a country estate where he was able to observe the life of the 
serfs and the relations between master and serf at their worst: his mother was possessed of a tyrannical nature and led her 
peasants and also her immediate family a miserable life. Though she adored her son, she persecuted him and had him 
flogged for the least childish disobedience or misdemeanor. In later life, when Turgenev tried to intercede for the serfs, she 
cut his allowance, obliging him to live in misery in spite of the rich inheritance that awaited him. Turgenev never forgot the 
painful impressions of his childhood. After his mother's death he did much to improve the peasants' circumstances, freed 
all his domestic servants, and went out of his way to cooperate with the government when the peasants were 
emancipated in 1861. 

Turgenev's early education was patchy. Among his numerous tutors, indiscriminately engaged by his mother, there were all 
sorts of odd people, including at least one professional saddler. One year at the Moscow University and three at the 
Petersburg University, whence he was graduated in 1837, did not give him a feeling of having obtained a well-balanced 
education, and from 1838 to 1841 he attended the university in Berlin, filling out its gaps. During his life in Berlin he 
became intimate with a group of young Russians similarly engaged, who later formed the nucleus of a Russian philosophic 
movement highly colored by Hegelianism, the German "idealist" philosophy. 

In his early youth Turgenev produced some half-baked poems mostly imitative of Mikhail Lermontov. Only in 1847, when 
he turned to prose and published a short story, the first of his series of A Sportsman's Sketches, did he come into his own as 
a writer. The story produced a tremendous impression and when later together with a number of others it was published 
as a volume, the impression only grew stronger. Turgenev's plastic musical flowing prose was but one of the reasons that 
brought him immediate fame, for at least as much interest was contributed by the special subject of these stories. They 
were all written about serfs and not only present a detailed psychological study, but go even further to idealize these serfs 
as superior in their human quality to their heartless masters. 

From these stories some purple patches: 

"Fedya, not without pleasure, lifted the forcedly smiling dog up into the air and placed it into the bottom of the cart." 
("Khor' and Kalinych") 

"... a dog, all his body a-quiver, his eyes half-closed, was gnawing a bone on the lawn." ("My Neighbor Radilov") 

"Vyacheslav lllarionovich is a tremendous admirer of the gentle sex, and as soon as he sees a pretty little person on the 
boulevard of his country-town, he there and then starts to follow her, but — and this is the peculiar point — he at once 
begins to limp." ("Two Country Squires") 

At sunset on a country-road: 



45 



Vladimir Nabokov: Lectures on Russian literature 

"Masha (the hero's gypsy mistress who left him) stopped and turned her face to him. She stood with her back to the light — 
and thus appeared to be of a dusky black all over, as if carved in dark wood. The whites of her eyes alone stood out like 
silver almonds, whereas the iris had grown still darker." ("Chertopkhanov's End") 

"Evening had come, the sun had hid behind a small aspen grove ... its shadow spread endlessly across the still fields. A 
peasant could be seen riding at a trot on white horse along a dark narrow path skirting that distant grove; he could be seen 
quite clearly, every detail of him, even the patch on his shoulder — although he was moving in the shade; the legs of his 
horse flickered with a kind of pleasing distinctness. The setting sun flushed the trunks of the aspen-trees with such a warm 
glow that they seemed the color of pine-trunks." {Fathers and Sons) 

These are Turgenev at his very best. It is these- mellow colored little paintings — rather watercolors than the Flemish glory 
of Gogol's art gallery — inserted here and there into his prose, that we still admire to-day. These plums are especially 
numerous in A Sportsman's Sketches. 

Turgenev's presentation in the Sketches of his gallery of idealistic and touchingly human serfs stressed the obvious 
odiousness of serfdom, an emphasis that irritated many influential people. The censor who had passed the manuscript was 
retired and the government seized the first opportunity to punish the author. After Gogol's death Turgenev wrote a short 
article which was suppressed by the Petersburg censorship; but when he sent it to Moscow the censor passed it and it was 
published. Turgenev was put in prison for a month for insubordination and then was exiled to his estate where he 
remained for more than two years. Upon his return he published his first novel Rudin, followed by /A Nest of Centlej oik and 
On the Eve. 

Rudin, written in 1855, depicts the generation of the 1840s, the idealistic idealistic Russian intelligentsia bred in German 
universities. 

There is some very good writing in Rudin, such as ". . . many an old lime-tree-alley, gold-dark and sweet-smelling, with a 
glimpse of emerald light at its end," where we have Turgenev's favorite vista. Rudin's sudden appearance in Lasunski's 
house is fairly well done, based as it is on Turgenev's pet method of having a convenient fight at a party or dinner between 
the cool, bland, clever hero and some quick-tempered vulgarian or pretentious fool. We may note the following typical 
sample of the whims and ways of Turgenev's characters : "Meanwhile Rudin went up to Natalia. She rose, her face 
expressed confusion. Volyntsev, who was sitting next to her, rose too. ' — Ah, I see a pianoforte,' — Rudin began softly and 
caressingly, as if he were a travelling prince.' " Then somebody else plays Schubert's Erlkonig. " ' — This music and this night' 
[a starry summer night which "seemed to nestle and to let one's soul nestle too" — a great exponent of the "music and 
night" theme was Turgenev], said Rudin, — 'reminds me of my student years in Germany.' " He is asked how students dress. 
" — Well, at Heidelberg I used to wear riding boots with spurs and a Hungarian jacket with braidings; I had let my hair grow, 
so that it almost reached down to my shoulders." Rudin is a rather pompous young man. 

Russia in those days was one huge dream: the masses slept — figuratively ; the intellectuals spent sleepless nights — 
literally — sitting up and talking about things, or just meditating until five in the morning and then going out for a walk. 
There was a lot of the flinging-oneself-down-on-one's-bed-without-undressing-and-sinking-into-a-heavy-slumber stuff, or 
jumping into one's clothes. Turgenev's maidens are generally good get-uppers, jumping into their crinolines, sprinkling 
their faces with cold water, and running out, as fresh as roses, into the garden, where the inevitable meeting takes place in 
a bower. 

Before going to Germany, Rudin had been a student at Moscow University. A friend of his thus tells us of their youth: "Half- 
a-dozen youths, a single tallow candle burning . . . the cheapest brand of tea, dry old biscuits . . . but our eyes glow, our 
cheeks are flushed, our hearts beat . . . and the subjects of our talk are God, Truth, the Future of Mankind, Poetry — we talk 
nonsense sometimes, but what is the harm?" 

As a character, Rudin, the progressive idealist of the 1840s, can be summed up by Hamlet's answer "words, words, words." 
He is quite ineffectual in spite of his being wholly wrapped up in progressive ideas. His whole energy spends itself in 

46 



Vladimir Nabokov: Lectures on Russian literature 

passionate streams of idealistic babble. A cold heart and a hot head. An enthusiast lacking in staying power, a busybody 
incapable of action. When the girl who loves him, and whom, he thinks, he loves too, tells him there is no hope other 
mother consenting to their marriage, he at once gives her up, although she was ready to follow him anywhere. He departs 
and roams all over Russia; all his enterprises fizzle out. But the bad luck that haunts him and which at the outset was the 
inability to express the energy of his brain otherwise than by a flow of eloquent words finally shapes him, hardens the 
outline of his personality, and leads him to a useless but heroic death on the barricades of 1848 in remote Paris. 

In4 Nest of Gentlefolk (1858) Turgenev glorified all that was noble in the orthodox ideals of the old gentry. Liza, the heroine 
of this novel, is the most consummate incarnation of the pure and proud "Turgenev maiden." 

On the Eve (i860) is the story of another Turgenev girl, Elena, who leaves her family and country in order to follow her lover 
Insarov, a Bulgarian hero whose sole object in life is the emancipation of his country (then under Turkish domination). 
Elena prefers Insarov, who is a man of action, to the ineffectual young men who surround her in her Russian youth. Insarov 
dies of consumption and Elena continues bravely in his path. 

On the Eve, in spite of its good intentions, is artistically the least successful of Turgenev's novels. Nevertheless, it was the 
most popular one. Elena, though a female character, was the type of heroic personality that society wanted: a person ready 
to sacrifice everything to love and duty, bravely surmounting every difficulty fate put in her path, faithful to the ideal of 
freedom — emancipation of the oppressed, freedom of the woman to choose her way in life, freedom of love. 

After showing the moral defeat of the idealists of the 1840s, after making his only male active hero a Bulgarian, Turgenev 
was reproached for not having created a single positive active type of a Russian male. This he tried to do in Fathers and Sons 
(1862). In it Turgenev pictures the moral conflict between the good-meaning, ineffectual and weak people of the 1840s and 
the new strong revolutionary generation of the "nihilistic" youth. Bazarov, the representative of this younger generation, is 
aggressively materialistic; for him exists neither religion nor any esthetic or moral values. He believes in nothing but 
"frogs," meaning nothing but the results of his own practical scientific experience. He knows neither pity nor shame. And 
he is, par excellence, the active man. Though Turgenev rather admired Bazarov, the radicals whom he thought he was 
flattering in the face of this strong active young man were indignant at the portrait and saw in Bazarov only a caricature 
drawn to please their opponents. Turgenev, it was declared, was a finished man who had expended all his talent. Turgenev 
was dumbfounded. From the darling of the progressive society he suddenly saw himself transformed into a sort of 
detestable bogey. Turgenev was a very vain man; not only fame, but the outward marks of fame, meant a lotto him. He 
was deeply offended and disappointed. He was abroad at the time and remained abroad for the rest of his life, making but 
rare short visits to Russia. 

His next piece of writing was a fragment, "Enough," in which he declared his decision to give up literature. In spite of this 
he wrote two more novels and continued writing to the end of his life. Of these last two novels, inSmoke he expressed his 
bitterness against all classes of Russian society, and in Virgin Soil (Nov') he tried to show different types of Russians 
confronted with the social movement of theirtime (the 1870s). On one hand we have the revolutionaries trying hard to get 
in touch with the people: (l) The Hamlet-like hesitations of the hero of the novel, Nezhdanov, cultured, refined, with a 
secret yearning for poetry and romance, but devoid of all sense of humor, like most of Turgenev's positive types — 
moreover, weak and hampered in everything by a morbid sense of inferiority and his own uselessness; (2) Marianna, the 
pure, true, austerely-naive girl, ready to die there and then for the "cause"; (3) Solomin, the strong silent man; (4) Markelov, 
the honest blockhead. On the other side we find the sham liberals and frank reactionaries, such as Sipyagin and 
Kallomeytsev. It is a very tame affair, this novel, with the author's fine talent struggling, and just failing, to keep alive the 
characters and the plot he had selected not so much because his art urged him, but rather because he was eager to air his 
own views upon the political problems of his day. 

Incidentally, Turgenev, as most writers of his time, is far too explicit, leaving nothing to the reader's intuition; suggesting 
and then ponderously explaining what the suggestion was. The labored epilogues of his novels and long short stories are 
painfully artificial, the author doing his best to satisfy fully the reader's curiosity regarding the respective destinies of the 
characters in a mannerthat can hardly be called artistic. 

47 



Vladimir Nabokov: Lectures on Russian literature 

He is not a great writer, though a pleasant one. He never achieved anything comparable to Madame Bovary, and to say that 
he and Flaubert belonged to the same literary school is a complete misconception. Neither Turgenev's readiness to tackle 
any social problem that happened to be a la mode, nor the banal handling of plots (always taking the easiest way) can be 
likened to Flaubert's severe art. 

Turgenev, Gorki, and Chekhov are particularly well known outside of Russia. But there is no natural way of linking them. 
However, it may be noticed perhaps that the worst of Turgenev was thoroughly expressed in Gorki's works, and Turgenev's 
best (in the way of Russian landscape) was beautifully developed by Chekhov. 

Besides A Sportsman's Sketches and the novels, Turgenev wrote numerous short stories and long short stories or nouvelles. 
The early ones are devoid of any special originality or literary quality; some of the later are quite remarkable. Among the 
latter "A Quiet Backwater" and "First Love" deserve particular mention. 

Turgenev's personal life was not very happy. The great, the only true love of his life, was for the famous singer Mme. 
Pauline Viardot-Garcia. She was happily married, Turgenev was on friendly terms with her family, he had no hope of 
personal happiness, but nevertheless he devoted all his life to her, lived whenever possible in their vicinity, gave a dower to 
her two daughters when they got married. 

In general he was much happier living abroad than in Russia. There no radical critics gnawed the life out of him with their 
vigorous attacks. He was on friendly terms with Merimee and Flaubert. His books were translated into French and German. 
Since he was the only Russian writer of some stature known to the Western literary circles, he was inevitably considered 
not only the greatest but in fact the Russian writer, and Turgenev basked in the sun and felt happy. He impressed 
foreigners with his charm and graceful manners, but in his encounters with Russian writers and critics he at once felt self- 
conscious and arrogant. He had had quarrels with Tolstoy, Dostoevski, Nekrasov. Of Tolstoy he was jealous though at the 
same time he greatly admired his genius. 

In 1871 the Viardots settled down in Paris and so did Turgenev. In spite of his faithful passion for Mme. Viardot he felt 
lonely and lacked the comforts of a family of his own. He complained in letters to friends of lonesomeness, his "cold old 
age," his spiritual frustration. Sometimes Turgenev longed to be back in Russia but he lacked the will power to make such a 
drastic change in his life routine : a lack of will power had always been his weak point. He never had the stamina to stand 
up under the attacks of Russian critics who, after the publication of Fathers and Sons, never ceased being prejudiced against 
his new publications. However, in spite of the hostility of the critics, Turgenev was extremely popular with the Russian 
reading public. The readers liked his books — his novels were popular even as late as the beginning of this century; and the 
humane liberal feelings he professed attracted the public to him, especially the younger part of it. In 1883 he died at 
Bougival, near Paris, but his body was brought to Petersburg. Thousands of people followed his coffin to the cemetery. 
Delegations had been sent by numerous societies, towns, universities, etc. Countless wreaths had been received. The 
funeral procession was almost two miles long. Thus the Russian reading public gave a final demonstration of the love it 
bore Turgenev during his life. 

Besides being good at painting nature, Turgenev was likewise excellent at painting little colored cartoons which remind 
one of those seen in British country clubs: consider, for instance, the cartoons Turgenev loved to make of the fops and lions 
of the Russian sixties and seventies: ". . .he was dressed in the very best English manner: the colored tip of a white silk 
handkerchief protruded in the form of a small triangle from the flat side-pocket of his variegated jacket; his monocle 
dangled on a rather broad black ribbon; the dead tint of his suede gloves matched the pale gray of his check trousers." 
Then, too, Turgenev was the first Russian writer to notice the effect of broken sunlight or the special combination of shade 
and light upon the appearance of people. Remember that gypsy girl who, with the sun behind her, "appeared to be of a 
dusky black all over as if carved in dark wood" and those "whites of her eyes" standing out "like silver almonds." 

These quotations are good examples of his perfectly modulated well-oiled prose which is so nicely adapted to the picturing 
of slow movement. This or that phrase of his reminds one of a lizard sun-charmed on a wall — and the two or three final 
words of the sentence curve like the lizard's tail. But generally speaking his style produces a queer effect of patchiness, just 

48 



Vladimir Nabokov: Lectures on Russian literature 

because certain passages, the artist's favorites, have been pampered much more than the others and, in consequence, 
stand out, supple and strong, magnified, as it were, by the author's predilection among the general flow of good, clear, but 
undistinguished prose. Honey and oil — this comparison may be well applied to those perfectly rounded graceful sentences 
of his, when he settles down to the task of writing beautifully. As a story-teller, he is artificial and even lame; indeed, when 
following his characters, he begins to limp as that hero of his did in "Two Country Squires." His literary genius falls short on 
the score of literary imagination, that is, of naturally discovering ways of telling the story which would equal the originality 
of his descriptive art. Being perhaps aware of this fundamental flaw, or else being led by that instinct of artistic self- 
preservation that keeps an author from lingering there where he is most likely to flop, he shuns action or, more exactly, 
does not expose action in terms of sustained narration. His novels and stories consist mainly of conversations in diverse 
settings charmingly described — good long talks interrupted by delightful short biographies and dainty pictures of the 
countryside. When, however, he goes out of his way to look for beauty outside the old gardens of Russia, he wallows in 
abject sweetness. His mysticism is of the plastic picturesque sort with perfumes, floating mists, old portraits that may 
come alive any moment, marble pillars, and the rest. His ghosts do not make the flesh creep, or rather they make it creep 
the wrong way. In describing beauty he goes the whole hog: his idea of luxury turns out to be ". . . gold, crystal, silk, 
diamonds, flowers, fountains"; and maidens bedecked with flowers but otherwise scantily dressed sing hymns in boats, 
while other maidens, with the tiger skins and golden cups of their profession, romp on the banks. 

The volume of Poems in Prose (1883) is his work that dates most of all. Their melody is all wrong; their luster looks cheap 
and their philosophy is not deep enough to justify pearl-diving. Still they remain good examples of pure well-balanced 
Russian prose. But the author's imagination never rises above perfectly commonplace symbols (such as fairies and 
skeletons); and if, at its best, his prose reminds one of rich milk, these prose poems may be compared to fudge. 

It is perhaps /4 Sportsman's Sketches that contains some of his best writing. In spite of a certain idealization of the peasants, 
the book presents Turgenev's most unaffected, most genuine characters, and some extremely satisfying descriptions of 
scenes, people, and, of course, nature. 

Of all Turgenev's characters, the "Turgenev maiden" has probably achieved the greatest fame. Masha ("A Quiet 
Backwater"), Natalia (Rudin), Liza {A Nest of Gentlefolk) vary but little among themselves and are undoubtedly contained in 
Pushkin's Tatiana. But with their different stories they are given more scope for the use of their common moral strength, 
gentleness, and not only their capacity but, I would say, their thirst to sacrifice all worldly considerations to what they 
consider their duty, be it complete resignation of personal happiness to higher moral considerations (Liza) or complete 
sacrifice of all worldly considerations to their pure passion (Natalia). Turgenev envelops his heroines in a kind of gentle 
poetical beauty which has a special appeal for the reader and has done much to create the general high concept of Russian 
womanhood. 



Fathers and Sons (1862) 

Fathers and Sons is not only the best of Turgenev's novels, it is one of the most brilliant novels of the nineteenth century. 
Turgenev managed to do what he intended to do, to create a male character, a young Russian, who would affirm his — that 
character's — absence of introspection and at the same time would not be a journalist's dummy of a socialistic type. 
Bazarov is a strong man, no doubt — and very possibly had he lived beyond his twenties (he is a graduate student when we 
meet him), he might have become, beyond the horizon of the novel, a great social thinker, a prominent physician, or an 
active revolutionary. But there was a common debility about Turgenev's nature and art; he was incapable of making his 
masculine characters triumph within the existence he invents for them. Moreover, in Bazarov's character there is behind 
the brashness and the will-power, and the violence of cold thought, a stream of natural youthful ardency which Bazarov 
finds difficult to blend with the harshness of a would-be nihilist. This nihilism sets out to denounce and deny everything, 
but it fails to dismiss passionate love — or to reconcile this love with his opinions regarding the simple animal character of 
love. Love turns out to be something more than man's biological pastime. The romantic fire that suddenly envelops his soul 
shocks him; but it satisfies the requirements of true art, since it stresses in Bazarov the logic of universal youth which 
transcends the logic of a local system of thought — of, in the present case, nihilism. 

49 




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Vladimir Nabokov: Lectures on Russian literature 

Turgenev, as it were, takes his creature out of a self-imposed pattern and places him in the normal world of chance. He lets 
Bazarovdie not from any peculiar inner development of Bazarov's nature, but by the blind decree of fate. He dies with 
silent courage, as he would have died on the battlefield, but there is an element of resignation about his decay that goes 
well with the general trend of mild submission to fate which colors Turgenev's whole art. 

The reader will notice — I will direct his attention to those 
passages in a moment — that the two fathers and the uncle 
in the book are not only very different from Arkadi and 
Bazarov, but also different from each other. One will also 
note that Arkadi, the son, is of a much gentler and simpler 
and more routine and normal nature than Bazarov. I shall 
look through a number of passages that are especially vivid 
and significant. One will mark, for instance, the following 
situation. Old Kirsanov, Arkadi's father, has that quiet, 
tender, altogether charming mistress, Fenichka, a girl of 
the people. She is one of the passive types of Turgenev's 
young women, and around this passive center three men 
revolve: Nikolay Kirsanov, and also Pavel, his brother, who 
by some twist of memory and imagination sees in her a 
resemblance to a former flame of his, a flame that colored 
his entire life. And moreover there is Bazarov, who is shown 
flirting with Fenichka, a casual flirtation that brings on a 
duel. However, not Fenichka but typhus will be the cause of 
Bazarov's death. 

One will observe a queer feature of Turgenev's structure. 
He takes tremendous trouble to introduce his characters 
properly, endowing them with pedigrees and recognizable 
traits, but when he has finally assembled them all, lo and 
behold the tale is finished and the curtain has gone down 

whilst a ponderous epilogue takes care of whatever is supposed to happen to his invented creatures beyond the horizon of 
his novel. I do not mean there are no events in this story. On the contrary, this novel is replete with action; there are 
quarrels and other clashes, there is even a duel — and a good deal of rich drama attends Bazarov's death. But one will notice 
that all the time throughout the development of the action, and in the margin of the changing events, the past lives of the 
characters are being pruned and improved by the author, and all the time he is terribly concerned with bringing out their 
souls and minds and temperaments by means of functional illustrations, for instance the way simple folks are attached to 
Bazarov or the way Arkadi tries to live up to his friend's new-found wisdom. 

The art of translation from theme to theme is for an author the most difficult technique to master, and even a first-rate 
artist, as Turgenev is at his best, will be tempted (because of the kind of reader he imagines, a matter-of-fact reader 
accustomed to certain methods) to follow traditional devices in this passing from one scene to another. Turgenev's 
transitions are very simple, and indeed even trite. As we go through the story, and stop at various points of style and 
structure, we shall gradually accumulate a small collection of these simple devices. 

There is first of all the introductional intonation: "Well, anything in sight . . . was the question asked on May 20, 1859, by a 
gentleman of a little over forty" — et cetera, et cetera. Then Arkadi arrives; then Bazarov is introduced: 

"Nikolay Petrovich turned around quickly and, going up to a tall man in a long, loose, rough coat with tassels, who had only 
just got out of the carriage, he warmly pressed the ungloved rough hand, which the latter did not at once hold out to him. 



50 



Nabokov's chart of the journeys in Fathers and Sons. 



Vladimir Nabokov: Lectures on Russian literature 

"Tarn heartily glad,' he began, 'and very grateful for your kind intention of visiting us May I ask your name, and your 

father's?' 

'Eugene Vasilievich,' answered Bazarov in a lazy but manly voice; and as he turned down the collar of his rough coat Nikolay 
Petrovich could see his whole face. Long and lean, with a broad forehead, a nose flat at the bridge but pointed at the tip, 
large greenish eyes, and sandy drooping side whiskers, it was lighted by a tranquil smile and showed self-confidence and 
intelligence. 

" T hope, dear Eugene Vasilievich, you won't be bored at our place,' continued Nikolay Petrovich. 

"Bazarov's thin lips moved just perceptibly, though he made no reply, merely taking off his cap. His long thick dark blond 
hair did not hide the prominent bumps on his head." 

Uncle Pavel is introduced in the beginning of chapter 4: "... at that instant a man of medium height, dressed in a dark 
English suit, a fashionable low cravat, and kid shoes, entered the drawing room. This was Pavel Petrovich Kirsanov. He 
looked about forty-five: his close-cropped gray hair shone with a dark luster, like new silver; his face, yellow but free from 
wrinkles, was exceptionally regular and pure in line, as though carved by a light and delicate chisel, and showed traces of 
remarkable good looks; especially fine were his clear, black, almond-shaped eyes. The whole mien of Arkadi's uncle, 
exquisite and thoroughbred, had preserved the gracefulness of youth and that air of striving upward, of spurning the 
earth, which for the most part is lost after the twenties are past. 

"Pavel Petrovich took out of his trousers pocket his exquisite hand with its long tapering pink nails, a hand which seemed 
still more beautiful because of the snowy whiteness of the cuff, buttoned with a single big opal, and gave it to his nephew. 
After a preliminary handshake in the European style, he kissed him thrice after the Russian fashion, that is to say, he 
touched his cheek three times with his fragrant mustache, and said, 'Welcome.' " 

He and Bazarov dislike each other at sight, and Turgenev's device here is the comedy technique of each confiding his 
feelings separately and symmetrically to a friend. Thus Uncle Pavel, talking to his brother, criticizes the unkempt 
appearance of Bazarov, and a little later, after supper, Bazarov in talking to Arkadi criticizes Pavel's beautifully groomed 
fingernails. A simple symmetrical device, which is especially obvious because the ornamentation of the conventional 
structure is artistically superior to the convention. 

The first meal together, the supper, passes quietly. Uncle Pavel has been confronted by Bazarov but we have to wait for 
their first clash. Another person is introduced into Uncle Pavel's orbit at the very end of this chapter 4: Pavel Petrovich "sat 
in his study until long past midnight, in a beautifully made, roomy armchair before the fireplace, on which the coals were 

smoldering into faintly glowing embers His expression was concentrated and grim, which is not the case when a man is 

absorbed solely in recollections. And in a small back room [of the house], a young woman in a blue, warm, sleeveless jacket, 
with a white kerchief thrown over her dark hair, was sitting on a large trunk. This was Fenichka. She was now listening, 
now dozing, now glancing at the open door through which one could see a child's crib and hear the regular breathing of a 
sleeping baby." 

It is important for Turgenev's purpose to tie up in the reader's mind Uncle Pavel with the mistress of Nikolay. Arkadi finds 
he has a baby brother, Mitya, a little later than the reader does. 

The next meal, breakfast, begins without Bazarov. The ground has not yet been prepared, and Turgenev sends Bazarov 
away to collect frogs while he has Arkadi explain to Uncle Pavel about Bazarov's ideas: 

" 'What is Bazarov?' Arkadi smiled. 'Would you like me, Uncle, to tell you precisely what he is?' 

"If you will be so obliging, Nephew.' 'He's a nihilist ' 



51 



Vladimir Nabokov: Lectures on Russian literature 

" 'A nihilist,' Nikolay Petrovich managed to say. 'That's from the Latin, nihil, nothing, as far as I can judge; the word must 
mean a man who — who recognizes nothing.' 

" 'Say, "who respects nothing," ' put in his brother, and he set to work on the butter again. 

'Who regards everything from the critical point of view,' observed Arkadi. 

" 'Isn't that the same thing?' inquired the uncle. 'No, it isn't. A nihilist is a man who does not bow down before any 
authority, who does not accept any principle on faith no matter what an aura of reverence may surround that principle.'. . . 

" 'So that's it. Well, I see it's not in our line There used to be Hegelists, but now you have nihilists. We shall see how you 

will exist in a void, in a vacuum. And now please ring, brother Nikolay Petrovich — it's time I had my cocoa.' 

Immediately after this Fenichka appears. Note her admirable description: "She was a young woman of aboutthree-and- 
twenty, all dainty whiteness and softness, with dark hair and eyes, red, childishly plump small lips, and delicate little hands. 
She wore a neat print dress; a new blue kerchief lay lightly on her soft shoulders. She was carrying a large cup of cocoa and, 
having set it down before Pavel Petrovich, she was overwhelmed with confusion; the hot blood rushed in a wave of crimson 
over the delicate skin of her endearing face. She dropped her eyes and stood at the table, leaning a little on the very tips of 
her fingers. Apparently ashamed of having come in, she at the same time felt she had a right to come." 

Bazarov, the frog hunter, returns at the end of the chapter, and in the next one the breakfast table is the arena of the first 
round between Uncle Pavel and the young nihilist, both men scoring heavily: 

" 'Arkadi was telling us just now that you do not acknowledge any authorities whatsoever — that you do not believe in 
them?' 

" 'But why should I acknowledge them? And what should I believe in? When anyone talks sense, I agree, and that's all.' 

" 'And all the Germans [scientists] talk sense?' asked Pavel Petrovich, and his face assumed an expression as impassive, as 
remote, as if he had withdrawn to some empyrean height. 

" 'Not all,' replied Bazarov with a short yawn. He obviously did not care to continue the debate 

'"For my own part,' Pavel Petrovich began again, not without some effort, 'I am so unregenerate as not to like Germans 

My brother, for instance, is very favorably inclined toward them But now they've all turned chemists and materialists — ' 

" 'A chemist who knows his business is twenty times as useful as any poet,' broke in Bazarov." 

On a collecting expedition Bazarov has found what he and Turgenevcall a rare specimen of beetle. The term of course, is 
not specimen, but species, and that particular water-beetle is not a rare species. Only people who know nothing about 
natural history confuse specimen with species. In general Turgenev's descriptions of Bazarov's collecting are rather lame. 

One will notice that despite Turgenev having prepared the first clash rather carefully, Uncle Pavel's rudeness strikes the 
reader as not very realistic. By "realism," of course, I merely indicate what an average reader in an average state of 
civilization feels as conforming to an average reality of life. Now in the reader's mind Uncle Pavel has already been 
imprinted as an image of a very fashionable, very experienced, very well groomed gentleman who would hardly take the 
trouble to heckle so viciously a chance boy, his nephew's friend and his brother's guest. 

I have mentioned that a curious feature of Turgenev's structure is the spreading of antecedents overthe action part of the 
story. An illustration comes at the end of chapter 6, "And Arkadi told Bazarov the story of Uncle Pavel." The story is passed 
on to the reader in chapter 7 and conspicuously interrupts the flow of the story which has already started. We read here 

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Vladimir Nabokov: Lectures on Russian literature 

about Uncel Pavel's love affair with the fascinating and fateful Princess R. back in the 1830s. This romantic lady, a sphinx 
with a riddle who finally found its solution in organized mysticism, around 1838 leaves Pavel Kirsanov and in 1848 she dies. 
Since then, till now, 1859, Pavel Kirsanov has retired to his brother's country seat. 

Now further on we discover that Fenichka has not only replaced his [dead] wife Mary in the affections of Nikolay Kirsanov 
but has also replaced Princess R. in the affections of Uncle Pavel, another case of simple structural symmetry. We are 
shown Fenichka's room through Uncle Pavel's eyes: 

"The small low-ceiled room in which he found himself was very clean and cozy. It smelt of the freshly painted floor, of 
camomile and melissa. Along the walls were ranged chairs with lyre-shaped backs, bought by the late general [as far back 
as the campaign of 1812]; in one corner was a high, small bedstead under a muslin canopy, near an ironbound chest with a 
rounded lid. In the opposite corner a little image-lamp was burning before a big dark icon of St. Nikolay the Wonder- 
worker, a tiny porcelain egg hung by a red ribbon from the protruding gold halo down the saint's breast; on the window 
sills stood greenish glass jars of last year's jam, carefully tied and with the light green showing through them; on their 
paper tops Fenichka herself had written in big letters Gooseberry — Nikolay Petrovich was particularly fond of this jam. 
Near the ceiling, on a long cord, hung a cage with a bobtailed siskin; it was constantly chirping and hopping about, and the 
cage was constantly shaking and swinging, while hempseedsfell with a light tap on the floor. On the wall, just above a 
small chest of drawers, hung some rather poor photographs of Nikolay Petrovich in various poses, taken by some itinerant 
photographer; there, too, hung a photograph of Fenichka herself, which was an absolute failure: an eyeless face wearing a 
forced smile, in a dingy frame — one could make out nothing more. And above Fenichka, General Yermolov, in a Circassian 
felt cloak, scowled menacingly upon the Caucasian mountains in the distance, from beneath a little pincushion in the form 
of a shoe, which came down right over his eyebrows." 

Now look at the way the story pauses again to allow the author to describe Fenichka's past: 

"Nikolay Petrovich had made Fenichka's acquaintance three years before when he happened to stay overnight at an inn in a 
remote district town. He was agreeably struck by the cleanness of the room assigned to him, by the freshness of the bed 

linen Nikolay Kirsanov had at that time just moved into his new home and not wishing to keep serfs in the house, was 

on the lookout for hired servants; the landlady for her part complained of the small number of transients in the town, and 
the hard times; he proposed to her to come into his house in the capacity of housekeeper; she consented. Her husband had 
long been dead, leaving her an only daughter — Fenichka . . . who was at that time seventeen . . . she lived ever so quietly, 
ever so unassumingly, and only on Sundays did Nikolay Petrovich notice in the parish church, somewhere off on the side, 
the delicate profile of her small white face. More than a year passed thus." 

Nikolay treats her for an inflamed eye, which was soon well again, "but the impression she had made on Nikolay did not 
pass away so soon. He was forever haunted by that pure, delicate, timorously lifted face; he felt on his palms that soft hair, 
and saw those innocent, slightly parted lips, through which pearly teeth gleamed moistly in the sun. He began to watch her 
with great attention in church, he tried to get into conversation with her 

"By degrees she began to get used to him, but was still shy in his presence, when suddenly Arina, her mother, died of 
cholera. Which way was Fenichka to turn? She inherited from her mother a love for order, common sense, and sedateness; 
but she was so young, so lonely. Nikolay Petrovich was himself so good and modest. There is no need to relate the rest." 

The details are admirable, that inflamed eye is a work of art, but the structure is lame and the paragraph concluding the 
account is lame and coy. "There is no need to relate the rest." A strange and silly remark implying that some things are so 
well known to readers that they are not worth describing. Actually the gentle reader should not find it very difficult to 
imagine precisely the event which Turgenev so prudently and prudishly masks. 

Bazarov meets Fenichka — and no wonder her baby falls for him. We know already about that way Bazarov has with simple 
little souls — bearded peasants, urchins, maid-servants. We also hear, with Bazarov, old Kirsanov playing Schubert. 



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Vladimir Nabokov: Lectures on Russian literature 

The beginning of chapter 10 well illustrates another typical Turgenev device — an intonation that we hear in the epilogues 
of his short novels, or, as here, when the author finds it necessary to pause and survey the arrangement and distribution of 
his characters. Here is how it goes — it is really a pause for station identification. Bazarov is classified through the reactions 
of other people toward him: 

"Everyone in the house had grown used to him, to his careless manners and his monosyllabic and abrupt speech. Fenichka 
in particular had become so used to him that one night she sent to wake him up. Mitya had had convulsions. And Bazarov 
had come and, half joking, half yawning after his wont, had stayed two hours with her and relieved the child. On the other 
hand Pavel Kirsanov had grown to detest Bazarov with all the strength of his soul; he regarded him as proud, impudent, 
cynical, and plebian. He suspected that Bazarov had no respect for him — him, Pavel Kirsanov. Nikolay Petrovich was rather 
afraid of the young "nihilist," and entertained doubts whether his influence over Ar-kadi was for the good, but he willingly 
listened to him and was willingly present at his scientific and chemical experiments. Bazarov had brought his microscope 
with him and busied himself with it for hours on end. The servants, too, took to him, though he poked fun at them; they 

felt that, after all, he was one with them under the skin, that he was not a master The boys on the farm simply ran after 

the 'doctor' like puppies. The old man Prokofyich was the only one who did not like him; he handed him the dishes at table 
with a surly face Prokofyich in his own way was quite as much of an aristocrat as Pavel Kirsanov." 

Now for the first time in the novel we have the tedious Eavesdropping Device, which has been so well described in regard 
to Lermontov: 

"One day they had lingered rather late before returning home; Nikolay Petrovich went to meet them in the garden, and as 
he reached the arbor he suddenly heard the quicksteps and the voices of the two young men. They were walking on the 
other side of the arbor and could not see him. 

" 'You don't know my father well enough,' Arkadi was saying. 'Your father's a good fellow,' Bazarov pronounced, 'but he's a 
back number; his act is finished.' 

"Nikolay Petrovich strained his ears. Arkadi made no answer. 

"The 'back number' remained standing motionless for a couple of minutes and then slowly shuffled off home. 

'The day before yesterday I saw him reading Pushkin,' Bazarov went on in the meantime. 'Explain to him, please, that it's of 
no earthly use. For he isn't a little boy, after all; it's time to drop all such rubbish. The very idea of being romantic at this 
time of day! Give him something useful to read.' 

' 'Such as what?' asked Arkadi. 

" 'Oh, I think Bucbner's Stoff und Kraft for a start.' 

" 'That's what I think,' Arkadi observed approvingly, 'Stoffund Kraft is written in popular language.' 

It would seem that Turgenev is casting around for some artificial structures to enliven his story: "Stoff und Kraft" (Matter 
and Force) provides a little comic relief. Then a new puppet is produced in Matthew Kolyazin, the cousin of the Kirsanovs, 
who had been brought up by Uncle Kolyazin. This Matthew Kolyazin, who happens to be a governmental inspector, 
checking on the activities of the local town mayor, will be instrumental in permitting Turgenev to arrange matters in such 
a way that Arkadi and Bazarov will take a trip to town, which trip in its turn will provide Bazarov with his meeting with a 
fascinating lady, not unrelated to Uncle Pavel's Princess R. 

In the second round of the fight between Uncle Pavel and Bazarov they come to grips at evening tea two weeks after their 
first fight. (The intervening meals, of which there have been perhaps as many as fifty — three per day multiplied by fourteen 
— are only vaguely imagined by this reader.) But the ground must be cleared first: 

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Vladimir Nabokov: Lectures on Russian literature 

The conversation turned to one of the neighboring landowners. 'Trash; just a miserable little aristocrat,' indifferently 
remarked Bazarov, who had met the fellow in Petersburg. 

" 'Allow me to ask you,' began Pavel Petrovich, and his lips began to tremble, 'according to your conceptions the words 
"trash" and "aristocrat" signify one and the same thing.' 

'"I said "just a miserable little aristocrat," ' replied Bazarov, lazily swallowing a sip of tea 

"Pavel Petrovich turned white. 

'That's an entirely different matter. I'm under no compulsion whatever to explain to you now why I sit twiddling my 
thumbs, as you are pleased to put it. I wish to tell you merely that aristocracy is a principle, and in our time none but 
immoral or frivolous people can live without principles.' . . . 

"Pavel Petrovich puckered up his eyes a little. 'So that's it!' he observed in a strangely composed voice. 'Nihilism is to cure all 
our woes, and you, you are our heroes and saviors. So. But why do you berate others — even those same denunciators, say? 
Don't you do as much chattering as all the others?' . . . 'Our argument has gone too far; it's better to cut it short, I think. But 
I'll be quite ready to agree with you,' Bazarov added, getting up, 'when you bring forward a single institution in our present 
mode of life, either domestic or social, which does not call forth complete and merciless repudiation 

'Take my advice, Pavel Petrovich, give yourself a couple of days to think about it; you're not likely to find anything right off. 
Go through all our classes and think rather carefully over each one, and in the meantime Arkadi and I will-' 

'Goon scoffing over everything,' Pavel Petrovich broke in. 'No, we will go on dissecting frogs. Come Arkadi. Good-byforthe 
present, gentlemen.' " 

Curiously enough, Turgenev is still engaged in describing the minds of his characters, in setting up his scenes rather than in 
having the protagonists act. This is especially clear in chapter 11 where the two brothers Pavel and Nikolay are compared, 
and where occurs incidentally that charming little landscape ("Evening had come, the sun had hid behind a small aspen 
grove which lay a quarter of a mile from the garden; its shadow spread endlessly across the still fields ") 

The next chapters are devoted to Arkadi's and Bazarov's visit to town. The town appears now as a middle point and a 
structural link between the Kirsanov country seat and the Bazarov country place, which is twenty-five miles from the town 
in another direction. 

Some rather obvious grotesque personages are shown. Mme. Odintsov is first mentioned in a conversation at the house of 
a feminist progressive lady: 'Are there any pretty women here?' inquired Bazarov, as he drank up a third glass of wine. 

'Yes, there are,' answered Eudoxia, 'but then they're all such empty-headed creatures. Mon amie Odintsov, for instance, isn't 
at all bad-looking. It's a pity that her reputation is sort of . . .' " Bazarov sees Mme. Odintsov for the first time at the 
Governor's ball. 

"Arkadi turned and saw a tall woman in a black dress standing at the door of the room. He was struck by the dignity of her 
carriage. Her bare arms lay gracefully along her slender waist; gracefully some light sprays of fuchsia drooped from her 
gleaming hair on to her sloping shoulders; her clear eyes looked out from under a somewhat overhanging white brow, with 
a tranquil and intelligent expression — tranquil, precisely, and not pensive — and a scarcely perceptible smile hovered on her 
lips. Her face radiated a gracious and gentle force 

"Bazarov's attention, too, was directed to Mme. Odintsov. 



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Vladimir Nabokov: Lectures on Russian literature 

" 'Who in the world is she?' he remarked. 'She's different from the rest of the females here.' " Arkadi is presented to her and 
asks herforthe next mazurka. 

"Arkadi made up his mind that he had never before met such an attractive woman. He could not get the sound of her voice 
out of his ears; the very folds of her dress seemed to hang upon her differently from all other women — more gracefully and 
amply — and her movements were peculiarly smooth and natural." 

Instead of dancing (he was a bad dancer) Arkadi chats with her during the mazurka, "permeated by the happiness of being 
near her, talking to her, looking at her eyes, her lovely brow, all her endearing dignified, clever face. She said little, but from 
some of her observations Arkadi concluded that this young woman had already contrived to feel and think a great many 
things. 

'Who was that you were standing with,' she asked him, 'when M'sieu' Sitnikov brought you to me?' 

" 'Oh, so you noticed him?' Arkadi asked in his turn. 'He has a splendid face, hasn't he? He's a certain Bazarov, a friend of 
mine.' 

Arkadi fell to talking about this "friend" of his. He spoke of him in such detail, and with such enthusiasm, that Mme. 
Odintsov turned toward him and gave him an attentive look 

"The Governor came up to Mme. Odintsov, announced that supper was ready, and, with a careworn face, offered her his 
arm. As she went away, she turned to give a last smile and nod to Arkadi. He bowed low, followed her with his eyes (how 
graceful her waist seemed to him, the grayish luster of black silk apparently poured over it!) 

'Well?' Bazarov questioned him as soon as Arkadi had rejoined him in the corner. 'Have a good time? A gentleman has been 
telling me just now that this lady is — my, my, my! But then the gentleman himself strikes me as very much of a fool. Well, 
now, according to you, is she really — my, my, my?' 

T don't quite understand that definition,' answered Arkadi. 

'Oh, now! What innocence!' 

'In that case, I don't understand the gentleman you quote. Mme. Odintsov is indisputably most endearing, but she behaves 
so coldly and austerely, that — ' 

'"Still waters — you know!' Bazarov put in quickly. 'She's cold, you say. That's just where the taste comes in. For you like ice 
cream, don't you?' 

"'Perhaps,' Arkadi muttered. Tea n't judge about that. She wishes to make your acquaintance and asked me to bring you to 
see her.' 

Tcan imagine how you've painted me! However, you did the right thing. Take me along. Whatever she may be — whether 
she's simply a provincial lioness, or an "emancipated woman," a la Kukshina [Eudoxia], the fact remains that she's got a pair 
of shoulders whose like I've not set eyes on for a long while.' " 

This isTurgenevat his best, the delicate and vivid paintbrush (that gray gloss is great), a marvelous sense of color and light, 
and shade. The my-my-my is the famous Russian exclamation oy-oy-oy — still preserved in New York City among Armenian, 
Jewish, and Greek groups stemming from Russia. Note the first revelation when the following day he is presented to her 
that Bazarov, the strong man, may lose his confidence. " Arkadi presented Bazarov, and noticed with secret wonder that he 
seemed embarrassed, while Mme. Odintsov remained perfectly tranquil, as she had been the night before. Bazarov himself 
was conscious of his embarrassment and was irritated by it. 'Of all things! Frightened of a petticoat!' he thought, and, 

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Vladimir Nabokov: Lectures on Russian literature 

sprawled out in an armchair just like Sitnikov, began talking with an exaggerated unrestraint, while Mme. Odintsov kept 
her clear eyes fixed on him." Bazarov, the confirmed plebian, is going to fall madly in love with the aristocratic Anna. 

Turgenev now uses the device which is beginning to pall — the pause for a biographical sketch where the past of the young 
widow Anna Odintsov is described. (Her marriage to Odintsov had lasted six years until his death.) She sees the charm of 
Bazarov through the rough exterior. An important observation on Turgenev's part is: Vulgarity alone repelled her, and no 
one could have accused Bazarov of vulgarity. 

With Bazarov and Arkadi we now visit Anna's charming country seat. They will spend a fortnight there. The estate, 
Nikolskoe, is situated a few miles from the city, and from there Bazarov intends to travel on to his father's country place. It 
will be noted that he has left his microscope and other belongings at the Kirsanov place, Maryino, a little trick carefully 
prepared by Turgenev in order to get Bazarov back to the Kirsanovs so as to complete the Uncle Pavel-Fenichka-Bazarov 
theme. 

There are some splendid little scenes in these Nikolskoe chapters, such as the appearance of Katya, and the greyhound: 

"A beautiful greyhound bitch with a blue collar on ran into the drawing room, tapping on the floor with her nails, 
immediately followed by a girl of eighteen, black-haired and swarthy, with a somewhat round but pleasing face and small 
dark eyes. She was carrying a basket filled with flowers. 

' 'And here's my Katya,' said Anna, indicating her with a motion of her head. Katya made a slight curtsy, settled down beside 
her sister, and began sorting the flowers 

"When Katya spoke, she had a very endearing smile, timid 
and candid, and looked up from under her eyebrows with a 
sort of humorous severity. Everything about her still had 
the greenness of youth : her voice and the bloom on her 






whole face, and her rosy hands with the whitish circles on 

3 

the palms, and her shoulders just the least bit narrow. She 

was constantly blushing and breathing rapidly." 

<-'■■■*, 



■ 



■ /. 






We now expect from Bazarov and Anna a few good 
conversations, and indeed we get them: conversation 
number one in chapter 16 ("Yes. That seems to surprise 
you — why?" — that kind of thing), conversation number two 
in the next chapter, and number three in chapter 18. In 
conversation number one Bazarov expresses the stock 
ideas of progressive young men of the time, and Anna is 
calm and elegant and languid. Notice the charming 
description of her aunt: 

"Princess Kh., a wizened little woman with a pinched-up 

face that looked like a small clenched fist, and staring 

malicious eyes under a gray scratch wig, came in, and 

scarcely bowing to the guests, she sank into a roomy 

velvet-covered armchair upon which none but she had the 

right to sit. Katya put a footstool under her feet; the old A pagg fmm Nabokov . s , ecture on Fathers andSons witn his 

woman did not thank her, did not even glance at her, her map of Bazarov's travels. 

hands merely stirred underthe yellow shawl, which 

practically covered her whole wizened body. The Princess 

was fond of yellow; her cap, too, had bright yellow ribbons." 

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Vladimir Nabokov: Lectures on Russian literature 

We had Schubert played by Arkadi's father. Now Katya plays Mozart's Fantasia in C minor: Turgenev's detailed references to 
music were one of the things that irritated so dreadfully his enemy Dostoevski. Later they go botanizing and then we pause 
again for some additional characterization of Anna. That doctor is a strange man, she reflects. 

Shortly Bazarov is horribly in love: "His blood was on fire directly if he merely thought of her; he could easily have mastered 
his blood, but something else had gotten into him, something he had never admitted, at which he had always jeered, at 

which all his pride revolted Suddenly he would imagine that those chaste arms would one day twine about his neck, 

that those proud lips would respond to his kisses, those clever eyes would dwell with tenderness — yes, with tenderness — 
on his, and his head would start spinning, and for an instant he would forget himself, until indignation flared up in him 
again. He caught himself in all sorts of 'shameful' thoughts, as though some fiend were mocking him. Sometimes it seemed 
to him that a change was taking place in Anna as well; that a certain something was emerging in the expression of her 
face; that perhaps — But at that very point he would stamp his foot or gnash his teeth and shake his fist in his own face." (I 
have never cared much for that gnashing and fist-shaking.) He decides to leave, and "she paled." 

A pathetic note is introduced with the appearance of the Bazarovs' old steward whom they have sent to see if Eugene is 
coming at last. This is the beginning of the Bazarov family theme, which is the most successful one in the whole novel. 

We are now ready for conversation number two. The summer night scene is indoors, with a window playing a well-known 
romanticist role: 

" 'Why leave?' asked Anna, dropping her voice. 

"He glanced at her. She had thrown back her head on the back of her easy chair, and had crossed her arms, bare to the 
elbows, on her breast. She seemed paler in the light of the single lamp covered with a perforated paper shade. An ample 
white gown hid her completely in its soft folds; the tips of her feet, also crossed, were hardly visible. 

" 'And why stay?' Bazarov countered. 

"Anna turned her head slightly. 

" 'You ask why? Haven't you enjoyed yourself here? Or do you think you won't be missed?' 

" 'I'm sure of it.' 

"Anna was silent a while. 'You're wrong in thinking so. However, I don't believe you. You couldn't have said that seriously.' 
Bazarov still sat immovable. 'Eugene Vasilyich, why don't you say something?' 

'Why, what am I to say to you? It isn't worth while missing people, as a general thing — and surely not me.' 

..." 'Open that window — I feel half stifled somehow.' 

"Bazarov got up and gave the window a push. It flew open noisily and suddenly. He had not expected it to open so easily; 
besides, his hands were shaking. The dark soft night peered into the room with its almost black sky, its faintly rustling 
leaves, and the fresh fragrance of the pure open air 

" 'We've become such friends — ' Bazarov uttered in a stifled voice. 'Yes! For I'd forgotten that you wish to leave.' 

"Bazarov got up. The lamp burnt dimly in the middle of the dark, fragrant, isolated room; from time to time the blind shook, 
and the insidious freshness of the night flowed in; one could hear the mysterious whisperings of that night. Anna did not 
stir a single limb; a secret emotion was overcoming her little by little. It was communicated to Bazarov. He suddenly 
became aware that he was alone with a young and lovely woman. 

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Vladimir Nabokov: Lectures on Russian literature 
'Where are you going?' she asked slowly. 

"He made no answer and sank into a chair 'Wait a little,' whispered Anna. Her eyes rested on Bazarov; it seemed as 

though she were examining him intently. 

"He strode across the room, then suddenly went up to her, hurriedly said 'Good-by !,' squeezed her hand so that she almost 
cried out, and left the room. She raised her crushed fingers to her lips, breathed on them, and suddenly, impulsively getting 

up from her low chair, she went with rapid steps toward the door, as though she wished to bring Bazarov back Her 

braid came loose and like a dark snake slithered down on her shoulder. The lamp burned long in Anna's room, and for long 
did she sit without moving, only running her hands from time to time over her arms, nipped at by the chill of the night. 

"Bazarov went back to his bedroom two hours later, his boots wet with dew; he was all muffled up and glum." 

In chapter 18 we have the third conversation, with a passionate outburst at the end, and again the window: 

"Anna held both her hands out before her, but Bazarov was leaning with his forehead pressed against the window pane. He 
was gasping; his whole body was visibly trembling. But it was not the tremor of youthful timidity, it was not the delectable 
dread of a first declaration of love that possessed him; it was passion struggling in him, strong and painful — passion not 
unlike rancor, and perhaps akin to it. Anna became both afraid of him and sorry for him. 

'Eugene Vasilyich!' she said, and involuntarily there was the ring of tenderness in her voice. 

"He turned quickly, devoured her with his eyes, and snatching both her hands, he drew her suddenly to his breast. 

"She did not free herself from his embrace at once, but within an instant she was standing in a distant corner and watching 
Bazarov from there. He rushed toward her. 

'You have misunderstood me,' she whispered hurriedly, in alarm. It seemed that were he to make another step she would 
scream. Bazarov bit his lips and left the room." 

In chapter 19 Bazarov and Kirsanov leave Nikolskoe. (The arrival of Sit-nikov is for comic relief, and artistically is too pat and 
not satisfying.) We will spend now three days — three days after three years of separation — with Bazarov's old people: 

"Bazarov leaned out of the coach, while Arkadi craned his head over his companion's shoulder and caught sight on the 
steps of the little manor house of a tall, gaunt man with rumpled hair and a thin aquiline nose; his military coat was 
unbuttoned. He was standing, his legs wide apart, smoking a long pipe, and his eyes were puckered up from the sun. 

"The horses stopped. 

"'So you've favored us at last,' said Bazarov's father, still going on smoking, though his student pipe was fairly dancing up 
and down in his fingers. 'Come, get out, get out; let me kiss you.' 

"He put his arms around his son. '"Gene, Gene,' they heard a woman's trembling voice. The door was flung open, and a roly- 
poly, short little old woman in a white cap and a short striped jacket appeared on the threshold. She 'oh'd,' swayed, and 
would certainly have fallen if Bazarov had not held her up. Her plump little arms were instantly twined round his neck, her 
head was pressed to his breast, and there was a complete hush. The only sound to be heard was her broken sobs." 

It is a small estate; the Bazarovs have only twenty-two serfs. Old Bazarov, who had served in General Kirsanov's regiment, is 
an old-fashioned provincial doctor, hopelessly behind the times. In their first conversation he indulges in a pathetic 
monologue which bores his emancipated, nonchalant son. The mother wonders how long Eugene will stay — after three 



59 



Vladimir Nabokov: Lectures on Russian literature 

years. Turgenev closes the chapter with a description of Madame Bazarov's origins and mentality, a device we now know 
well: the biographical pause. 

A second conversation takes place, this time between old Bazarov and Arkadi (Eugene having got up early and gone for a 
ramble — one wonders if he collected anything). The conversation is permeated on old Bazarov's part by Arkadi's being 
Eugene's friend and admirer: it is this admiration of his son that the old man touchingly basks in. A third conversation takes 
place between Eugene and Arkadi in the shade of a haystack, in which we learn a few biographical details concerning 
Eugene. He had lived there two years on end and from time to time elsewhere; his father being an army doctor, he had led 
a roving life. The conversation turns philosophical but ends in a slight quarrel. 

The real drama begins when Eugene suddenly decides to leave, even though he promises to return in a month's time. 

Old Bazarov, "after a few more moments of bravely waving his handkerchief on the steps, sank into a chair and let his head 
drop on his breast. 

" 'He's forsaken us, he's forsaken us!' he babbled. 'He's forsaken us; he became bored here. I'm all alone now, all alone like 
this!' And each time he said this he thrust out his hand, with the index finger sticking up. Whereupon Arina Vlasievna drew 
near him and, putting her gray head close to his gray head, said : 

" 'There's no help for it Vasya! A son is a slice off the loaf. He's like the falcon — he felt like it, and he winged back to the nest; 
he felt like it, and he winged away. But you and I are like bumps on a hollow tree, sitting side by side and never budging. 
Only I shall remain the same to you forever, even as you to me.' 

"Vasili Ivanovich took his hands away from his face and embraced his wife, his friend, his mate, harder than he had ever 
clasped her even in youth: she had consoled him in his grief." 

On Bazarov's whim the two friends make a detour to Nikolskoe where they are not expected. Having spent four 
unsatisfactory hours there (Katya remaining in her room), they go on to Maryino. Ten days later Arkadi returns to 
Nikolskoe. The main reason is, Turgenev has to have him out of the way when the expected quarrel between Bazarov and 
Uncle Pavel takes place. There is no explanation why Bazarov remains: he could have conducted his simple experiments 
quite as successfully in the home of his parents. The theme of Bazarov and Fenichka now starts, and we have the famous 
scene in the lilac arbor, complete with the Eavesdropping Device: 

'"I like it when you talk. It's just like a little brook murmuring.' 

Fenichka turned her head away. 

" 'How you talk!' she said, running her fingers over the flowers. 'And why should you listen to me? You've conversed with 
such clever ladies.' 

" 'Ah, Theodosia Nikolaievna! Believe me, all the clever ladies in the world aren't worth the dimple on your little elbow.' 

" 'Why, what won't you think of!' murmured Fenichka, and put her hands under her 

" 'Then I'll tell you; I want — one of those roses.' 

"Fenichka broke into laughter again and even clapped her hands, so amusing did Bazarov's request seem to her. She 
laughed, and at the same time felt flattered. Bazarov was looking at her intently. 

" 'By all means, by all means,' she said at last and, bending down to the seat, began picking over the roses. 'Which will you 
have — a red or a white?' 

60 



Vladimir Nabokov: Lectures on Russian literature 
" 'Red — and not too large.' . . . 

"Fenichka stretched her little neck forward and put her face close to the flower. The kerchief rolled down from her head on 
to her shoulders; a soft mass of dark, shining, slightly ruffled hair became visible. 

" 'Wait, I want to sniff it with you,' said Bazarov. He bent down and kissed her hard on her parted lips. 

"She was startled and thrust him back with both her hands on his breast, but herthrust was weak, and he was able to 
renew and prolong the kiss. 

"There was a dry cough behind the lilac bushes. Fenichka instantaneously moved away to the other end of the seat. Pavel 
Petrovich appeared, made a slight bow, and having dropped with a sort of malicious despond 'You here?,' he went out of 
the arbor 

" 'That was wrong of you Eugene Vasilyich,' she whispered as she went. There was a note of unfeigned reproach in her 
whisper. 

"Bazarov remembered another recent scene, and he felt both shame and contemptuous annoyance. But he immediately 
tossed back his head, ironically congratulated himself 'on his formal induction into the ranks of the Lotharios,' and went on 
to his own room." 

In the duel that follows Uncle Pavel aims directly at Bazarov and fires but misses. Bazarov "took one more step and, without 
taking aim, pressed the trigger. 

"Kirsanov gave a slight start and clutched at his thigh. A thin stream of blood began to trickle down his white trousers. 

"Bazarov flung aside his pistol and approached his antagonist. 'Are you wounded?' he asked. 

'You had the right to call me up to the barrier,' said Pavel Petrovich, 'but this wound is a trifle. According to our agreement, 
each of us has the right to one more shot.' 

'Really, you'll excuse me, but that will wait till another time,' answered Bazarov, and he put his arm around Kirsanov, who 
was beginning to turn pale. 'Now I'm no longer a duelist but a doctor, and I must examine your wound before anything 
else 

'That's all nonsense — I don't need anyone's aid,' Kirsanov declared jerkily, 'and — we must — again — ' He tried to pull at his 
mustache, but his hand failed him, his eyes rolled up, and he lost consciousness Kirsanov slowly opened his eyes. 

"... 'All I need is something to bind up this scratch and I can reach home on foot, or else you can send a droshkyfor me. The 
duel, if you are willing, won't be renewed. You have behaved nobly — today, today, you will note.' 

'No use raking up the past,' rejoined Bazarov. 'And as for the future, it's not worth racking one's head about that, either, for 
I intend clearing out without any delay. ' " Actually Bazarov would have behaved still more nobly if he had coolly discharged 
his pistol in the air after enduring Uncle Pavel's fire. 

Turgenev now starts his first mopping-up operation when a conversation takes place between Uncle Pavel and Fenichka, 
and another between Uncle Pavel and his brother — and Uncle Pavel solemnly asks Nikolay to marry Fenichka. A little moral 
is stressed, not very artistically. Uncle Pavel decides to go abroad: his soul is dead within him. We shall meet him for a last 
glimpse in the epilogue, but otherwise Turgenev has done with him. 



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Vladimir Nabokov: Lectures on Russian literature 

Now for the mopping-up of the Nikolskoe theme. We move to Nikolskoe where Katya and Arkadi are sitting in the shade of 
an ash tree. The greyhound Fifi is there, too. The light and shade are beautifully rendered: 

"A faint breeze stirring in the leaves of the ash kept pale-gold flecks of light wavering to and fro over the shady path and 
over Fifi's tawny back; an even shade fell upon Arkadi and Katya, save that now and then a vivid streak would flare up in 
her hair. Both were silent, but the very way in which they were silent, in which they were sitting together, was expressive 
of a trustful rapprochement; each of them seemed to be not thinking of his companion, yet secretly rejoicing at the other's 
proximity. Their faces, too, had changed since we saw them last; Arkadi seemed calmer, Katya more animated, more 
spirited." 

Arkadi is getting out and away from Bazarov's influence. The conversation is a functional one — summing up matters, 
giving results, stating a final situation. It is also an attempt to draw differences between Katya's character and Anna's 
character. It is all very weak and belated. The moment Arkadi almost proposes marriage but walks away, Anna appears. A 
page later, Bazarov is announced. What activity! 

We are now going to get rid of Anna, Katya, and Arkadi. The final scene is set in the arbor. During another conversation 
between Arkadi and Katya, the Bazarov-Anna couple is heard discoursing. We have sunk to the level of a comedy of 
manners. The overhearing device is with us, the pairing device is with us, the summing up device is with us. Arkadi resumes 
his courtship and is accepted. Anna and Bazarov reach an understanding: 

" 'You see,' Anna Sergeievna continued, 'you and I have made a mistake; we're both past our first youth — especially I; we 
have seen life, we are tired; we're both — why be falsely modest? — clever; at first we aroused each other's interest, our 
curiosity was stirred, but then — ' 

" 'But then I became flat,' Bazarov put in. 'You know that that was not the cause of our misunderstanding. But be that as it 
may, we had no need of each other, that's the main thing; there was too much — how should I put it? — similarity in us. We 

did not realize this immediately Eugene Vasilyich, we have no power over — ' she began; but a gust of wind swooped 

down, set the leaves rustling, and bore her words away. 

" 'Of course, you are free — ' Bazarov declared a little later. Nothing more could be distinguished; their steps retreated; 
everything was stilled." The next day Bazarov blesses his young friend Arkadi and departs. 

We now come to the greatest chapter in our novel, chapter 27, which is the one before the last. Bazarov returns to his 
family and engages himself to medical activities. Turgenev is preparing his death. Then it comes. Eugene asks his father for 
some lunar caustic: 

" 'Yes, what do you want it for?' 

" T need it — to cauterize a cut.' 

" 'For whom?' 

" 'For myself.' 

" 'What — yourself? How is that? What sort of a cut? Where is it?' 

" 'Right here, on my finger. I went to the village today — you know, where they brought that peasant with typhus from. They 
were about to perform an autopsy on him for some reason or other, and I've had no practice on that sort of thing for a long 
while.' 

"'Well?' 

62 



Vladimir Nabokov: Lectures on Russian literature 
" 'Well, so I asked the district doctor to let me do it; and so I cut myself.' 

"Vasili Ivanovich suddenly turned all white and, without uttering a word, rushed to his study, from which he returned at 
once carrying a bit of lunar caustic. Bazarov was about to take it and leave. 

" 'For dear Cod's sake,' said his father, 'let me do this myself.' 

Bazarov smiled. 

" 'What a devoted practitioner!' 

" 'Don't laugh, please. Let me see your finger. The cut isn't so great. Doesn't that hurt?' 

" 'Press harder; don't be afraid.' 

"Vasili Ivanovich stopped. "'What do you think, Eugene — wouldn't it be better to cauterize it with a hot iron?' 

'That should have been done sooner; but now, if you get down to brass tacks, even the lunar caustic is useless. If I've been 
infected, it's too late now.' 

" 'What — too late — ' Vasili Ivanovich could scarcely articulate the words. 

" 'Of course! It's more than four hours ago.' 

"Vasili Ivanovich cauterized the cut a little more. 

" 'Why, didn't the district doctor have any lunar caustic?' 

" 'No.' 

'My God, how is it possible? A doctor — and he hasn't got such an indispensable thing as that!' 

" 'You ought to have a look at his lancets,' Bazarov observed, and walked out." 

Bazarov has become infected, falls ill, has a partial recovery, and then a relapse that brings him to the crisis of the disease. 
Anna is sent for, arrives with a German physician, who tells her there is no hope, and she goes to Bazarov's bedside. 

'Well, thanks,' Bazarov repeated. 'This is a regal action. They say that monarchs visit the dying, too.' 'Eugene Vasilyich, I 
hope — ' 

'Eh, Anna Sergeievna, let's speak the truth. It's all over with me. I'm caught under the wheel. And now it turns out it was 
useless to think of the future. Death is an old trick, yet it strikes everyone as something new. So far I have no craven fear of 
it — and later on a coma will come, and — ' he whistled and made a feeble nugatory gesture. 'Well, what am I to say to you? 
That I loved you? There was no sense in that even before, and less than ever now. Love is a form, and my own form is 
already decomposing. I'd do better to say how fine you are! Even now you're standing there, so beautiful — ' 

"Anna gave an involuntary shudder. 

" 'Never mind, don't be upset. Sit over there. Don't come close to me — after all, my illness is contagious.' 

"Anna swiftly crossed the room and sat down in the armchair near the divan on which Bazarov was lying. 

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Vladimir Nabokov: Lectures on Russian literature 

" 'Magnanimous one!' he whispered. 'Oh, how near and how young and fresh and pure ... in this loathsome room! . . . Well, 
good-by! Live long, that's the best thing of all, and make the most of it while there is time. Just see, what a hideous 
spectacle: a worm half crushed, but writhing still. And yet I, too, thought: I'd accomplish so many things, I wouldn't die, not 
me! If there were any problem — well, I was a giant! And now all the problem the giant has is how to die decently, although 
that makes no difference to anyone either. Never mind; I'm not going to wag my tail.'. . . 

"Bazarov put his hand to his brow. 

"Anna bent down to him. 'Eugene Vasiliyich, I'm here — ' 

"He at once took his hand away and raised himself. 'Good-by,' he said with sudden force, and his eyes gleamed with a last 
gleam. 'Good-by. Listen — you know I didn't kiss you that time. Breathe on the dying lamp and let it go out — ' 

"Anna put her lips to his forehead. 'Enough!' he murmured, and dropped back on the pillow. 'Now . . . darkness — ' 

"Anna went softly out. 'Well?' Vasih Ivanovich asked her in a whisper. 'He has fallen asleep,' she answered, barely audible. 

"Bazarov was not fated to awaken. Toward evening he sank into complete unconsciousness, and the following day he died. 



"And when finally he had breathed his last, and a universal lamentation arose throughout the house, Vasili Ivanovich was 
seized by a sudden frenzy. 

" 'I said I would rebel,' he screamed hoarsely, with his face flaming and distorted, shaking his fist in the air, as though 
threatening someone, 'and I will rebel.' 

"But Arina Vlasievna, all in tears, hung upon his neck, and both prostrated themselves together. 

" 'Side by side,' Anfisushka related afterward in the servants' quarters, 'they let their poor heads droop, like lambs at 
noonday — ' 

"But the sultriness of noonday passes, and evening comes, and night, and then follows the return to the calm refuge, where 
sleep is sweet for the tortured and the weary." 

In the epilogue, chapter 28, everyone is marrying, in the pairing-off device. Notice here the didactic and slightly humorous 
attitude. Fate takes over but still under Turgenev's direction. 

"Anna has recently married, not of love but out of conviction, one of the future leaders of Russia, a very intelligent man, a 
lawyer, possessed of strong practical sense, firm will, and remarkable eloquence — still young, good-natured, and cold as 

ice The Kirsanovs, father and son, live at Maryino; their fortunes are on the mend. Arkadi has become zealous in the 

management of the estate, and the 'farm' is now yielding a rather good revenue Katya has a son, little Nikolay, while 

Mitya runs about ever so lively and talks beautifully. ... In Dresden, on the Bruhl Terrace, between two and four o'clock — the 
most fashionable time for walking — you may meet a man about fifty, by now altogether gray, and apparently afflicted 
with gout, but still handsome, exquisitely dressed, and with that special stamp which is gained only by moving a long time 
in the higher strata of society. That is Pavel Petrovich. From Moscow he had gone abroad for the sake of his health, and has 

settled down in Dresden, where he associates for the most part with Englishmen and Russian visitors Kukshina, too, 

found herself abroad With two or three just such young chemists, who don't know oxygen from nitrogen, but are filled 

with skepticism and self-respect, Sitnikov is knocking about Petersburg, also getting ready to be great, and, according to his 
own assertions, is carrying on Bazarov's 'work.' . . . 



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Vladimir Nabokov: Lectures on Russian literature 

"There is a small village graveyard in one of the remote nooks of Russia. Like almost all our graveyards, it presents a 

woebegone appearance But among these graves there is one untouched by man, untrampled by beast; the birds alone 

perch thereon and sing at dawn. An iron railing runs around it; two young firs are there, one planted at each end. 

"Eugene Bazarov is buried in this grave. Often, from the little village not far off, an old couple, decrepit by now, comes to 
visit it — man and wife. Supporting each other, they move to it with heavy steps; they come close to the railing and get 
down on their knees. And long and bitterly do they weep, and long and intently do they gaze at the mute stone, under 
which their son is lying; they exchange some brief phrase, brush the dust from the stone, and set straight a branch on one 
of the firs, and then pray again, and they cannot forsake this place, where they seem to feel nearer to their son, to their 
memories of him." 



65 



Vladimir Nabokov: Lectures on Russian literature 



66 



Vladimir Nabokov: Lectures on Russian literature 



FYODOR DOSTOEVSKI (1821-1881) 



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***** >a : . /^^ ^ f/ ^ 

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/ -** ■ 

Sen*****,** 

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Nabokov's discussion of sentimentalism in his lecture on Dostoevski. 



67 



Vladimir Nabokov: Lectures on Russian literature 

Belinski from "Letter to Gogol" (1847): "... you have not observed that Russia sees its salvation not in mysticism, not in 
asceticism, not in pietism, but in the successes of civilization, of enlightenment, of humanitarianism. It is not preachments 
that Russia needs (she has heard them), nor prayers (she has said them over and over), but an awakening among her 
common folk of a sense of human dignity, for so many centuries lost amid the mire and manure, and rights and laws, 
conforming not with the teachings of the Church but with common sense and justice, and as strict fulfillment of them as is 
possible. But instead of that Russia presents the horrible spectacle of a land where men traffic in men, not having therefor 
even that justification which the American plantation owners craftily avail themselves of, affirming that the Negro is not a 
man; the spectacle of a land where people do not call themselves by names but by ignoble nicknames Jack and Tom 
(Vankas, Vaskas, Steshkas, Palashkas); the spectacle of a country, finally, where there are not only no guarantees 
whatsoever for one's person, honor, property, but where there is even no order maintained by the police, instead of which 
there are only enormous corporations of various administrative thieves and robbers. The most pressing contemporary 
national problems in Russia now are: the abolition of the right to own serfs, the abrogation of corporal punishment, the 
introduction as far as possible of a strict fulfillment of at least those laws which already exist. This is felt even by the 
government itself (which is well aware of what the landowners do with their peasants and how many throats of the 
former are cut every year by the latter), which is proved by its timid and fruitless half-measures for the benefit of our white 
Negroes " 

My position in regard to Dostoevski is a curious and difficult one. In all my courses I approach literature from the only point 
of view that literature interests me — namely the point of view of enduring art and individual genius. From this point of 
view Dostoevski is not a great writer, but a rather mediocre one — with flashes of excellent humor, but, alas, with 
wastelands of literary platitudes in between. In Crime and Punishment Raskolnikov for some reason or other kills an old 
female pawnbroker and her sister. Justice in the shape of an inexorable police officer closes slowly in on him until in the 
end he is driven to a public confession, and through the love of a noble prostitute he is brought to a spiritual regeneration 
that did not seem as incredibly banal in 1866 when the book was written as it does now when noble prostitutes are apt to 
be received a little cynically by experienced readers. My difficulty, however, is that not all the readers to whom I talk in this 
or other classes are experienced. A good third, I should say, do not know the difference between real literature and pseudo- 
literature, and to such readers Dostoevski may seem more important and more artistic than such trash as our American 
historical novels or things called From Hereto Eternity and such like balderdash. 

However, I shall speak at length about a number of really great artists — and it is on this high level that Dostoevski is to be 
criticized. I am too little of an academic professor to teach subjects that I dislike. I am very eager to debunk Dostoevski. But I 
realize that readers who have not read much may be puzzled by the set of values implied. 

Fyodor Mikhailovich Dostoevski was born in 1821 in the family of a rather poor man. His father was a doctor in one of the 
public hospitals in Moscow, but the position of a doctor of a public hospital in contemporaneous Russia was a modest one 
and the Dostoevski family lived in cramped quarters and in conditions anything but luxurious. 

His father was a petty tyrant who was murdered under obscure circumstances. Freudian-minded explorers of Dostoevski's 
literary work are inclined to see an autobiographic feature in the attitude of Ivan Karamazov toward the murder of his 
father: though Ivan was not the actual murderer, yet through his lax attitude, and through his not having prevented a 
murder he could have prevented, he was in a way guilty of patricide. It seems, according to those critics, that Dostoevski all 
his life labored under a similar consciousness of indirect guilt after his own father had been assassinated by his coachman. 
Be it as it may, there is no doubt that Dostoevski was a neurotic, that from his early years he had been subject to that 
mysterious sickness, the epilepsy. The epileptic fits and his general neurotic condition worsened considerably under the 
influence of the misfortunes which befell him later. 

Dostoevski received his education first at a boarding school in Moscow, then at the Military Engineers' School in 
Petersburg. He was not particularly interested in military engineering, but his father had desired him to enter that school. 
Even there he devoted most of his time to the study of literature. After graduation he served at the engineering 
department just as long as was obligatory in return for the education he had received. In 1844 he resigned his commission 
and entered upon his literary career. His first book Poor Folk (1846) was a hit both with the literary critics and the reading 

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Vladimir Nabokov: Lectures on Russian literature 

public. There are all sorts of anecdotes concerning its early history. Dostoevski's friend and a writer in his own right, Dmitri 
Grigorovich, had persuaded Dostoevski to let him show the manuscript to Nikolay Nekrasov, who was at that time 
publisher of the most influential literary review Sovremennik (The Contemporary). Nekrasov and his lady friend Mrs. Panaiev 
entertained at the office of the review a literary salon which was frequented by all the worthies of contemporaneous 
Russian literature. Turgenev, and later Tolstoy, were among its constant members. So were the famous left-wing critics 
Nikolay Cherny-shevski and Nikolay Dobrolyubov. Being published in Nekrasov's review was enough to make a man's 
literary reputation. After leaving his manuscript with Nekrasov, Dostoevski went to bed full of misgivings: "They will poke 
fun at my Poor Folk," he kept telling himself. At four in the morning he was awakened by Nekrasov and Grigorovich, who 
made an irruption into his apartment and smothered him with smacking Russian kisses: they had begun to read the 
manuscript in the evening and could not stop until they had read it to the end. Their admiration had been so great that 
they decided to wake up the author and tell him what they thought of him at once. "What matter that he sleeps: this is 
more important than sleep," they said. 

Nekrasov took the manuscript to Belinski and declared that a new Gogol had been born. "Gogols seem to grow like 
toadstools with you," remarked Belinski dryly. But his admiration after reading Poor Folk was unbounded too and he asked 
immediately to be introduced to the new author and showered upon him enthusiastic praise. Dostoevski was transported 
with joy; Poor Folk was published in Nekrasov's review. Its success was enormous. Unfortunately it did not last. His second 
novel, or long short story, The Double (1846), which is the best thing he ever wrote and certainly far above Poor Folk, met 
with an indifferent reception. In the meantime Dostoevski had developed a tremendous literary vanity, and being very 
naive, unpolished, and but poorly equipped where manners were concerned, contrived to make a fool of himself in his 
dealings with his newly acquired friends and admirers and eventually to spoil completely his relations with them. Turgenev 
dubbed him a new pimple on the nose of Russian literature. 

His early inclinations were to the side of the radicals; he leaned more or less toward the Westernizers. He also consorted 
with a secret society (though apparently did not actually become its member) of young men who had adopted the 
socialistic theories of Saint-Simon and Fourier. These young men gathered at the house of an official of the State 
Department, Mikhail Petra-shevski, and read aloud and discussed the books of Fourier, talked socialism, and criticized the 
government. After the upheavals of 1848 in several European countries, there was a wave of reaction in Russia; the 
government was alarmed and cracked down upon all dissenters. The Petrashevskians were arrested, among them 
Dostoevski. He was found guilty of "having taken part in criminal plans, having circulated the letter of Belinski [to Gogol] 
full of insolent expressions against the Orthodox Church and the Supreme Power, and of having attempted, together with 
others, to circulate anti-Government writings with the aid of a private printing press." He awaited his trial in the Fortress of 
St. Paul and Peter, of which the commander was a General Nabokov, an ancestor of mine. (The correspondence which 
passed between this General Nabokov and Tsar Nicholas in regard to their prisoner makes rather amusing reading.) The 
sentence was severe — eight years of hard labor in Siberia (this was later commuted to four by the Tsar) — but a 
monstrously cruel procedure was followed before the actual sentence was read to the condemned men: They were told 
they were to be shot; they were taken to the place assigned for the execution, stripped to their shirts, and the first batch of 
prisoners were tied to the posts. Only then the actual sentence was read to them. One of the men went mad. A deep scar 
was left in Dostoevski's soul by the experience of that day. He never quite got over it. 

Thefouryears of penal servitude Dostoevski spent in Siberia in the company of murderers and thieves, no segregation 
having been yet introduced between ordinary and political criminals. He described them in his Memoirs from the House of 
Death (1862). They do not make a pleasant reading. All the humiliations and hardships he endured are described in detail, 
as also the criminals among whom he lived. Not to go completely mad in those surroundings, Dostoevski had to find some 
sort of escape. This he found in a neurotic Christian ism which he developed during these years. It is only natural that some 
of the convicts among whom he lived showed, besides dreadful bestiality, an occasional human trait. Dostoevski gathered 
these manifestations and built upon them a kind of very artificial and completely pathological idealization of the simple 
Russian folk. This was the initial step on his consecutive spiritual road. In 1854 when Dostoevski finished his term he was 
made a soldier in a battalion garrisoned in a Siberian town. In 1855 Nicholas I died and his son Alexander became Emperor 
under the name of Alexander II. He was by far the best of the nineteenth-century Russian rulers. (Ironically he was the one 
to die at the hands of the revolutionaries, torn literally in two by a bomb thrown at his feet. ) The beginning of his reign 

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Vladimir Nabokov: Lectures on Russian literature 

brought a pardon to many prisoners. Dostoevski was given back his officer's commission. Four years later he was allowed 
to return to Petersburg. 

During the last years of exile, he had resumed literary work with The Manor of Stepanchikovo (1859) and the Memoirs from 
the House of Death. After his return to Petersburg, he plunged into literary activity. He began at once publishing, together 
with his brother Mikhail, a literary magazine Vremia (Time). His Memoirs from the House of Death and yet another work, a 
novel, The Humiliated and the Insulted (1861), appeared in this magazine. His attitude toward the Government had 
completely changed since the days of his youthful radicalism. "Greek-Catholic Church, absolute monarchy, and the cult of 
Russian nationalism," these three props on which stood the reactionary political slavophilism were his political faith. The 
theories of socialism and Western liberalism became for him the embodiments of Western contamination and of satanic 
sin bent upon the destruction of a Slavic and Greek-Catholic world. It is the same attitude that one sees in Fascism or in 
Communism — universal salvation. 

His emotional life up to that time had been unhappy. In Siberia he had married, but this first marriage proved 
unsatisfactory. In 1862-1863 he had an affair with a woman writer and in her company visited England, France, and 
Germany. This woman whom he later characterized as "infernal" seems to have been an evil character. Later she married 
Rozanov, an extraordinary writer combining moments of exceptional genius with manifestations of astounding naivete. (I 
knew Rozanov, but he had married another woman by that time.) This woman seems to have had a rather unfortunate 
influence on Dostoevski, further upsetting his unstable spirit. It was during this first trip abroad to Germany that the first 
manifestation of his passion for gambling appeared which during the rest of his life was the plague of his family and an 
insurmountable obstacle to any kind of material ease or peace to himself. 

After his brother's death, the closing of the review which he had been editing left Dostoevski a bankrupt, and burdened by 
the care of his brother's family, a duty which he immediately and voluntarily assumed. To cope with these overwhelming 
burdens Dostoevski applied himself feverishly to work. All his most celebrated writings, Crime and Punishment (1866), The 
Gambler (1867), The Idiot (1868), The Possessed (1872), The Brothers Karamazov (1880), etc., were written under constant 
stress: he had to work in a hurry, to meet deadlines with hardly any time left to re-read what he had written, or rather 
what he had dictated to a stenographer he had been obliged to hire. In his stenographer he at last found a woman full of 
devotion and with such practical sense that by her help he met his deadlines and gradually began to extricate himself from 
his financial mess. In 1867 he married her. This marriage was on the whole a happy one. For four years, from 1867 to 1871, 
they had achieved some financial security and were able to return to Russia. From then on to the end of his days Dostoevski 
enjoyed comparative peace. The Possessed was a great success. Soon after its publication he was offered the editorship of 
Prince Meshcherski's very reactionary weekly, the Citizen. His last work, The Brothers Karamazov, of which he wrote only the 
first volume and was working on the second when he died, brought him the greatest fame of all his novels. 

But even more publicity fell to the lot of his address at the unveiling of the Pushkin memorial in Moscow in 1880. It was a 
very great event, the manifestation of the passionate love Russia bore Pushkin. The foremost writers of the time took part 
in it. But of all the speeches the most popular success fell to Dostoevski. The gist of his speech was Pushkin as the 
embodiment of the national spirit of Russia, which subtly understands the ideals of other nations but assimilates and 
digests them in accordance with its own spiritual setup. In this capacity Dostoevski saw the proof of the all-embracing 
mission of the Russian people, etc. When read, this speech does not explain the great success it enjoyed. But if we consider 
the fact that it was a time when all Europe was allying itself against Russia's rise in power and influence, we can better 
understand the enthusiasm Dostoevski's speech provoked in his patriotic listeners. 

A year later, in 1881, and but a short time before the assassination of Alexander II, Dostoevski died, enjoying general 
recognition and esteem. 

Through French and Russian translations, Western influence, sentimental and gothic-Samuel Richardson (1689-1761), Ann 
Radcliffe (1764-1823), Dickens (1812-1870), Rousseau (1712-1778), Eugene Sue (l804-l857)-combines in Dostoevski's 
works with a religion of compassion merging on melodramatic sentimentality. 



70 



Vladimir Nabokov: Lectures on Russian literature 

We must distinguish between "sentimental" and "sensitive." A sentimentalist may be a perfect brute in his free time. A 
sensitive person is never a cruel person. Sentimental Rousseau, who could weep over a progressive idea, distributed his 
many natural children through various poorhouses and workhouses and never gave a hoot for them. A sentimental old 
maid may pamper her parrot and poison her niece. The sentimental politician may remember Mother's Day and ruthlessly 
destroy a rival. Stalin loved babies. Lenin sobbed at the opera, especially at the Traviata. A whole century of authors praised 
the simple life of the poor, and soon. Remember that when we speak of sentimentalists, among them Richardson, 
Rousseau, Dostoevski, we mean the non-artistic exaggeration of familiar emotions meant to provoke automatically 
traditional compassion in the reader. 

Dostoevski never really got over the influence which the European mystery novel and the sentimental novel made upon 
him. The sentimental influence implied that kind of conflict he liked — placing virtuous people in pathetic situations and 
then extracting from these situations the last ounce of pathos. When after his return from Siberia his essential ideas began 
to ripen — the idea of salvation to be found through transgression, the ethical supremacy of suffering and submission over 
struggle and resistance, the defence of free will not as a metaphysical but as a moral proposition, and the ultimate formula 
of egoism-antichrist Europe on one side and brotherhood-Christ-Russia on the other — when these ideas (which are all 
thoroughly examined in countless textbooks) suffused his novels, much of the Western influence still remained, and one is 
tempted to say that in a way Dostoevski, who so hated the West, was the most European of the Russian writers. 

Another interesting line of inquiry lies in the examination of his characters in their historical development. Thus the 
favorite hero of the old Russian folklore, John the Simpleton, who is considered a weak-minded muddler by his brothers but 
is really as cunning as a skunk and perfectly immoral in his activities, an unpoetical and unpleasant figure, the 
personification of secret slyness triumphing over the big and the strong, Johnny the Simpleton, that product of a nation 
which has had more than one nation's share of misery, is a curious prototype of Dostoevski's Prince Myshkin, hero of his 
novel The Idiot, the positively good man, the pure innocent fool, the cream of humility, renunciation, and spiritual peace. 
And Prince Myshkin, in turn, had for his grandson the character recently created by the contemporary Soviet writer Mikhail 
Zoshchenko, the type of cheerful imbecile, muddling through a police-state totalitarian world, imbecility being the last 
refuge in that kind of world. 

Dostoevski's lack of taste, his monotonous dealings with persons suffering with pre-Freudian complexes, the way he has of 
wallowing in the tragic misadventures of human dignity — all this is difficult to admire. I do not like this trick his characters 
have of "sinning their way to Jesus" or, as a Russian author Ivan Bunin put it more bluntly, "spilling Jesus all over the place." 
Just as I have no ear for music, I have to my regret no ear for Dostoevski the Prophet. The very best thing he ever wrote 
seems to me to be The Double. It is the story — told very elaborately, in great, almost Joycean detail (as the critic Mirsky 
notes), and in a style intensely saturated with phonetic and rhythmical expressiveness — of a government clerk who goes 
mad, obsessed by the idea that a fellow clerk has usurped his identity. It is a perfect work of art, that story, but it hardly 
exists for the followers of Dostoevski the Prophet, because it was written in the 1840s, long before his so-called great 
novels; and moreover its imitation of Gogol is so striking as to seem at times almost a parody. 

In the light of the historical development of artistic vision, Dostoevski is a very fascinating phenomenon. If you examine 
closely any of his works, say The Brothers Karamazov, you will note that the natural background and all things relevant to 
the perception of the senses hardly exist. What landscape there is is a landscape of ideas, a moral landscape. The weather 
does not exist in his world, so it does not much matter how people dress. Dostoevski characterizes his people through 
situation, through ethical matters, their psychological reactions, their inside ripples. After describing the looks of a 
character, he uses the old-fashioned device of not referring to his specific physical appearance any more in the scenes with 
him. This is not the way of an artist, say Tolstoy, who sees his character in his mind all the time and knows exactly the 
specific gesture he will employ at this or that moment. But there is something more striking still about Dostoevski. He 
seems to have been chosen by the destiny of Russian letters to become Russia's greatest playwright, but he took the wrong 
turning and wrote novels. The novel The Brothers Karamazov has always seemed to me a straggling play, with just that 
amount of furniture and other implements needed for the various actors: a round table with the wet, round trace of a 
glass, a window painted yellow to make it look as if there were sunlight outside, or a shrub hastily brought in and plumped 
down by a stagehand. 

71 



Vladimir Nabokov: Lectures on Russian literature 

Let me refer to one more method of dealing with literature — and this is the simplest and perhaps most important one. If 
you hate a book, you still may derive artistic delight from imagining other and better ways of looking at things, or, what is 
the same, expressing things, than the author you hate does. The mediocre, the false, the poshlust — remember that 
word* — can at least afford a mischievous but very healthy pleasure, as you stamp and groan through a second-rate book 
which has been awarded a prize. But the books you like must also be read with shudders and gasps. Let me submit the 
following practical suggestion. Literature, real literature, must not be gulped down like some potion which may be good for 
the heart or good for the brain — the brain, that stomach of the soul. Literature must betaken and broken to bits, pulled 
apart, squashed — then its lovely reek will be smelt in the hollow of the palm, it will be munched and rolled upon the 
tongue with relish; then, and only then, its rare flavor will be appreciated at its true worth and the broken and crushed 
parts will again come together in your mind and disclose the beauty of a unity to which you have contributed something of 
your own blood. 

When an artist starts out on a work of art, he has set himself some definite artistic problem that he is out to solve. He 
selects his characters, his time and his place, and then finds the particular and special circumstances which can allow the 
developments he desires to occur naturally, developing, so to say, without any violence on the artist's part in order to 
compel the desired issue, developing logically and naturally from the combination and interaction of the forces the artist 
has set into play. 

The world the artist creates for this purpose may be entirely unreal — as for instance the world of Kafka, or that of Gogol — 
but there is one absolute demand we are entitled to make: this world in itself and as long as it lasts, must be plausible to 
the reader or to the spectator. It is quite inessential, for instance, that Shakespeare introduces m Hamlet the ghost of 
Hamlet's father. Whether we agree with those critics who say that Shakespeare's contemporaries believed in the reality of 
phantoms, and therefore Shakespeare was justified to introduce these phantoms into his plays as realities, or whether we 
assume that these ghosts are something in the nature of stage properties, it does not matter: from the moment the 
murdered king's ghost enters the play, we accept him and do not doubt that Shakespeare was within his right in 
introducing him into his play. In fact, the true measure of genius is in what measure the world he has created is his own, 
one that has not been here before him (at least, here, in literature) and, even more important, how plausible he has 
succeeded in making it. I would like you to consider Dostoevski's world from this point of view. 

Secondly, when dealing with a work of art we must always bear in mind that art is a divine game. These two elements — 
the elements of the divine and that of the game — are equally important. It is divine because this is the element in which 
man comes nearest to God through becoming a true creator in his own right. And it is a game, because it remains art only 
as long as we are allowed to remember that, after all, it is all make-believe, that the people on the stage, for instance, are 
not actually murdered, in other words, only as long as our feelings of horror or of disgust do not obscure our realization 
that we are, as readers or as spectators, participating in an elaborate and enchanting game: the moment this balance is 
upset we get, on the stage, ridiculous melodrama, and in a book just a lurid description of, say, a case of murder which 
should belong in a newspaper instead. And we cease to derive that feeling of pleasure and satisfaction and spiritual 
vibration, that combined feeling which is our reaction to true art. For example, we are not disgusted or horrified by the 
bloody ending of the three greatest plays ever written: the hanging of Cordelia, the death of Hamlet, the suicide of Othello 
give us a shudder, but a shudder with a strong element of delight in it. This delight does not derive from the fact that we 
are glad to see those people perish, but merely our enjoyment of Shakespeare's overwhelming genius. I would like you 
further to ponder Crime and Punishment and Memoirs from a Mousehole also known as the Notes from Underground (1864) 
from this point of view: is the artistic pleasure you derive from accompanying Dostoevski on his excursions into the sick 
souls of his characters, is it consistently greater than any other emotions, thrills of disgust, morbid interest in a crime 
thriller? There is even less balance between the esthetic achievement and the element of criminal reportage in Dostoevski's 
other novels. 



"English words expressing several although by no means all aspects of poshlust are, for instance: 'cheap, sham, smutty, pink-and-blue, high-falutin', in bad 
taste.' " See Nabokov's lecture on "Philistines and Philistinism." 



72 



Vladimir Nabokov: Lectures on Russian literature 

Thirdly, when an artist sets out to explore the motions and reactions of a human soul under the unendurable stresses of 
life, our interest is more readily aroused and we can more readily follow the artist as our guide through the dark corridors 
of that human soul if that soul's reactions are of a more or less all-human variety. By this I certainly do not wish to say that 
we are, or should be, interested solely in the spiritual life of the so-called average man. Certainly not. What I wish to convey 
is that though man and his reactions are infinitely varied, we can hardly accept as human reactions those of a raving 
lunatic or a character just come out of a madhouse and just about to return there. The reactions of such poor, deformed, 
warped souls are often no longer human, in the accepted sense of the word, or they are so freakish that the problem the 
author set himself remains unsolved regardless of how it is supposed to be solved by the reactions of such unusual 
individuals. 

I have consulted doctors' case studies* and here is their list classifying Dostoevski's characters by the categories of mental 
illnesses by which they are affected: 

/. EPILEPSY 

The four well-marked cases of epilepsy among Dostoevski's characters are: Prince Myshkin in The Idiot; Smerdyakov in The 
Brothers Karamazov; Kirillov in The Possessed; and Nellie in The Humiliated and Insulted. 

l) Myshkin's is the classic case. He has frequent moods of ecstasy ... a tendency to emotional mysticism, an extraordinary 
power of empathy which permits him to divine the feelings of others. He shows meticulous attention to detail, particularly 
in penmanship. In childhood he had had frequent paroxysms, and had been given up by the physicians as a hopeless "idiot". 



2) Smerdyakov, the bastard son of old Karamazov by an imbecile woman. As a child Smerdyakov showed great cruelty. He 
was fond of hanging cats, then burying them with much blasphemous ceremony. As a young man he developed an 
exaggerated sense of self-esteem, verging at times on megalomania . . . had frequent paroxysms . . . etc. 

3) Kirillov, the scapegoat character in The Possessed, is an incipient epileptic; though he is noble, gentle, and high-minded, 
he has a markedly epileptoid personality. He describes clearly the premonitory symptoms which he had often experienced. 
His case is complicated by suicidal mania. 

4) The case of Nellie is unimportant ... adds nothing of consequence to what the first three cases have revealed of the 
inward consciousness of the epileptic. 

//. SENILE DEMENTIA 

The case of General Ivolgin in The Idiot is one of incipient senile dementia, complicated with alcoholism ... he is 
irresponsible . . . borrows money on worthless lOUs to procure drinks. When accused of lying, he is nonplussed for a 
moment, but soon regains his assurance and continues in the same vein. It is the peculiar character of this pathological 
lying which best reveals the state of mind which goes with this senile decay . . . accelerated by alcoholism. 

///. HYSTERIA 

l) Liza Khokhlakov in The Brothers Karamazov, a girl of fourteen, partially paralyzed, the paralysis presumably hysterical 

and curable by miracles She is extremely precocious, impressionable, coquettish, and perverse; is subject to nocturnal 

fevers — all symptoms in precise accord with classic cases of hysteria. Her dreams are of devils. ... In her day-dreams she is 



Nabokov's discussion of the categories of mental illness is interpolated from S. Stephenson Smith and Andrei Isotoff, "The Abnormal From Within: 
Dostoevsky," The Psychoanalytic Review, XXII (October 1939), 361-391. 



73 



Vladimir Nabokov: Lectures on Russian literature 

preoccupied with ideas of evil and destruction. She loves to dwell in her thoughts on the recent patricide with which Dmitri 
Karamazov is charged; and thinks that everyone "loves him for his having killed his father," etc. 

2) Liza Tushin in The Possessed is a borderline case of hysteria. She is exceedingly nervous and restless, arrogant, yet 

capable of unusual efforts to be kind She is given to fits of hysterical laughter, ending in weeping, and to strange 

whims, etc. 

In addition to these definitely clinical cases of hysteria, Dostoevski's characters include many instances of hysterical 
tendencies: Nastasya ... in The Idiot, Katerina ... in Crime and Punishment, who is afflicted with "nerves"; most of the women 
characters, in fact, show more or less marked hysterical tendencies. 

IV. PSYCHOPATHS 

Among the principal characters in the novels are found many psychopaths: Stavrogin, a case of "moral insanity"; Rogozhin, 
a victim of erotomania; Raskolnikov, a case ... of "lucid madness"; Ivan Karamazov, another half lunatic. All these show 
certain symptoms of dissociation of personality. And there are many other examples, including some characters completely 
mad. 

Incidentally, scientists completely refute the notion advanced by some critics that Dostoevski anticipated Freud and Jung. It 
can be proved convincingly that Dostoevski used extensively in building his abnormal characters a book by a German, C. G. 
Carus, Psyche, published in 1846. The assumption that Dostoevski anticipated Freud arose from the fact that the terms and 
hypotheses in Carus' book resemble those of Freud, but actually the parallels between Carus and Freud are not those of 
central doctrine at all, but merely of linguistic terminology, which in the two authors has a different ideological content. 

It is questionable whether one can really discuss the aspects of "realism" or of "human experience" when considering an 
author whose gallery of characters consists almost exclusively of neurotics and lunatics. Besides all this, Dostoevski's 
characters have yet another remarkable feature: throughout the book they do not develop as personalities. We get them all 
complete at the beginning of the tale, and so they remain without any considerable changes although their surroundings 
may alter and the most extraordinary things may happen to them. In the case of Raskolnikov in Crime and Punishment, for 
instance, we see a man go from premeditated murder to the promise of an achievement of some kind of harmony with the 
outer world, but all this happens somehow from without: innerly even Raskolnikov does not go through any true 
development of personality, and the other heroes of Dostoevski do even less so. The only thing that develops, vacillates, 
takes unexpected sharp turns, deviates completely to include new people and circumstances, is the plot. Let us always 
remember that basically Dostoevski is a writer of mystery stories where every character, once introduced to us, remains the 
same to the bitter end, complete with his special features and personal habits, and that they all are treated throughout the 
book they happen to be in like chessmen in a complicated chess problem. Being an intricate plotter, Dostoevski succeeds in 
holding the reader's attention; he builds up his climaxes and keeps up his suspenses with consummate mastery. But if you 
re-read a book of his you have already read once so that you are familiar with the surprises and complications of the plot, 
you will at once realize that the suspense you experienced during the first reading is simply not there any more. 



Crime and Punishment (1866) 

Because he can spin a yarn with such suspense, such innuendoes, Dostoevski used to be eagerly read by schoolboys and 
schoolgirls in Russia, together with Fenimore Cooper, Victor Hugo, Dickens, and Turgenev. I must have been twelve when 
forty-five years ago I read Crime and Punishment for the first time and thought it a wonderfully powerful and exciting book. 
I read it again at nineteen, during the awful years of civil war in Russia, and thought it long-winded, terribly sentimental, 
and badly written. I read it at twenty-eight when discussing Dostoevski in one of my own books. I read the thing again 
when preparing to speak about him in American universities. And only quite recently did I realize what is so wrong about 
the book. 



74 



Vladimir Nabokov: Lectures on Russian literature 

The flaw, the crack in it, which in my opinion causes the whole edifice to crumble ethically and esthetically may be found in 
part ten, chapter 4. It is in the beginning of the redemption scene when Raskolnikov, the killer, discovers through the girl 
Sonya the New Testament. She has been reading to him about Jesus and the raising of Lazarus. So far so good. But then 
comes this singular sentence that for sheer stupidity has hardly the equal in world-famous literature: "The candle was 
flickering out, dimly lighting up in the poverty-stricken room the murderer and the harlot who had been reading together 
the eternal book." "The murderer and the harlot" and "the eternal book" — what a triangle. This is a crucial phrase, of a 
typical Dostoevskian rhetorical twist. Now what is so dreadfully wrong about it ? Why is it so crude and so inartistic ? 

I suggest that neither a true artist nor a true moralist — neither a good Christian nor a good philosopher — neither a poet 
nor a sociologist — should have placed side by side, in one breath, in one gust of false eloquence, a killer together with 
whom? — a poor streetwalker, bending their completely different heads over that holy book. The Christian God, as 
understood by those who believe in the Christian God, has pardoned the harlot nineteen centuries ago. The killer, on the 
other hand, must be first of all examined medically. The two are on completely different levels. The inhuman and idiotic 
crime of Raskolnikov cannot be even remotely compared to the plight of a girl who impairs human dignity by selling her 
body. The murderer and the harlot reading the eternal book — what nonsense. There is no rhetorical link between a filthy 
murderer, and this unfortunate girl. There is only the conventional link of the Gothic novel and the sentimental novel. It is a 
shoddy literary trick, not a masterpiece of pathos and piety. Moreover, look at the absence of artistic balance. We have 
been shown Raskolnikov's crime in all sordid detail and we also have been given half a dozen different explanations for his 
exploit. We have never been shown Sonya in the exercise of her trade. The situation is a glorified cliche. The harlot's sin is 
taken for granted. Now I submit that the true artist is the person who never takes anything for granted. 









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The opening page of Nabokov's lecture on Crime and 
Pwm's/7/nent 



Nabokov's notes on Crime and Punishment with his 
denunciation of the novel's "moral and artistic stupidity. 



Why did Raskolnikov kill? The motivation is extremely muddled. 

Raskolnikov was, if we believe what Dostoevski rather optimistically wants us to believe, a good young man, loyal to his 
family, on the one hand, and to high ideals on the other, capable of self-sacrifice, kind, generous, and industrious, though 



75 



Vladimir Nabokov: Lectures on Russian literature 

very conceited and proud, even to the point of entirely retiring into his inner life without feeling the need of any human 
heart-to-heart relations. This very good, generous, and proud young man is dismally poor. 

Why did Raskolnikov murder the old money-lending woman and her sister? 

Apparently to save his family from misery, to spare his sister, who, in order to help him get through college, was about to 
marry a rich but brutal man. 

But he also committed this murder in orderto prove to himself that he was not an ordinary man abiding by the moral laws 
created by others, but capable of making his own law and of bearing the tremendous spiritual load of responsibility, of 
living down the pangs of conscience and of using this evil means (murder) toward attaining a good purpose (assistance to 
his own family, his education which will enable him to become a benefactor of the human kind) without any prejudice to 
his inner balance and virtuous life. 

And he also committed this murder because one of Dostoevski's pet ideas was that the propagation of materialistic ideas is 
bound to destroy moral standards in the young and is liable to make a murderer even out of a fundamentally good young 
man who would be easily pushed toward a crime by an unfortunate concurrence of circumstances. Note the curiously 
fascist ideas developed by Raskolnikov in an "article" he wrote: namely that mankind consists of two parts — the herd and 
the supermen — and that the majority should be bound by the established moral laws but that the few who are far above 
the majority ought to be at liberty to make their own law. Thus Raskolnikov first declared that Newton and other great 
discoverers should not have hesitated to sacrifice scores or hundreds of individual lives had those lives stood in their way 
toward giving mankind the benefit of their discoveries. Later he somehow forgets these benefactors of humanity to 
concentrate on an entirely different ideal. All his ambition suddenly centers in Napoleon in whom he sees characteristically 
the strong man who rules the masses through his daring to "pick up" power which lies there awaiting the one who "dares." 
This is a fast transition from an aspiring benefactor of the world toward an aspiring tyrant for the sake of his own power. A 
transformation which is worth a more detailed psychological analysis than Dostoevski, in his hurry, can afford to make. 

The next pet idea of our author happens to be that a crime brings the man who commits it that inner hell which is the 
inevitable lot of the wicked. This inner solitary suffering, however, for some reason does not lead to redemption. What does 
bring redemption is actual suffering openly accepted, suffering in public, the deliberate self-abasement and humiliation 
before his fellow-humans — this can bring the sufferer the absolution of his crime, redemption, new life, and so on. Such 
actually is to be the road which Raskolnikov will follow, but whether he will kill again is impossible to say. And finally there 
is the idea of free will, of a crime just for the sake of performing it. 

Did Dostoevski succeed in making it all plausible? I doubt it. 

Now, in the first place, Raskolnikov is a neurotic, hence the effect that any philosophy can have upon a neurotic does not 
help to discredit that philosophy. Dostoevski would have better served his purpose if he could have made of Raskolnikov a 
sturdy, staid, earnest young man genuinely misled and eventually brought to perdition by a too candid acceptance of 
materialistic ideas. But Dostoevski of course realized too well that this would never work, that even if that sort of a sturdy 
young man did accept the absurd ideas which turned neurotic Raskolnikov's head, a healthy human nature would 
inevitably balk before the perpetration of deliberate murder. For it is no accident that all the criminal heroes of Dostoevski 
(Smerdyakov in The Brothers Karamazov, Fedka in The Possessed, Rogozhin in The Idiot) are not quite sane.* 

Feeling the weakness of his position, Dostoevski dragged in every possible human incentive to push his Raskolnikov to the 
precipice of that temptation to murder which we must presume was opened to him by the German philosophies he had 
accepted. The dismal poverty, not only his own but that of his dearly beloved mother and sister, the impending self- 



VN deleted the next sentence : " It is further no accident that the rulers of Germany's recently fallen regime based on the theory of Superman and his 
special rights were, too, either neurotics or ordinary criminals, or both." Ed. 



76 



Vladimir Nabokov: Lectures on Russian literature 

sacrifice of his sister, the utter moral debasement of the intended victim — this profusion of accidental causes shows how 
difficult Dostoevski himself felt it to prove his point. Kropotkin very aptly remarks: "Behind Raskolnikov one feels 
Dostoevski trying to decide whether he himself, or a man like him, might have been brought to perform personally the act 
as Raskolnikov did But writers do not murder." 

I also entirely subscribe to Kropotkin's statement that "... men like the examining magistrate and Svidrigailov, the 
embodiment of evil, are purely romantic invention." I would go further and add Sonya to the list. Sonya is a good 
descendant of those romantic heroines who, for no fault of their own, were to live a life outside the bounds established by 
society and were made by that same society to bear all the burden of shame and suffering attached to such a way of life. 
These heroines were never extinct in world literature ever since the good Abbe Prevost introduced to his readers the far 
better written and therefore far more moving Manon Lescaut (1731). In Dostoevski the theme of degradation, humiliation, 
is with us from the start, and in this sense Raskol-nikov's sister Dunya and the drunken girl glimpsed on the boulevard, and 
Sonya the virtuous prostitute, are sisters within the Dostoevskian family of hand-wringing characters. 

The passionate attachment of Dostoevski to the idea that physical suffering and humiliation improve the moral man may 
lie in a personal tragedy: he must have felt that in him the freedom-lover, the rebel, the individualist, had suffered a certain 
loss, and impairing of spontaneity if nothing else, through his sojourn in his Siberian prison; but he stuck doggedly to the 
idea that he had returned "a better man." 



"Memoirs from a Mousebole" (1864) 

The story whose title should be "Memoirs from Under the Floor," or "Memoirs from a Mousehole" bears in translation the 
stupidly incorrect title of Notes from the Underground. The story may be deemed by some a case history, a streak of 
persecution mania, with variations. My interest in it is limited to a study in style. It is the best picture we have of 
Dostoevski's themes and formulas and intonations. It is a concentration of Dostoevskiana. Moreover it is very well rendered 
in English by Cuerney. 

Its first part consists of eleven small chapters or sections. Its second part, which is twice the length, consists often slightly 
longer chapters containing events and conversations. The first part is a soliloquy but a soliloquy that presupposes the 
presence of a phantom audience. Throughout this part the mouseman, the narrator, keeps turning to an audience of 
persons who seem to be amateur philosophers, newspaper readers, and what he calls normal people. These ghostly 
gentlemen are supposed to be jeering at him, while he is supposed to thwart their mockery and denunciations by the 
shifts, the doubling back, and various other tricks of his supposedly remarkable intellect. This imaginary audience helps to 
keep the ball of his hysterical inquiry rolling, an inquiry into the state of his own crumbling soul. It will be noticed that 
references are made to topical events of the day in the middle of the 1860s. The topicality, however, is vague and has no 
structural power. Tolstoy uses newspapers too — but he does this with marvelous art when, for example, in the beginning 
of Anna Karenin he not only characterizes Oblonski by the kind of information Oblonski likes to follow in the morning paper 
but also fixes with delightful historical or pseudo-historical precision a certain point in space and time. In Dostoevski we 
have generalities substituted for specific traits. 

The narrator starts by depicting himself as a rude, waspish man, a spiteful official who snarls at the petitioners who come 
to the obscure bureau where he works. After making his statemnt, "I am a spiteful official," he retracts it and says that he is 
not even that: "It was not only that I could not become spiteful; I did not know how to become anything: either spiteful or 
kind, either a rascal or an honest man, either a hero or an insect." He consoles himself with the thought that an intelligent 
man does not become anything, and that only rascals and fools become something. He is forty years old, lives in a wretched 
room, had a very low rank in the civil service, has retired by now after getting a small legacy, and is anxious to talk about 
himself. 

I should warn you at this point that the first part of the story, eleven little chapters, are significant not in what is expressed 
or related, but in the manner it is expressed and related. The manner reflects the man. This reflection Dostoevski wishes to 

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Vladimir Nabokov: Lectures on Russian literature 

fix in a cesspool of confessions through the manners and mannerisms of a neurotic, exasperated, frustrated, and horribly 
unhappy person. 

The next theme is human-consciousness (not conscience but consciousness), the awareness of one's emotions. The more 
aware this mouseman was of goodness, of beauty — of moral beauty — the more he sinned, the deeper he sank in filth. 
Dostoevski, as so often happens with authors of his type, authors who have a general message to deliver to all men, to all 
sinners, Dostoevski does not specify the depravity of his hero. We are left guessing. 

After every loathsome act the narrator commits, he says he crawls back into his mousehole and proceeds to enjoy the 
accursed sweetness of shame, of remorse, the pleasure of his own nastiness, the pleasure of degradation. Delighting in 
degradation is one of Dostoevski's favorite themes. Here, as elsewhere in his writing, the writer's art lags behind the 
writer's purpose, since the sin committed is seldom specified, and art is always specific. The act, the sin, is taken for 
granted. Sin here is a literary convention similar to the devices in the sentimental and Gothic novels Dostoevski had 
imbibed. In this particular story the very abstractness of the theme, the abstract notion of loathsome action and 
consequent degradation is presented with a not negligible bizarre force in a manner that reflects the man in the 
mousehole. (I repeat, it is the manner which counts.) By the end of chapter 2 we know that the mouseman has started 
writing his memoirs in order to explain the joys of degradation. 

He is, he says, an acutely conscious mousey man. He is being insulted by a kind of collective normal man — stupid but 
normal. His audience is mocking him. The gentlemen are jeering. Unsatisfied desires, the burning thirst of parching 
revenge, hesitations — half-despair, half-faith — all this combines to form a strange morbid bliss for the humiliated subject. 
Mouseman's rebellion is based not upon a creative impulse but upon his being merely a moral misfit, a moral dwarf, who 
sees in the laws of nature a stone wall which he cannot break down. But here again we flounder in a generalization, in an 
allegory, since no specific purpose, no specific stone wall is evoked. Bazarov {Fathers and Sons) knew that what a nihilist 
wishes to break is the old orderthat among otherthings sanctioned slavery. The mouse here is merely listing his grudges 
against a despicable world that he has invented himself, a world of cardboard instead of stone. 

Chapter 4 contains a comparison: his pleasure, he says, is the pleasure of a person with a toothache realizing that he is 
keeping his family awake with his moans — moans that perhaps are those of an imposter. A complicated pleasure. But the 
point is that the mouseman suggests he is cheating. 

So by chapter 5 we have the following situation. The mouseman is filling his life with bogus emotions because he lacks real 
ones. Moreover, he has no foundation, no starting point from which to proceed to an acceptance of life. He looks for a 
definition of himself, for a label to stick upon himself, for instance a "lazy-bones," or a "connoisseur of wines," any kind of 
peg, any kind of nail. But what exactly compels him to look for a label is not divulged by Dostoevski. The man he depicts 
lives only as a maniac, as a tangle of mannerisms. Dostoevski's mediocre imitators such as Sartre, a French journalist, have 
continued the trend to-day. 

At the beginning of chapter 7 we find a good example of Dostoevski's style, very well rendered by Guerney revising Garnett: 

"But these are all golden dreams. Oh, tell me, who was it first announced, who was it first proclaimed, that man only does 
nasty things because he does not know his own interests; and that if he were enlightened, if his eyes were opened to his 
real normal interests, man would at once cease to do nasty things, would at once become good and noble because, being 
enlightened and understanding his real advantage, he would see his own advantage in the good and nothing else, and we 
all know that not one man can, consciously, act against his own interests, consequently, so to say, through necessity, he 
would begin doing good? Oh, the babe! Oh, the pure, innocent child! Why, in the first place, when in all these thousands of 
years has there been a time when man has acted only from his own interest? What is to be done with the millions of facts 
that bear witness that men, consciously, that is, fully understanding their real interests, have left them in the background 
and have rushed headlong on another path, to meet peril and danger, compelled to this course by nobody and by nothing, 
but, as it were, simply disliking the beaten track, and have obstinately, willfully, beaten another difficult, absurd path, 



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seeking it almost in the darkness? So, I suppose, this obstinacy and perversity were pleasanter to them than any 
advantage." 

The repetition of words and phrases, the intonation of obsession, the hundred percent banality of every word, the vulgar 
soapbox eloquence mark these elements of Dostoevski's style. 

In this chapter 7 the mouseman, or his creator, hits upon a new series of ideas revolving around the term "advantage." 
There are, he says, cases when a man's advantage must consist in his desiring certain things that are actually harmful to 
him. This is all double talk, of course; and just as the enjoyment of degradation and pain have not been easily explained by 
the mouseman, so the advantage of disadvantage will not be explained by him either. But a set of new mannerisms will be 
arrayed in the tantalizing approximations that occupy the next pages. 

What exactly is this mysterious "advantage"? A journalistic excursion, in Dostoevski's best manner, first takes care of 
"civilization [which] has made mankind, if not more bloodthirsty, at least more vilely, more loathsomely bloodthirsty." This 
is an old idea going back to Rousseau. The mouseman evokes a picture of universal prosperity in the future, a palace of 
crystal for all, and finally there it comes — the mysterious advantage: One's own free unfettered choice, one's own whim no 
matter how wild. The world has been beautifully rearranged, but here comes a man, a natural man, who says: it is merely 
my whim to destroy this beautiful world — and he destroys it. In other words, man wants not any rational advantage, but 
merely the fact of independent choice — no matter what it is — even though breaking the pattern of logic, of statistics, of 
harmony and order. Philosophically this is all bunkum since harmony, happiness, presupposes and includes also the 
presence of whim. 

But the Dostoevskian man may choose something insane or stupid or harmful — destruction and death — because it is at 
least his own choice. This, incidentally, is one of the reasons for Raskolnikov's killing the old woman in Crime and 
Punishment. 

In chapter 9 the mouseman goes on ranting in self-defence. The theme of destruction is taken up again. Perhaps, says he, 
man prefers destroying to creating. Perhaps it is not the achievement of any goal that attracts him but the process of 
attaining this goal. Perhaps, says Mouseman, man dreads to succeed. Perhaps he is fond of suffering. Perhaps suffering is 
the only origin of consciousness. Perhaps man, so to speak, becomes a human being with the first awareness of his 
awareness of pain. 

The palace of crystal as an ideal, as a journalistic symbol of perfect universal life in aftertime, is again projected on the 
screen and discussed. The narrator has worked himself into a state of utter exasperation, and the audience of mockers, of 
jeering journalists he confronts, seems to be closing in upon him. We return to one of the points made in the very 
beginning: it is better to be nothing, it is better to remain in one's mousehole — or rat hole. In the last chapter of part one 
he sums up the situation by suggesting that the audience he has been evoking, the phantom gentlemen he has been 
addressing, is an attempt to create readers. And it is to this phantom audience that he will now present a series of 
disjointed recollections which will, perhaps, illustrate and explain his mentality. Wet snow is falling. Why he sees it as 
yellow is more emblematic than optical. He means, I suppose, yellow as implying unclean white, "dingy," as he also says. A 
point to be noticed is that he hopes to obtain relief from writing. This closes the first part, which, I repeat, is important in 
its manner, not matter. 

Why part two is entitled "Concerning Wet Snow" is a question that can be settled only in the light of journalistic 
innuendoes of the 1860s by writers who liked symbols, allusions to allusions, that kind of thing. The symbol perhaps is of 
purity becoming damp and dingy. The motto — also a vague gesture — is a lyrical poem by Dostoevski's contemporary 
Nekrasov. 

The events our mouseman is going to describe in the second part go twenty years back to the 1840s. He was as gloomy 
then as he is now, and hated his fellow men as he does now. He also hated his own self. Experiments in humiliation are 
mentioned. Whether he hated a fellow or not, he could not look into a person's eyes. He experimented — could he outstare 

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anybody? — and failed. This worried him to distraction. He is a coward, he says, but for some reason or other every decent 
man of our age, he says, must be a coward. What age? The 1840s or the 1860s? Historically, politically, sociologically, the 
two eras differed tremendously. In 1844 we are in the age of reaction, of despotism; 1864 when these notes are set down is 
the age of change, of enlightenment, of great reforms as compared to the forties. But Dostoevski's world despite topical 
allusions is the gray world of mental illness, where nothing can change except perhaps the cut of a military uniform, an 
unexpectedly specific detail to meet at one point. 

A few pages are devoted to what our mouseman calls "romantics," or more correctly in English "romanticists." The modern 
reader cannot understand the argument unless he wades through Russian periodicals of the fifties and sixties. Dostoevski 
and the mouseman really mean "sham idealists," people who can somehow combine what they call the good and the 
beautiful with material things, such as a bureaucratic career, etc. (Slavophiles attack Westerners for setting up idols rather 
than Ideals.) All this is very vaguely and tritely expressed by our mouseman, and we need not bother about it. We learn that 
our mouseman, furtively, in solitude at night, indulged in what he calls filthy vice, and apparently for this purpose he 
visited various obscure haunts. (We recall St. Preux, the gentleman in Rousseau's Julie who also visited a remote room in a 
house of sin where he kept drinking white wine under the impression it was water, and next thing found himself in the 
arms of what he calls une creature. This is vice as depicted in sentimental novels.) 

The "out-staring" theme is then given a new twist: it becomes the out-jostling theme. Our mouseman, apparently a small 
slender chap, is thrust aside by a passerby, a military man over six feet high. Mouseman keeps meeting him on Nevski 
Avenue, which is Petersburg's Fifth Avenue, and keeps telling himself that he, mouseman, will not give way; but every time 
he would give way, would step aside, letting the gigantic officer stalk straight past. One day Mouseman dresses up as if for 
a duel or funeral, and with heart going pit-a-pat tries to assert himself and not step aside. But he is flung aside like an india 
rubber ball by the military man. He tries again — and manages to retain his balance — they run into each other full tilt, 
shoulder to shoulder, and pass each other on a perfectly equal footing. Mouseman is delighted. His only triumph in the tale 
is here. 

Chapter 2 starts with an account of his satirical day-dreams and then the story at last is launched. Its prologue has 
occupied forty pages in Guerney's translation, counting part one. On a certain occasion he visits a certain Simonov, an old 
schoolfellow. Simonov and two friends are planning a farewell dinner in honor of a fourth schoolfellow Zverkov, who is 
another military man in the story. (His name is derived from "little beast" zveryok.) "This Zverkov, too, had been at school all 
the time I was there. I had begun to hate him, particularly in the upper grades. In the lower grades he had simply been a 
pretty, playful boy whom everybody liked. I had hated him, however, even in the lower grades, just because he was a pretty 
and playful boy. He was always poor at his lessons and got worse and worse as he went on; however, he left with a good 
certificate, since he had influential people interested in him. During his last year at school he came in for an estate of two 
hundred serfs, and as almost all of us were poor he took to swaggering among us. He was vulgar in the extreme, but at the 
same time he was a good-natured fellow, even in his swaggering. In spite of superficial, fantastic and sham notions of 
honor and dignity, all but very few of us positively groveled before Zverkov, and the more he swaggered the more they 
groveled. And it was not from any interested motive that they groveled, but simply because he had been favored by the 
gifts of nature. Moreover, it was, as it were, an accepted idea among us that Zverkov was a specialist in tact and the social 
graces. This last fact particularly infuriated me. I hated the abrupt self-confident tone of his voice, his admiration of his 
own witticisms, which were often frightfully stupid, though he was bold in his language; I hated his handsome but stupid 
face (for which I would, however, have gladly exchanged my intelligent one), and the free-and-easy military manners in 
fashion in the forties." 

The first of the other two schoolfellows is Ferfichkin, a comedy name; he is of German extraction, a vulgar swaggering 
fellow. (It should be noted that Dostoevski had a kind of pathological hatred of Germans, Poles, and Jews, as depicted in his 
writings.) The other schoolfellow is yet another army officer, Trudolyubov, whose name means "diligent." Dostoevski here 
and elsewhere has the eighteenth-century comedy tendency to apply descriptive names to people. Our mouseman, who as 
we know likes to court insult, invites himself. 



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" 'It's settled then — the three of us, with Zverkov for the fourth, twenty-one rubles, at the Hotel de Paris, at five o'clock 
tomorrow,' Simonov, who had been asked to make the arrangements, concluded finally. 

" 'How do you figure twenty-one rubles?' I asked in some agitation, with a show of being offended. 'If you count me it won't 
be twenty-one but twenty-eight rubles.' 

"It seemed to me that to invite myself so suddenly and unexpectedly would be positively graceful, and that they would all 
be conquered at once and would look upon me with respect. 

" 'Do you want to join, too?' Simonov observed, with no appearance of pleasure, seeming to avoid looking at me. He knew 
me through and through. 

"It infuriated me that he knew me so thoroughly. '"Why not? I'm an old schoolfellow of his, too, I believe, and I must own I 
felt hurt at your having left me out,' I said, boiling over again. 

" 'And where were we to find you?' Ferfichkin put in rudely. 

" 'You never were on good terms with Zverkov,' Trudolyubov added, frowning. 

"But I had already grabbed at the idea and would not give it up. 

" 'It seems to me that no one has a right to form an opinion upon that,' I retorted in a shaky voice, as though something 
tremendous had happened. 'Perhaps that is just my reason for wishing it now, that I have not always been on good terms 
with him.' 

" 'Oh, there's no making you out — with all these refinements,' Trudolyubov jeered. 

" 'We'll put your name down,' Simonov decided, addressing me. 'Tomorrow at five o'clock at the Hotel de Paris.' " 

That night the mouseman dreams of his school days, a generalized dream that would not do in a modern case-history. Next 
morning he polished his boots after his servant Apollon had cleaned them once already. Wet snow is symbolically falling in 
thick flakes. He arrives at the restaurant and learns that they had changed the dinner hour from five to six and nobody had 
troubled to inform him. Here begins the accumulation of humiliations. Finally the three schoolfellows and Zverkov, the 
guest, arrive. What follows is one of the best scenes in Dostoevski. He had a wonderful flair for comedy mixed with 
tragedy; he may be termed a very wonderful humorist, with the humor always on the verge of hysterics and people hurting 
each other in a wild exchange of insults. A typical Dostoevskian row starts: 

" 'Tell me, are you ... in a government office?' Zverkov went on being attentive to me. Seeing that I was embarrassed, he 
seriously thought that he ought to be friendly to me, and, so to speak, cheer me up. 

'"Does he want me to throw a bottle at his head?' I thought, in a rage. In my novel surroundings I was unnaturally ready to 
be irritated. 

" 'In the N office,' I answered jerkily, with my eyes on my plate. 

" 'And ha-ave you a goo-ood berth? I say, what ma-a-de you leave your original job?' 

'What ma-a-de me was that I wanted to leave my original job,' I drawled more than he, hardly able to control myself. 
Ferfichkin went off into a guffaw. Simonov looked at me sarcastically. Trudolyubov left off eating and began looking at me 
with curiosity. 



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'Zverkov winced, but he tried not to notice anything. 

' 'And the remuneration?' 

' 'What remuneration?' 

' T mean your sa-a-lary?' 

Why are you cross-examining me?' However, I told him at once what my salary was. I turned horribly red. 

It's not very handsome,' Zverkov observed majestically. " 'Yes, you can't afford to dine at cafes on that,' Ferfichkin added 
insolently. 

'"To my thinking it's very poor,' Trudolyubov observed gravely. " 'And how thin you have grown! How you have changed!' 
added Zverkov, with a shade of venom in his voice, scanning me and my attire with a sort of insolent compassion. 

'"Oh, spare his blushes,' cried Ferfichkin, sniggering. " 'My dear Sir, allow me to tell you I am not blushing,' I broke out at last: 
'Do you hear? I am dining here, at this cafe, at my own expense, not at other people's — note that, Mr. Ferfichkin.' 

'Wha-at? Isn't everyone here dining at his own expense? You seem to be ' Ferfichkin turned on me, becoming as red as a 

lobster and looking me in the face with fury. 

'"We won't go into tha-at,' I mimicked in answer, feeling I had gone too far. 'And I imagine it would be better to talk of 
something more intelligent.' 

'"You intend to show off your intelligence, I suppose?' 

'"Don't upset yourself; that would be quite out of place here.' 

'"Why are you jabbering away like that, my good Sir? eh? Have you gone out of your wits in your office?' 

" 'Enough, gentlemen, enough!' Zverkov cried authoritatively. 

'How stupid all this is!' muttered Simonov. " 'It really is stupid. We've met here, a party of friends, for a farewell dinner to a 
comrade, and you carry on a fight,' said Trudolyubov, rudely addressing himself to me alone. 'You invited yourself to join us, 
so don't disturb the general harmony.' 

"... No one paid any attention to me, and I sat crushed and humiliated. 

'"Good Heavens, these are not the people for me!' I thought. 'And what a fool I have made of myself before them! . . . But 
what's the use! I must get up at once, this very minute, take my hat and simply go without a word — with contempt! The 

scoundrels! As though I cared about the seven rubles. They may think Damn it! I don't care about the seven rubles. I'll go 

this minute!' 

"Of course I remained. I drank sherry and Lafitte by the glassful in my discomfiture. Being unaccustomed to it, I was quickly 
affected. My annoyance increased as the wine went to my head. I longed all of a sudden to insult them all in a most 
flagrant manner and then go away. To seize the moment and show what I could do, so that they would say: 'He's clever, 
though he's absurd,' and . . . and ... in fact, damn them all! . . . 

" 'Why, aren't you going to drink the toast?' roared Trudolyubov, losing patience and turning menacingly to me 



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" lieutenant Zverkov, Sir,' I began, 'let me tell you that I hate phrases, phrasemongers, and men who wear corsets — that's 
the first point, and there's a second one to follow it.' 

"There was a general stir. 

" 'The second point is: I hate loose talk and loose talkers. Especially loose talkers! The third point: I love justice, truth, and 
honesty.' I went on almost mechanically, for I was beginning to shiver with horror myself and had no idea how I had come 
to be talking like this. T love thought, Monsieur Zverkov; I love true comradeship, on an equal footing and not — h'm! I 
love — but, however, why not? I'll drink your health, too, Monsieur Zverkov. Seduce the Circassian girls, shoot the enemies of 
the fatherland, and — and here's to your health, Monsieur Zverkov!' 

"Zverkov got up from his seat, bowed to me, and said: 

" 'I'm very much obliged to you.' He was frightfully offended and had turned pale. 

" 'Damn the fellow!' roared Trudolyubov, bringing his fist down on the table. 

" 'Well, he ought to get a punch in the nose for that,' squealed Ferfichkin. 

" 'We ought to turn him out,' muttered Simonov. 

" 'Not a word, gentlemen, not a move!'cried Zverkov gravely, checking the general indignation. Tthankyou all, but I am able 
to show him myself how much value I attach to his words.' 

" 'Mr. Ferfichkin, you will give me satisfaction tomorrow for your words just now!' I said aloud, turning with dignity to 
Ferfichkin. 

" 'A duel, you mean? Certainly,' he answered. But probably I was so ridiculous as I challenged him, and it was so out of 
keeping with my appearance, that everyone, including Ferfichkin, was prostrate with laughter. 

" 'Yes, let him alone, of course! He's quite drunk,' Trudolyubov said with disgust. ... I was so harassed, so exhausted, that I 
would have cut my throat to put an end to it. I was in a fever; my hair soaked with perspiration, stuck to my forehead and 
temples. 

" 'Zverkov, I beg your pardon,' I said abruptly and resolutely. 'Ferfichkin, yours, too, and everyone's, everyone's; I have 
insulted you all!' 

" 'Aha! A duel is not in your line, old man,' Ferfichkin got out venomously through clenched teeth. 

"It sent a sharp pang to my heart. 

" 'No, it's not the duel I'm afraid of, Ferfichkin! I'm ready to fight you tomorrow, after we're reconciled. I insist upon it, in 
fact, and you cannot refuse. I want to show you that I am not afraid of a duel. You'll fire first and I'll fire into the air.' . . . 

"They were all flushed; their eyes were bright; they had been drinking heavily. 

T ask foryourfriendship, Zverkov; I insulted you, but — ' 'Insulted? You insulted we? Understand, Sir, that you never, under 
any circumstances, could possibly insult me.' 

'And that's enough foryou. Out of the way!' concluded Trudolyubov 



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"I stood there as though they had spat upon me. The party went noisily out of the room. Trudolyubov struck up some stupid 

song Disorder, the remains of the dinner, a broken wineglass on the floor, spilt wine, cigarette ends, fumes of drink and 

delirium in my brain, an agonizing misery in my heart and finally the waiter, who had seen and heard all and was looking 
inquisitively into my face. 

"'I'm going there!' I cried. 'Either they'll all go down on their knees to beg for my friendship or I'll give Zverkova slap in the 
face!' 

After the great chapter 4 the mouseman's irritation, humiliation, etc., become repetitious, and soon a false note is 
introduced with the appearance of that favorite figure of sentimental fiction, the noble prostitute, the fallen girl with the 
lofty heart. Liza, the young lady from Riga, is a literary dummy. Our mouseman, to get some relief, starts the process of 
hurting and frightening a fellow creature, poor Liza (Sonya's sister). The conversations are very garrulous and very poor, but 
please go on to the bitter end. Perhaps some of you may like it more than I do. The story ends with our mouseman emitting 
the idea that humiliation and insult will purify and elevate Liza through hatred, and that perhaps exalted sufferings are 
betterthan cheap happiness. That's about all. 



The Idiot (1868) 

In The Idiot we have the Dostoevskian positive type. He is Prince Myshkin, endowed with the kindness and the capacity to 
forgive possessed before him by Christ alone. Myshkin is sensitive to a weird degree: he feels everything that is going on 
inside other people, even when these people are miles away. Such is his great spiritual wisdom, his sympathy and 
understanding for the sufferings of others. Prince Myshkin is purity itself, sincerity, frankness; and these qualities inevitably 
bring him into painful conflicts with our conventional artificial world. He is loved by everyone who knows him; his would- 
be murderer Rogozhin, who is passionately in love with the heroine Nastasya Filipovna, and is jealous of Myshkin, winds up 
with admitting Myshkin into the house where he has just murdered Nastasya, and seeks under the protection of Myshkin's 
spiritual purity to reconcile himself to life and to appease the storm of passions in his own soul. 

Yet Myshkin is also a half-imbecile. Since his early childhood he has been a backward child, unable to speak until he was six, 
a victim of epilepsy, constantly threatened with complete degeneration of the brain unless he leads a quiet relaxed life. 
(Degeneration of the brain eventually overtakes him in the wake of the events described in the novel.) 

Unfit to marry anyway, as the author takes care to make clear, Myshkin is nevertheless torn between two women. One is 
Aglaia, the innocently pure, beautiful, sincere young girl, unreconciled to the world or rather to her lot as daughter of a 
wealthy family destined to marry a successful and attractive young man and "live happily ever after." What exactly it is that 
Aglaia wants, she does not know herself; but she is supposed to be different from her sisters and family, "crazy" in the 
benevolent Dostoevskian sense of the word (he very much prefers crazy people to the normal ones), in a word a personality 
with a "quest" of her own, thus with a God's spark in her soul. Myshkin (and to a certain extent Aglaia's mother) are the 
only people who understand her; while her intuitive and naive mother is only worried by her daughter's unusualness, 
Myshkin feels with Aglaia the hidden anxiety of her soul. With the obscure urge to save and protect her by blazing for her a 
spiritual path in life, Myshkin agrees to Aglaia's desire to marry him. But then the complication begins: there is also in the 
book the demoniac, proud, wretched, betrayed, mysterious, adorable, and, in spite of her degradation, incorruptibly pure 
Nastasya Filipovna, one of those completely unacceptable, unreal, irritating characters with which Dostoevski's novels 
teem. This abstract woman indulges in the superlative type of feeling: there are no limits eitherto her kindliness orto her 
wickedness. She is the victim of an elderly playboy who, after having made her his mistress and enjoyed her company for 
several years, has decided to marry a decent woman. He blandly decides to marry Nastasya Filipovna off to his secretary. 

All the men around Nastasya know that at bottom she is a decent girl herself; her lover is alone to blame for her irregular 
position. This does not prevent her fiance (who is by the way very much in love with her) from despising her as a "fallen" 
woman and Aglaia's family from being profoundly shocked when they discover that Aglaia has established some 
clandestine communication with Nastasya. In fact, it does not prevent Nastasya from despising herself for her 

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"degradation" and from deciding to take it out on herself by turning into an actual "kept woman." Myshkin alone, like 
Christ, sees no fault in Nastasya for what is happening to her and redeems her with his profound admiration and respect. 
(Here again is a hidden paraphrase of the story of Christ and of the fallen woman.) At this point I shall quote a very apt 
remark by Mirsky about Dostoevski: "His Christianity... is of a very doubtful kind. ... It was a more or less superficial spiritual 
formation which it is dangerous to identify with real Christianity." If we add to this that he kept throwing his weight about 
as a true interpreter of Orthodox Christianity, and that for the untying of every psychological or psychopathic knot he 
inevitably leads us to Christ, or rather to his own interpretation of Christ, and to the holy Orthodox Church, we shall better 
understand the truly irritating side of Dostoevski as "philosopher." 

But to come back to the story. Myshkin at once realizes that of the two women who claim him, Nastasya needs him more, 
being the more unfortunate. So he quietly leaves Aglaia to save Nastasya. Then Nastasya and he try to outdo each other in 
generosity, she trying desperately to release him in order that he can be happy with Aglaia, he not releasing her so that she 
would not "perish" (a favorite word of Dostoevski's). But when Aglaia upsets the apple cart by deliberately insulting 
Nastasya in her own house (going there on purpose), Nastasya sees no further reason for sacrificing herself for her rival's 
sake and decides to carry off Myshkin to Moscow. At the last moment the hysterical woman changes her mind again, 
feeling incapable of allowing him to "perish" through her, and runs away, almost from the very altar, with Rogozhin, a 
young merchant who squanders upon herthe inheritance to which he has just succeeded. Myshkin follows them to 
Moscow. The next period of their life and doings is cunningly covered with a veil of mystery. Dostoevski never betrays to 
the reader what exactly happened in Moscow, only keeps dropping here and there significant and mysterious hints. Some 
great spiritual sufferings are endured by both men because of Nastasya, who is growing more and more insane, and 
Rogozhin becomes Myshkin's brother in Christ by exchanging crosses with him. We are given to understand that he does 
this to save himself from the temptation of murdering Myshkin out of jealousy. 

Well, eventually Rogozhin, being the most normal of the three, cannot bear it any longer and kills Nastasya. Dostoevski 
furnishes him with extenuating circumstances: Rogozhin while committing his crime was running a high fever. He spends 
some time in a hospital and then is sentenced to Siberia, that storeroom for Dostoevski's discarded waxworks. Myshkin, 
after spending the night in the company of Rogozhin by the side of the murdered Nastasya, suffers a final relapse into 
insanity and returns to the asylum in Switzerland where he had spent his youth and where he ought to have stayed all 
along. All this crazy hash is interspersed with dialogues destined to depict the respective points of view of different circles 
of society upon such questions as capital punishment or the great mission of the Russian nation. The characters never say 
anything without either paling, or flushing, or staggering on their feet. The religious aspects are nauseating in their 
tastelessness. The author relies completely on definitions without bothering to support them with proofs: e.g., Nastasya, 
who is, we are told, a paragon of reserve and distinction and refinement of manner, behaves occasionally like a furious bad- 
tempered hussy. 

But the plot itself is ably developed with many ingenious devices used to prolong the suspense. Some of these devices 
appear to me, when compared to Tolstoy's methods, like blows of a club instead of the light touch of an artist's fingers, but 
there are many critics who would not agree with this view. 



The Possessed (1872) 

The Possessed is the story of Russian terrorists, plotting violence and destruction, and actually murdering one of their own 
number. It was denounced as a reactionary novel by the radical critics. On the other hand, it has been described as a 
penetrating study of people who have been sidetracked by their ideas into a bog where they sink. Note the landscapes: 

"A mist of fine drizzling rain enveloped the whole country, swallowing up every ray of light, every gleam of color, and 
transforming everything into one smoky, leaden, indistinguishable mass. It had long been daylight yet it seemed as though 
it were still night." (The morning after Lebyadkin's murder.) 



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Vladimir Nabokov: Lectures on Russian literature 

"It was a very gloomy place at the end of the huge park How sinister it must have looked on that chill autumn evening! 

It lay on the edge of an old wood belonging to the Crown. Huge ancient pines stood out as vague sombre blurs in the 
darkness. It was so dark that they could hardly see each other two paces off 

At some unrecorded date in the past a rather absurd-looking grotto had for some reason been built here of rough unhewn 
stones. The table and benches in the grotto had long decayed and fallen. Two hundred paces to the right was the bank of 
the third pond of the park. These three ponds stretched one after another for a mile from the house to the very end of the 
park. " (Before Shatov's murder.) 

"The rain of the previous night was over, but it was damp, grey and windy. Low, ragged, dingy clouds moved rapidly across 
the cold sky. The tree-tops roared with the deep droning sound and creaked on their roots; it was a melancholy day." 

I mentioned before Dostoevski's method of dealing with his characters is that of a playwright. When introducing this or 
that one, he always gives a short description of their appearance, then hardly ever refers to it any more. Thus his dialogues 
are generally free from any intercalations used by other writers — the mention of a gesture, a look, or any detail referring to 
the background. One feels that he does not see his characters physically, that they are merely puppets, remarkable, 
fascinating puppets plunged into the moving stream of the author's ideas. 

The misadventures of human dignity which form Dostoevski's favorite theme are as much allied to the farce as to the 
drama. In indulging this farcical side and being at the same time deprived of any real sense of humor, Dostoevski is 
sometimes dangerously near to sinking into garrulous and vulgar nonsense. (The relationship between a strong-willed 
hysterical old woman and a weak hysterical old man, the story of which occupies the first hundred pages of The Possessed, 
is tedious, being unreal.) The farcical intrigue which is mixed with tragedy is obviously a foreign importation; there is 
something second-rate French in the structure of his plots. This does not mean, however, that when his characters appear 
there are not sometimes well written scenes. In The Possessed there is the delightful skit on Turgenev: Karmazinov, the 
author a la mode, "an old man with a rather red face, thick grey locks of hair clustering under his chimney-pot hat and 
curling round his clean little pink ears. Tortoise-shell lorgnette, on a narrow black ribbon, studs, buttons, signet ring, all in 
the best form. A sugary but rather shrill voice. Writes solely in self-display, as for instance in the description of the wreck of 
some steamer on the English coast, look rather at me, see how I was unable to bear the sight of the dead child in the dead 
woman's arms etc' "A very sly dig, for Turgenev has an autobiographical description of a fire on a ship — incidentally 
associated with a nasty episode in his youth which his enemies delighted in repeating during all his life. 

"The next day. . . was a day of surprises, a day that solved past riddles and suggested new ones, a day of startling 
revelations and still more hopeless perplexity. In the morning ... I was, by Varvara Petrovna's particular request, to 
accompany my friend Stepan Trofimovich on his visit to her and at three o'clock in the afternoon I had to be with Lizaveta 
Nikolavna in order to tell her — I did not know what — and to assist her — I did not know how. And meanwhile it all ended as 
no one could have expected. In a word, it was a day of wonderful coincidences." 

At Varvara Petrovna's the author, with all the gusto of a playwright tackling his climax, crams in, one after the other, all the 
characters of The Possessed, two of them arriving from abroad. It is incredible nonsense, but it is grand booming nonsense 
with flashes of genius illuminating the whole gloomy and mad farce. 

Once collected in one room, these people trample on each other's dignity, have terrific rows (which translators insist on 
rendering as "scandals," misled by the Gallic root of the Russian "skandal" term) and these rows just fizzle out as the 
narrative takes a sharp new turn. 

It is, as in all Dostoevski's novels, a rush and tumble of words with endless repetitions, mutterings aside, a verbal overflow 
which shocks the reader after, say, Lermontov's transparent and beautifully poised prose. Dostoevski as we know is a great 
seeker after truth, a genius of spiritual morbidity, but as we also know he is not a great writer in the sense Tolstoy, Pushkin, 
and Chekhov are. And, I repeat, not because the world he creates is unreal — all the worlds of writers are unreal — but 
because it is created too hastily without any sense of that harmony and economy which the most irrational masterpiece is 

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Vladimir Nabokov: Lectures on Russian literature 

bound to comply with (in order to be a masterpiece). Indeed, in a sense Dostoevski is much too rational in his crude 
methods, and though his facts are but spiritual facts and his characters mere ideas in the likeness of people, their interplay 
and development are actuated by the mechanical methods of the earthbound and conventional novels of the late 
eighteenth and early nineteenth centuries. 

I want to stress again the fact that Dostoevski was more of a playwright than a novelist. What his novels represent is a 
succession of scenes, of dialogues, of scenes where all the people are brought together — and with all the tricks of the 
theatre, as with the scene a faire, the unexpected visitor, the comedy relief, etc. Considered as novels, his works fall to 
pieces; considered as plays, they are much too long, diffuse, and badly balanced. 

He has little humor in the description of his characters or their relations, or in the situations, but sometimes he displays a 
kind of caustic humor in certain scenes. 

"The Franco-Prussian War," a musical piece composed by Lyamshin, one of the characters in The Possessed: 

"It began with the menacing strains of the Marseillaise, Ou'un sang impur abreuve nos sillons. There is heard the pompous 
challenge, the intoxication of future victories. But suddenly mingling with the masterly variations of the national hymn, 
somewhere from some corner quite close, on one side, come the vulgar strains of 'Mein lieber Augustin.'The Marseillaise 
goes on unconscious of them. It is at the climax of intoxication with its own grandeur; but Augustin gains strength. 
Augustin grows more and more insolent, and suddenly the melody of Augustin begins to blend with the melody of the 
Marseillaise. The latter begins, as it were, to get angry; becoming aware of Augustin, at last, it tries to brush him off as a fly. 
But Mein lieber Augustin holds his ground firmly, he is cheerful and self-confident — and the Marseillaise seems suddenly 
to become terribly stupid. She can no longer conceal her mortification. It is a wail of indignation, tears and curses, with an 
appeal to Providence, pas un pouce de notre terrain, pas une de nos forteresses. 

But she is forced to sing in time with Mein leiber Augustin. Her melody passes foolishly into Augustin. She yields and dies 
away. And only in snatches it is heard again qu'un sang impur. . . . But suddenly it passes over into the vulgar waltz. She 

submits altogether. It is Jules Favre sobbing on Bismark's bosom and surrendering everything Here Augustin grows 

fierce. Hoarse sounds are heard. There is a suggestion of countless gallons of beer, of a frenzy of self-glorification, demand 
for millions, for fine cigars, champagne and hostages. Augustin becomes a wild yell." 



The Brothers Karamazov (1880) 

The Brothers Karamazov is the most perfect example of the detective story technique as constantly used by Dostoevski in 
his other novels. It is a long novel (more than 1,000 pages), and it is a curious novel. The things that are curious about it are 
numerous; even the chapter headings are curious. It is worth noting that the author not only is well aware of this quaint 
and weird nature of his book but he even seems to be all the time pointing to it, teasing his reader, using every device to 
excite the reader's curiosity. Let us look, for instance, at the index of chapters. I have just mentioned how unusual and how 
puzzling: a man, unfamiliar with the novel, could be easily misled into imagining that the book offered him is not a novel 
but rather the libretto of some whimsical vaudeville. Chapter 3: "Confession of a Fiery Heart, Expressed in Verse." Chapter 
4: "Confession of a Fiery Heart, Expressed in Anecdotes." Chapter 5: "Confession of a Fiery Heart, 'Upside Down.' " Then in 
the second volume, Chapter 5: "Nerve Storm in a Drawing Room." Chapter 6: "Nerve Storm in a Peasant Hut." Chapter 7: 
"And Outofdoors." Some headings surprise us by their odd diminutives: "A Cozy Little Chat Over Brandikins" (Za 
kon'yachkom: kon'yak - brandy; kon'yachok - diminutive form), or an elderly lady's aching little foot (nozbka - diminutive of 
noga). Most of these titles do not hint even ever so slightly at the contents of the chapter, as "One more reputation 
destroyed" or "The third and indisputable thing," headings that are meaningless. Finally a number of headings with their 
flippancy and their bantering choice of words read actually like an index to a collection of humorous stories. Only in part 
six, in fact, incidentally the weakest part of the book, are the names of chapters in agreement with their content. 



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Vladimir Nabokov: Lectures on Russian literature 

In this taunting and teasing way the cunning author quite deliberately entices his reader. However, this is not the only way 
in which he does it. He is constantly preoccupied with various means for keeping and whetting the reader's attention 
throughout the book. Take for instance the manner in which he finally discloses the name of the town where the action 
has been taking place from the very start of the novel. This revelation of the town's name does not occur until close to the 
end: "Skotoprigonyevsk [place towards which cattle herds are driven, clearing place for cattle, something like oxtown], 
Skotoprigonyevsk," he says, "such alas is the name of our town, I have been long trying to conceal it." This over-sensitivity, 
over-concern of the writer in regard to the reader — when the reader is thought of simultaneously as the victim being 
drawn into a trap by the writer and as a hunter before whose path the writer keeps crossing and recrossing like a fleeing 
hare — this consciousness of the reader on the part of the writer derives partly from the Russian literary tradition. Pushkin 
in Evgeniy Onegin, Gogol in Dead Souls, often apostrophize, address themselves to the reader in a sudden aside, sometimes 
with an apology, sometimes with a request or with a joke. But it also derives from the tradition of the Western detective 
story, or rather from its predecessor, the criminal novel. It is in accordance with this latter tradition that Dostoevski uses an 
amusing device: with deliberate frankness, as if he were putting down before you all his cards, he comes out at the very 
beginning with the statement that a murder has been committed. "Aleksey Karamazov was the third son of Fyodor 
Karamazov, a landowner of our county, who became so famous for a time . . .through his tragic and unclarified death." This 
apparent sincerity on the part of the author is nothing but a stylistic device, the object being to inform the reader from the 
first of the fact of this "tragic and unclarified death." 

The book is a typical detective story, a riotous whodunit — in slow motion. The initial situation is the following. We have the 
father Karamazov, a lecherous, hideous old man, one of those unlamentable victims neatly prepared for murder by every 
farsighted writer of detective fiction. And we also have his four sons — three legitimate and one illegitimate — each of 
whom might be his murderer. The youngest son, the saintly Aleksey (Alyosha) is definitely a positive character, but if for 
once we accept Dostoevski's world and its rules, we may consider it a possibility that even Alyosha may kill his father, 
whether for the sake of his brother Dmitri in whose way the old man most deliberately stands, or in a sudden rebellion 
against the evil which his father represents, or for any other reason. The plot is presented in such a way that for a longtime 
the reader keeps guessing who the murderer is; moreover, when the alleged murderer goes on trial it is the wrong man 
who is being tried, the eldest son of the murdered man, Dmitri, whereas the actual murderer happens to be the illegitimate 
son, Smerdyakov. 

In accordance with Dostoevski's purpose to entangle the credulous reader in the guesswork that goes with the enjoyment 
of detective fiction, the author carefully prepares in the reader's mind the necessary portrait of the possible murderer, 
Dmitri. The pattern of deception begins when Dmitri after feverish and vain attempts to secure the three thousand rubles 
he desperately needs, seizes on the run a copper pestle seven inches long, shoves it into his pocket, and rushes off. "Oh 
Lord, he sure wants to murder someone," a woman exclaims. 

The girl Dmitri loves, another of those Dostoevskian "infernal" women, Grushenka, has also caught the fancy of the old 
man, who has promised her money if she pays him a visit, and Dmitri is persuaded that she has accepted the offer. 
Convinced that Grushenka was with his father, he leaped over the fence into the garden, from where he could see the 
lighted windows of his father's house; then "he stealthily approached and hid in the shadow, behind a bush. One half of the 
bush was lit by the lighted window. 'A bush with berries, how red they are,' he whispered, not knowing why." When he 
went up to the bedroom window, "the whole bedroom of Fyodor Pavlovich, a small chamber, lay before him as if in the 
palm of his hand." That little room was divided in two by red screens. Fyodor, the father, stood there, beside the window, 
"in his new striped silk dressing gown belted with a silk cord with tassels. From under the collar of the dressing gown 

appeared clean smart linen, a shirt of fine Holland cloth with golden studs "The old man almost climbed out of the 

window while trying to see the garden door which was further on the right side Dmitri was looking from the side and 

stood motionless. The whole detested profile of the old man, with its sagging skin on the Adam's apple, his lips smiling in 
voluptuous anticipation, all of it was obliquely lit on the left side by the lamp. A terrible bound less fury arose in Dmitri's 
heart," and losing all self-control, he suddenly snatched the copper pestle he had in his pocket. 

Here follows an eloquent line consisting of asterisks, this again in compliance with the technique of entertaining novels 
built around bloody deeds. Then, as if after catching his breath, the author attacks it again from a different angle. 

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Vladimir Nabokov: Lectures on Russian literature 

Providence, as Dmitri himself used to say later, "seems to have watched me at the time." This might mean that something 
stayed his hand at the last moment; but no, immediately after this sentence comes a colon and then a sentence which 
seems to be there as if to elaborate the previous statement: At that very time Grigori, the old servant, woke up and came 
out into the garden. So that the sentence about God instead of meaning, as it seemed at first, that some guardian sign 
stopped him in time on his evil path, may also merely mean that God woke up the old servant to allow him to see and 
identify the fleeing murderer. And here comes a curious maneuver: from the moment of Dmitri's flight to that when the 
authorities come to arrest him for murder in the small market town where he is having a drinking bout with Grushenka 
(and there are seventy-five pages from murder to arrest), the author arranges things in such a way that garrulous Dmitri 
never once betrays his innocence to the reader. What is more: whenever he remembers Grigori, the servant whom he hit 
with the pestle and maybe has killed, Dmitri never mentions the man he hit by name but merely describes him as "the old 
man," so that it actually could have applied to his father. This device may be too crafty; it betrays too much the author's 
desire to keep Dmitri's speeches confusing enough to deceive the reader into taking him for the murderer of his father. 

Later, at the trial, an important angle is whether or not Dmitri is saying the truth when he claims that he had his three 
thousand rubles with him before he went to the old man's house. Otherwise he may well be suspected of having stolen the 
three thousand rubles the old man had prepared for the girl, which in turn would serve to prove that he entered the house 
and committed the murder. And there, at the trial, Alyosha, the younger brother, suddenly remembers that Dmitri when he 
saw him last — and that was before Dmitri went on his nocturnal expedition to his father's garden — kept slapping himself 
on the chest and proclaiming that he had right there what was necessary to help him out of his difficult situation. At that 
time Alyosha had thought that Dmitri meant his heart. But now he suddenly remembered that even then he had observed 
that the place Dmitri kept slapping was not where the heart would be but much higher. (Dmitri had it in a little bag on a 
string around his neck.) This observation of Alyosha became the only proof, or rather a hint of proof, that Dmitri actually 
had obtained the money before and thus had not necessarily murdered his father. Incidentally, Alyosha was wrong: Dmitri 
meant a charm he had on a chain. 

Yet the following circumstance, which would easily have settled the question and saved Dmitri, is completely disregarded 
by the author. Smerdyakov has confessed to Ivan, another brother, that he was the real murderer, and that in committing 
his crime he had used a heavy ashtray. Ivan is going all out to save Dmitri; yet this essential circumstance is never 
mentioned at the trial. Had Ivan told the court about the ashtray, not much skill would have been needed to establish the 
truth if the ashtray was examined for blood and its shape was compared with the shape of the mortal wound. This is not 
done, a bad flaw in a mystery novel. 

This analysis will suffice to show the characteristic development of the novel's plot where it concerns Dmitri. Ivan, the 
second brother, who goes away from the town in order to allow the murder to be completed (by Smerdyakov whom he has 
been actually coaching for murder in a sort of metaphysical way), Ivan who thus becomes so to say an accomplice of 
Dmitri, Ivan is much more closely integrated in the plot of the book than is the third brother Alyosha. Where Alyosha is 
concerned, we constantly gain the impression that the author was torn between two independent plots : Dmitri's tragedy 
on the one side and the story of the almost saintly youth Alyosha. Alyosha is again an exponent (the other was Prince 
Myshkin) of the author's unfortunate love for the simple-minded hero of Russian folklore. The whole lengthy limp story of 
the monk Zosima could have been deleted from the novel without impairing it; rather, its deletion would have given the 
book more unity and a better balanced construction. And again quite independently, sticking quite obviously out of the 
general scheme of the book, stands the, in itself, very well written story of the schoolboy llyusha. But even into that 
excellent story about the boy llyusha, another boy Kolya, the dog Zhuchka, the silver toy cannon, the cold nose of the 
puppy, the freakish tricks of the hysterical father, even into this story Alyosha introduces an unpleasant unctuous chill. 

Generally speaking, whenever the author busies himself with Dmitri his pen acquires exceptional liveliness. Dmitri seems 
to be constantly illumined by strong lamps, and so do all those who surround him. But the moment we come to Alyosha, 
we are immersed in a different, entirely lifeless element. Dusky paths lead the reader away into a murky world of cold 
reasoning abandoned by the spirit of art. 



89 



Vladimir Nabokov: Lectures on Russian literature 



90 



Vladimir Nabokov: Lectures on Russian literature 



LEO TOLSTOY (1828-1910) 



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The opening page of Nabokov's lecture on Anna Karenin. 



91 



Vladimir Nabokov: Lectures on Russian literature 



Anna Karenin* (1877) 



Tolstoy is the greatest Russian writer of prose fiction. Leaving aside his precursors Pushkin and Lermontov, we might list 
the greatest artists in Russian prose thus: first, Tolstoy; second, Gogol; third, Chekhov; fourth, Turgenev.t This is rather like 
grading students' papers and no doubt Dostoevski and Saltykov are waiting at the door of my office to discuss their low 
marks. 

The ideological poison, the message — to use a term invented by quack reformers — began to affect the Russian novel in the 
middle of the last century, and has killed it by the middle of this one. It would seem at first glance that Tolstoy's fiction is 
heavily infected with his teachings. Actually, his ideology was so tame and so vague and so far from politics, and, on the 
other hand, his art was so powerful, so tiger bright, so original and universal that it easily transcends the sermon. In the 
long run what interested him as a thinker were Life and Death, and after all no artist can avoid treating these themes. 

Count Leo (in Russian Lev or Lvov) Tolstoy (1828-1910) was a robust man with a restless soul, who all his life was torn 
between his sensual temperament and his supersensitive conscience. His appetites constantly led him astray from the 
quiet country road that the ascetic in him craved to follow as passionately as the rake in him craved for the city pleasures 
of the flesh. 



In his youth, the rake had a better chance and took it. Later, 
after his marriage in 1862, Tolstoy found temporary peace 
in family life divided between the wise management of his 
fortune — he had rich lands in the Volga region — and the 
writing of his best prose. It is then, in the sixties and early 
seventies, that he produced his immense War and Peace 
(1869) and his immortal Anna Karenin. Still later, beginning 
in the late seventies, when he was over forty, his 
conscience triumphed: the ethical overcame both the 
esthetical and the personal and drove him to sacrifice his 
wife's happiness, his peaceful family life, and his lofty 
literary career to what he considered a moral necessity: 
living according to the principles of rational Christian 
morality — the simple and stern life of generalized 
humanity, instead of the colorful adventure of individual 
art. And when in 1910 he realized that by continuing to live 
on his country estate, in the bosom of his stormy family, he 
still was betraying his ideal of a simple, saintly existence, 
he, a man of eighty, left his home and wandered away, 
heading for a monastery he never reached, and died in the 
waiting room of a little railway station. 






- 









I hate tampering with the precious lives of great writers 
and I hate Tom-peeping over the fence of those lives — I 



The beginning of Nabokov's discussion of Tolstoy's life. 



"Translators have had awful trouble with the heroine's name. In Russian, a surname ending in a consonant acquires a final 'a' (except in the case of such 
names as cannot be declined) when designating a woman; but only when the reference is to a female stage performer should English feminize a Russian 
surname (following a French custom: la Pavlova, 'the Pavlova'). Ivanov's and Karenin's wives are Mrs. Ivanov and Mrs. Karenin in England and America — 
not 'Mrs. Ivanova' or 'Mrs. Karenina.' Having decided to write 'Karenina,' translators found themselves forced to call Anna's husband 'Mr. Karenina,' which 
is about as ridiculous as calling Lady Mary's husband 'Lord Mary.' " Transferred from VN's commentary note. Ed. 

" When you read Turgenev, you know you are reading Turgenev. When you read Tolstoy, you readjust because you cannot stop." Bracketed note 
elsewhere in the section. Ed. 



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Vladimir Nabokov: Lectures on Russian literature 

hate the vulgarity of "human interest," I hate the rustle of skirts and giggles in the corridors of time — and no biographer 
will ever catch a glimpse of my private life; but this I must say. Dostoevski's gloating pity for people — pity for the humble 
and the humiliated — this pity was purely emotional and his special lurid brand of the Christian faith by no means 
prevented him from leading a life extremely removed from his teachings. On the other hand, Leo Tolstoy like his rep 
resentative Lyovin was organically unable to allow his conscience to strike a bargain with his animal nature — and he 
suffered cruelly whenever this animal nature temporarily triumphed over his better self. 

And when he discovered his new religion and in the logical development of this new religion — a neutral blend between a 
kind of Hindu Nirvana and the New Testament, Jesus minus the Church — he reached the conclusion that art was ungodly 
because it was founded on imagination, on deceit, on fancy-forgery, he ruthlessly sacrificed the giant of an artist that he 
was to a rather pedestrian and narrow minded though well-meaning philosopherthat he had chosen to become. Thus 
when he had just reached the uppermost peaks of creative perfection with Anna Karenin, he suddenly decided to stop 
writing altogether, except for essays on ethics. Fortunately he was not always able to maintain in chains that gigantic 
creative need of his and, succumbing once in a while, added to his output a few exquisite stories untainted by deliberate 
moralizing among which is that greatest of great short stories, "The Death of Ivan llyich." 

Many people approach Tolstoy with mixed feelings. They love the artist in him and are intensely bored by the preacher; but 
at the same time it is rather difficult to separate Tolstoy the preacher from Tolstoy the artist — it is the same deep slow 
voice, the same robust shoulder pushing up a cloud of visions or a load of ideas. What one would like to do, would be to 
kick the glorified soapbox from under his sandalled feet and then lock him up in a stone house on a desert island with 
gallons of ink and reams of paper — far away from the things, ethical and pedagogical, that diverted his attention from 
observing the way the dark hair curled above Anna's white neck. But the thing cannot be done : Tolstoy is homogeneous, is 
one, and the struggle which, especially in the later years, went on between the man who gloated over the beauty of black 
earth, white flesh, blue snow, green fields, purple thunderclouds, and the man who maintained that fiction is sinful and art 
immoral — this struggle was still confined within the same man. Whether painting or preaching, Tolstoy was striving, in 
spite of all obstacles, to get at the truth. As the author of Anna Karenin, he used one method of discovering truth; in his 
sermons, he used another; but somehow, no matter how subtle his art was and no matter how dull some of his other 
attitudes were, truth which he was ponderously groping for or magically finding just around the corner, was always the 
same truth — this truth was he and this he was an art. 

What troubles one, is merely that he did not always recognize his own self when confronted with truth. I like the story of 
his picking up a book one dreary day in his old age, many years after he had stopped writing novels, and starting to read in 
the middle, and getting interested and very much pleased, and then looking at the title — and seeing: Anna Karenin by Leo 
Tolstoy. 

What obsessed Tolstoy, what obscured his genius, what now distresses the good reader, was that, somehow, the process of 
seeking the Truth seemed more important to him than the easy, vivid, brilliant discovery of the illusion of truth through the 
medium of his artistic genius. Old Russian Truth was never a comfortable companion; it had a violent temper and a heavy 
tread. It was not simply truth, not merely everyday pravda but immortal istina — not truth but the inner light of truth. When 
Tolstoy did happen to find it in himself, in the splendor of his creative imagination, then, almost unconsciously, he was on 
the right path. What does his tussle with the ruling Greek-Catholic Church matter, what importance do his ethical opinions 
have, in the light of this or that imaginative passage in any of his novels? 

Essential truth, istina, is one of the few words in the Russian language that cannot be rhymed. It has no verbal mate, no 
verbal associations, it stands alone and aloof, with only a vague suggestion of the root "to stand" in the dark brilliancy of its 
immemorial rock. Most Russian writers have been tremendously interested in Truth's exact whereabouts and essential 
properties. To Pushkin it was of marble under a noble sun ; Dostoevski, a much inferior artist, saw it as a thing of blood and 
tears and hysterical and topical politics and sweat; and Chekhov kept a quizzical eye upon it, while seemingly engrossed in 
the hazy scenery all around. Tolstoy marched straight at it, head bent and fists clenched, and found the place where the 
cross had once stood, or found — the image of his own self. 



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Vladimir Nabokov: Lectures on Russian literature 

One discovery that he made has curiously enough never been noticed by critics. He discovered — and certainly never 
realized his discovery — he discovered a method of picturing life which most pleasingly and exactly corresponds to our idea 
of time. He is the only writer I know of whose watch keeps time with the numberless watches of his readers. All the great 
writers have good eyes, and the "realism," as it is called, of Tolstoy's descriptions, has been deepened by others; and though 
the average Russian reader will tell you that what seduces him in Tolstoy is the absolute reality of his novels, the sensation 
of meeting old friends and seeing familiar places, this is neither here nor there. Others were equally good at vivid 
description. What really seduces the average reader is the gift Tolstoy had of endowing his fiction with such time-values as 
correspond exactly to our sense of time. It is a mysterious accomplishment which is not so much a laudable feature of 
genius as something pertaining to the physical nature of that genius. This time balance, absolutely peculiar to Tolstoy 
alone, is what gives the gentle reader that sense of average reality which he is apt to ascribe to Tolstoy's keen vision. 
Tolstoy's prose keeps pace with our pulses, his characters seem to move with the same swing as the people passing under 
our window while we sit reading his book. 

The queer thing about it is that actually Tolstoy was rather careless when dealing with the objective idea of time. In War 
and Peace attentive readers have found children who grow too fast or not fast enough, just as in Gogol's Dead Souls, 
despite Gogol's care in clothing his characters, we find that Chichikov wore a bearskin overcoat in midsummer. In Anna 
Karenin, as we shall see, there are terrific skiddings on the frozen road of time. But such slips on Tolstoy's part have nothing 
to do with the impression of time he conveys, the idea of time which corresponds so exactly with the reader's sense of 
time. There are other great writers who were quite consciously fascinated by the idea of time and quite consciously tried to 
render its movement; this Proust does when his hero in the novel In Search of Lost Time arrives at a final party where he 
sees people he used to know now for some reason wearing gray wigs, and then realizes that the gray wigs are organic gray 
hairs, that they have grown old while he had been strolling through his memories; or notice how James Joyce regulates the 
time element in Ulysses by the slow gradual passing of a crumpled bit of paper down the river from bridge to bridge down 
the Liffy to Dublin Bay to the eternal sea. Yet these writers who actually dealt in time values did not do what Tolstoy quite 
casually, quite unconsciously, does: they move either slower or faster than the reader's grandfather clock; it is the time by 
Proust or the time by Joyce, not the common average time, a kind of standard time which Tolstoy somehow manages to 
convey. 

No wonder, then, that elderly Russians at their evening tea talk of Tolstoy's characters as of people who really exist, people 
to whom their friends may be likened, people they see as distinctly as if they had danced with Kitty and Anna or Natasha at 
that ball or dined with Oblonski at his favorite restaurant," as we shall soon be dining with him. Readers call Tolstoy a giant 
not because other writers are dwarfs but because he remains always of exactly our own stature,t exactly keeping pace 
with us instead of passing by in the distance, as other authors do. 

And in this connection it is curious to note that although Tolstoy, who was constantly aware of his own personality, 
constantly intruding upon the lives of his characters, constantly addressing the reader — it is curious to note that 
nevertheless in those great chapters that are his masterpieces the author is invisible so that he attains that dispassionate 
ideal of authors which Flaubert so violently demanded of a writer: to be invisible, and to be everywhere as God in His 
universe is. We have thus the feeling now and then that Tolstoy's novel writes its own self, is produced by its matter, by its 



"Those very particular sensations of reality, of flesh and blood, of characters really living, of living on their own behalf, the main reason for this vividness is 
due to the fact of Tolstoy's possessing the unique capacity of keeping time with us; so that if we imagine a creature from some other solar system who 
would be curious about our time conception, the best way to explain matters to him would be to give him to read a novel by Tolstoy — in Russian, or at 
least in my translation with my commentaries." VN deleted passage from the section. Ed. 

"The Russian writer Bunin told me that when he visited Tolstoy for the first time and sat waiting for him, he was almost shocked to see suddenly emerge 
from a small door a little old man instead of the giant he had involuntarily imagined. And I have also seen myself that little old man. I was a child and I 
faintly remember my father shaking hands with someone at a street corner, then telling me as we continued our walk, 'That was Tolstoy. '"VN deleted 
passage from the section. Ed. 



94 



Vladimir Nabokov: Lectures on Russian literature 

subject, not by a definite person moving a pen from left to right, and then coming back and erasing a word, and pondering, 
and scratching his chin through his beard.* 

The intrusion of the teacher into the artist's domain is, as I have remarked already, not always clearly defined in Tolstoy's 
novels. The rhythm of the sermon is difficult to disentangle from the rhythm of this or that character's personal 
meditations. But sometimes, rather often in fact, when pages and pages follow which are definitely in the margin of the 
story, telling us what we ought to think, what Tolstoy thinks about war or marriage or agriculture — then the charm is 
broken and the delightful familiar people who had been sitting all round us, joining in our life, are now shut off from us, 
the door is locked not to be opened until the solemn author has quite, quite finished that ponderous period in which he 
explains and reexplains his ideas about marriage, or Napoleon, orfarming, or his ethical and religious views. 

As an example, the agrarian problems discussed in the book, especially in relation to Lyovin's farming, are extremely 
tedious to foreign-language readers, and I do not expect you to study the situation with any degree of penetration. 
Artistically Tolstoy made a mistake in devoting such a number of pages to these matters, especially as they tend to become 
obsolete and are linked up with a certain historical period and with Tolstoy's own ideas that changed with time. Agriculture 
in the seventies does not have the eternal thrill of Anna's or Kitty's emotions and motives. Several chapters are devoted to 
the provincial elections of various administrators. The landowners through an organization called zemstvo tried to get into 
touch with the peasants and to help the peasants (and themselves) by setting up more schools, better hospitals, better 
machinery, et cetera. There were various participating landowners: conservative, reactionary landowners still looked upon 
the peasants as slaves — though officially the slaves had been liberated more than ten years before — while liberal, 
progressive landowners were really eager to improve conditions by having peasants share the landlord's interests and thus 
helping the peasants become richer, healthier, better educated. 

It is not my custom to speak of plots but in the case of Anna Karenin I shall make an exception since the plot of it is 
essentially a moral plot, a tangle of ethical tentacles, and this we must explore before enjoying the novel on a higher level 
than plot. 

One of the most attractive heroines in international fiction, Anna is a young, handsome, and fundamentally good woman, 
and a fundamentally doomed woman. Married off as a very young girl by a well-meaning aunt to a promising official with 
a splendid bureaucratic career, Anna leads a contented life within the most sparkling circle of St. Petersburg society. She 
adores her little son, respects her husband who is twenty years her senior, and her vivid, optimistic nature enjoys all the 
superficial pleasures offered her by life. 

When she meets Vronski on a trip to Moscow, she falls deeply in love with him. This love transforms everything around her; 
everything she looks at she sees in a different light. There is that famous scene at the railway station in St. Petersburg 
when Karenin comes to meet her on her way back from Moscow, and she suddenly notices the size and vexing convexity of 
his huge homely ears. She had never noticed those ears before because she had never looked at him critically; he had been 
for her one of the accepted things of life included in her own accepted life. Now everything has changed. Her passion for 
Vronski is a flood of white light in which her former world looks like a dead landscape on a dead planet. 

Anna is not just a woman, not just a splendid specimen of womanhood, she is a woman with a full, compact, important 
moral nature : everything about her character is significant and striking, and this applied as well to her love. She cannot 
limit herself as another character in the book, Princess Betsy, does, to an undercover affair. Her truthful and passionate 
nature makes disguise and secrecy impossible. She is not Emma Bovary, a provincial dreamer, a wistful wench creeping 
along crumbling walls to the beds of interchangeable paramours. Anna gives Vronski her whole life, consents to a 
separation from her adored little son — despite the agony it costs her not to see the child — and she goes to live with Vronski 
first abroad in Italy, and then on his country place in central Russia, though this "open" affair brands her an immoral 
woman in the eyes of her immoral circle. (In a way she may be said to have put into action Emma's dream of escaping with 



VN continued, but then deleted, "and then getting cross with his wife Sofia Andrevna for letting a noisy visitor into the neighboring room." Ed. 



95 



Vladimir Nabokov: Lectures on Russian literature 

Rodolphe, but Emma would have experienced no wrench from parting with her child, and neither were there any moral 
complications in that little lady's case.) Finally Anna and Vronski return to city life. She scandalizes hypocritical society not 
so much with her love affair as with her open defiance of society's conventions. 

While Anna bears the brunt of society's anger, is snubbed and snobbed, insulted and "cut," Vronski, being a man — a not 
very deep man, not a gifted man by any means, but a fashionable man, say — Vronski is spared by scandal: he is invited, he 
goes places, meets his former friends, is introduced to seemingly decent women who would not remain a second in the 
same room with disgraced Anna. He still loves Anna, but sometimes he is pleased to be back in the world of sport and 
fashion, and he begins occasionally to avail himself of its favors. Anna misconstrues trivial un loyalties as a drop in the 
temperature of his love. She feels that her affection alone is no longer enough for him, that she may be losing him. 

Vronski, a blunt fellow, with a mediocre mind, gets impatient with her jealousy and thus seems to confirm her suspicions.* 
Driven to despair by the muddle and mud in which her passion flounders, Anna one Sunday evening in May throws herself 
under a freight train. Vronski realizes too late what he has lost. Rather conveniently for him and for Tolstoy, war with 
Turkey is brewing — this is 1876 — and he departs for the front with a battalion of volunteers. This is probably the only 
unfair device in the novel, unfair because too easy, too pat. 

A parallel story which develops on seemingly quite independent lines is that of the courtship and marriage of Lyovin and 
Princess Kitty Shcherbatski. Lyovin, in whom more than in any other of his male characters Tolstoy has portrayed himself, is 
a man of moral ideals, of Conscience with a capital C. Conscience gives him no respite. Lyovin is very different from Vronski. 
Vronski lives only to satisfy his impulses. Vronski, before he meets Anna, has lived a conventional life: even in love, Vronski 
is content to substitute for moral ideals the conventions of his circle. But Lyovin is a man who feels it his duty to 
understand intelligently the surrounding world and to work out for himself his place within it. Therefore Lyovin's nature 
moves on in constant evolution, spiritually growing throughout the novel, growing toward those religious ideals which at 
the time Tolstoy was evolving for himself. 

Around these main characters a number of others move. Steve Oblonski, Anna's lighthearted good-for-nothing brother; his 
wife Dolly, born Shcherbatski, a kindly, serious, long-suffering woman, in a way one of Tolstoy's ideal women, for her life is 
selflessly devoted to her children and to her shiftless husband; there is the rest of the Shcherbatski family, one of Moscow's 
old aristocratic families; Vronski's mother; and a whole gallery of people of St. Petersburg high society. Petersburg society 
was very different from the Moscow kind, Moscow being the kindly, homey, flaccid, patriarchal old town, and Petersburg 
the sophisticated, cold, formal, fashionable, and relatively young capital where some thirty years later I was born. Of course 
there is Karenin himself, Karenin the husband, a dry righteous man, cruel in his theoretical virtue, the ideal civil servant, the 
philistine bureaucrat who willingly accepts the pseudo-morality of his friends, a hypocrite and a tyrant. In his rare 
moments he is capable of a good movement, of a kind gesture, but this is too soon forgotten and sacrificed to 
considerations of his career. At Anna's bedside, when she is very sick after bearing Vronski's child and certain of her 
impending death (which, however, does not come), Karenin forgives Vronski and takes his hand with a true feeling of 
Christian humility and generosity. He will change back later to his chilly unpleasant personality, but at the moment the 
proximity of death illumes the scene and Anna in a subconscious way loves him as much as she loves Vronski: both are 
called Aleksey, both as loving mates share her in her dream. But this feeling of sincerity and kindliness does not last long, 
and when Karenin makes an attempt at securing a divorce — a matter of not much consequence to him but which would 
make all the difference to Anna — and is faced with the necessity of submitting to unpleasant complications in the course 
of obtaining it, he simply gives up and refuses ever to try again, no matter what this refusal may mean to Anna. Moreover, 
he manages to find satisfaction in his own righteousness. 



VN bracketed for reconsideration but did not delete: "Of course he is an incomparably more civilized person than squire Rodolphe, Emma's coarse lover; 
but still there are moments when, during his mistress' tantrums, he might be ready to say mentally, with Rodolphe's intonation, 'You are losing your time, 
my good girl.' " Ed. 



96 



Vladimir Nabokov: Lectures on Russian literature 

Though one of the greatest love stories in world literature, Anna Karenin is of course not just a novel of adventure. Being 
deeply concerned with moral matters, Tolstoy was eternally preoccupied with issues of importance to all mankind at all 
times. Now, there is a moral issue in Anna Karenin, though not the one that a casual reader might read into it. This moral is 
certainly not that having committed adultery, Anna had to pay for it (which in a certain vague sense can be said to be the 
moral at the bottom of the barrel in Madame Bovary). Certainly not this, and for obvious reasons: had Anna remained with 
Karenin and skillfully concealed from the world her affair, she would not have paid for it first with her happiness and then 
with her life. Anna was not punished for her sin (she might have got away with that) nor for violating the conventions of a 
society, very temporal as all conventions are and having nothing to do with the eternal demands of morality. What was 
then the moral "message" Tolstoy has conveyed in his novel? We can understand it better if we look at the rest of the book 
and draw a comparison between the Lyovin-Kitty story and the Vronski-Anna story. Lyovin's marriage is based on a 
metaphysical, not only physical, concept of love, on willingness for self-sacrifice, on mutual respect. The Anna-Vronski 
alliance was founded only in carnal love and therein lay its doom. 

It might seem, at first blush, that Anna was punished by society for falling in love with a man who was not her husband. 
Now such a "moral" would be of course completely "immoral," and completely inartistic, incidentally, since other ladies of 
fashion, in that same society, were having as many love-affairs as they liked but having them in secrecy, under a dark veil. 
(Remember Emma's blue veil on her ride with Rodolphe and her dark veil in her rendezvous at Rouen with Leon.) But frank 
unfortunate Anna does not wear this veil of deceit. The decrees of society are temporary ones ; what Tolstoy is interested in 
are the eternal demands of morality. And now comes the real moral point that he makes: Love cannot be exclusively carnal 
because then it is egotistic, and being egotistic it destroys instead of creating. It is thus sinful. And in order to make his 
point as artistically clear as possible, Tolstoy in a flow of extraordinary imagery depicts and places side by side, in vivid 
contrast, two loves: the carnal love of the Vronski-Anna couple (struggling amid their richly sensual but fateful and 
spiritually sterile emotions) and on the other hand the authentic, Christian love, as Tolstoy termed it, of the Lyovin-Kitty 
couple with the riches of sensual nature still there but balanced and harmonious in the pure atmosphere of responsibility, 
tenderness, truth, and family joys. 

A biblical epigraph: Vengeance is mine; /will repay (saith the Lord). 

(Romans XII, verse 19) 

What are the implications? First, Society had no right to judge Anna; second, Anna had no right to punish Vronski by her 
revengeful suicide. 

Joseph Conrad, a British novelist of Polish descent, writing to Edward Garnett, a writer of sorts, in a letter dated the 10th of 
June, 1902, said: "Remember me affectionately to your wife whose translation of Karenina is splendid. Of the thing itself I 
think but little, so that her merit shines with the greater lustre." I shall never forgive Conrad this crack. Actually the Garnett 
translation is very poor. 

We may look in vain among the pages of Anna Karenin for Flaubert's subtle transitions, within chapters, from one character 
to another. The structure of Anna Karenin is of a more conventional kind, although the book was written twenty years later 
than Flaubert's Madame Bovary. Conversation between characters mentioning other characters, and the maneuvers of 
intermediate characters who bring about the meetings of main participants — these are the simple and sometimes rather 
blunt methods used by Tolstoy. Even simpler are his abrupt switches from chapter to chapter in changing his stage sets. 

Tolstoy's novel consists of eight parts and each part on the average consists of a bout thirty short chapters of four pages. He 
sets himself the task of following two main lines — the Lyovin-Kitty one and the Vronski-Anna one, although there is a third 
line, subordinate and intermediary, the Oblonski-Dolly one that plays a very special part in the structure of the novel since 
it is present to link up in various ways the two main lines. Steve Oblonski and Dolly are there to act as go-betweens in the 
affairs of Lyovin and Kitty and in those of Anna and her husband. Throughout Lyovin's bachelor existence, moreover, a 
subtle parallel is drawn between Dolly Oblonski and Lyovin's ideal of a mother which he will discover for his own children in 



97 



Vladimir Nabokov: Lectures on Russian literature 

Kitty. One should notice, also, that Dolly finds conversation with a peasant woman about children as fascinating as Lyovin 
finds conversation with male peasants about agriculture. 

The action of the book starts in February 1872 and goes on to July 1876: in all, four years and a half. It shifts from Moscow 
to Petersburg and shuttles among the four country estates (because the country place of the old Countess Vronski near 
Moscow also plays a part in the book, though we are never taken to it). 

The first of the eight parts of the novel has as its main subject the Oblonski family disaster with which the book starts, and 
as a secondary subject the Kitty-Lyovin-Vronski triangle. 

The two subjects, the two expanded themes — Oblonski's adultery and Kitty's heartbreak when her infatuation for Vronski 
has been ended by Anna* — are introductory notes to the tragic Vronski-Anna theme which will not be so smoothly resolved 
as are the Oblonski-Dolly troubles or Kitty's bitterness. Dolly soon pardons her wayward husband for the sake of their five 
children and because she loves him, and because Tolstoy considers that two married people with children are tied together 
by divine law forever. Two years after her heartbreak over Vronski, Kitty marries Lyovin and begins what Tolstoy regards as 
a perfect marriage. But Anna, who becomes Vronski's mistress after ten months of persuasion, Anna will see the 
destruction of her family life and will commit suicide four years after the book's start. 



"Happy families are all alike; every unhappy family is 
unhappy in its own way. 

"All was confusion in the Oblonski house [in the sense of 
'home,' both 'house' and 'home' being dom in Russian]. t 
The wife had discovered that the husband had an affair 
with a French girl, who had been a governess in their 
house, and she had declared to her husband that she could 
not go on living in the same house with him. This situation 
was now in its third day, and not only husband and wife, 
but all the members of the family and the household, were 
conscious of it. Every person in the house felt that there 
was no sense in their living together, and that the stray 
people brought together by chance in any inn had more in 
common with one another than they, the members of the 
family and household of the Oblonskis. The wife did not 
leave her own rooms, the husband had not been in the 
house for three days. The children ran wild all over the 
house; the English governess had quarreled with the 
housekeeper, and wrote to a friend asking her to find a new 
place for her; the chef had walked off the day before just at 
dinner-time; the woman who cooked for the servants and 
the coachman had given notice. 



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"Three days after the quarrel, Prince Stepan Arkadyevitch 

Oblonski — Steve as he was called in the fashionable world — woke up at his usual hour, that is, at eight o'clock in the 



* In a sentence that he later deleted VN adds: "It should be noticed that Anna who with wisdom and grace brings on the reconciliation and thus performs a 
good action, simultaneously performs an evil action by captivating Vronski and breaking up his courtship of Kitty." Ed. 

t "Dom — Dom — Dom: the tolling bell of the family theme — house, household, home. Tolstoy deliberately gives us on the very first page the key, the clue: 
the home theme, the family theme." This sentence is drawn from a page of notes for the start of this section. For a more elaborate statement, see VN's 
Commentary Note Number 2. Ed. 



98 



Vladimir Nabokov: Lectures on Russian literature 

morning, not in his wife's bedroom, but on the morocco upholstered sofa in his study. He turned over his stout, well-cared- 
for person on the springy sofa, as though he would sink into a long sleep again; he vigorously embraced the pillow on the 
other side and pressed his cheek against it; but all at once he gave a start, sat up on the sofa, and opened his eyes. 

'Yes, yes, how did it go?' he thought, recalling his dream. 'Yes, how did it go? Ah, yes. Alabin was giving a dinner at 
Darmstadt [in Germany]; no, not Darmstadt, but something American. Yes, but then, Darmstadt was in America. Yes, 
Alabin was giving a dinner on tables made of glass, and the tables sang, II mio tesoro — not II miotesoro though, but 
something better, and there were some sort of little decanters, and these were at the same time women, too.' "* 

Steve's dream is the kind of illogical arrangement that is hastily brought about by the dream producer. You must not 
imagine these tables as merely covered with glass — but made completely of glass. Wine-decanters, of crystal, sing in 
Italian voices and at the same time these melodious decanters are women — one of those economic combinations that the 
amateur management of our dreams often employs. It is a pleasant dream, so pleasant in fact, that it is quite out of 
keeping with reality. He awakes not in the connubial bed but in the exile of his study. This however is not the most 
interesting point. The interesting point is that Steve's light-hearted, transparent, philandering, epicurean nature is 
cunningly described by the author through the imagery of a dream. This is the device for introducing Oblonski: a dream 
introduces him. And another point: this dream with singing little women is going to be very different from the dream 
about a muttering little man that both Anna and Vronski will see. 



We are goingto pursue our inquiry as to what impressions 
went to form a certain dream that both Vronski and Anna 
had in a later part of the book. The most prominent of 
these occurs on her arrival in Moscow and her meeting 
with Vronski. 

"Next day at eleven in the morning, Vronski drove to the 
station to meet his mother who was coming from 
Petersburg and the first person he came across on the 
great flight of steps was Steve Oblonski who was expecting 
his sister by the same train. [She was coming to reconcile 
Steve and his wife.] 

" 'Hallo there,' cried Steve, 'whom are you meeting?' 

" 'My mother,' answered Vronski 'And whom are you 

meeting?' 

" 'A pretty woman,' said Steve. 'Oh,' said Vronski. 

" 'Shamed be who thinks evil of it,' said Steve. 'It's my sister 
Anna.' 

" 'Ah, that's Karenin's wife,' said Vronski. 






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The opening pages in Nabokov's teaching copy of Anna 
Karenin. 



The passages quoted by VN in these lectures represent his revision of the Carnett translation of the novel, and his occasional abridgements and 
paraphrases for oral reading. Ed. 



99 



Vladimir Nabokov: Lectures on Russian literature 

"T think I do, or perhaps not, I am not sure.' Vronski spoke heedlessly with a vague recollection of something formal and 
dull evoked by the name Karenin. 

" 'But,' Steve went on, 'my celebrated brother-in-law, you surely must know him?' . . . 

" 'Well, by reputation, by sight. I know that he is clever, learned, churchy or something. But you know that is not in my line,' 
added Vronski in English 



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Nabokov's corrections for the first pages of Garnett's translation of Anna Karenin. 

"Vronski followed the conductor to the car where his mother was, went up the steps and at the entrance of the section he 
stopped short in the vestibule of the car to make room for a lady who was coming out. With the instinct of a man of the 
world he at once classified her as belonging to the highest society. He begged her pardon, retreated and was about to 
proceed on his way when he felt he must glance at her again; not because she was very beautiful, not because of her 
elegance and subdued grace but because in the expression of her charming face as she passed close by him, there was 
something peculiarly caressing and soft. As he looked back at her, she too turned her head. Her sparkling eyes that were 
grey but looked darker because of her thick lashes rested with friendly attention on his face as though she were 
recognizing him, and then promptly passed away to the passing crowd where she was looking for someone. Vronski had 
time to notice the suppressed eagerness which played over her face and flitted about her brilliant eyes and the faint smile 
that curved her red lips. She seemed to be brimming over with something that gleamed against her will in her eyes and her 
smile. Then deliberately she put out the light in her eyes but it was still there on her lips glimmered against her will in her 
faintly susceptible smile " 



100 



Vladimir Nabokov: Lectures on Russian literature 

Vronski's mother who had been traveling with this lady, who is Anna, introduces her son. Oblonski appears. Then, as they 
are all going out, there is a stir. (Rodolfe saw Emma for the first time over a basin of blood. Vronski and Anna meet also 
over blood.) 

"Several men ran by with frightened faces. The station master too ran by in that cap of his which was of such an unusual 
color [black and red]. Obviously something unusual had happened. " They learned presently that a station guard either 
drunk or too much muffled up in the bitter frost, had not heard the train as it started to back out of the station and had 
been crushed. Anna asks if something could be done for his widow — he had a huge family — Vronski immediately glanced 
at her and said to his mother he would be back in a minute. We find later that he had given two hundred rubles for the 
man's family. (Mark the muffled-up man being crushed. Mark that his death establishes a kind of connection between 
Anna and Vronski. We shall need all these ingredients when we discuss the twin dream they have.) 

"People coming and going were still talking of what had happened. 'What a horrible death,' said a man who was passing by. 
'They say he was cut in two pieces.' 'On the contrary, I think it is the easiest, the quickest,' said another [and Anna marks 
this]. 'How is it no safety measures are taken?' said a third. 

"Anna seated herself in the carriage and Steve saw with surprise that her lips were quivering, and she had difficulty 
restraining her tears. 'What is it, Anna?' he asked. 'It's an omen of evil.' 'Nonsense,' said Steve." And he goes on to say how 
glad he is that she has come. 

The remaining important formative impressions for the dream come later. Anna has met Vronski again at the ball and 
danced with him — but that is all for the moment. Now she is on her way back to St. Petersburg, having reconciled Dolly and 
her brother Steve. 

'"Come, it's all over [her interest in Vronski], and thank God!' was the first thought that came to Anna, when she had said 
good-bye for the last time to her brother, who had stood blocking up the entrance to the car till the third bell rang. She sat 
down in her plush seat beside Annushka [her maid], and looked about her in the twilight of the [so-called] sleeping-car. 
'Thank Cod! Tomorrow I shall see Sergey and Aleks, and my life will go on in the old way, all nice and as usual.' 

"Still in the same anxious frame of mind, as she had been all that day, Anna took pleasure in preparing herself for the 
journey with great care. With her small deft hands she opened and shut her red handbag, took out a little pillow, laid it on 
her knees, and carefully wrapping up her legs, made herself comfortable. An invalid lady was already settling down to sleep 
in her seat. Two other ladies began talking to Anna, and a stout elderly lady who was in the act of wrapping up her legs 
snugly made observations about the heating of the train [a crucial problem with that stove in the middle and all those icy 
drafts]. Anna said a few words, but not foreseeing any entertainment from the conversation, she asked Annushka to get 
out the small traveling lantern, hooked it onto the arm of her fauteuil, and took out from her bag a paper-knife and an 
English novel [of which the pages were uncut]. At first her reading made no progress. The fuss and bustle were disturbing 
[people walking down the passage along the doorless sections of that night coach]; then when the train had started, she 
could not help listening to the sound of the wheels; then her attention was distracted by the snow beating on the left 
window and sticking to the pane, and the sight of the muffled conductor passing by [an artistic touch this, the blizzard was 
blowing from the west; but it also goes well with Anna's onesided mood, a moral loss of balance], and the conversations 
about the terrific blizzard raging outside. And so it went on and on: the same shaking and knocking, the same snow on the 
window, the same rapid transitions from steaming heat to cold and back again to heat, the same passing glimpses of the 
same figures [conductors, stove-tenders] in the shifting dusk, and the same voices, and Anna began to read and to 
understand what she read. Her maid was already dozing, with her mistress's red bag in her lap, clutching it with her broad 
hands, in woolen gloves, of which one was torn at a fingertip [one of these little flaws that correspond to a flaw in Anna's 
own mood]. Anna read but she found it distasteful to follow the shadows of other people's lives. She had too great a desire 
to live herself. If she read that the heroine of the novel was nursing a sick man, she longed to move herself with noiseless 
steps about the room of a sick man; if she read of a member of Parliament making a speech, she longed to be delivering the 
speech herself; if she read of how Lady Mary had ridden to the hounds, and had teased her sister-in-law, and had surprised 
everyone by her pluck, Anna too wished to be doing the same. But there was no chance of doing anything; and she toyed 

101 



Vladimir Nabokov: Lectures on Russian literature 



with the smooth ivory knife in her small hands, and forced 
herself to go on reading. [Was she a good readerfrom our 
point of view? Does her emotional participation in the life 
of the book remind one of another little lady? Of Emma?]. 

"The hero of the novel was about to reach his English 
happiness, a baronetcy and an estate, when she suddenly 
felt that he ought to feel somehow ashamed, and that she 
was ashamed, too [she identifies the man in the book with 
Vronski]. But what had he to be ashamed of? 'What have/ 
to be ashamed of?' she asked herself in injured surprise. 
She laid down the book and sank against the back of her 
fauteuil, tightly gripping the knife in both hands. There was 
nothing. She went over all her Moscow impressions. All 
was good, pleasant. She remembered the ball, remembered 
Vronski'sface of slavish adoration, remembered all her 
conduct with him: there was nothing shameful. And for all 
that, at this point in her memories, the feeling of shame 
was intensified, as though some inner voice, just at that 
point when she thought of Vronski, were saying to her, 
'Warm, very warm, hot.' [In a game where you hide an 
object and hint at the right direction by these thermal 
exclamations — and mark that the warm and the cold are 
alternating in the night-coach too.] 'What is it?' she asked 
herself, shifting her position in the fauteuil. 'What does it 
mean? Can it be that between me and that officer boy 
there exist, or can exist, any other relations than those of 
ordinary acquaintance?' She gave a little snort of contempt 
and took up her book again; but now she was definitely 
unable to follow the story. She passed the ivory paper-knife 
over the window-pane, then laid its smooth, cool surface 
[contrast again of warm and cold] to her cheek, and almost 
laughed aloud at the feeling of delight that all at once 
without cause came over her [her sensuous nature takes 
over]. She felt as though her nerves were violin strings 
being strained tighter and tighter on their pegs. She felt 
her eyes opening wider and wider, her fingers and toes 
twitched, something within her oppressed her, while all 
shapes and sounds seemed in the uncertain half-light to 
strike her with unaccustomed vividness. Moments of doubt 
were continuously coming upon her, when she was 
uncertain whether the train was going forwards or 
backwards [compare this to an important metaphor in 
'Ivan llyich'], or was standing still altogether; whether it 
was Annushka at her side or a stranger. 'What's that on the 
arm of the chair, a fur cloak or some big furry beast? And 
what am I myself? Myself or somebody else?' She was 
afraid of giving way to this state of oblivion. But something 
drew her towards it. She sat up to rouse herself, removed 
her lap robe and took off the cape of her woolen dress. For 
a moment she regained full consciousness and realized 



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fill u IjHdu^i Hist hh™ wt« i 






Pages from Nabokov's teaching copy of Anna Karenin. 



102 



Vladimir Nabokov: Lectures on Russian literature 

that the working man who had come into the car, wearing a long nankeen coat with one button missing from it [another 
flaw in the pattern of her mood], was the stove-heater, that he was looking at the thermometer, that it was the wind and 
snow bursting in after him [telltale flaw] at the door of the car; but then everything was blurred again. That working man 
seemed to be gnawing at something in the wall, the old lady began stretching her legs the whole length of the section and 
filling it with a black cloud; then there was a fearful creaking and knocking, as though someone were being torn apart 
[mark this half-dream]; then there was a blinding dazzle of red fire before her eyes and a wall seemed to rise up and hide 
everything. Anna felt as though she had fallen through the floor. But it was not terrible, it was delightful. The voice of a 
man muffled up [note this too] and covered with snow shouted something in her ear. She pulled herself together; she 
realized that it was a station and that this muffled up man was the conductor. She asked her maid to hand her the cape she 
had taken off and her warm kerchief, put them on, and moved towards the door. 

" 'Do you wish to go out, Ma'am?' asked the maid. 

" 'Yes, I want a little air. It's very hot in here.' And she opened the door leading to the open platform of the car. The driving 
snow and the wind rushed to meet her and struggled with her over the door. But she enjoyed the struggle. [Compare this 
with the wind struggling with Lyovin at the end of the book.] 

"She opened the door and went out. The wind seemed as though lying in wait for her [again the pathetic fallacy about the 
wind: emotions ascribed to objects by man in distress] ; with a gleeful whistle it tried to snatch her up and bear her off, but 
she clung to the cold iron post at the car's end, and holding her skirt, got down onto the station platform and stood on the 
lee side of the car. The wind had been powerful on the open end of the car, but on the station platform, sheltered by the 
cars, there was a lull 

"But then again the raging tempest rushed whistling between the wheels of the cars, and around the corner of the station 
along its pillars. The cars, pillars, people, everything that was to be seen was covered with snow on one side and was 
getting more and more thickly covered there. [Now mark the following ingredient of the later dream.] The bent shadow of 
a man glided by at her feet, and she heard sounds of a hammer upon iron. 'Hand over that telegram!' came an angry voice 

out of the stormy darkness on the other side Muffled figures ran by covered with snow. Two gentlemen with lighted 

cigarettes passed by her. She drew one more deep breath of the fresh air, and had just put her hand out of her muff to take 
hold of the car platform post and get back into the car, when another man in a military overcoat, quite close beside her, 
stepped between her and the flickering light of a station lamp. She turned and immediately recognized Vronski. Putting his 
hand to the peak of his cap, he bowed to her and asked, Was there anything she wanted? Could he be of any service to her? 
She peered for a few seconds at him without answering, and, in spite of the shadow in which he was standing, she saw, or 
fancied she saw, the expression of his face and his eyes. It was again that expression of respectful ecstasy which had made 
such an impression upon her the day before 

"T didn't know you were on the train. Why are you here?' she said, letting fall the hand with which she had grasped the 
iron post. And irrepressible lovely joy lit up her face. 

" 'Why am I here?' he said, looking straight into her eyes. 'You know why. I am on this train to be where you are. I can't help 
it.' 

"At that moment the wind, as if surmounting all obstacles, sent the snow flying from the car roofs, and clanked some sheet 
of iron it had loosened, while the throaty whistle of the engine roared in front, plaintively and gloomily 

"And clutching at the cold post, she clambered up the steps and got rapidly into the hallway of the car 

"At Petersburg, so soon as the train stopped and she got out, the first person that attracted her attention was her husband. 
'Oh, mercy! why have his ears become like that?' she thought, looking at his cold and imposingfigure, and especially at his 
ears whose cartilages propped up the brim of his round hat of black felt." 



103 



Vladimir Nabokov: Lectures on Russian literature 

"[Lyovin] walked along the path towards the skating-ground, and kept saying to himself — 'You mustn't be excited, you 
must be calm. What's the matter with you? What do you want? Be quiet, stupid,' he conjured his heart. And the more he 
tried to compose himself, the more breathless he found himself. An acquaintance met him and called him by his name, but 
Lyovin did not even recognize him. He went towards the ice-slopes for coasting whence came the clank of the chains of 
sleighs as they were dragged up, the rumble of the descending sleighs, and the sounds of merry voices. He walked on a few 
steps, and the skating-ground lay open before his eyes, and at once, amidst all the skaters, he recognized her. 

"He knew she was there by the rapture and the terror that seized on his heart. She was standing talking to a lady at the 
opposite end of the skating-rink. There was nothing striking either in her dress or in her attitude. But for Lyovin she was as 
easy to find in that crowd, as a wild rose among nettles 

"On that day of the week and at that time of day people of one set, all acquainted with one another, used to meet on the 
ice. There were crack skaters there, showing off their skill, and beginners behind chairs on wooden runners clinging to the 
backs of these gliding chairs and scuttling along with timid awkward movements; boys, and elderly people skating for their 
health. They seemed to Lyovin an elect band of blissful beings because they were here, near her. All the skaters, it seemed, 
with perfect indifference, caught up with her, overtook her, even spoke to her, and, quite apart from her presence, enjoyed 
the excellent ice and the fine weather. 

"Nikolay Shcherbatski, Kitty's cousin, in a short jacket and tight trousers, was sitting on a bench with his skates on. Upon 
seeing Lyovin, he cried to him : 'Ah, the best skater in Russia! Been here long? First-rate ice — put on your skates, old fellow.' 

'"I haven't got my skates with me,' Lyovin answered, marveling at this boldness and ease in her presence, and not for one 
second losing sight of her, though he did not look at her. He felt that an invisible sun was coming near him. She was at the 
bend of the rink and, holding together her slender feet in their blunt-toed high skating shoes, with obvious apprehension 
she glided in his direction. [Ridiculous — Garnett has Kitty turn her toes out.] A young boy in Russian garb, violently 
swinging his arms and bending low towards the ice, was in the act of overtaking her. She skated uncertainly ; taking her 
hands out of the little muff, that hung on a cord round her neck, she held them ready for emergency, and looking towards 
Lyovin, whom she had recognized, she smiled at him, and at her own fears. When she had got round the turn, she gave 
herself a springy push-off with one foot, and skated straight up to her cousin. 

Clutching at his arm, she nodded smiling to Lyovin. She was lovelier than he had imagined her But what always struck 

him in her as something unlooked for, was the expression of her eyes, mild, calm, and truthful 

" 'Have you been here long?' she said, shaking hands with him. 'Thankyou,' she added, as he picked upthe handkerchief 
that had fallen out of her muff. [Tolstoy keeps a keen eye on his characters. He makes them speak and move — but their 
speech and motion produce their own reaction in the world he has made for them. Is that clear? It is.] 

" 'I didn't know you could skate, and skate so well.' 

"She looked at him attentively as though wishing to find out the cause of his confusion. 

" 'Your praise is worth having,' she said. 'They say you are a crack skater,' and with her little black-gloved hand she brushed 
off the little spikes of hoar frost which had fallen upon her muff. [Again Tolstoy's cold eye.] 

" 'Yes, I used once to skate with passion,' Lyovin answered. 'I wanted to reach perfection.' 

" 'You do everything with passion, I think,' she said smiling. 'I should so like to see how you skate. Put on skates, and let us 
skate together.' 

" 'Skate together! Can that be possible?' thought Lyovin, gazing at her. 



104 



Vladimir Nabokov: Lectures on Russian literature 
" Til put them on directly,' he said. 

"And he went off to get skates. 

" 'It's a long while since we've seen you here, sir,' said the attendant, supporting his foot, and screwing on the skate to the 
heel. 'There have been no first-rate skaters among the gentlemen since your time. Will that be all right?' said he, tightening 
the strap." 

A little later, "one of the young men, the best of the skaters after Lyovin'stime, came out of the coffee-house in his skates, 
with a cigarette in his mouth. Taking a run, he dashed down the ice crusted steps in his skates, bouncing noisily. He flew 
down, and without even changing the relaxed position of his arms, skated away over the ice. 

" 'Ah, that's a new trick!' said Lyovin, and he promptly ran up to the top to do this new trick. 

" 'Don't break your neck! It needs practice!' Kitty's cousin shouted after him. 

"Lyovin went on the porch, and running from above to gain impetus, he dashed down, preserving his balance in this 
unwonted motion with his arms. On the last step he stumbled, but barely touching the ice with his hand, with a violent 
effort recovered himself, and skated off, laughing." 

We are at a dinner party two years after Lyovin had been rejected by Kitty, a dinner party arranged by Oblonski. First let us 
retranslate the little passage about a slippery mushroom. 

" 'You have killed a bear, I've been told!' said Kitty, trying assiduously to spear with her fork a slippery preserved mushroom, 
every little poke setting the lace quivering over her white arm. [The brilliant eye of the great writer always noting what his 
puppets are up to after he has given them the power to live.] 'Are there bears on your place?' she added, turning her 
charming little head to him and smiling." 

We come now to the famous chalk scene. After dinner Kitty and Lyovin are for a minute in a separate part of the room. 

"Kitty, going up to a card-table, sat down, and, taking up the chalk, began drawing concentric circles upon the immaculate 
green cloth. 

"They began again on the subject that had been started at dinner — the liberty and occupations of women. Lyovin shared 
Dolly's opinion that a girl who did not marry should find some occupation suitable for a lady, in her own family 

"A silence followed. She was still drawing with the chalk on the table. Her eyes were shining with a soft light. Under the 
influence of her mood, he was pervaded with an increasing feeling of happiness. 

" 'Akh! I have scrawled all over the table!' she said, and laying down the chalk, she made a movement as though to get up. 

" 'What! Shall I be left alone — without her?' he thought with horror, and he took the chalk. 'Wait a minute,' he said, 'I've 
long wanted to ask you one thing.' 

"He looked straight into her friendly, though frightened eyes. 

" 'Please ask it.' 

" 'Here,' he said; and he wrote the initial letters w,y, s, n, d,y,m,n. These letters meant, 'When you said no, did you mean 
never?' There seemed no likelihood that she could make out this complicated sentence; but he looked at her as though his 



105 



Vladimir Nabokov: Lectures on Russian literature 

life depended on her understanding the words. She glanced at him seriously, then puckered her brow and began to read. 
Once ortwice she stole a look at him, as though asking him, 'Is it what I think?' 

" 'I understand,' she said, flushing a little. "'What is this word?' he said, pointing to the n that stood for never. 

" 'It means never/ she said; 'but that's not true!' "He quickly rubbed out what he had written, gave her the chalk, and stood 
up. She wrote, t, i, c, n,a,d. . . . It meant, 'Then I could not answer differently.' 

"He glanced at her questioningly, timidly. " 'Only then?' 'Yes,' her smile answered. '"And now?' he asked. 

'"Well, read this,' she said. She wrote the initial letters/, a,f. This meant, 'Forget and forgive.' " 

All this is a little far fetched. Although, no doubt, love may work wonders and bridge the abyss between minds and present 
cases offender telepathy — still such detailed thought-reading, even in Russian, is not quite convincing. However, the 
gestures are charming and the atmosphere of the scene artistically true. 

Tolstoy stood for the natural life. Nature, alias God, had decreed that the human female should experience more pain in 
childbirth than, say, a porcupine or a whale. Therefore Tolstoy was violently opposed to the elimination of this pain. 

In Look magazine, a poor relation of Life, of April 8, 1952, there is a series of photos under the heading, "I Photographed my 
Baby's Birth." A singularly unattractive baby smirks in a corner of the page. Says the caption : Clicking her own camera as 
she lies on the delivery table, Mrs. A. H. Heusinkveld, a photography-writer (whatever that is) of Cedar Rapids, Iowa, records 
(says the caption) these extraordinary views of the birth of her first baby — from the early labor pains to the baby's first cry. 

What does she take in the way of pictures? For instance: "Husband [wearing a handpainted philistine tie, with a dejected 
expression on his simple face] visits wife in the midst other pains" or "Mrs. Heusinkveld shoots Sister Mary who sprays 
patient with disinfectants." 

Tolstoy would have violently objected to all this. 

Except for a little opium, and that did not help much, no anaesthetics were used in those days for relieving the pains of 
childbirth. The year is 1875, and all over the world women were delivered in the same way as two thousand years ago. 
Tolstoy's theme here is a double one, first, the beauty of nature's drama; and second, its mystery and terror as perceived by 
Lyovin. Modern methods of confinement — anaesthetics and hospitalization — would have made this great chapter 15 of 
part seven impossible, and the dulling of natural pain would have seemed quite wrong to Tolstoy the Christian. Kitty was 
having her baby at home, of course, Lyovin wanders about the house. 

"He did not know whether it was late or early. The candles had all burned out He sat listening to the doctor's small talk. 

. . . Suddenly there came an unearthly shriek from Kitty's room. The shriek was so awful that he did not even start but gazed 
in terrified inquiry at the doctor. The doctor put his head on one side, listened, and smiled approvingly. Everything was so 

extraordinary that nothing could strike Lyovin as strange Presently he tiptoed to the bedroom, edged around the 

midwife [Elizaveta] and Kitty's mother, and stood at Kitty's pillow. The scream had subsided but there was some change 

now. What it was he did not see and did not understand, and had no wish to see or understand Kitty's swollen and 

agonized face, a tress of hair clinging to her moist temple, was turned to him. Her eyes sought his eyes, her lifted hands 
asked for his hands. Clutching his cold hands in her hot ones, she began squeezing them to her face. 

" 'Don't go, don't go! I am not afraid, I am not afraid. Mamma, take off my earrings, they bother me ' [List these earrings 

with the handkerchief, the frost on the glove, and other little objects that Kitty handles in the course of the novel.] Then 
suddenly she pushed him away. 'Oh, this is awful, I am dying, go away,' she shrieked 

"Lyovin clutched at his head and ran out of the room. 

106 



Vladimir Nabokov: Lectures on Russian literature 
" 'It's all right, everything is all right,' Dolly called after him. [She had gone through it seven times herself.] 

' 'But,' thought Lyovin, 'they might say what they liked.' He knew now that all was over. He stood in the next room, his head 
leaning against the door-post, and heard someone emitting shrieks, howls, such as he had never heard before and he knew 
that this howling thing had been Kitty. But now he had long ago ceased to wish for the child, by now he loathed this child. 
He did not even wish for her life now. All he longed for was the end of this awful anguish. 

" 'Doctor, what is it, what is it? Good Lord!' he said, snatching at the doctor's arm as the latter came out. 

" 'Well,' said the doctor, 'it's the end,' and the doctor's face was so grave as he said it that Lyovin took the end as meaning 
her death. " [Of course, what the doctor meant was: it will be over in a minute now.] 

Now comes the part that stresses the beauty of this natural phenomenon. Mark incidentally that the whole history of 
literary fiction as an evolutionary process may be said to be a gradual probing of deeper and deeper layers of life. It is quite 
impossible to imagine either Homer in the ninth century b.c. or Cervantes in the seventeenth century of our era — it is quite 
impossible to imagine them describing in such wonderful detail childbirth. The question is not whether certain events or 
emotions are or are not suitable ethically or esthetically. The point I want to make is that the artist, like the scientist, in the 
process of evolution of art and science, is always casting around, understanding a little more than his predecessor, 
penetrating further with a keener and more brilliant eye — and this is the artistic result. 

"Beside himself he hurried to the bedroom. The first thing he saw was the face of the midwife. It was even more frowning 
and stern. Kitty's face was not there. In the place where it had been was something that was fearful in its strained 
distortion and in the sounds that came from it. [Now comes the beauty of the thing.] He fell down with his head on the 
wooden framework of the bed, feeling that his heart was bursting. The awful scream never paused, it became still more 
awful, and as though it had reached the utmost limit of terror, suddenly it ceased. Lyovin could not believe his ears, but 
there could be no doubt; the scream had ceased and he heard a subdued stir and bustle, and hurried breathing, and her 
voice, gasping, alive, tender, and blissful, uttered softly, 'It's over!' 

"He lifted his head. Exhausted, with her hands lying on the quilt, most lovely and serene, she looked at him in silence and 
tried to smile, and could not. 

"And suddenly, from the mysterious and awful far-away world in which he had been living for the last twenty-two hours, 
Lyovin felt himself all in an instant borne back to the old every-day world, now flooded by such a radiance of happiness that 
he could not bear it. The strained strings snapped, sobs and tears of joy which he had never foreseen rose up with such 

violence that his whole body shook Falling on his knees before the bed, he held his wife's hand before his lips and kissed 

it, and the hand, with a weak movement of the fingers, responded to his kiss. [The whole chapter is magnificent imagery. 
What slight figures of speech there are, shade into direct description. But now we are ready for a summation by means of a 
simile.] And meanwhile, there at the foot of the bed, in the deft hands of the midwife, like a flickering light on the oil of a 
lamp, there flickered the life of a human being which had never existed before and which would now . . . live and create in 
its own image." 

We shall mark later the image of the light in connection with Anna's death, in the chapter of her suicide. Death is the 
delivery of the soul. Thus childbirth and soulbirth (death) are expressed in the same terms of mystery, terror, and beauty. 
Kitty's delivery and Anna's death meet at this point. 

The birth of faith in Lyovin, the pangs of faith birth. 

"Lyovin with big steps strode along the highroad, absorbed not so much in his tangled thoughts as in his spiritual condition, 
unlike anything he had experienced before 



107 



Vladimir Nabokov: Lectures on Russian literature 

[A peasant with whom he had been talking had said of another peasant that he — that other peasant — lived for his belly, 
and then had said that one must not live for one's belly, but for truth, for God, for one's soul.] 

" 'Can I have found a solution for myself, can my sufferings be over?' thought Lyovin striding along the dusty road He 

was breathless with emotion. He turned off the road into the forest and sat down on the grass in the shade of an aspen. He 
took his hat off his hot head and lay propped on his elbow in the lush fluffy woodland grass [which Mrs. Garnett has 
trampled upon with flat feet: it is not 'feathery grass.'] 

" 'Yes, I must make it clear to myself,' he thought as he followed the movements of a small green bug creeping up a blade of 
witch-grass: it was interrupted in its progress by a leaf of gout-wort. 'What have I discovered?' he asked himself [referring 
to his spiritual condition] and bending aside the leaf out of the beetle's way and turning down another blade of grass to 
help it cross over onto it. 'What is it makes me glad? What have I discovered?' 

" 'I have only found out what I knew all along. I have been set free from falsity, I have found the Master.' " 

But what we must mark is not so much the ideas. After all we should always bear in mind that literature is not a pattern of 
ideas but a pattern of images. Ideas do not matter much in comparison to a book's imagery and magic. What interests us 
here is not what Lyovin thought, or what Leo thought, but that little bug that expresses so neatly the turn, the switch, the 
gesture of thought. 

We now come to the last chapters of the Lyovin line — to Lyovin's final conversion — but again let us keep an eye on the 
imagery and leave the ideas to pile up as they please. The word, the expression, the image is the true function of literature. 
Not ideas. 



At Lyovin's estate the family and the guests had been on an 
outing. Then it is time to go back. 







"Kitty's father and Sergey, Lyovin's half brother, got into the 
small cart and drove off; storm clouds were gathering; the 
rest of the party hastened homeward on foot. 



-'_ 






"But the storm-rack, now white, then black, moved upon 
them so quickly that they had to walk fast to get home 
before the rain. The foremost clouds, lowering and as black 
as soot-laden smoke, moved with extraordinary swiftness 
over the sky. The party was two hundred paces from the 
house, the wind of the storm was already blowing and now 
every second the downpour might come. 

"The children ran ahead with frightened and gleeful yells. 
Dolly, struggling as best she could with her skirts that 
clung round her legs, was more running than walking, her 
eyes fixed on the children. The men holding onto their hats 
strode with long steps beside her. They were just at the 
steps of the porch when a big raindrop fell and splattered 
on the rim of the iron gutter. The children ran into the 
shelter of the house talking excitedly. 






- ■ 






u < 




■ 


■ 




• 


!-■■■, 




■ 


- 




- 



Nabokov's notes on Anna Karenin, part eight, chapter 12, 
with his caution that "literature isnota pattern of ideas ..." 



'Is my wife home?' Lyovin asked of the housekeeper who 

had met them in the hall with kerchiefs and lap-robes that she was about to send to the picnickers. 



108 



Vladimir Nabokov: Lectures on Russian literature 
" 'We thought she was with you,' she said. 

" 'And the baby?' 

" 'They must be all in the grove, the nurse too.' 

"Lyovin snatched up the lap-robes and coats and ran towards the grove. 

"In that brief interval of time the thunderhead had engulfed the sun so completely that the day was as dark as during an 
eclipse. Stubbornly the wind tried to stop him as though insisting on its rights [the pathetic fallacy of the wind, as on 
Anna's train trip; but direct imagery will now turn into a comparison], and tearing the leaves and flowers off lime-trees, 
and turning back the foliage of the white birch branches so as to reveal, hideously and strangely, their nakedness, the wind 
twisted and tossed everything to one side — acacias, flowers, burdocks, long grass, tall tree-tops. The peasant girls working 
in the garden ran shrieking into the shelter of the servants' quarters. The downpour had already flung its livid veil overall 
the distant forest and over half the near fields, and was rapidly swooping down upon the grove. The wet of the rain as it 
spurted up in tiny drops upon touching the ground could be smelled in the air. Bending his head* and struggling with the 
wind that strove to snatch the wraps he was carrying away from him [pathetic fallacy continued], Lyovin was nearing the 
grove, and had just caught sight of something white from behind an oak-tree, when there was a sudden flash, the whole 
earth seemed on fire, and the sky seemed to split in two. Opening his blinded eyes, Lyovin gazed through the thick veil of 
rain and to his horror the first thing he saw was the uncannily changed position of the green crest of the familiar oak-tree 
in the middle of the grove. [Compare the scene of the race, Vronski feeling "his changed position" when his horse broke its 
back while jumping an obstacle in the race.] 

" 'Can it have been struck?' he hardly had time to think when, moving more and more rapidly, the foliage of the oak 
vanished behind other trees, and he heard the crash of the great tree falling upon the others. 

"The blaze of lightning, the sound of thunder and the sudden chill that ran through him were all merged for him in one 
pang of terror. 'My God, my God, not on them,' he said. 

"And though he thought at once how senseless was his prayer that the falling oak should not have killed them since it had 
already fallen, he repeated it, knowing that he could do nothing better than utter this senseless prayer 

"They were at the other end of the grove, under an old lime-tree; they were calling him. Two figures in dark dresses (the 
dresses had been of a light color when they had started out)t stood bending over something. They were Kitty and the 
nurse. The rain had almost stopped. It was beginning to clear up when he reached them. The nurse's skirt was dry but Kitty 
was drenched, and her soaked clothes clung to her. Both stood bending in the same position as when the storm broke, over 
a baby carriage protected by a green umbrella. 'Alive? Safe? Thank God,' he said. His soaked boots slipped and sloshed in 

the puddles as he ran up to them [He was angry with his wife.] They gathered up the baby's wet diapers." [Wet from the 

rain? This is not clear. Note how Jove's shower has been transformed into a beloved babe's wet diaper. The forces of nature 
have surrendered to the power of family life. The pathetic fallacy has been replaced by the smile of a happy family.] 

The Baby's Bath : "With one hand Kitty was supporting the head of the chubby baby: he was floating on his back in the bath 
and diddling his legs. With her other hand she squeezed the sponge over him, and the muscles of her forearm contracted in 
measured motion. ..." (Again mistranslated by Gar-nett, who leaves out all reference to the muscles.) 



* The Garnett translation reads: "Holding his head bent down before him," on which VN fastidiously notes, "Mark that Mrs. Carnett has decapitated the 

man." Ed. 
t VN interjects: "The point of this is of course messed up by Garnett," who writes, "they had been light summer dresses when they started out." Ed. 



109 



Vladimir Nabokov: Lectures on Russian literature 

The nurse supporting him with one hand under his little belly, lifted him out of the bath, poured a jugful of water over him, 
he was wrapped in towels, dried and after some piercing screams handed over to his mother. 

" 'Well, I am glad you are beginning to love him,' said Kitty to her husband, when she had settled comfortably in her usual 
place, with the baby at her breast. 'You remember you said you had no feeling for him.' 

' 'Really? Did I say that? Oh — I only said I was sort of disappointed.' 

" 'In him?' 

" 'Not in him but well — in my own feeling. I had somehow expected more, some new delightful emotion, a big surprise, and 
then instead — disgust, pity.' 

"She listened attentively looking at him over the baby while she put back on her slender fingers the rings she had taken off 
while giving the baby his bath [Tolstoy never misses a gesture.] 

"Lyovin on leaving the nursery and finding himself alone,* went back in thought to the blurry something in his mind. 
Instead of going into the drawing-room where he heard voices, he stopped on the terrace and leaning his elbows on the 
parapet gazed at the sky. It was quite dark now. The south was free of clouds which had drifted on towards the opposite 
side. There were flashes of lightning and distant rumbles from that quarter. He listened to the measured drip-drip from the 
lime-trees in the garden and looked at the triangle of stars he knew so well and the milky way with all its ramifications. 
[Now comes a delightful comparison to be marked with love and foresight.] At each flash the Milky Way and even the 
bright stars vanished but as soon as the lightning died away, they reappeared in their places as though a hand had thrown 
them back with careful aim. [Is this delightful comparison clear?] 

" 'Well, what is perplexing me?' Lyovin said to himself. 'I am wondering about the relationship to God of all the different 
religions of all mankind. But why do I bother? [Why indeed, murmurs the good reader.] To me individually, personally, to 
my own heart has been revealed a knowledge beyond all doubt, and unattainable by reason, and here am I obstinately 
trying to use my reason.... The question of other creeds and their relations to Divinity I have no right to decide, no 
possibility of deciding.' 

" 'Oh, you have not gone in,' said Kitty's voice all at once as she went by through the terrace on her way to the drawing- 
room. 'What is the matter?' she said, looking intently at his face in the starlight. 

"But she could not have seen his face if a flash of lightning had not hidden the stars and revealed it. In that flash she saw 
his face clearly and seeing him happy and calm, she smiled at him. [This is the functional after effect of the delightful 
comparison we have noticed. It helps to clear matters.] 

" 'She understands,' he thought. 'Shall I tell her? Yes.' But at that moment she began speaking. 'Do me a favor,' she said. 'Go 
into that guest room and see if they have fixed it right for Sergey [his half brother]. I can't very well. See if they have put the 
new wash-stand there.' 

" 'O.K.,' said Lyovin and gave her a kiss. 'No, I had better not speak of it,' he thought. 'It is strictly for me alone, vitally for me 
alone, and not to be put into words. 

'This new feeling has not changed me, has not made me happy as I had dreamt it would in regard to that feeling for my 
child. No surprise in this either. But faith or no faith this feeling has come to stay.' 



In a note VN objects to Mrs. Garnett's phrasing of this opening, "Going out of the nursery and being alone again." Ed. 



110 



Vladimir Nabokov: Lectures on Russian literature 

'I shall go on, in the same old way, losing my temper with the coachman, falling into angry discussions, being tactless. 
There will still be the same wall of reticence between my soul and other people, even between me and my wife. I shall still 
go on blaming her for my own fears and regretting it. I shall still be as unable to understand with my reason why I pray, 
and I shall still go on praying; but my whole life now, apart from anything that may happen to me, every minute of it is no 
longer meaningless as it was before. It has acquired now the positive meaning of good which / have the power to give it.' 

Thus the book ends, on a mystic note which seems to me rather a part of Tolstoy's own diary than that of the character he 
created. This is the background of the book, the Milky Way of the book, the Lyovin-Kitty family life line. We shall presently 
turn to the pattern of iron and blood, to the Vronski-Anna pattern that stands in awful relief against this star-dusted sky. 

Although he is mentioned earlier, Vronski makes his first appearance in part one, chapter 14, at the Shcherbatskis. 
Incidentally, it is here that starts an interesting little line, the line of "spiritualism, "table tilting, entranced mediums, and so 
on, a fashionable pastime in those days. Vronski in a light-hearted mood wishes to try out this fashionable fad; but much 
later, in chapter 22 of part seven, it is, curiously enough, owing to the mediumistic visions of a French quack who has found 
patrons among Petersburg society people, it is owing to him that Karenin decides not to give Anna a divorce — and a 
telegram to that effect during a final period of tragic tension between Anna and Vronski helps to build up the mood that 
leads to her suicide. 



s-so 



ANNA k k A ¥, W I N A 



Some time before Vronski met Anna, a young official in her husband's department had confessed his love to her and she 

had gaily relayed it to her husband; but now, from the very first look exchanged with Vronski at the ball, a fateful mystery 

enfolds her life. She says nothing to her sister-in-law about Vronski's giving a sum of money for the widow of the killed 

railway guard, an act which establishes, through death as it 

were, a kind of secret link between her and her future lover. 

And further, Vronski has called on the Shcherbatskis the 

evening before the ball at the exact moment when Anna 

remembers so vividly her child from whom she is separated 

for the few days she has spent in Moscow smoothing her 

brother's troubles. It is the fact of her having this beloved 

child which will later constantly interfere with her passion 

for Vron-ski. 



my lift now, my whole lifcj apart frjm anything thai can 
Happen m mc, every ipi mite of it is no wafc meinin^lea^ a* u 
wtt before, but it hai^the positive meaning - ^' guocncsi* which 



(K 



The scenes of the horse race in the middle chapters of part 
two contain all kinds of deliberate symbolic implications. 
Firstly there is the Karenin slant. In the pavilion at the races 
a military man, Karenin's social superior, a high-placed 
general or a member of the royal family, kids Karenin, 
saying — and you, you're not racing; upon which Karenin 
replies deferentially and ambiguously, "the race I am 
running is a harder one, " a phrase with a double meaning, 
since it could simply mean that a statesman's duties are 
more difficult than competitive sport, but also may hint at 
Karenin's delicate position as a betrayed husband who 
must conceal his plight and find a narrow course of action 
between his marriage and his career. And it is also to be 
marked that the breaking of the horse's back coincides 
with Anna's revealing her unfaithfulness to her husband. 



lave the power ro pur into it." 

' t, > ■ ' fr<->y I 

TMB EN* 




A far deeper emblematism is contained in Vronski's actions 
at that eventful horse race. In breaking Frou-Frou's back 
and in breaking Anna's life, Vronski is performing 
analogous acts. You will notice the same "lower jaw 



The final page in Nabokov's teaching copy of Anna Karenin, 
with his concluding comments. 



ill 



Vladimir Nabokov: Lectures on Russian literature 

trembling" repeated in both scenes: the scene of Anna's metaphysical fall when he is standing over her adulterous body, 
and the scene of Vronski's physical fall when he is standing over his dying horse. The tone of the whole chapter of the race 
with the building up of its pathetic climax is echoed in the chapters relating to Anna's suicide. Vronski's explosion of 
passionate anger — anger with his beautiful, helpless, delicate-necked mare whom he has killed by a false move, by letting 
himself down in the saddle at the wrong moment of the jump — is especially striking in contrast to the description that 
Tolstoy gives a few pages earlier, when Vronski is getting ready for the races — "he was always cool and self-controlled" — 
and then the terrific way he curses at the stricken mare. 

"Frou-Frou lay gasping before him, bending her head back and gazing at him with her exquisite eye. Still unable to realize 
what had happened, Vronski tugged at his mare's reins. Again she struggled like a fish, and making the saddle flaps creak, 
she freed her front legs but unable to lift her rump, she quivered all over and again fell on her side. With a face hideous 
with passion, his lower jaw trembling and his cheeks white, Vronski kicked her with his heel in the stomach and again fell 
to tugging at the rein. She did not stir, but thrusting her nose into the ground, she simply gazed at her master with her 
speaking eye.* 

"'A — a — a!' moaned Vronski, clutching at his head. 'Ah! what have I done! The race lost! And my fault! shameful, 
unpardonable! And this poor, lovely creature killed by me!' 

Anna almost died giving birth to Vronski's child. 

I shall not say much about Vronski's attempt to kill himself after the scene with Anna's husband at her bedside. It is not a 
satisfactory scene. Of course, Vronski's motives in shooting himself may be understood. The chief one was injured pride, 
since in the moral sense Anna's husband had shown himself, and had seemed to be, the better man. Anna herself had 
called her husband a saint. Vronski shoots himself much for the same reason as that for which an insulted gentleman of his 
day would have challenged the insulterto a duel, not to kill his man, but on the contrary to force him to fire at him, the 
insulted one. Exposing himself to the other man's forced fire would have wiped away the insult. If killed, Vronski would 
have been revenged by the other's remorse. If still alive, Vronski would have discharged his pistol in the air, sparing the 
other man's life and thus humiliating him. This is the basic idea of honor behind duels, although of course there have been 
cases when both men were out to kill each other. Unfortunately, Karenin would not have accepted a duel, and Vronski has 
to fight his duel with his own self, has to expose himself to his own fire. In other words, Vronski's attempt at suicide is a 
question of honor, a kind of hara-kiri as understood in Japan. From this general point of view of theoretic morals this 
chapter is all right. 

But it is not all right from the artistic viewpoint, from the point of view of the novel's structure. It is not really a necessary 
event in the novel; it interferes with the dream-death theme that runs through the book; it interferes technically with the 
beauty and freshness of Anna's suicide. If I am not mistaken, it seems to me that there is not a single retrospective 
reference to Vronski's attempted suicide in the chapter dealing with Anna's journey to her death. And this is not natural: 
Anna ought to have remembered it, somehow, in connection with her own fatal plans. Tolstoy as an artist felt, I am sure, 
that the Vronski suicide theme had a different tonality, a different tint and tone, was in a different key and style, and could 
not be linked up artistically with Anna's last thoughts. 

The Double Nightmare : A dream, a nightmare, a double nightmare plays an especially important part in the book. I say 
"double nightmare" because both Anna and Vronski see the same dream. (This monogrammatic interconnection of two 
individual brain-patterns is not unknown in so-called real life.) You will also mark that Anna and Vronski, in that flash of 
telepathy, undergo technically the same experience as Kitty and Lyovin do when reading each other's thoughts as they 
chalk initial letters on the green cloth of a card table. But in Kitty-Lyovin's case the brain-bridge is a light and luminous and 



Mrs. Carnett translates, "gazed at her master with her speaking eyes," to which VN adds the note in his teaching copy, "A horse can't look at you with both 
eyes, Mrs. Garnett." Ed. 



112 



Vladimir Nabokov: Lectures on Russian literature 

lovely structure leading towards vistas of tenderness and fond duties and profound bliss. In the Anna and Vronski case, 
however, the link is an oppressive and hideous nightmare with dreadful prophetic implications. 

As some of you may have guessed, I am politely but firmly opposed to the Freudian interpretation of dreams with its stress 
on symbols which may have some reality in the Viennese doctor's rather drab and pedantic mind but do not necessarily 
have any in the minds of individuals unconditioned by modern psychoanalytics. Hence I am going to discuss the nightmare 
theme of our book, in terms of the book, in terms of Tolstoy's literary art. And this is what I plan to do : I shall go with my 
little lantern through those murky passages of the book where three phases of Anna's and Vronski's nightmare may be 
traced. First: I shall trace the formation of that nightmare from various parts and ingredients that are found in Anna's and 
Vronski's conscious life. Second: I shall discuss the dream itself as dreamed both by Anna and Vronski at a critical moment 
of their intertwined lives — and I shall show that although the ingredients of the twinned dream were not all the same 
with Anna and with Vronski, the result, the nightmare itself, is the same, although somewhat more vivid and detailed in 
Anna's case. And third: I shall show the connection between the nightmare and Anna's suicide, when she realizes that what 
the horrible little man in her dream was doing over the iron is what her sinful life has done to her soul — battering and 
destroying it — and that from the very beginning the idea of death was present in the background of her passion, in the 
wings of her love, and that now she will follow the direction of her dream and have a train, a thing of iron, destroy her 
body. 

So let us start by studying the ingredients of the double nightmare, Anna's and Vronski's. What do I mean by the 
ingredients of a dream ? Let me make this quite clear. A dream is a show — a theatrical piece staged within the brain in a 
subdued light before a somewhat muddleheaded audience. The show is generally a very mediocre one, carelessly 
performed, with amateur actors and haphazard props and a wobbly backdrop. But what interests us for the moment about 
our dreams is that the actors and the props and the various parts of the setting are borrowed by the dream producer from 
our conscious life. A number of recent impressions and a few older ones are more or less carelessly and hastily mixed on 
the dim stage of our dreams. Now and then the waking mind discovers a pattern of sense in last night's dream; and if this 
pattern is very striking or somehow coincides with our conscious emotions at their deepest, then the dream may be held 
together and repeated, the show may run several times as it does in Anna's case. 

What are the impressions a dream collects on its stage? They are obviously filched from our waking life, although twisted 
and combined into new shapes by the experimental producer, who is not necessarily an entertainer from Vienna. In Anna 
and Vronski's case the nightmare takes the form of a dreadful-looking little man, with a bedraggled beard, bending over a 
sack, groping in it for something, and talking in French — though he is a Russian proletarian in appearance — about having 
to beat iron. In order to understand Tolstoy's art in the matter, it is instructive to note the building up of the dream, the 
accumulation of the odds and ends of which that nightmare is goingto consist — this building up starts attheirfirst 
meeting when the railway worker is crushed to death. I propose to go through the passages where the impressions occur 
of which this common nightmare will be formed. I call these dream-building impressions the ingredients of the dream. 

The recollection of the man killed by the backing train is at the bottom of the nightmare that pursues Anna and that 
Vronski (although with less detail) also sees. What were the main characteristics of that crushed man? First, he was all 
muffled up because of the frost and thus did not notice the backward lurch of the train that brought Anna to Vronski. This 
"muffled up" business is illustrated before the accident actually happens by the following impressions: these are Vronski's 
impressions at the station as the train bringing Anna is about to come: 

Through the frosty haze one could see railway workers in winter jackets and felt boots crossing the rails of the curving 
lines, and presently as the engine puffs in one could see the engine driver bowing in welcome — all muffled up and gray 
with frost. 

He was a wretched, poor man, that crushed fellow, and he left a destitute family — hence a tattered wretch. 



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Mark incidentally the following point: this miserable man is the first link between Vronski and Anna, since Anna knows 
that Vronski gave money for the man's family only to please her — that it was his first present to her — and that as a married 
woman she should not accept gifts from strange gentlemen. 

He was crushed by a great weight of iron. 

And here are some preliminary impressions, Vronski's impression as the train draws in: "One could hearthe rolling of some 
great weight." The vibration of the station-platform is vividly described. 

Now we shall follow up these images — muffled up, tattered man, battered by iron, through the rest of the book. 

The "muffled up" idea is followed up in the curious shifting sensations between sleep and consciousness that Anna 
experiences on her way back to Petersburg on the night train. 

The muffled up conductor covered with snow on one side and the stove-heater whom she sees in her half-dream gnawing 
the wall with a sound as if something were torn apart, are nothing but the same crushed man in disguise — an emblem of 
something hidden, shameful, torn, broken, and painful at the bottom of her new-born passion for Vronski. And it is the 
muffled man who announces the stop at which she sees Vronski. The heavy iron idea is linked up with all this during these 
same scenes other homeward journey. At that stop she sees the shadow of a bent man gliding as it were at her feet and 
testing the iron of the wheels with his hammer, and then she sees Vronski, who has followed her on the same train, 
standing near her on that station platform, and there is the clanging sound of a loose sheet of iron worried by the blizzard. 

The characteristics of the crushed man have by now been amplified and are deeply engraved in her mind. And two new 
ideas have been added, in keeping with the muffled-up idea, the tattered element and the battered-by-iron element. 

The tattered wretch is bending over something. 

He is working at the iron wheels. 

The Red Bag 

Anna's red bag is prepared by Tolstoy in chapter 28 of part one. It is described as "toy-like" or "tiny" but it will grow. When 
about to leave Dolly's house in Moscow for Petersburg, in a fit of bizarre tearfulness Anna bends her flushed face over the 
little bag in which she is putting a nightcap and some cambric handkerchiefs. She will open this red bag when she settles 
down in the railway car to take out a little pillow, an English novel and a paper-knife to cut it, and then the red bag is 
relinquished into the hands of her maid, who dozes beside her. This bag is the last object she sheds when she gets rid of her 
life four years and a half later (May 1876) by jumping under a train when this red bag, which she tries to slip off her wrist, 
delays her for a moment. 

We now come to what was technically known as a woman's "fall. " From the ethical viewpoint, this scene is far removed 
from Flaubert, from Emma's euphoria and Rodolphe's cigar in that sunny little pinewood near Yonville. Through this 
episode runs a sustained ethical comparison of adultery in terms of a brutal murder — Anna's body, in this ethical image, is 
trampled upon and hacked to pieces by her lover, by her sin. She is the victim of some crushing force. 

"That which for Vronski had been almost a whole year the one absorbing desire of his life .. . that which for Anna had been 
an impossible, awful, and even for that reason most entrancing dream of bliss, that desire had been fulfilled. He stood 
before her, pale, his lower jaw trembling 

" 'Anna! Anna!' he kept saying in a trembling voice He felt what a murderer must feel, when he sees the body he has 

robbed of life. That body, robbed by him of life, was their love, their young love Shame at their spiritual nakedness 



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Vladimir Nabokov: Lectures on Russian literature 

crushed her and him. But in spite of all the murderer's horror before the body of his victim, he must hack it to pieces, hide 
the body, must take advantage of what he has gained by murder. 

"With fury, with passion, the murderer falls on the body, and drags it and hacks at it. And thus he covered her face and 
shoulders with kisses." This is a further development of the death theme that started with the muffled-up guard being cut 
in two by the train that brought Anna to Moscow. 

Now we are ready for the two dreams a year later. This is part four, chapter 2. 

"When he got home, Vronski found there a note from Anna. She wrote, T am ill and unhappy. I cannot come out, but must 
see you. Come this evening. My husband goes to the Council at seven and will be there till ten.' He was struck by the 
strangeness of her inviting him despite her husband's insisting on her not receiving him; he decided to go. 

"Vronski had that winter got his promotion, was now a colonel, had left the regimental quarters, and was living alone. 
After having some lunch, he lay down on the sofa, and in five minutes memories of the disgusting scenes he had witnessed 
during the last few days [he had been attache to a foreign prince visiting Russia, who had been shown all the most lurid 
sides of gay rich life] got mixed up with the image of Anna and of a peasant [a trapper] who had played an important part 
in a certain bear-hunt, and Vronski fell asleep. He woke up in the dark [it was evening by now] trembling with horror, and 
made haste to light a candle. 'What was it? What? What was the dreadful thing I dreamed? Yes, yes; I think a little dirty 
man resembled that trapper with the disheveled beard, stooping down doing something; and all of a sudden he began 
saying some strange words in French. 'Yes, there was nothing else in the dream,' he said to himself. 'But why was it so 
awful?' He vividly recalled the peasant again and those incomprehensible French words the peasant had uttered, and a chill 
of horror ran down his spine. 

"What nonsense!" thought Vronski, and glanced at his watch. [He was late for his visit to Anna. As he entered the house of 
his mistress he met Karenin coming out.] Vronski bowed, and Karenin, chewing his lips, lifted his hand to his hat and went 
on. Vronski saw him, without looking round, get into the carriage, the footman handed him the lap-robe and the opera- 
glass through the window, and the carriage drove off. Vronski went into the hall. His brows were scowling, and his eyes 
gleamed with a proud and angry light in them 

"He was still in the hall when he caught the sound of her retreating footsteps. He knew she had been expecting him, had 
listened for him, and was now going back to the drawing-room. [He was late. The dream had delayed him.] 

'No," she cried, on seeing him, and at the first sound of her voice the tears came into her eyes. 'No; if things are to go on like 
this, it will happen much, much sooner.' 

" 'What will happen, my dear?' 

" 'What? I've been waiting in agony for an hour, two hours No, ... I can't quarrel with you. Of course you couldn't come.' 

She laid her two hands on his shoulders, and looked a long while at him with a profound, passionate, and at the same time 
searching look 

[Note that the first thing she says to him is connected vaguely with the idea that she will die.] 

" 'A dream?' repeated Vronski, and instantly he recalled the peasant of his dream. 

'"Yes, a dream,' she said. 'It's a long while since I dreamed it. I dreamed that I ran into my bedroom, that I had to get 
something there, to find out something; you know how it is in dreams,' she said, her eyes wide with horror; 'and in the 
bedroom, in the corner, stood something.' 

" 'Oh, what nonsense! How can you believe . . .' 

115 



Vladimir Nabokov: Lectures on Russian literature 
"But she would not let him interrupt her. What she was saying was too important to her. 

" 'And the something turned round, and I saw it was a peasant with a disheveled beard, little, and dreadful-looking. I 
wanted to run away, but he bent down over a sack, and was fumbling there with his hands . . .' [She uses the same word — 
disheveled. Vronski in his dream had not made out the sack or the words. She had.] 

"She showed how he had moved his hands. There was terror in her face. And Vronski, remembering his dream, felt the 
same terror filling his soul. 

" 'He was groping for something in the sack, and kept talking quickly, quickly, in French, you know: llfaut le battre, lefer, le 

broyer, le petrir [beat it, the iron, crush it into shape] And in my horror I tried to wake up, and woke up . . . but woke up 

in the dream. And I began asking myself what it meant. And Korney [a servant] said to me: "In childbirth you'll die, ma'am, 
you'll die " And I woke up.' [It is not in childbirth she will die. She will die in soul birth, though, in faith birth.] . . . 

"But all at once she stopped. The expression of her face changed instantly. Horror and excitement were suddenly replaced 
by a look of soft, solemn, blissful attention. He could not understand the meaning of the change. She was listening to the 
stirring of the new life within her." 



[Notice how the idea of death is associated with the idea 
of childbirth. We should connect it with that of the 
flickering light symbolizing Kitty's baby and with the light 
Anna will see just before she dies. Death is soul birth for 
Tolstoy.] 

Now let us compare Anna's dream and Vronski's dream. 
They are essentially the same of course and both are 
founded in the long run on those initial railway 
impressions a year and a half before — on the railway guard 
crushed by a train. But in Vronski's case the initial tattered 
wretch is replaced, or let us say acted, by a peasant, a 
trapper, who had participated in a bear hunt. In Anna's 
dream there are added impressions from her railway 
journey to Petersburg — the conductor, the stove-tender. In 
both dreams the hideous little peasant has a disheveled 
beard, and a groping, fumbling manner — remnants of the 
"muffled-up" idea. In both dreams he stoops over 
something and mutters something in French — the French 
patter they both used in speaking of everyday things in 
what Tolstoy considered a sham world; but Vronski does 
not catch the sense of those words; Anna does, and what 
these French words contain is the idea of iron, of 
something battered and crushed — and this something is 
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Nabokov's comparison of Anna's and Vronski's dreams. 



Anna's Last Day 

The sequence and the events of Anna's last days in the middle of May 1876 in Moscow are quite clear. 

Friday she and Vronski quarrelled, then made it up and decided to leave Moscow for Vronski's country estate in Central 
Russia on Monday or Tuesday, as she desired. Vronski had wished to go later because of some business he had to wind up 
but had then given in. (He was selling a horse, and also a house belonging to his mother.) 



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Vladimir Nabokov: Lectures on Russian literature 

Saturday a telegram comes from Oblonski who is in Petersburg, about 350 miles north of Moscow, telling them that there 
is very little chance that Karenin will grant Anna a divorce. Anna and Vronski have another quarrel that morning, and 
Vronski is away all day settling business matters. 

On Sunday morning, the last day of her life, she was waked by a horrible nightmare, which had already recurred several 
times in her dreams, even before she and Vronski had become lovers. A little old man with a rumpled beard was doing 
something bent down over some iron, muttering meaningless French words, and she, as she always did in this nightmare 
(it was this that made the horror of it), felt that this peasant was taking no notice of her, but whatever his horrible business 
with iron, it was something performed over her. After seeing that hideous nightmare for the last time, Anna notices from 
her window Vronski in a brief pleasant conversation with a certain young lady and her mother whom the old Countess 
Vronski from her suburban estate had asked to transmit to him some business papers to be signed in connection with the 
house she is selling. Without any reconciliation with Anna, Vronski leaves. First he drives to the racing stables where he 
keeps a horse that he is about to sell, then sends the carriage back for Anna's use in the day and proceeds by local train to 
his mother's estate in the suburbs in order to get her signature in connection with those papers that she has sent him. A 
first message, urging him not to leave her alone, is sent by Anna with coachman Michael to the stables; but Vronski has 
already left, the messenger and message come back: Vronski has already gone to the station to take that train to his 
mother's place a few miles out of town. Anna sends the same Michael with the same note to old Countess Vronski's place 
and simultaneously sends a telegram to that place, urging him to return at once. The abrupt telegram will come before the 
pathetic note comes. 



In the afternoon around three she goes to Dolly Oblonski in her victoria; driven by coachman Theodore; and we shall 
analyze in a moment her thoughts on the way. First let us proceed with this scheme. Around six she drives home and finds 
an answer to her telegram — Vronski wires that he cannot be home before ten in the evening. Anna decides to take a 
suburban train and get off at the Obiralovka station near his mother's estate; she plans to leave the train there and get in 
touch with Vronski, and if he does not join her and come 
back to town with her she plans to travel on, no matter 
where, and never to see him again. The train leaves 
Moscow city at eight p.m. and some twenty minutes later 
she is at Obiralovka, the suburban station. Remember it is a 
Sunday, and lots of people are around, and the impact of 
various impressions, festive and coarse, mingles with her 
dramatic meditations. 



At Obiralovka, she is met by Michael, the coachman whom 
she had sent with the message, and he brings a second 
answer from Vronski saying again that he cannot return 
before ten in the evening. Anna also learns from the 
servant that the young lady, whom the old Countess 
Vronski wishes her son to marry, is there with Vronski at 
his mother's place. The situation assumes in her mind the 
fiery colors of a devilish intrigue against her. It is then that 
she decides to kill herself; she throws herself under an 
oncoming freight train, on that sunny Sunday evening in 
May 1876, forty-five years after Emma Bovary had died. 

This is the pattern; now let us go back five hours earlier to 
the afternoon of that Sunday and to some details of her 
last day. 

The Stream of Consciousness or Interior Monologue is a 
method of expression which was invented by Tolstoy, a 








Nabokov's account of the events preceding Anna's decision to 
commit suicide. 



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Vladimir Nabokov: Lectures on Russian literature 

Russian, long before James Joyce, character's mind in its natural flow, now running across personal emotions and 
recollections and now going underground and now as a concealed spring appearing from underground and reflecting 
various items of the outer world. It is a kind of record of a character's mind running on and on, switching from one image 
or idea to another without any comment or explanation on the part of the author. In Tolstoy the device is still in its 
rudimentary form, with the author giving some assistance to the reader but in James Joyce the thing will be carried to an 
extreme stage of objective record. 

We return to Anna's last afternoon. Sunday in Moscow, May 1876. The weather has just cleared up after a morning drizzle. 
The iron roofs, the sidewalks, the cobble-stones, the wheels, the leather, and the metal plates of carriages — everything 
glistens brightly in the May sunshine. It is three o'clock on Sunday in Moscow. 

As Anna sat in the corner of the comfortable horse-driven carriage, a victoria, she ran over the events of the last days, 
recalling her quarrels with Vronski. She blamed herself for the humiliation to which she had lowered her soul. Then she fell 
to reading the signs of the stores. Now comes the device of stream of consciousness: "Office and warehouse. Dentist. Yes, 
I'll tell Dolly all about it. She does not like Vronski. I shall be ashamed but I'll tell her. She likes me. I'll follow her advice. I 
won't give in to him. Won't let him teach me. Filipov's bun shop. Somebody said they send their dough to Petersburg. The 
Moscow water is so good for it. Ah, those cold springs at Mytishchi and those pancakes! . . . Long long ago, I was seventeen, 
I had gone with my aunt to the monastery there, in a carriage, there was no railway yet there. Was that really me? Those 
red hands? Everything that seemed to me so wonderful and unattainable is now so worthless, and what I had then is out of 
my reach forever! Such humiliation. How proud and smug he will be when he gets my note begging him to come. But I'll 
show him, I'll show him. How awful that paint smells. Why is it they're always painting buildings? Dressmaker. Man 
bowing. He's Ann Ushka's husband. Our parasites. [Vronski had said that.] Our? Why our? [We have nothing in common 

now.] What's so awful is that one can't tear up the past What are those two girls smiling about? Love, most likely. They 

don't know how dreary it is, how degrading. The boulevard, the children. Three boys running, playing at horses. Seryozha! 
[her little boy]. And I am losing everything and not getting him back." 

After her inconclusive visit to Dolly, where incidentally she sees Kitty, she drives home. On the way home the stream of 
consciousness resumes its course. Her thoughts shuttle between the incidental (specific) and the dramatic (general). A fat 
ruddy gentleman takes her for an acquaintance, lifts his glossy top hat above his bald glossy head, then perceives his 
mistake. "He thought he knew me. Well, he knows me as little as anyone in the world knows me. I don't know my own self. 
I only know my appetites, as the French say. Those children want that dirty icecream; this they do know. Ice-cream seller, 
bucket, takes the bucket off his head, wipes the sweat off his face with a towel. Same towel. We all want what is sweet: if 
not expensive candy, then cheap dirty ice-cream in the street, and Kitty's the same: if not Vronski then Lyovin; and we all 
hate each other, I, Kitty, Kitty me. Yes, that's the truth. [Now she is struck by the grotesque combination of a funny Russian 
name and the French word for hairdresser. Mark that the little Russian peasant in her nightmare muttered French words.] 
Tyutkin, coiffeur. Je mefais coifferpar Tyutkin. [I go to Tyutkin for my hairdo. She improves upon the impression with this 
lame little joke.] I'll tell him that when he comes — she smiled. But immediately she remembered that now she had no one 
to tell anything amusing to." The stream of consciousness flows on. "And there is nothing amusing either. All is hateful. 
Church bells. How carefully that merchant crosses himself. Slow. Afraid of letting something drop out of his inside pocket. 
All those churches and ringing, all that humbug. Simply to conceal that we all hate each other like those cab-drivers there 
who are insulting each other." 

With coachman Theodore driving, and footman Peter sitting beside him on the box, she drives to the station to take the 
train to Obiralovka.The stream of consciousness takes up again on the way to the station. "Yes, what was the last thing I 
thought of so clearly? Tyutkin hairdresser? No, not that. Yes, hatred, the one thing that holds men together. No use your 
going [mentally addressing some people in a cab, evidently going on an excursion to the country]. And the dog you are 
taking with you will be of no help. You can't get away from yourselves. Dead drunk factory worker, lolling head, he has 
found a quicker way. Count Vronski and I did not find that intoxication though we expected so much 

"Beggar woman with a baby. She thinks I am sorry for her. Hate, torture. Schoolboys laughing. Seryozha! [Again the lyrical 
inward cry.] I thought I loved my child, used to be touched by my own tenderness, but I have lived without him, and I gave 

118 



Vladimir Nabokov: Lectures on Russian literature 

him up for another love, and did not regret the exchange till that love was satisfied. And with loathing she thought of what 
she meant by 'that love,' her carnal passion for Vronski. 

She arrives at the station, and takes a local train for Obiralovka, the nearest station to Countess Vronski's estate. As she 
takes a seat in the railway car two things happen simultaneously. She hears some voices talking affected French and at the 
same moment she sees a hideous little man, with tangled hair and all covered with dirt, stooping toward the wheels of the 
railway carriage. With an unbearable shock of supernatural recognition she recalls the combination of her old nightmare, 
the hideous peasant hammering at some iron and muttering French words. The French — symbol of artificial life — and the 
tattered dwarf — symbol of her sin, filthy and soul-stunting sin — these two images come together in a fateful flash. 

You will note that the coaches of this suburban train are of a different type from those of the night express between 
Moscow and Petersburg. In this suburban train, each carriage is much shorter and consists of five compartments. There is 
no corridor. Each compartment has a door on either side, so people get in and out, with a great slamming of five doors on 
each side of the coach. Since there is no corridor, the conductor, when he has to pass while the train is in motion, has to use 
a footboard on either side of each coach. A suburban train of this kind has a maximum speed of about thirty miles per hour. 

She arrives twenty minutes later at Obiralovka and from a message brought by the servant discovers that Vronski is not 
willing to come at once — as she had pleaded with him to do. She walks along the platform, talking to her own tortured 
heart. 

"Two maid-servants turned their heads, stared, and made some remarks about her dress. 'Real,' they said of the lace she 

was wearing A boy selling soft drinks stared at her. She walked further and further along the platform. Some ladies and 

children who had come to meet a gentleman in spectacles paused in their laughter and chatter and stared at her too. She 
quickened her pace and walked on to the end of the platform. A freight train was backing in. The platform vibrated. And all 
at once she thought of the man crushed [the day she had first met Vronski, more than fouryears ago, as that train of the 
past came back for her]. And she knew what she had to do. With a swift light motion she went down the steps that led 
from a water tank to the rails and stopped quite near the train that was lumbering by slowly. [She was now on the level of 
the tracks.] She looked at the lower part of the cars, at the screws and chains and the tall iron wheels of a car slowly 
moving by, and her eyes tried to find the middle between the front and back wheels to seize the moment when that middle 
point would be opposite her [the middle point, the entrance to death, the little archway]. 'Down there,' she said to herself, 
looking into the shadow of the car, at the coal dust on the sleepers, 'down there, in the very middle, and I will punish him, 
and escape from everyone and from myself.' 

"She meant to fall under the wheels of the first car, as its middle part came level with her, but the little red bag [our old 
friend] which she tried to slip off her wrist delayed her, and it was too late, the middle entrance had already passed. She 
waited for the next car. It was like entering the water when bathing in a river, and she crossed herself. This familiar gesture 
brought back a flood of young memories, and suddenly the fog that had just been covering everything was torn apart, and 
she glimpsed all the brightness other past life. But she did not take her eyes from the wheels of the approaching car, and 
exactly at the moment when the middle point between the wheels came opposite her she flung aside the red bag and, 
drawing her head in, fell on her hands under the car, and lightly, as though she would rise again at once, dropped to her 
knees. And at the same instant she was terrified. 'Where ami? What am I doing?' She tried to get up, to turn, but 
something huge and merciless struck her on the back, and dragged her along. She prayed, feeling it impossible to struggle. 
[In a last vision] the little peasant muttering to himself was working at his iron, and the candle by which she had read the 
book of troubles, deceit, grief, and evil, flared up more brightly than ever before, illumed for her all that had been darkness, 
sputtered, began to dim and went out for ever." 

CHARACTERIZATION 

All was confusion in the Oblonski household, but all is order in Tolstoy's kingdom. A vivid array of people, the main 
characters of the novel, already start to exist for the reader in part one. Anna's curiously dual nature is already perceptible 
in the double role she plays at her first appearance when she restores, by means of tender tact and womanly wisdom, 

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Vladimir Nabokov: Lectures on Russian literature 

harmony in a broken home but simultaneously acts as an evil enchantress by destroying a young girl's romance. With his 
fond sister's assistance quickly recovering from his despicable plight, the blond-whiskered, moist-eyed bon-vivant Oblonski 
is already — in his meetings with Lyovin and Vronski — acting the role of master of ceremonies which he will play in the 
novel. Through a series of deeply poetical images Tolstoy conveys the tenderness and fierceness of Lyovin's love for Kitty, 
which is at first unrequited, but is to attain later, in the course of the book, what was to Tolstoy the difficult and divine 
ideal of love, namely marriage and procreation. Lyovin's proposal comes at the wrong time and brings into special relief 
Kitty's infatuation with Vronski — a kind of sensuous awkwardness which adolescence will live down. Vronski, a strikingly 
handsome but somewhat stockily built fellow, very intelligent but devoid of talent, socially charming but individually 
rather mediocre, reveals in his behavior toward Kitty a streak of bland insensitivity which may easily grade into callousness 
and even brutality later on. And it will be noted by the amused reader that it is not any of the young men of the book, but 
dignified Karenin of the homely ears, who is the triumphant lover in part one; we approach here the moral of the tale: the 
Karenin marriage, lacking as it does true affinity between its partners, is as sinful as Anna's love affair is to be. 

Here, too, in part one the dawning of Anna's tragic romance is fore-glimpsed; and in thematic introduction and contrast to 
her case, three different examples of adultery or cohabitation are given by Tolstoy: (l) Dolly, a faded woman of thirty-three 
with many children, happens to find an amorous billet addressed by her husband, Steve Oblonski, to a young French 
woman who some time ago had been the governess of their children; (2) Lyovin's brother Nikolay, a pitiful figure, lives with 
a kind-hearted albeit uncultured woman whom, in an ecstasy of social reform common to his time, he took from a low- 
class brothel of which she had been a passive inmate; (3) in the last chapter of part one Tolstoy clinches it with the 
Petritski-Baroness Shilton case of cheerful adultery in which no deceit and no family ties are involved. 

These three illustrations of irregular amours, Oblonski's, Nikolay Lyovin's, and Petritski's, are traced in the margin of Anna's 
own ethical and emotional troubles. It will be marked that Anna's troubles start the minute she meets Vronski. Indeed, 
Tolstoy arranges matters in such a manner that the events in part one (which occur about a year before Anna actually 
becomes Vronski's mistress) foreshadow Anna's tragic destiny. With an artistic force and subtlety unknown to Russian 
letters before his day, Tolstoy introduces the theme of violent death simultaneously with that of violent passion in 
Vronski's and Anna's life: the fatal accident to a railway employee, coincident with their first meeting, becomes a grim and 
mysterious link between them through Vronski's quietly helping the dead man's family merely because Anna happens to 
think of it. Married ladies of fashion should not accept presents from strange gentlemen, but here is Vronski making Anna 
the gift, as it were, of that railway guard's death. And it will also be marked that this act of gallantry, this flash of 
connivance (with a chance death for chance subject), is something that Anna regards as shameful in retrospection, as if it 
were a first stage in her unfaithfulness to her husband, an event not to be mentioned either to Karenin or to the young girl 
Kitty who is in love with Vronski. And more tragically still, Anna feels all at once, as she and her brother are leaving the 
station, that the accident (coincident with her meeting Vronski and her coming to arrange the affairs of her adulterous 
brother) is an omen of evil. She is strangely upset. One passerby says to another that such an instantaneous death is also 
the easiest one: this Anna happens to overhear; this sinks into her mind ; this impression will breed. 

Not only is unfaithful Oblonski's state of mind in the beginning of the book a grotesque parody of his sister's destiny, but 
another striking theme is foreglimpsed in the events of his morning — the theme of significant visions in sleep. In regard to 
Steve's fickle and carefree mind the dream he dreams has exactly the same value of characterization as has, in regard to 
Anna's deep and rich and tragic personality, a certain fateful nightmare she will be made to see later. 

TOLSTOY'S TIMING 

The chronology of Anno Karenin is based on a sense of artistic timing unique in the annals of literature. Upon perusing part 
one of the book (thirty-four small chapters making in all 135 pages), the reader is left with the impression that a number of 
mornings, afternoons, and evenings, at least a week in the lives of several people, have been described in vigorous detail. 
We shall presently look at the actual time data, but before discussing them, it may be advisable to get the question of 
meals out of the way. 



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Vladimir Nabokov: Lectures on Russian literature 

This, then, was their sequence in the course of a well-to-do Muscovite's or Petersburgian's day in the seventies of the last 
century. Breakfast, around 9 a.m., consisted of tea or coffee, with bread and butter: the former might be — as it was at 
Oblonski's table — some kind of fancy roll (e.g., kalacb, a flour-powdered, crusty outside and soft inside, glorified doughnut, 
served hot in a napkin). A light lunch between 2 and 3 p.m. would be followed by a large dinner around 5:30 p.m. with 
Russian liquor and French wines. Evening tea with cakes, jams, and various tasty Russian tidbits would be served between 9 
and 10 p.m., after which the family would retire; but its more frivolous members might crown the day with supper in town 
at 11 p.m. or later. 

The action of the novel starts at 8 a.m., Friday, February the llth (old calendar), 1872. This date is not mentioned anywhere 
in the text but it is easily arrived at by the following computation: 



1. The political events on the eve of the Turkish War, as 
alluded to in the last part of the novel, set its end at July 
1876. Vronski becomes Anna's lover in December 1872. The 
steeplechase episode occurs in August 1873. Vronski and 
Anna spend the summer and winter of 1874 in Italy, and 
the summer of 1875 on Vronski's estate; then, in 
November, they go to Moscow, where Anna commits 
suicide on a Sunday evening in May 1876. 










2. We are told in chapter 6 of part one that Lyovin had 
spent the two first months of the winter (i.e., from mid- 
October to the second week of December 1871) in Moscow, 
then had retired to his country estate for two months, and 
now, i.e., in February, is back in Moscow. About three 
months later, a late spring is mentioned as breaking into 
exuberant life (chapter 12, part two). 

3. Oblonski reads in his morning paper about Count Beust, 
Austrian Ambassador to London, traveling through 
Wiesbaden on his way back to England. (See note 18 
below.) This would be just before the thanksgiving service 
for the recovery of the Prince of Wales, which took place 
Tuesday, February 15/27, 1872; and the only possible 
Friday is Friday 11/23 of February, 1872. 



Jii +IMI. 



I 



( 









}« 






The cover of Nabokov's folder of notes for his projected 
textbook edition of Anna Karenin. 



Of the thirty-four small chapters, of which part one consists, the first five are devoted to an unbroken account of Oblonski's 
doings. He awakes at 8 a.m., breakfasts between 9 and 9:30, and around 11 a.m. arrives at his office. Shortly before 2 p.m. 
Lyovin unexpectedly turns up there. Beginning with chapter 6 and to the end of chapter 9, Oblonski is set aside and Lyovin 
is taken up. Tolstoy's device of going back chronologically to handle the Lyovin theme here comes into play for the first 
time in the book. We go back four months in a brief recapitulation, and then (chapters 7-9) follow Lyovin from the moment 
of his arrival in Moscow Friday morning through his talk with his half-brother at whose house he is staying, to his 
(recapitulated) visit to Oblonski's office, and thence to the skating rink, at 4 p.m., where he skates with Kitty. Oblonski 
reappears at the end of chapter 9: he comes around 5 to fetch Lyovin for dinner; their meal at the Hotel d'Angleterre 
occupies chapters 10 and 11. Then Oblonski is dismissed again. We know Lyovin has gone to change into evening clothes 
and is heading for the soiree at the Shcherbatskis, and there we go to wait for him (chapter 12). He appears there (chapter 
13), at 7:30 p.m., and in the next chapter Lyovin's meeting with Vronski is described. We have now been with Lyovin and 
Kitty for a dozen pages (chapters 12-14); Lyovin leaves around 9 p.m. Vronski stays on for another hour or so. The 
Shcherbatskis before retiring discuss the situation (chapter 15), and the rest of Vronski's evening, till, say, midnight, is 
described in chapter 16. The reader will note at this point that Lyovin's evening, after he leaves the Shcherbatskis, is to be 
described later. In the meantime this first day of the novel, Friday, February 11, after a series of sixteen chapters, has been 



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brought to a close for Vronski, who is sound asleep after supper in his hotel room, and for Oblonski, who is winding up his 
dramatic and cheerful day at a night restaurant. 

The next day, Saturday, February 12, starts at 11 a.m. with Vronski and Oblonski arriving separately at the railway station 
to meet the Petersburg express bringing Vronski's mother and Oblonski's sister (chapters 17-18). After dropping Anna at 
his house, Oblonski goes to his office around noon, and we follow Anna through her first day in Moscow, till 9:30 p.m. 
These chapters (17-18), dealing with Saturday events, occupy a score of pages. 

Chapters 22-23 (about ten pages) are devoted to the ball which takes place three or four days later, say, Wednesday, 
February 16, 1872. 

In the next chapter (24) Tolstoy uses a device which was adumbrated in chapters 6-8 and which will figure prominently 
throughout the book, namely that of going back in time where Lyovin's doings are concerned. We go back to Friday night, 
February 11, to follow Lyovin from the Shcherbatskis to his brother's where he arrives at 9:30 and stays for supper with him 
(chapters 24-25). Next morning, from another station (the Nizhegorodski) than the one (Peterburgski) at which that same 
Saturday Anna arrives, Lyovin travels back to his estate in Central Russia, presumably near Tula, some three hundred miles 
south of Moscow, and his evening there is depicted in chapters 26-27. 

Then we leap forward to Thursday, February 17, 1872, in order to follow Anna, who on the next day after the ball leaves for 
Petersburg where she arrives after a night journey (chapters 29-31), around 11 a.m., Friday, the 18th of February. (This 
Friday is fully described in chapters 31-33), and here precise timing is deliberately used by Tolstoy to characterize, with 
ironic overtones, Karenin's scrupulously ordered existence that will be shattered before long. Immediately after meeting 
Anna at the station, he drives away to preside at a Committee, comes home at 4 p.m., they have guests to dinner at 5, he 
drives off around 7 p.m. to attend a Cabinet meeting, returns at 9:30 p.m., has evening tea with his wife, then retires to his 
study, and punctually at midnight proceeds to the conjugal bedroom. The last chapter (34) takes care of Vronski's 
homecoming that same Friday. 

It will be seen from this brief account of the time pattern in part one that Tolstoy uses time as an artist's tool in various 
ways and for different purposes. The regular course of Oblonski's time through the first five chapters is instrumental in 
stressing the easy-going routine of his week day, from eight in the morning to dinnertime around half-past five in the 
evening, a flowing course of animal existence which his wife's misfortune cannot mar. With this routine part one begins 
and is symmetrically closed by the more stately and rigid order of another day, the day of Karenin, Oblonski's brother-in- 
law. No apprehension of Anna's complete inner change affects the timetable other husband as through a series of 
committee meetings and other administrative chores he quietly and steadily makes his way toward bedtime and its lawful 
joys. Lyovin's "time" erratically interrupts the smooth history of Oblonski's day, and the quality of Lyovin's highstrungand 
moody nature is reflected in the curious jerks given here to the threads of the chronological web Tolstoy is weaving. Finally 
we note the striking harmony in which two special scenes in part one fall: the night of the ball with Kitty's dreamlike, 
exaggerated awareness of Anna's enchantments; and the night of the train journey to Petersburg with its strange fancies 
passing through the chiarascuro of Anna's mind. These two scenes form as it were the two inner pillars of the edifice of 
which Oblonski's "time" and Karenin's "time" are the wings. 

STRUCTURE 

What is the key to an intelligent appreciation of the structure of Tolstoy's huge Anna Karenina The key to its structure is 
consideration in terms of time. Tolstoy's purpose, and Tolstoy's achievement, is the synchronization of seven major lives, 
and it is this synchronization that we have to follow in order to rationalize the delight that his magic produces in us. 

The first twenty-one chapters have for their main subject the Oblonski disaster. It helps to introduce two budding subjects: 
(l) the Kitty-Lyovin-Vronski triangle, and (2) the beginning of the Vronski-Anna theme. Mark that Anna, who (with the 
grace and wisdom of a bright-eyed goddess Athena) brings on the reconciliation between her brother and his wife, 
simultaneously and demoniacally breaks up the Kitty-Vronski combination by captivating Vronski. The Oblonski adultery 

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and the Shcherbatskis' heartbreak prepare the Vronski-Anna theme which will not be so naturally resolved as are the 
Oblonski-Dolly trouble and Kitty's bitterness. Dolly pardons her husband forthe sake of their children and because she 
loves him; Kitty two years later marries Lyovin, and it proves to be a perfect match, a marriage after Tolstoy's heart; but 
Anna, the dark beauty of the book, will seethe destruction of her family life, and shall die. 

Throughout the first part of the book (thirty-four chapters), seven lives are abreast in time : Oblonski, Dolly, Kitty, Lyovin, 
Vronski, Anna, and Karenin. In the case of two pairs (the Oblonskis and the Karenins) the pairing has been impaired at the 
start: it is then patched up in the Oblonski pair, but it is just beginning to break up in the Karenin pair. A complete break-up 
has taken place in the two possible pairs, in the vestigial Vronski-Kitty pair and in the likewise vestigial Lyovin-Kittypair. In 
consequence, Kitty is mateless, Lyovin is mateless, and Vronski (tentatively paired off with Anna) threatens to break up the 
Karenin pair. So let us mark the following important points in this first part: there is a reshuffling.of seven relationships; 
there are seven lives to take care of (between them the little chapters shuttle); and these seven lives are abreast in time, 
the time beingthe beginning of February 1872. 

Part two, which consists of thirty-five chapters, starts for everybody in mid-March of the same year, 1872; but then we 
witness a curious phenomenon: the Vronski-Karenin-Anna triangle lives faster than the still mateless Lyovin, or the still 
mateless Kitty. This is a very fascinating point in the structure of the novel — the mated existing faster than the mateless. If 
we follow first the Kitty line we find that mateless Kitty, who is wilting away in Moscow, is examined by a famous doctor 
around March 15; despite her own woes she helps to nurse back to health Dolly's six children (the baby is two months old) 
who are down with scarlet fever; and then Kitty will be taken by her parents to Soden, a German resort, in the first week of 
April 1872. These matters are taken care of in the first three chapters of this part two. Only in chapter 30 do we actually 
follow the Shcherbatskis to Soden, where time and Tolstoy completely cure Kitty. Five chapters are devoted to this cure and 
then Kitty returns to Russia, to the Oblonski-Shcherbatski country place a few miles from Lyovin's place, by the end of June 
1872, and this is the end of part two as far as Kitty is concerned. 

In this same part two Lyovin's life in the Russian countryside is correctly synchronized with Kitty's existence in Germany. 
We read of his activities on his country estate in a set of six chapters, 12 to 17. He is sandwiched between two sets of 
chapters dealing with the lives of Vronski and the Karenins in St. Petersburg; and the very important point to be marked is 
that the Vronski-Karenin team lives faster than Kitty or Lyovin by more than a year. In the first set of chapters of this part 
two, from chapters 5 to 11, the husband broods and Vronski perseveres, and by chapter 11, after almost a year of pursuit, 
Vronski becomes technically Anna's lover. This is October 1872. But in Lyovin's life and in Kitty's life, the time is only spring 
1872. They lag behind by several months. Another leap forward is taken by the Vronski-Karenin time-team (a good 
Nabokovian term — time-team; use it with acknowledgments) in a set of twelve chapters, 18 to 29, in which the famous 
episode of the steeplechase, followed by Anna's confession to her husband, takes place in August 1873 (with three years to 
go to the end of the whole novel). Then again the shuttle: we go back to the spring of 1872, to Kitty in Germany. So that at 
the end of part two we have a curious situation: Kitty's life, and Lyovin's life, are about fourteen or fifteen months behind 
that of the Vronski-Karenins. To repeat, the mated move faster than the mateless. 

In part three, which consists of thirty-two chapters, we stay for a little while with Lyovin, then we visit Dolly with him on 
the Oblonski estate just before Kitty arrives, and finally in chapter 12, summer 1872, Lyovin has a charming glimpse of Kitty 
arriving in a coach from the railway station, back from Germany. The next set of chapters takes us to Petersburg to Vronski 
and to the Karenins just after the races (this is the summer 1873), and then we move back in time to September 1872, to 
Lyovin's estate, which he leaves in October 1872 for a somewhat vague journey in Germany, France, and England. 

I wish now to stress the following point. Tolstoy is in difficulties. His lovers and betrayed husband live fast — they have left 
single Kitty and single Lyovin far behind in time: it is mid-winter 1873 in Petersburg during the first sixteen chapters of part 
four. But nowhere does Tolstoy give us the exact length of Lyovin's stay abroad, and the difference of more than a year 
between the - Lyovin-Kitty time and the Vronski-Anna time hangs only upon one chronological remark in chapter 11, part 
two, concerning Anna's becoming Vronski's mistress: for about a year Vronski had been courting her before she fell — and 
this is the gap of time by which Lyovin-Kitty lag. But the reader does not keep a keen eye on the timetable, even good 
readers seldom do so and so we are misled into thinking and feeling that the Vrsonski-Anna episodes are perfectly 

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Vladimir Nabokov: Lectures on Russian literature 

synchronized with the Lyovin and Kitty episodes and that the various events in the two sets of lives happen at more or less 
the same time. The reader is aware, of course, that we shuttle in space, from Germany to Central Russia, and from the 
countryside to Petersburg or Moscow and back again; but he is not necessarily aware that we also shuttle in time — forward 
for Vronski-Anna, backward for Lyovin-Kitty. 

In the first five chapters of part four we attend the developments of the Vronski-Karenin theme in St. Petersburg. It is now 
mid-winter 1873, and Anna is going to have a baby, Vronski's child. In chapter 6 Karenin visits Moscow on political 
business, and at the same time Lyovin comes to Moscow too, after his visit abroad. Oblonski in chapters 9 to 13 arranges a 
dinner at his house, first week of January 1874, where Lyovin and Kitty meet each other again. The chalk writing scene 
occurs, as this time-keeper will tell you, exactly two years after the beginning of the novel; but somehow for the reader, 
and for Kitty (see various references in her conversation with Lyovin at the card table while they fiddle with the chalk) only 
a year has passed. We are thus confronted by the following marvelous fact: there exists a tell-tale difference between the 
Anna physical time on one side and the Lyovin spiritual time on the other. 

By part four, exactly in mid-book, all the seven lives are abreast again as they were in the beginning, February 1872. It is 
now January 1874 by Anna's and my calendar but 1873 by the reader's and Kitty's calendar. The second half of part four 
(chapters 17 to 23) shows us Anna in Petersburg almost dying in childbed, and then Karenin's temporary reconciliation 
with Vronski and Vronski's attempt to commit suicide. Part four ends in March 1874: Anna breaks with her husband; she 
and her lover go to Italy. 

Part five consists of thirty-three chapters. Not for long have the seven lives been abreast. Vronski and Anna in Italy again 
take the lead. This is quite a race. Lyovin's marriage in the first six chapters takes place in early spring 1874; and when we 
seethe Lyovins again, in the country and then at Lyovin's brother's deathbed (chapters 14-20), it is the beginning of May 

1874. But Vronski and Anna (sandwiched in between these two sets of chapters) are two months ahead and somewhat 
insecurely enjoying a southern July in Rome. 

The synchronizing link between the two time-teams is now the mateless Karenin. Since there are seven major people 
involved and since the action of the novel depends upon pairing them, and since seven is an odd number, one person will 
obviously be out and bound to be without a mate. In the beginning Lyovin was the outcast, the superfluous one; now it is 
Karenin. We go back to the Lyovins in the spring of 1874 and then we attend to Karenin's various activities, and this brings 
us gradually to as late as March 1875. By now Vronski and Anna have returned to Petersburg after a year in Italy. She visits 
her little son on his tenth birthday, say, March 1, a pathetic scene. Soon after, she and Vronski go to live on Vronski's 
country estate which very conveniently is in the same district as the Oblonski and Lyovin country places. 

Lo and behold, our seven lives are abreast again in part six, which consists of thirty-three chapters, from June to November 

1875. We spend the first half of the summer of 1875 with the Lyovins and their relatives; then in July Dolly Oblonski gives 
us a lift in her carriage to Vronski's estate for some tennis. Oblonski, Vronski, and Lyovin are brought together in the rest of 
the chapters at some country elections on the second of October 1875, and a month later Vronski and Anna goto Moscow. 

Part seven consists of thirty-one chapters. It is the most important one in the book, the book's tragic climax. We are now all 
abreast in Moscow, end of November 1875: six of us are in Moscow, three pairs, the insecure, already embittered Vronski- 
Anna, the breeding Lyovins, and the Oblonskis. Kitty's baby is born, and in the beginning of May 1876 we visit, with 
Oblonski, Karenin in St. Petersburg. Then back again to Moscow. Now begins a series of chapters, from 23 to the end of part 
seven, devoted to Anna's last days. Her death, by suicide, is in mid-May 1876. 1 have already given my account of those 
immortal pages. 

Part eight, the last one, is a rather cumbersome machine, consisting of nineteen chapters. Tolstoy uses a device that he has 
used several times in the course of the novel, the device of having a character move from one place to another place and 



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Vladimir Nabokov: Lectures on Russian literature 

thus transfer the action from one set of people to another.* Trains and coaches play a significant part in the novel: we have 
Anna's two train journeys in the first part, from Petersburg to Moscow and back to Petersburg. Oblonski and Dolly are at 
various points the traveling agents of the story, taking the reader with them wherever Tolstoy wants the reader to be. In 
fact, Oblonski is finally given a soft job with a big salary for services rendered to the author. Now in the first five chapters of 
the last, eighth, part, we have Lyovin's half-brother Sergey travel on the same train with Vronski. The date is easy to 
establish because of the various allusions to war news. The Slavs of Eastern Europe, the Serbians and Bulgarians, were 
fighting the Turks. This is August 1876; a year later Russia will actually proclaim war with Turkey. Vronski is seen at the 
head of a detachment of volunteers leaving for the front. Sergey, on the same train, is on his way to visit the Lyovins, and 
this takes care not only of Vronski but also of Lyovin.The last chapters are devoted to Lyovin's family life in the country and 
to his conversion when he gropes for God with Tolstoy giving directions. 

From this account of the structure of Tolstoy's novel it will be seen that the transitions are far less supple, far less 
elaborate, than the transitions from group to group in Madame Bovary within chapters. The brief abrupt chapter in Tolstoy 
replaces the flowing paragraph in Flaubert. But it will be also noted that Tolstoy has more lives on his hands than had 
Flaubert. With Flaubert a ride on horseback, a walk, a dance, a coach drive between village and town, and innumerable 
little actions, little movements, make those transitions from scene to scene within the chapters. In Tolstoy's novel great, 
clanging, and steaming trains are used to transport and kill the characters — and any old kind of transition is used from 
chapter to chapter, for instance beginning the next part or next chapter with the simple statement that so much time has 
passed and now this or that set of people are doing this or that in this or that place. There is more melody in Flaubert's 
poem, one of the most poetical novels ever composed; there is more might in Tolstoy's great book. 

This is the moving skeleton of the book, which I have given in terms of a race, with the seven lives at first abreast, then 
Vronski and Anna pressing forwards, leaving Lyovin and Kitty behind, then again all seven are abreast, and again with the 
funny jerking movement of a brilliant toy Vronski and Anna take the lead, but not for long. Anna does not finish the race. 
Of the six others, only Kitty and Lyovin retain the interest of the author. 

IMAGERY 

Imagery may be defined as the evocation, by means of words, of something that is meant to appeal to the reader's sense of 
color, or sense of outline, or sense of sound, or sense of movement, or any other sense of perception, in such a way as to 
impress upon his mind a picture of fictitious life that becomes to him as living as any personal recollection. For producing 
these vivid images the writer has a wide range of devices from the brief expressive epithet to elaborate word pictures and 
complex metaphors. 

1) Epithets. Among these to be noted and admired are the "limply plopping" and "scabrous" as applied so magnificently to 
the slippery insides and rough outsides of the choice oysters Oblonski enjoys during his restaurant meal with Lyovin. Mrs. 
Garnett omitted to translate these beautiful shlyupayushchie and sbershavye; we must restore them. Adjectives used in the 
scene of the ball to express Kitty's adolescent loveliness and Anna's dangerous charm should also be collected by the 
reader. Of special interest is the fantastic compound adjective, literally meaning "gauzily-ribbonly-lacily-iridescent" 
(tyulevo-lento-kruzhevno-tsvetnoy), used to describe the feminine throng at the ball. The old Prince Shcherbatski calls a 
flabby type of elderly clubman, shlyupik, pulpy thing, a child's word for a hard boiled egg that has become quite pulpy and 
spongy from too much rolling in a Russian Easter game where eggs are rolled and knocked at each other. 

2) Gestures. Oblonski, while his upper lip is being shaved, answering his valet's question (Is Anna coming with her husband 
or alone) by lifting one finger; or Anna, in her talk with Dolly, illustrating Steve's spells of moral oblivion by making a 
charming blurred gesture of obliteration before her brow. 



VN interlines but deletes a remark to the class, "You remember what we called the 'sifting agent.' "The reference is to his Dickens lecture the preceding 
semester where he analyzed the structural function of characters whom he called "perries," used chiefly to bring characters together or to provide 
information by conversing with them. See the first volume, Lectures on Literature, p. 98. Elsewhere he calls Oblonski a kind of "perry." — Ed. 



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Vladimir Nabokov: Lectures on Russian literature 

3) Details Of Irrational Perception. Many examples in the account of Anna's half dream on the train. 

4) Colorful Comedy Traits. As when the old Prince thinks he is mimicking his wife as he grotesquely simpers and curtseys 
when speaking of matchmaking. 

5) Word Pictures. These are innumerable: Dolly miserably sitting at her dressing table and the rapid deep-chested voice in 
which, disguising her distress, she asks her husband what he wants; Grinevich's convexedly-tipped fingernails; the old 
sleepy blissful hound's sticky lips — are all delightful and unforgettable images. 

6) Poetical Comparisons. Seldom used by Tolstoy, appealing to the senses, such as the charming allusions to diffuse sunlight 
and a butterfly, when Kitty is described on the skating rink and at the ball. 

7) Utilitarian Comparisons. Appealing to the mind rather than to the eye, to the ethical sense rather than to the esthetical 
one. When Kitty's feelings before the ball are compared to those of a young man before a battle, it would be ridiculous to 
visualize Kitty in a lieutenant's uniform; but as a rational black-and-white verbal scheme the comparison works nicely and 
has the parable note that Tolstoy cultivates so assiduously in certain later chapters. 

Not all is direct imagery in Tolstoy's text. The parable comparison grades insensibly into the didactic intonations with their 
meaningful repetitions that characterize Tolstoy's accounts of situations and states of mind. In this respect, the direct 
statements of chapter openings should be especially marked: "Oblonski had learned easily at school" or "Vronski had never 
had any real home life." 

8) Similes And Metaphors. The old curly birches of the gardens, with all their branches weighed down by snow, seemed 
decked in new festive vestments (Part one, chapter 9). 

But for Lyovin she was as easy to find in that crowd as a wild rose among nettles. Everything was made bright by her. She 

was the smile that shed light on all around her. The place where she stood seemed to him a holy shrine He walked 

down, for a long while avoiding looking at her as at the sun, but seeing her, as one does the sun, without looking (Chapter 
9). 

He felt as though the sun were coming near him (Chapter 9). 

like the sun going behind a cloud, her face lost all its friendliness (Chapter 9). 

The Tatar . . . instantly, as though worked by springs, laying down one bound bill of fare, he took up another, the list of 
wines (Chapter 10). 

she was unable to believe it, just as she would have been unable to believe that, at any time whatever, the most suitable 
playthings for children five years old ought to be loaded pistols (Chapter 12). 

Kitty experienced a sensation akin to the sensation of a young man before battle (Chapter 13). 

Anna speaking: "I know that blue haze like the mist on the mountains in Switzerland. That mist which covers everything in 
that blissful time when childhood is just ending, and out of that vast circle, happy and gay [there is a path growing 
narrower and narrower]" (Chapter 20). 

the rustle of movement like an even humming stir as from a hive (Chapter 22). 

this air she had of a butterfly clinging to a grass blade, and just about to flutter up again with iridescent wings spread 
(Chapter 23). 



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Vladimir Nabokov: Lectures on Russian literature 

And on Vronski'sface . . . she [Kitty] saw that look that had struck her . . . like the expression of an intelligent dog when it 
has done wrong (Chapter 23). 

But immediately as though slipping his feet into old slippers, he [Vronski] dropped back into the light-hearted, pleasant 
world he had always lived in (Chapter 24). 

Comparisons may be similes or metaphors, or a mixture of both. Here are some models of comparison: 

The simile model: 

Between land and sea the mist was like a veil 

This is a simile. Such links as "like" or "as" are typical of the simile: one object is like another object. 

If you go on to say the mist was like the veil of a bride, this is a sustained simile with elements of mild poetry; but if you say, 
the mist was like the veil of a fat bride whose father was even fatter and wore a wig, this is a rambling simile, marred by an 
illogical continuation, of the kind Homer used for purposes of epic narration and Gogol used for grotesque dream-effects. 

Now the metaphor model: 

The veil of the mist between land and sea. 

The link "like" has gone; the comparison is integrated. A sustained metaphor would be: 

The veil of the mist was torn in several places 

since the end of the phrase is a logical continuation. In a rambling metaphorthere would be an illogical continuation. 

The Functional Ethical Comparison. 

A peculiarfeature of Tolstoy's style is that whatever comparisons, whatever similes, or metaphors, he uses, most of them 
are used not for an esthetical purpose but for an ethical one. In other words his comparisons are utilitarian, are functional. 
They are employed not to enhance the imagery, to give a new slant to our artistic perception of this or that scene; they are 
employed to bring out a moral point. I call them, therefore, Tolstoy's moral metaphors or similes — ethical ideas expressed 
by means of comparisons. These similes and metaphors are, I repeat, strictly functional, and thus rather stark, and 
constructed according to a recurrent pattern. The dummy, the formula, is: "He felt like a person who. ..." A state of 
emotion — this is the first part of the formula — and then a comparison follows: "a person who . . ."etc. I shall give some 
examples. 

(Lyovin thinking of married life.) At every step he experienced what a man would experience who, after admiring the 
smooth, happy course of a little boat on a lake, should enter that little boat himself. He discovered that it was not enough 
to sit still, keeping balance; that one had also to maintain, without a moment's inattention, the right direction, that there 
was water underneath and one had to row, that one's unaccustomed hands hurt; and that only looking at it had been easy; 
but that doing all this, though very delightful, was very difficult (Part five, chapter 14). 

(During a tiff with his wife.) He was offended for the first instant, but the very same second he felt that he could not be 
offended by her, that she was himself. During that first instant he felt as a man feels when, having suddenly received a 
violent blow from behind, he turns round, angry and eager to avenge himself, to look for his antagonist, and finds that he 
has merely struck himself accidentally, and there is no one to be angry with, and he must endure and soothe the pain 
(ibid.). 



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Vladimir Nabokov: Lectures on Russian literature 

To remain under such undeserved reproach was a wretched situation, but to make her suffer by justifying himself was 
worse still. Like a man half-awake in an agony of pain, he craved to tear out and fling away the aching part, and upon 
awaking, felt that the aching part was himself, (ibid.). 

. . . the saintly image of Madame Stahl which she [Kitty] had carried for a whole month in her heart, vanished, never to 
return, just as a human figure seen in some clothing carelessly thrown on a chair vanishes the moment one's eye unravels 
the pattern of its folds (Part two, chapter 34). 

He [Karenin] experienced a feeling like a man who, after calmly crossing a precipice by a bridge, should suddenly discover 
that the bridge was dismantled, and that there was an abyss below (Part two, chapter 8). 

He experienced a feeling such as a man might have, returning home and finding his own house locked up (Part two, 
chapter 9). 

Like an ox with head bent, submissively he awaited the blow [of the obukh] which he felt was lifted over him (Part two, 
chapter 10). 

He [Vronski] very quickly perceived that though society was open to him personally, it was closed to Anna. Just as in the 
parlor game of cat and mouse [with one person in a circle of players and the other outside], the linked hands raised for him 
were lowered to bar the way for her (Part five, chapter 28). 

He could not go anywhere without running into Anna's husband. So at least it seemed to Vronski, just as it seems to a man 
with a sore finger continually, as though on purpose, grazing his sore finger on everything (ibid.). 

NAMES 

In speaking to a person, the most ordinary and neutral form of address among cultured Russians is not the surname but 
the first name and patronymic, Ivan Ivanovich (meaning "Ivan, son of Ivan") or Nina Ivanovna (meaning "Nina, daughter of 
Ivan"). The peasant may hail another as "Ivan" or "Vanka," but otherwise only kinsmen or childhood friends, or people who 
in their youth served in the same regiment, etc., use first names in addressing each other. I have known a number of 
Russians with whom I have been on friendly terms for two or three decades but whom I would not dream of addressing 
otherwise than Ivan Ivanovich or Boris Petrovich as the case may be; and this is why the ease with which elderly Americans 
become Harrys and Bills to each other after a couple of highballs strikes formal Ivan Ivanovich as impossibly absurd. 

A man of parts whose full name is, say, Ivan Ivanovich Ivanov (meaning "Ivan, son of Ivan, surnamed Ivanov"; or in 
American parlance, "Mr. Ivan Ivanov, Jr.") will be Ivan Ivanovich (often contracted to "Ivan Ivanych": "y" pronounced as "u" in 
"nudge") to his acquaintances and to his own servants; barin (master) or "Your Excellency" to servants in general; "Your 
Excellency" also to an inferior in office if he happens to occupy a high bureaucratic position; Cospodin (Mr.) Ivanov to a 
wrathful superior — or to somebody who in desperation has to address him but does not know his first name and 
patronymic; Ivanov to his teachers at high school; Vanya to his relatives and close childhood friends; Jean to a simpering 
female cousin; Vanyusha or Vanyushenka to his fond mother or wife; Vanechka Ivanov, or even Johnny Ivanov, to the beau 
monde if he is a sportsman or a rake, or merely a good-natured, elegant nonentity. This Ivanov may belong to a noble but 
not very old family since surnames derived from first names imply comparatively short genealogical trees. On the other 
hand, if this Ivan Ivanovich Ivanov belongs to the lower classes — is a servant, a peasant, or a young merchant — he may be 
called Ivan by his superiors, Vanka by his comrades, and Ivan Ivanych ("Mr. Johnson") by his meek kerchiefed wife; and if he 
is an old retainer, he may be addressed as Ivan Ivanych in sign of deference by the family he has served for half a century; 
and a respectable old peasant or artisan may be addressed by the weighty "Ivanych." 

In the matter of titles, Prince Oblonski or Count Vronski or Baron Shilton meant in old Russia exactly what a prince, a count, 
or a baron would mean in continental Europe, prince corresponding roughly to an English duke, count to earl, baron to 
baronet. It should be noted, however, that titles did not imply any kinship to the Tsar's family, the Romanovs (the Tsar's 

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immediate relatives were called Grand Dukes) and that many families of the oldest nobility never had a title. Lyovin's 
nobility was older than Vronski's. A man of comparatively unglamorous origin but a favorite of the Court might receive the 
title of Count from the Tsar and it seems likely that Vronski's father had been ennobled that way. 

To force upon a foreign reader the use of a dozen names, mostly unpronounceable to him, for the designation of one 
person is both unfair and unnecessary. In the appended list I have given full names and titles as employed by Tolstoy in the 
Russian text; but in my revised translation* I have ruthlessly simplified addresses and allowed a patronymic to appear only 
when the context absolutely demanded it. (See also Notes 6, 21, 30, 68, 73, 79, 89.) 

A complete list of characters that appear, or are mentioned, in part one of Anna Karenin (note stress accents and the 
revised spelling of names): 

The Oblonski-Shcherbatski Croup 

Oblonski, Prince Stepan Arkadievich ("son of Arkadi"); anglicized diminutive of first name: Steve; aged 34; of ancient 
nobility; formerly (till 1869) served in Tver, his hometown, a city north of Moscow; is now (1872) head of one of the several 
government bureaus in Moscow; office hours: from around 11 a.m. to 2 p.m. and from 3 p.m. to around 5 p.m.; may also be 
seen on official business at his residence; has a house in Moscow and a country estate (his wife's dowry), Ergushovo, 
twenty miles from Lyovin's estate Pokrovskoe (presumably in the Province of Tula, south of Moscow, Central Russia). 

His wife, Dolly (anglicized diminutive of Daria; the Russian diminutive is Dasha or Dashenka); full name: Princess Daria 
Aleksandrovna ("daughter of Aleksandr") (wife of) Oblonski, born Princess Shcherbatski; aged 33 ; has been married nine 
years in part one. 

Their five children (in February 1872), three girls and two boys: the eldest (aged eight) Tanya (diminutive of Tatiana); Grisha 
(diminutive of Grigori); Masha (Maria); Lili (Elizaveta); and baby Vasya (Vasilf). A sixth child is to be born in March, and two 
children have died, making eight in all. In part three when they go to their country place Ergushovo in late June 1872, the 
baby is three months old. 

Dolly's brother, unnamed, drowned around 1860 in the Baltic; and two sisters: Natalia (French form: Nathalie), married to 
Arseni Lvov, a diplomat and later an official at the Palace Offices (they have two boys, one called Mfsha, diminutive of 
MihaTI); and Kitty (anglicized diminutive of Ekaterina; Russian diminutive: Katya, Katenka), aged 18. 

Prince Nikolay Shcherbatski, a cousin. 

Countess Maria Nordston, a young married woman, Kitty's friend. 

Prince Aleksandr Shcherbatski, a Moscow nobleman, and his wife ("the old Princess") are the parents of Dolly, Nathalie, and 
Kitty. 

Filip Ivanych Nikftin and Mihail Stanislavich Grinevich, officials of Oblonski's bureau. 

Zahar Nikftich (first name and patronymic), Oblonski's secretary. 

Fomin, a shady character in a case under discussion at Oblonski's office. 



Along with the other sections of what is called the Commentary in this volume, Nabokov intended the account of names to be part of the prefatory 
matter to a textbook edition of Anna Karenin that would have contained a new translation. It is particularly unfortunate that this project was never 
completed. Ed. 



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Alabin, a society friend of Oblonski. 

Prince Golitsyn, a gentleman dining with a lady at the Hotel d'Angleterre. 

A Mr. Brenteln who married a Princess Shahovskoy. 

Countess Banin, a lady at whose house Oblonski attends a rehearsal of some private theatricals. 

Mrs. Kalinin, a staff captain's widow, with a petition. 

Mile. Roland, formerly the French governess of Oblonski's children, now his mistress. She will be replaced in part four, 
chapter 7, about two years later (winter 1873-1874) by a young ballerina Masha Chibisova. 

Miss Hull, their English governess. 

Mile. Linon, the old French governess of Dolly, Nathalie, and Kitty. 

Matryona Filimonovna ("daughter of Filimon"), no surname; diminutive: Matryosha; the old nurse of the Shcherbatski girls, 
now nursing the Oblonski children. Her brother, a cook. 

Matvey(the English would be Matthew), Oblonski's old valet and butler. 

Other servants of the Oblonski household: Mar'ya, a housekeeper of sorts; a chef; an assistant (female) cook, who prepares 
the servants' meals; several anonymous maids; a footman; a coachman; a daily barber, and a weekly clockwinder. 

The Bobrishchevs, the Nikitins, the Mezhkovs, Moscow families mentioned by Kitty in connection with gay and dull balls. 
Korsunski, Egorushka (diminutive of Georgi), an amateur conductor of dances at the balls given by his friends. 

His wife, Lydie (Lidia). 

Miss Eletski, Mr. Krivin, and other guests at the ball. 

The Karenin Croup 

Karen in (rhymes with "rain in' "), AlekseyAleksandrovich ("son of Aleksandr"), Russian nobility of unspecified ancientry, 
formerly (around 1863) Governor of Tver; now a statesman occupying a high rank in one of the Ministries, apparently 
Interior or Imperial Estates; has a house in Petersburg. 

His wife, Anna Arkadievna ("daughter of Arkadi") Karenin, born Princess Oblonski, Steve's sister. Married eight years. 

Seryozha (diminutive of Sergey), their son, in his eighth year in 1872. 

Countess Lidia Ivanovna ("daughter of Ivan"), no surname mentioned, a friend of the Karenins, fashionably interested in the 
union of Catholic religions (Greek and Roman) and of the Slav nations. 

Pravdin, a vaguely Masonic correspondent of hers. 

Princess Elizaveta Fyodorovna Tverskoy; anglicized diminutive: Betsy; Vronski's first cousin, married to Anna's first cousin. 

Ivan Petrovich (first name and patronymic), no surname given, a gentleman from Moscow, Anna's acquaintance, who 
happens to travel on the same train with her. 

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Vladimir Nabokov: Lectures on Russian literature 
An anonymous railway guard, crushed by a backing train; leaves a widow and a large family. 

A number of people, passengers and officials, on trains and railway stations. 

Annushka (lowly diminutive of Anna), Anna Karenin's maid. 

Mariette, Seryozha's French governess, surname not given; at end of part four is replaced by Miss Edwards. 

Kondrati (first name), one of the Karenins' coachmen. 

The Vrdnski Croup 

Vronski, Count Aleksey Kinlych, son of Count Kiril Ivanovich Vronski; diminutive Alydsha; a Cavalry Captain (rotmistr) of the 
Guards and aide-de-camp at the Court; stationed in Petersburg; in Moscow on leave of absence; has an apartment in St. 
Petersburg in the Morskaya Street (a fashionable quarter) and a country estate Vozdvizhenskoe, some fifty miles from 
Lyovin's estate, presumably in the Province of Tula, Central Russia. 

His elder brother, Aleksandr (French: Alexandre), living in St. Petersburg, Commander of a Regiment of the Guards, father of 
at least two daughters (the elder is called Marie) and of a newborn boy; his wife's name is Varya (diminutive of Varvara), 
nee Princess Chirkov, daughter of a Decembrist. Keeps a dancing-girl. 

Countess Vronski, mother of Aleksandr and Aleksey, has an apartment or house in Moscow and a country estate nearby, 
reached from a station (Obiralovka), a few minutes from Moscow on the Nizhegorodski line. 

Aleksey Vronski's servants: a German valet and an orderly; old Countess Vronski's maid and her butler Lavrenti, both 
traveling with her back to Moscow from Petersburg; and an old footman of the Countess who comes to meet her at the 
Moscow station. 

Ignatov, a Moscow pal of Vronski. 

Lieutenant "Pierre" Petritski, one of Vronski's best friends, staying in Vr6n-ski's Petersburg flat. 

Baroness Shflton, a married lady, Pierre's mistress. 

Captain Kamerovski, a comrade of Petn'tski's. 

Various acquaintances mentioned by Petritski: fellow officers Berkoshevand Buzulukov; a woman, Lora; Fertingof and 
Mileev, her lovers; and a Grand Duchess. (Grand Dukes and Grand Duchesses were Romanovs, i.e., relatives of the Tsar.) 

The Lyavin Croup 

Lydvin, Konstantm Dmitrich ("son of Dmitri"), scion of a noble Moscow family older than the Count Vronski's; Tolstoy's 
representative in the world of the book; aged 32; has an estate, Pokrovskoe, in the "Karazinski" District and another in the 
Seleznyovski District, both in Central Russia. ("Province of Kashin" — presumably the Province of Tula.) 

Nikolay, his elder brother, a consumptive crank. 

Maria Nikolaevna, first name and patronymic, no surname given; diminutive: Masha; she is Nikolay's mistress, a reformed 
prostitute. 

Nikolay's and Konstantin's sister, unnamed; living abroad. 

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Vladimir Nabokov: Lectures on Russian literature 

Their elder half brother, Sergey Ivanovich Koznyshev, a writer on philosophic and social questions; has a house in Moscow 
and an estate in the Province of Kashin. 

A professor from the University of Kharkov, South Russia. 

Trubin, a cardsharp. 

Kritski, an acquaintance of Nikolay Lydvin, embittered and leftist. 

Vanyushka, a boy, adopted at one time by Nikolay Lyovin, now a clerk in the office of Pokrovskoe, the Lyovins' estate. 

Prokofi, Koznyshev's man servant. 

Menials on Konstantin Lyovin's estate: Vasili Fyodorovich (first name and patronymic), the steward; Agafia Mihaylovna 
(first name and patronymic), formerly nurse of Lyovin's sister, now his housekeeper; Filip, a gardener; Kuzma, a house 
servant; Ignat, a coachman; Semyon, a contractor; Prohor, a peasant. 

Commentary Notes (part one)* 

No. 1 All was confusion in the Oblonski's house 

In the Russian text, the word dom (house, household, home) is repeated eight times in the course of six sentences. This 
ponderous and solemn repetition, dom, dom, dom, tolling as it does for doomed family life (one of the main themes of the 
book), is a deliberate device on Tolstoy's part (p. 3). 

No. 2 Alabin, Darmstadt, America 

Oblonski with several of his friends, such as Vronski and presumably Alabin, is considering arranging a restaurant supper in 
honor of a famous songstress (see note 75); these pleasant plans permeate his dream and mingle with recollections of 
recent news in the papers: he is a great reader of political hodge-podge. I find that about this time (February 1872) the 
Cologne Gazette at Darmstadt (capital of the Grand Duchy of Hesse, part of the new German Empire in 1866) was devoting 
much discussion to the so-called Alabama claims (generic name applied to claims for indemnity made by the U. S. upon 
Great Britain because of the damage done to American shipping during the Civil War). In result Darmstadt, Alabin, and 
America get mixed up in Oblonski's dream (p.4). 

No. 3 77 mio tesoro 

"My Treasure." From Mozart's Don Giovanni (1787), it is sung by Don 

Ottavio, whose attitude toward women is considerably more moral than Oblonski's (p.4). 

No. 4 But while she was in the house I never took any liberties. And the worst of the matter is that she is already . . . 

The first "she" refers to Mile. Roland, the second to Oblonski's wife Dolly, who is already eight months pregnant (Dolly is to 
be delivered of a girl at the end of the winter, that is in March) (p. 6). 

No. 5 Livery stable 



Page references are to the 1935 Modern Library Edition; but the key phrases sometimes represent Nabokov's retranslations. 



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Vladimir Nabokov: Lectures on Russian literature 
Where the Oblonskis rented a carriage and a pair. Now the rent is due (p. 7). 

No. 6 Anna Arkadievna, Daria Aleksandrovna 

In speaking to a servant, Oblonski refers to his sister and wife by their first names and patronymics. In the reference to 
Dolly, there would not have been much difference had he said knyaginya (the Princess) or barynya (the Mistress) instead of 
"Daria Aleksandrovna" (p. 7). 

No. 7 Side whiskers 

Fashionable in the seventies throughout Europe and America (p. 7). 

No. 8 You want to try 

Matvey reflects that his master wishes to see if his wife will react to the news in the same way as she would have before 
their estrangement (p. 8). 

No. 9 Things will arrange themselves 

The old servant uses a comfortably fatalistic folksy term: obrazuetsya, things will take care of themselves, it will be all right 
in the long run, this too will pass (p. 8). 

No. 10 He who likes coasting . . . 

The nurse quotes the first part of a common Russian proverb : "He who likes coasting should like dragging his little sleigh" 
(p.8). 

No. 11 Flushing suddenly 

Cases of flushing, blushing, reddening, crimsoning, coloring, etc. (and the opposite action of growing pale), are prodigiously 
frequent throughout this novel and, generally, in the literature of the time. It might be speciously argued that in the 
nineteenth century people blushed and blanched more readily and more noticeably than today, mankind then being as it 
were younger; actually, Tolstoy is only following an old literary tradition of using the act of flushing, etc., as a kind of code 
or banner that informs or reminds the reader of this or that character's feelings (p. 9). Even so the device is a little overdone 
and clashes with such passages in the book where, as in Anna's case, "blushing" has the reality and value of an individual 
trait. 

This may be compared to another formula Tolstoy makes much use of: the "slight smile," which conveys a number of 
shades of feeling — amused condescension, polite sympathy, sly friendliness, and so on. 

No. 12 A merchant 

The name of this merchant (p. 9), who eventually does acquire that forest at Ergushovo (the Oblonski's estate), is Ryabinin: 
he is to appear in part two, chapter 16. 

No. 13 Still damp 

In the old system of making-ready, as employed in Russia and elsewhere by printers of newspapers, it was necessary to 
dampen paper before it could be satisfactorily printed. Hence a newspaper copy fresh from the press would be dampish to 
the touch (p.9). 



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No. 14 Oblonski's newspaper 

The mildly liberal newspaper Oblonski read was no doubt the Russian Gazette (Russkie Vedomosti), a Moscow daily (since 
1868) (p.9). 

No. 15 Ryurik 

In the year a. d. 862, Ryurik, a Northman, the chief of a Varangian (Scandinavian) tribe, crossed the Baltic from Sweden and 
founded the first dynasty in Russia (862-1598). This was followed, after a period of political confusion, by the reign of the 
Romanovs (1613-1917), a much less ancient family than the descendants of Ryurik. In Dolgorukov's work on Russian 
genealogy, only sixty families descending from Ryurik are listed as existing in 1855. Among these are the Obolenskis of 
which name "Oblonski" is an obvious and somewhat slatternly imitation, (p. 10). 

No. 16 Bentham and Mill 

Jeremy Bentham (1740-1832), English jurist, and James Mill (1773-1836), Scotch economist; their humane ideals appealed 
to Russian public opinion (p. II). 

No. 17 Beust rumored to have traveled to Wiesbaden 

Count Friedrich Ferdinand von Beust (1809-1886), Austrian statesman. Austria was at the time a regular wasp's nest of 
political intrigue, and much speculation was aroused in the Russian press when on November 10 new style, 1871, Beust 
was suddenly relieved of his function as Imperial Chancellor and appointed Ambassador to the Court of St. James. Just 
before Christmas, 1871, immediately after presenting his credentials, he left England to spend two months with his family 
in North Italy. According to the gazettes of the day and to his own memoirs (London, 1887), his return to London via 
Wiesbaden coincided with preparations for the thanksgiving service to be held in St. Paul's Tuesday, February 17/15, 1872, 
for the recovery (from typhoid fever) of the Prince of Wales. Of Beust's passage through Wiesbaden on his way back to 
England Oblonski read on a Friday; and the only Friday available is obviously February 23/11, 1872 — which fixes nicely the 
opening day of the novel (p. 11). 

Some of you may still wonder why I and Tolstoy mention such trifles. To make his magic, fiction, lookreo/the artist 
sometimes places it, as Tolstoy does, within a definite, specific historical frame, citing fact that can be checked in a 
library — that citadel of illusion. The case of Count Beust is an excellent example to bring into any discussion about so- 
called real life and so-called fiction. There on the one hand is a historical fact, a certain Beust, a statesman, a diplomat, who 
not only has existed but has left a book of memoirs in two volumes, wherein he carefully recalls all the witty repartees, and 
political puns, which he had made in the course of his long political career on this or that occasion. And here, on the other 
hand, is Steve Oblonski whom Tolstoy created from top to toe, and the question is which of the two, the "real-life" Count 
Beust, or the "fictitious" Prince Oblonski is more alive, is more real, is more believable. Despite his memoirs — long-winded 
memoirs full of dead cliches — the good Beust remains a vague and conventional figure, whereas Oblonski, who never 
existed, is immortally vivid. And furthermore, Beust himself acquires a little sparkle by his participating in a Tolstoyan 
paragraph, in a fictitious world. 

No. 18 They (Crisha and Tanya) were in the act of propelling something, and then something fell All is confusion, thought 

Oblonski. 

This little accident to a simulated train against a background of confusion in the adulterer's home will be marked by the 
good reader as a subtle premonition, devised by Tolstoy's farsighted art, of a considerably more tragic catastrophe in part 
seven of the book. And what is especially curious is that Anna's little boy Seryozha, later in the book, plays at school at an 
invented game where the boys represent a moving train; and when his house-tutor finds him despondent, the 
despondency is due not to his having hurt himself in that game but to his resenting the family situation (p. 11). 



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Vladimir Nabokov: Lectures on Russian literature 
No. 19 She is up . . . that means she's not slept again all night. 

Dolly usually rose later and would never have been up as early as that (it is now around 9:30 a.m.) had she slept normally 
through the night (p. 12). 

No. 20 Tanchurochka 

A further diminution fanciful and endearing, of the common diminutive "Tanya" or "Tanechka." Oblonski crosses it with one 
of the dochurochka, tender diminutives of dochka, the Russian word for "daughter" (p. 12). 

No. 21 Petitioner 

Oblonski, as any high official, was in a position to hasten the proceedings of a case or to cut through the red tape, or 
sometimes even to influence a dubious issue. The petitioner's visit may be compared to seeing one's Congressman in quest 
of a special favor. Naturally, there were more plain people among petitioners than high-born and influential ones, since 
Oblonski's personal friend or social equal could ask him for a favor at a dinner or through a common friend (p. 12). 

No. 22 The dockman 

There was, in the homes of Russian gentlemen, a custom of having a clockmaker (who happens to be a German here) come 
once a week, generally on Fridays, to check and wind the desk clocks, wall clocks, and grandfather clocks in the house. This 
paragraph defines the day of the week on which the story begins. For a novel in which time plays such an important part, a 
clockman is just the right person to start it on its way (p. 17). 

No. 23 Ten rubles 

In the early seventies of the last century, one ruble was about three-quarters of a dollar, but the purchasing power of a 
dollar (one ruble thirty) was in some respects considerably higher than today. Roughly speaking, the government salary of 
six thousand per year that Oblonski was paid in 1872 would correspond to four thousand five hundred dollars of 1872 (at 
least fifteen thousand dollars of today, untaxed).* 

No. 24 And the worst of the matter . . . 

The worst of the matter, Dolly reflects, is that in a month or so she is going to have a child (p. 18). This is on Tolstoy's part a 
nicely devised echo of Oblonski's thoughts on the same subject (p. 6). 

No. 25 Complete liberalism 

Tolstoy's own notion of "liberalism" did not coincide with Western democratic ideals and with true liberalism as 
understood by progressive groups in old Russia. Oblonski's "liberalism" is definitely on the patriarchal side and we shall also 
note that Oblonski is not immune to conventional racial prejudice (p. 20). 

No. 26 Uniform 

Oblonski changed from a lounge coat he wore into a government official's uniform (e.g., a green frock coat) (p. 20). 

No. 27 The Penza Provincial Office 



Perhaps more than $60,000 as of 1980. Ed. 



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Vladimir Nabokov: Lectures on Russian literature 
Penza, main city in the Province of Penza, east central Russia (p. 20). 

No. 28 Kamer-yunker 

German Kammerjunker, English (approximately) gentleman of the King's bedchamber. One of the several Russian court 
ranks, of an honorary nature, with such tame privileges as, for instance, the right to attend court balls. The mention of this 
title in connection with Crinevich merely implies that he belonged, and prided himself in belonging, to a socially more 
prominent set than his colleague, the plodding old bureaucrat Nikitin (p. 21 ). The latter is not necessarily related to the 
Nikitins mentioned by Kitty on p. 86. 

No. 29 Kitty's education 

Though high schools for women began to come into existence as early as 1859, a noble family of the Shcherbatski type 
would either send their daughters to one of the "Institutes for Young Noblewomen," that dated back to the eighteenth 
century, or have them educated at home by governesses and visiting teachers. The programme would consist of a 
thorough study of French (language and literature), dancing, music, drawing. In many families, especially in St. Petersburg 
and Moscow, English would run a close second to French. 

A young woman of Kitty's set would never go out-of-doors unattended either by a governess or by her mother or by both. 
She would be seen walking only at a certain fashionable hour on a certain fashionable boulevard, and on these occasions a 
footman would be following a few steps behind — both for protection and prestige. 

No. 30 Lyovin 

Tolstoy wrote "Levin," deriving the surname of this character (a Russian nobleman and the representative of a young 
Tolstoy in the imaginary world of the novel) from his own first name "Lev" (Russian for "Leo"). Alphabetically the Russian "e" 
is pronounced "ye" (as in "yes")> but in a number of instances it may have the sound of "yo" (as in "yonder"). Tolstoy 
pronounced his first name (spelled "Lev" in Russian) as "Lvov" instead of the usual "Lyev." I write "Lyovin" instead of "Levin," 
not so much to avoid any confusion (the possibility of which Tolstoy apparently did not realize) with a widespread Jewish 
surname of a different derivation, as to stress the emotional and personal quality of Tolstoy's choice (p.2l). 

Lvov 

In giving to Nathalie Shcherbatski's husband, a diplomat with extremely sophisticated manners, the surname Lvov, Tolstoy 
used a common derivative from "Lev" as if to point out another side of his, Tolstoy's, personality in his youth, namely the 
desire to be absolutely comme ilfaut. 

No. 31 Oblonski was on familiar terms 

Russians (as well as the French and the Gemans) when addressing intimates use the singular "thou" (French tu, Germane) 
instead of "you." This isty in Russian, the "y" being pronounced somewhat as "u" in "tug." Although generally speaking the 
ty would go with the use of the interlocutor's first name, a combination of ty with the surname, or even with first name 
and patronymic, occurs not infrequently (p. 22). 

No. 32 An active member of the zemstvo, a new type of man in this respect 

The zemstvos (created by a government act of January 1, 1864) were district and provincial assemblies with councils elected 
by three groups: landowners, peasants, and townspeople. Lyovin had been at first an eager supporter of these 
administrative boards but now objected to them on the grounds that landowner members were steering their needier 
friends into various lucrative positions (p. 23). 



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No. 33 New suit 

According to fashion plates of the time, Lyovin probably wore a well-cut short coat ("sack coat") with a braid edge, and then 
changed into a frock coat for his evening visit to the Shcherbatskis (p. 24). 

No. 34 Curin 

A merchant name implying a good but not smart restaurant, adequate for a friendly lunch around the corner (p. 24). 

No. 35 Eight thousand acres in the Karazinski district 

The allusion is clearly to a district in the Province of Tula (further disguised as "Kashin"), Central Russia, south of Moscow, 
where Tolstoy possessed a considerable amount of land himself. A "province" (or "government," guber-niya) consisted of 
districts (uezdy), and this one consisted of twelve such districts. Tolstoy invented "Karazinski," fancifully deriving it from 
Karazin (the name of a famous social reformer, 1773-1842), and combining Krapivenski District, where his own estate, 
Yasnaya Poly ana, was situated (about eight miles from Tula on the Moscow-Kursk line), with the name of a neighboring 
village (Karamyshevo) (p. 26). Lyovin had also land in the "Selez-nyovski" district of the same ("Kashin") province. 

No. 36 Zoological Garden 

Tolstoy has in view a skating rink on the Presnenski Pond or some part of it, just south of the Zoo, in the north-west corner 
of Moscow (p. 26). 

No. 37 Red stockings 

According to my source (Mode in Costume, by R. Turner Wilcox, New York, 1948, p. 308) purple and red in petticoats and 
stockings were great favorites with Parisian young ladies around 1870 — and fashionable Moscow, of course, followed 
Paris. The shoe in Kitty's case would probably be a buttoned bottine of fabric or leather (p. 28). 

No. 38 A very important philosophical question 

Tolstoy did not bother to go very far for a suitable subject. Problems of mind versus matter are still discussed all over the 
world; but the actual question as defined by Tolstoy was by 1870 such an old and obvious one, and is stated here in such 
general terms, that it hardly seems likely a professor of philosophy would travel all the way (over 300 miles) from Kharkov 
to Moscow to thrash it out with another scholar (p. 30). 

No. 39 Keiss, Wurst, Knaust, Pripasov 

Although according to the Allgemeine Deutsche Biographie (Leipzig, 1882), there was a German educator Raimond Jacob 
Wurst (1800-1845) and a sixteenth-century song-maker Heinrich Knaust (or Knaustinus), I can find no Keiss, let alone 
Pripasov, and prefer to think that Tolstoy wittily invented wholesale that string of materialistic philosophers with — in 
plausible percentage — one Russian name in the wake of three German ones (P-3l). 

No. 40 The skating ground 

Ever since the beginning of history, when the first skates were fashioned from the cannon bone of a horse, boys and young 
men used to play on the ice of frozen rivers and fens. The sport was extremely popular in old Russia, and by 1870 had 
become fashionable for both sexes. Club-skates of steel, round-toed or pointed, were strapped to the shoe and kept firm by 
clamps, spikes, or screws that entered the sole. This was before the time that special skating-boots, with skates 
permanently fixed to them, were used by good skaters (p. 34). 



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Vladimir Nabokov: Lectures on Russian literature 

No. 41 The old curly birches of the garden, with all their branches weighed down by snow, seemed decked in new festive 
vestments 

As previously noted, Tolstoy's style, while freely allowing the utilitarian ("parabolic") comparison, is singularly devoid of 
poetical similes or metaphors intended to appeal primarily to the artistic sense of the reader. These birch-trees (with the 
"sun" and "wild rose" comparisons further) are an exception. They will presently cast a few spicules of their festive frost 
onto the fur of Kitty's muff (p. 35). 

It is curious to compare Lyovin's awareness of these emblematic trees here, at the commencement of his courtship, with 
certain other old birches (to be first mentioned by his brother Nikolay), that are worried by a crucial summer storm in the 
last part of the book. 

No. 42 Behind chairs 



A beginner might toddle along in his awkward skates 
clinging to the back of a chair painted green, on wooden 
runners, and in these same chairs ladies might be driven 
around by a friend or paid attendant (p. 35). 

No. 43 Russian garb 

This lad, a gentleman's son, wears for skating the winter 
attire of the lower classes, or a stylized version of it — high 
boots, short belted coat, sheepskin cap (p. 36). 



No. 44 We are at home on Thursdays, 
day?" said Lyovin 



"Which means to- 




This is a slip on Tolstoy's part; but then, as previously 
mentioned, Lyovin's time throughout the book is prone to 
lag behind the time of the other characters. The Oblonskis, 
and we, know it is Friday (chapter 4), and later references 
to Sunday confirm this (p.40). 

No. 45 The Hotel d'Angleterre or the Ermitage 







J«A 










m 











d 

. tvttX. **_, C* **t, / 



£/, 



i 






Nabokov's drawing of a costume such as Kitty wore when she 
The Ermitage is mentioned but not chosen, since it would skated with Lyovin. 

have been hardly seemly for a novelist to advertise one of 

the best Moscow restaurants (where, according to Karl Baedeker, writing in the nineties, i.e., twenty years later, a good 

dinner minus wine cost two rubles twenty-five, or a couple of old-time dollars). Tolstoy mentions it, along with his invented 

Angleterre, merely to point out the latter's gastronomic rank. It will be noted that dinner is at the old-fashioned time 

between five and six (p.40). 

No. 46 Sleigh 

Cabs for hire as well as private vehicles other than the kareta (a closed carriage on wheels, such as Oblonski used) were 
more or less snug sleighs for two people. Snow permitting the use of sleighs covered the streets of Moscow and Petersburg 
approximately from November to April (p.40). 

No. 47 Tatars 



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Vladimir Nabokov: Lectures on Russian literature 

Or, less, correctly, Tartars — a name given to nearly three million inhabitants of the former Russian Empire, chiefly Moslems 
and mostly of Turkic origin, remnants of the Mongol (Tatar) invasions of the thirteenth century. From the Province of 
Kazan, East Russia, a few thousand migrated in the nineteenth century to Petersburg and Moscow where some of them 
pursued the calling of waiters (p.4l). 

No. 48 The French girl at the buffet board 

Her job would be to supervise the buffet, and sell flowers (p.4l). 

No. 49 Prince Colitsyn 

A generalized gentleman here. The moralist in Tolstoy had such a distaste for "inventing" (although actually the artist in 
him invented a greater number of plausible people than any man before him except Shakespeare) that often in his drafts 
we find him using "real names" instead of the slightly camouflaged ones he superimposed later. Golitsyn is a well-known 
name, and in this case Tolstoy apparently did not bother to twist it into Goltsov or Litsyn in his final text (p.42). 

No. 50 Oysters 

Flensburg oysters: these came from German beds (on the North Sea coast of Schleswig Holstein, just south of Denmark), 
which from 1859 to 1879 were rented to a company in Flensburg on the Denmark border. 

Ostend oysters: ever since 1765 seed oysters had been brought from England to Ostend in Belgium. 

Both "Flensburg" and "Ostend" were small products in the seventies, and these imported oysters were highly esteemed by 
Russian epicures (p.42). 

No. 51 Cabbage soup and groats 

Shchi — z soup consisting mainly of boiled cabbage — and grechnevaya kasha — boiled buckwheat meal — were, and 
presumably still are, the staple food of Russian peasants, whose rustic fare Lyovin would partake of in his capacity of 
gentleman farmer, man of the soil, and advocate of his simple life. In my time, forty years later, to slurp shchi was as chic as 
to toy with any French fare (p.42). 

No. 52 Chablis, Nuits 

Burgundy wines, white and red respectively. The white wines known to us as Chablis are made in the Department of Yonne 
(eastern France) situated in the oldest viticultural district of Europe, namely the ancient province of Burgundy. Nuits (place 
name) St. Georges, which presumably was the waiter's suggestion, comes from vineyards north of Beaune, in the center of 
the Burgundy district (p.43). 

No. 53 Parmesan 

Cheese was eaten with bread as an hors-d'oeuvre and in between courses (p.43). 

No. 54 Gallant steeds 

Russia's greatest poet Aleksandr Pushkin (1799-1837) translated into Russian (from a French version) Ode UN of the so- 
called Anacreontea, a collection of poems attributed to Anacreon (born in the sixth century b.c. in Asia Minor, died at the 
age of 85), but lacking the peculiar forms of Ionic Greek in which he wrote according to authentic fragments quoted by 
ancient writers. Oblonski misquotes Pushkin horribly. Pushkin's version reads: Gallant steeds one recognizes By the 



139 



Vladimir Nabokov: Lectures on Russian literature 

markings branded on them; Uppish Parthians one can tell By their elevated mitres; As to me I recognize Happy lovers by 
their eyes . . . (p.45). 

No. 55 And with disgust the scroll of my past life I read, and shudder, and denounce it And bitterly complain 

Lyovin quotes a passage from Pushkin's poignant "Recollection" (1828) (p.48). 

No. 56 Recruits 

In the summary of the week's news of the Pall Mall Budget for December 29, 1871, 1 find the following: "An Imperial decree 
has been issued at St. Petersburg fixing the levy of recruits of the year 1872 at the rate of six per 1000 for the whole empire 
including the Kingdom of Poland. This is the usual levy in order to raise the army and navy to their proper standard" etc. 

This note has little direct bearing on our text but is of some interest in itself (p.48). 

No. 57 Himmlisch ist's . . . 

"To conquer my earthly lust would have been divine but if I have not succeeded, I experience all the same lots of pleasure." 

According to a brief note in Maude's translation of the novel (1937), Oblonski quotes these lines from the libretto of the 
Fledermaus which, however, was first produced two years after that dinner. 

The exact reference would be: Die Fledermaus, komische Operette in drei Akten nach Meilhac und Halevy (authors of Le 
Reveillon, a French vaudeville, which itself was taken from a German comedy Das Cefangnis by Benedix), bearbeitet von 
Haffner und Cenee, Musikvon Johann Strauss. First produced in Vienna on April 5, 1874 (according to Loewen berg's Annals 
of Opera, 1943). I have not discovered this anachronistic quotation in the score but it may be in the complete book (p. 50). 

No. 58 That gentleman in Dickens . . . 

The reference is to the pompous and smug Mr. John Podsnap in Dickens' Our Mutual Friend, which had first appeared in 
London in twenty monthly parts from May 1864 to November 1865. Podsnap, who was "happily acquainted with his own 

merit and importance, [had] settled that whatever he put behind him he put out of existence [He] had even acquired a 

peculiar flourish of the right arm in often clearing the world of its most difficult problems by sweeping them behind him . . 
." (p.50). 

No. 59 Plato's "Symposium" 

In this dialogue Plato, a notorious Athenian philosopher (died in 347 b.c. at the age of eighty), has several banqueters 
discuss love. One of them rhetorically distinguishes earthly from heavenly love; another sings of Love and Love's works; a 
third, Socrates, speaks of two kinds of love, one ("being in love") which desires beauty for a peculiar end, and the other 
enjoyed by creative souls that bring into being not children of their body but good deeds (culled from an old edition of the 
Encyclopaedia Britannica) (p. 51). 

No. 60 The dinner bill 

This literary dinner had cost twenty-six rubles including the tip, so Lyovin's share was thirteen rubles (about ten dollars of 
the time). The two men had two bottles of champagne, a little vodka, and at least one bottle of white wine 

(P-52). 

No. 61 Princess Shcherhatski had been married thirty years ago 

140 



Vladimir Nabokov: Lectures on Russian literature 
A slip on Tolstoy's part. Judging by Dolly's age, it should be at least thirty-four (p. 53). 

No. 62 Changes in the manner of society 

In 1870, the first institution of higher learning for women (the Lubianski Courses: Lubyanskie Kursy) was inaugurated in 
Moscow. In general it was a time of emancipation for Russian women. Young women were claiming a freedom they did not 
have until then — among other things the freedom to choose their own husbands instead of having their parents arrange 
the match (p. 54). 

No. 63 Mazurka 

One of the dances at balls of the time ("Gentlemen commencing with left foot, ladies with right, slide, slide, slide, slide, 
bring feet together, leap-turn" etc.). Tolstoy's son Sergey, in a series of notes on Anna Karenin (Literaturnoe nasledstvo, vols. 
37-38, pp. 567-590, Moscow, 1939), says: "The mazurka was a favorite with ladies: to it the gentlemen invited those ladies 
to whom they were particularly attracted"(p.55). 

No. 64 Kaluga 

A town south of Moscow in the Tula direction (Central Russia) (p. 60). 

No. 65 Classic, modern 

"Classic" (klassicbeskoe) education in reference to Russian schools meant the study of Latin and Greek, whereas "Modern" 
(realnoe) implied their replacement by living languages, with the stress laid on the "scientific" and practical in other 
subjects (p. 62). 

No. 66 Spiritualism 

The talk (at the Shcherbatskis) about table turning in part one, chapter 14, with Lyovin criticizing "spiritualism" and Vronski 
suggesting they all try, and Kitty looking for some small table to use — all this has a strange sequel in part four, chapter 13, 
when Lyovin and Kitty use a card table to write in chalk and communicate in fond cipher. This was a fashionable fad of the 
day — ghost rapping, table tilting, musical instruments performing short flights across the room, and other curious 
aberrations of matter and minds, with well-paid mediums making pronouncements and impersonating the dead in 
simulated sleep (p. 62). Although dancing furniture and apparitions are as old as the world, their modern expression stems 
from the hamlet Hydesville near Rochester, New York State, where in 1848 raps had been recorded, produced by the ankle 
bones or other anatomical castanets of the Fox sisters. Despite all denouncements and exposures, "spiritualism" as it 
unfortunately became known fascinated the world and by 1870 all Europe was tilting tables. A committee appointed by 
the Dialectical Society of London to investigate "phenomena alleged to be spiritual manifestations" had recently reported 
thereon — and at one seance the medium Mr. Home had been "elevated eleven inches." In a later part of the book we shall 
meet this Mr. Home under a transparent disguise, and see how strangely and tragically spiritualism, a mere game 
suggested by Vronski in part one, will affect Karenin's intentions and his wife's destiny. 

No. 67 Ring game 

A parlor game played by young people in Russia and presumably elsewhere: the players form a circle all holding the same 
string, along which a ring is passed from hand to hand while a player in the middle of the circle tries to guess whose hands 
conceal the ring (p. 65). 

No. 68 Prince 



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Vladimir Nabokov: Lectures on Russian literature 

Princess Shcherbatski's way of addressing her husband as knyaz (Prince) is an old-fashioned Moscovism. Note also that the 
Prince calls his daughters "Katenka" and "Dashenka" in the good Russian manner, i.e., having no use, as it were, for new- 
fangled English diminutives ("Kitty" and "Dolly") (p. 66). 

No. 69 Tyutki 

A plural noun applied by the gruff Prince to the young scatterbrains, with connotations of fatuousness and foppery. It does 
not really suit Vronski whom Kitty's father seems to have in mind here; Vronski may be vain and frivolous but he is also 
ambitious, intelligent, and persevering. Readers will note the curious echo of this fancy word in the name of the hairdresser 
("Tyutkin coiffeur") whose sign Anna reads with a roaming eye on the day of her death while driving through the streets of 
Moscow (p. 885); she is struck by the absurd contrast of "Tyutkin," a Russian comedy name, with the stiff French epithet 
"coiffeur," and for a second reflects she might amuse Vronski by making a joke of this (p. 66). 

No. 70 Corps of pages 

Pazbeski ego imperatorskogo velichestva korpus (His Imperial Majesty's Corps of Pages), a military school for the sons of 
noblemen in old Russia, founded 1802, reformed 1865 (p. 68). 

No. 71 Chateau des Fleurs, can-can 

Allusion to a night restaurant with vaudeville performances on a stage. "The notorious can-can ... is only a quadrille danced 
by gross people" (Allen Dodworth in Dancing and its Relations to Education and Social Life, London, 1885) (p.69). 

No. 72 The station 

The Nikolaevski or Peterburgski railway station in the north-central part of Moscow. The line was built by the government 
in 1843-1851. A fast train covered the distance between Petersburg and Moscow (about 400 miles) in twenty hours in 1862 
and in thirteen hours in 1892. Leaving Petersburg around 8 p.m., Anna arrived in Moscow a little after 11 a.m. the following 
day (p.70). 

No. 73 Ah, your Serenity 

An inferior — servant, clerk, or tradesman — would address a titled person (prince or count) as "your Serenity," vashe 
siyatel'stvo (German "Dur-chlaucht"). The use which Prince Oblonski (who is a siyatel'stvo in his own right, of course) makes 
of the term in greeting Count Vronski is playfully patronizing: he mimics an elderly attendant stopping a young scapegrace 
in his tracks, or — as more precisely, perhaps — acts the staid family man speaking to a flighty bachelor (p.70). 

No. 74 Honi soit qui maly pense 

The motto of the Order of the Garter, "Shame to him who thinks evil of it," as pronounced by Edward the Third in 1348 
when rebuking the mirth of some noblemen over a lady's fallen garter (p. 70). 

No. 75 Diva 

This Italian word ("the divine one") was applied to celebrated singers (e.g., la diva Patti); by 1870, in France and elsewhere, 
the term was often used in reference to flashy ladies of the variety stage; but here I think a respectable singer or actress is 
implied. This diva, reflected and multiplied, takes part in Oblonski's dream — the dream from which he awakes Friday at 8 
a.m., February 11 (p. 4). Here, on page 71 Oblonski and Vronski talk of the supperto be given in her honor next day, Sunday, 
February 13. On page 77 Oblonski talks about her ("the new singer") with Countess Vronski at the station, that same 
Saturday morning, February 12. Finally, on page 90, he tells his family, at 9:30 p.m. the same Saturday, that Vronski has just 



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Vladimir Nabokov: Lectures on Russian literature 

called to inquire about the dinner they are to give next day to a celebrity from abroad. It seems that Tolstoy could not quite 
make up his mind whetherthe occasion was to be formal orfrivolous (p.7l). 

It should be noted that at the end of part five, the appearance of a famous singer (the diva Patti, this time she is named) 
occurs in a critical passage of Anna's romance with Vronski. 

No. 76 Through the frosty haze one could distinguish a number of railway workers, wearing short sheepskin coats and felt 
snowboots, in the act of stepping across the rails of the curving tracks 

Here commences a sequence of subtle moves on Tolstoy's part aiming at bringing about a gruesome accident and, 
simultaneously, adducing the impressions from which later a crucial nightmare seen both by Anna and Vronski will be 
formed. The poor visibility among the frosty vapors is connected with various muffled-up figures such as these railway 
workers and, a little further, the muffled-up, frost-covered engine driver. The death of the railway guard which Tolstoy is 
preparing occurs on page 77: "a guard . . . too much muffled up against the severe frost had not heard a train backing [the 
optical haze becomes an auditory one] and had been crushed." Vronski views the mangled body (p. 77) and he (and possibly 
Anna) has also noticed a peasant with a bag over his shoulder emerge from the train (p. 72) — a visual impression that will 
breed. The theme of "iron" (which is beaten and crushed in the subsequent nightmare) is also introduced here in terms of a 
station platform vibrating under a great weight (p. 71). 

No. 77 The locomotive came rolling by 

In the famous photograph (1869) of the first two transcontinental trains meeting at Promontory Summit, Utah, the engine 
of the Central Pacific (building from San Francisco eastward) is seen to have a great flaring funnel stack, while the engine 
of the Union Pacific (building from Omaha westward) sports but a straight slender stack topped by a spark-arrester. Both 
types of chimneys were used on Russian locomotives. According to Collignon's Chemins de Fer Russes (Paris, 1868), the 
seven and a half meters long locomotive, with wheels 0OO0, of the fast train connecting Petersburg and Moscow had a 
straight funnel two and a third meters high, i.e., exceeding by thirty centimeters the diameter of its driving wheels whose 
action is so vigorously described by Tolstoy (p. 72). 

No. 78 This lady's appearance . . . 

It is not necessary for the reader to look at Anna with Vronski's eyes, but for those who are anxious to appreciate all the 
details of Tolstoy's art, it is necessary to realize clearly what he meant his heroine to look like. Anna was rather stout but 
her carriage was wonderfully graceful, her step singularly light. Her face was beautiful, fresh, and full of animation. She 
had curly black hair that was apt to come awry, and gray eyes glistening darkly in the shadow of thick lashes. Her glance 
could light up with an enchanting glow or assume a serious and woeful expression. Her unpainted lips were a vivid red. She 
had plump arms, slender wrists and tiny hands. Her handshake was vigorous, her motions rapid. Everything about her was 
elegant, charming and real (p. 73). 

No. 79 Oblonskii Here! 

Two men of fashion, close friends or messmates, might call each other by their surnames, or even by their titles — count, 
prince, baron — reserving first names or nicknames for special occasions. When Vronski calls to Steve "Oblonskii" he is using 
an incomparably more intimate form of address than if he had shouted out Stepan Arkadyevich's name and patronymic 
(P-74). 

No. 80 Vousfilez le parfait amour. Tant mieux, mon cher 

You are engrossed in perfect love-making. So much the better, my dear 

(P-75). 

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Vladimir Nabokov: Lectures on Russian literature 
No. 81 Unusual color, unusual event 

There is of course no actual connection between the two, but the repetition is characteristic of Tolstoy's style with its 
rejection of false elegancies and its readiness to admit any robust awkwardness if that is the shortest way to sense. Cp. the 
somewhat similar clash of "unhasting" and "hastily" some fifty pages further on. The station master's cap was of a bright 
red color (p. 76). 

No. 82 Bobrishchevs 

We may infer that they were giving this particular ball (p. 86). 

No. 83 Anna's dress 

Perusal of an article on "Paris fashions for February" in the London Illustrated News, 1872, reveals that whereas toilettes de 
promenade just touched the ground, an evening dress had a long square-cut train. Velvet was most fashionable, and for a 
ball a lady would wear a robe princesse of black velvet over a skirt of faille, edged with chantilly lace, and a tuft of flowers in 
the hair (p.93). 

No. 84 Waltz 

Sergey Tolstoy, in the series of notes already mentioned (see note 63), describes the order of dances at a ball of the type 
described here: "The ball would start with a light waltz, then there would come four quadrilles, then a mazurka with 

various figures The final dance would be a cotillion . . . with such figures as grand-rond, chaine, etc., and with 

interpolated dances — waltz, galop, mazurka." 

Dodworth in his book (Dancing, 1885) lists as many as two hundred and fifty figures in the "Cotillion or German." The 
grand-rond is described under Nr. 63 as: "Gentlemen select gentlemen; ladies select ladies; a grand round is formed, the 
gentlemen joining hands on one side of the circle, the ladies on the other; the figure is begun by turning to the left; then 
the conductor who holds his lady by the right hand, advances, leaving the other [dancers] and cuts through the middle of 
the round . . . [then] he turns to the left with all the gentlemen while his partner turns to the right with all the ladies, 
continuing down the side of the room, thus forming two lines facing. When the last two have passed out [!] the two lines 
advance, each gentleman dancing with opposite lady." Various "chains" — double, uninterrupted, etc. — can be left to the 
reader's imagination (p. 95). 

No. 85 People's theatre 

According to a note in Maude's translation, a people's theatre (or more exactly a privately financed theatre — Moscow 
having only State theatres at that time) was initiated "at the Moscow Exhibition of 1872" (p. 95). 

No. 86 She had refused five partners 

She had also refused Lyovin a few days before. The whole ball (with its wonderful break [p. 95] "the music stopped") is 
subtly emblematic of Kitty's mood and situation (p. 97). 

No. 87 • • • Enchanting [was] the firm-fleshed neck with its row of pearls [zhemchug] . . . enchanting [her] animation 
[ozhivlenie] but there was something terrifying [uzhasnoe] and cruel [zhestokoe] about her charm 

This "zh" repetition (phonetically coinciding with "s" in "pleasure" — the buzzing ominous quality of her beauty — is 
artistically followed up in the penultimate paragraph of the chapter: "... the uncontrollable [neuderzhimy], quivering 
[drozhashchi] glow of her eyes and smile burned [obzhog] him " (pp. 98-99). 



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Vladimir Nabokov: Lectures on Russian literature 
No. 88 Dance leader 

"The conductor [or "leader"] should exercise constant watchfulness and be ever on the alert to urge the tardy, prompt the 
slow, awake the inattentive, signal those occupying the floor too long, superintend the preparatory formation of the figure, 
see that each dancer is on the proper side of his partner, and, if simultaneous movement is required, give the signal for that 
movement to commence etc. He is thus compelled to fulfill the duties of a 'whipper-in,' as well as those of conductor, 
instructor, and superintendent." Toned down by the social position and expert dancing of the people involved in the 
present ball, this was more or less Korsunski's function (p. 99). 

No. 89 There is some gentleman, Nikolay Dmitrich 

Nikolay's lowly mistress uses the first name and abridged patronymic as a respectful wife would in a petty bourgeois 
household (p. 101). 

When Dolly, in speaking of her husband calls him by his first name and patronymic, she is doing something else: she 
chooses the most formal and neutral manner of reference to him to stress the estrangement. 

No. 90 And the birches, and our schoolroom 

With keen nostalgic tenderness recalling the rooms in the ancestral manor, where as boys he and his brother used to have 
lessons with a tutor or a governess (p. 107). 

No. 91 Gypsies 

Night restaurants had Gypsy (Tzygan) entertainers who sang and danced. Good-looking female Gypsy performers were 
extremely popular with Russian rakes (p. 108). 

No. 92 His low-slung carpet sleigh 

A type of rustic comfortable sleigh which looked as if it consisted of a rug on runners (p. 109). 

No. 93 Heated 

Lyovin's manor house was heated by means of wood-burning Dutch stoves, a stove per room, and there were double 
windows with wads of cotton wool between the panes (p. 112). 

No. 94 Tyndall 

John Tyndall (1820-1893), author of Heat as a Mode of Motion (1863 and later editions). This was the first popular 
exposition of the mechanical theory of heat which in the early sixties had not reached the text books (p. 113). 

No. 95 Third hell 

The three Russian station bells had already become in the seventies a national institution. The first bell, a quarter of an 
hour before departure, introduced the idea of a journey to the would-be passenger's mind ; the second, ten minutes later, 
suggested the project might be realized; immediately after the third, the train whistled and glided away (p. 118). 

No. 96 Car 

Roughly speaking, two notions of night-traveling comfort were dividing the world in the last third of the century: the 
Pullman system in America, which favored curtained sections and which rushed sleeping passengers feet foremost to their 

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Vladimir Nabokov: Lectures on Russian literature 

destination; and the Mann system in Europe, which had them speed sidewise in compartments; but in 1872, a first-class 
car (euphemistically called sleeping-car by Tolstoy) of the night express between Moscow and Petersburg was a very 
primitive affair still wavering between a vague Pullman tendency and Colonel Mann's "boudoir" scheme. It had a lateral 
corridor, it had water closets, it had stoves burning wood; but it also had open-end platforms which Tolstoy calls "porches" 
(krylechki), the vestibule housing not having yet been invented. Hence the snow driving in through the end doors when 
conductors and stove-tenders passed from car to car. Night accommodations were draughty sections, semi-partitioned off 
from the passage, and it is evident from Tolstoy's description that six passengers shared one section (instead of the four in 
sleeping compartments of a later day). The six ladies in the "sleeping" section reclined in fauteuils, three facing three, with 
just enough space between opposite fauteuils to permit the extension of footrests. As late as 1892, Karl Baedeker speaks of 
first-class cars on that particular line as having fauteuils which can be transformed into beds at night but he gives no 
details of the metamorphosis, and anyway, in 1872, the simulacrum of full-length repose did not include any bedding. To 
comprehend certain important aspects of Anna's night journey, the reader should clearly visualize the following 
arrangement: Tolstoy indiscriminately calls the plush seats in the section either "little divans" or "fauteuils"; and both terms 
are right since, on each side of the section, the divan was divided into three armchairs. Anna sits facing north, in the right- 
hand (south-east) window corner, and she can see the left-hand windows, across the passage. On her left she has her maid 
Annushka (who this time travels with her in the same section, and not second-class, as she had on her journey to Moscow) 
and on the other side, further west, there is a stout lady, who being closest to the passage on the left-hand side of the 
section, experiences the greatest discomfort from heat and cold. Directly opposite Anna, an old invalid lady is making the 
best she can of the sleeping arrangements; there are two other ladies in the seats opposite to Anna, and with these she 
exchanges a few words (p. 118). 



No. 97 Small traveling lantern 

This was, in 1872, a very primitive gadget, with a candle 
inside, a reflector, and a metallic handle that could be fixed 
to the arm of a railway fauteuil at the reader's elbow (p. 
118). 

No. 98 The stove-heater 

Here is a further set of impressions going back to the 
muffled-up guard who got crushed ("someone being torn 
part") and going forward to Anna's suicide (the blinding 
wall, the "sinking"). The wretched stove-heater seems to 
somnolent Anna to be gnawing at something in the wall, 
and this will be twisted into the groping and crushing 
motion of the disgusting dwarf in her later nightmare (p. 
118). 

No. 99 A stop 

The station is Bologoe, midway between Moscow and St. 
Petersburg. In the 1870s this was a twenty-minute stop in 
the small hours for some bleak refreshments (see also note 
72) (p. 120). 



y«n 



■.HJ.fW 



*m 







Nabokov's sketch of the sleeping car in which Anna rode from 
Moscow to St. Petersburg. 



No. 100 Round hat 

In 1850, there appeared a hard hat with a low crown designed by William Bowler, an English hatter, and this was the 
original model of the bowler, or derby — its American name stemming from the fact that the Earl of Derby wore a gray 
bowler with a black band to the English races. It was generally adopted in the seventies. 



146 



Vladimir Nabokov: Lectures on Russian literature 
Karenin's ears should be noted as the third item in the series of the "wrong things" which underscore Anna's mood (p. 123). 

No. 101 Panslavist 

Promoter of a spiritual and political union of all Slavs (Serbs, Bulgarians, etc.), with Russia at its head (p. 128). 

No. 102 Put [Seryozha] to bed 

The time is around 9 p.m. (see end of paragraph). For some reason Seryozha has been put to bed earlier than usual (see 
above where "around ten" is mentioned as his bedtime — a singularly late one for a child of eight) (p. 131). 

No. 103 Due de Lille's Poesie des Enters 

Possibly a disguised allusion on Tolstoy's part to the French writer Count Mathias Philippe Auguste Villiers de L'lsle Adam 
(1840-1889). Tolstoy invented the title, "The Poesie of Hades," (p. 132). 

No. 104 Vronski's teeth 

In the course of the novel, Tolstoy refers several times to Vronski's splendid regular teeth, sploshnye zuby, which make a 
smooth solid ivory front when he smiles; but before he disappears from the pages of the novel in part eight, his creator, 
punishing Vronski in his brilliant physique, inflicts upon him a marvelously described toothache (p. 137). 

No. 105 A special note on the game of tennis 



*-'''" 




At the end of chapter 22 of part six, Dolly Oblonski watches 

Vronski, Anna, and two male guests play tennis. This is July 

1875 and the tennis they are playing on the Vronski 

country estate is the modern game, which a Major 

Wingfield introduced in England in 1873. It was an 

immediate success and was played in Russia and in this 

country as early as 1875. In England, tennis is often called 

lawn tennis because at first it was played on croquet lawns, 

hard or turfy, and also in order to distinguish it from the 

ancient game of tennis, played in special tennis halls and 

called sometimes court-tennis. Court-tennis is mentioned 

both by Shakespeare and Cervantes. Ancient kings played 

it, stamping and panting in resounding halls. But this (lawn 

tennis), I repeat, is our modern game. You will notice 

Tolstoy's neat description: the players divided into two 

teams of two stood on opposite sides of a tightly drawn net 

with gilt poles (I like the gilt — an echo of the game's royal 

origin and genteel resurrection) on the nicely rolled 

croquet-ground. The various personal tricks of playing are 

described. Vronski and his partner Sviazhski played a good 

game and played it very earnestly: keeping a sharp eye on 

the ball as it came their way and without haste or delay 

they ran nimbly up to it, waited for the rebound, and neatly 

hit it back — most of the shots were more or less lobs I'm 

afraid. Anna's partner, a young man called Veslovski, whom Lyovin had thrown out of his house a couple of weeks before, 

played worse than the others. Now comes a nice detail: the men with the ladies' permission took their coats off and played 

in their shirt sleeves. Dolly found the whole performance unnatural — grown-up people running after a ball like children. 



■ 



c ii7 r 



■ 

■ 



Nabokov's drawing of a tennis costume such as Anna wore in 
her game with Vronski 



147 



Vladimir Nabokov: Lectures on Russian literature 

Vronski is a great admirer of English ways and fads, and the tennis illustrates this. Incidentally, the game was much tamer 
in the seventies than it is today. A man's service was a stiff pat, with the racquet held vertically at eye level; a lady's sevice 
was a feeble underhand stroke. 

No. 106 A special note on the question of religion 

The people in the book belong to the Russian church, the so-called Greek Orthodox — or more correctly Greek Catholic — 
Church, which separated from the Roman communion a thousand years ago. When we first meet one of the minor 
characters in the book, Countess Lidia, she is interested in the union of the two churches and so is the pietist lady Madame 
Stahl affecting Christian devotion, whose influence Kitty soon gets rid of at Soden. But as I say, the main faith in the book is 
the Greek Catholic creed. The Shcherbatskis, Dolly, Kitty, their parents, are shown combining the traditional ritual with a 
kind of natural, old-fashioned, easy-going faith which Tolstoy approved of, for in the seventies when Tolstoy was writing 
this novel he had not evolved yet his fierce contempt for church ritual. The marriage ceremony for Kitty and Lyovin, and the 
priests, are described sympathetically. It is at his marriage that Lyovin, who had not gone to church for years and had 
considered himself an atheist, feels the first pangs of faith birth, then doubt again — but at the end of the book we leave 
him in a state of bewildered grace, with Tolstoy gently pushing him into the Tolstoyan sect. 



The Death of Ivan llyich (1884-1886) 

To a greater or lesser extent there goes on in every person a struggle between two forces : the longing for privacy and the 
urge to go places : introversion, that is, interest directed within oneself toward one's own inner life of vigorous thought and 
fancy; and extroversion, interest directed outward, toward the external world of people and tangible values. To take a 
simple example: the university scholar — and by scholar I mean professors and students alike — the university scholar may 
present sometimes both sides. He may be a bookworm and he may be what is called a joiner — and the bookworm and the 
joiner may fight within one man. A student who gets or wishes to get prizes for acquired knowledge may also desire, or be 
expected to desire, prizes for what is called leadership. Different temperaments make different decisions, of course, and 
there are minds in which the inner world persistently triumphs over the outer one, and vice versa. But we must take into 
account the very fact of a struggle going on or liable to go on between the two versions of man in one man — introversion 
and extroversion. I have known students who in the pursuit of the inner life, in the ardent pursuit of knowledge, of a 
favorite subject had to clap their hands to their ears in order to shut out the booming surf of dormitory life; but at the same 
time they would be full of a gregarious desire to join in the fun, to goto the party or to the meeting, to give up the book for 
the band. 

From this state of affairs there is really not a very far cry to the problems of writers like Tolstoy in whom the artist 
struggled with the preacher; the great introvert with the robust extrovert. Tolstoy surely realized that in him as in many 
writers there did goon the personal struggle between creative solitude and the urge to associate with all mankind — the 
battle between the book and band. In Tolstoyan terms, in the symbols of Tolstoyan later philosopy after he finished Anna 
Karenin, creative solitude became synonymous with sin: it was egoism, it was the pampering of one's self and therefore a 
sin. Conversely, the idea of all mankind was in Tolstoyan terms the idea of God : God is in men and God is universal love. 
And Tolstoy advocated the loss of one's personality in this universal God-Love. He suggested, in other words, that in the 
personal struggle between the godless artist and the godly man the latter should better win if the synthetic man wishes to 
be happy. 

We must retain a lucid vision of these spiritual facts in order to appreciate the philosophy of the story "The Death of Ivan 
llyich." Ivan is of course the Russian for John, and John in Hebrew means God is Good, God is Gracious. I know it's not easy 
for non-Russian-speaking people to pronounce the patronymic llych, which of course means the son of llya, the Russian 
version of the name Elias or Elijah, which incidentally means in Hebrew, Jehovah is God. llya is a very common Russian 
name, pronounced very much like the French ilya; and llyich is pronounced Ill-Itch — the ills and itches of mortal life. 



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Vladimir Nabokov: Lectures on Russian literature 

Now comes my first point : this is really the story not of Ivan's Death but the story of Ivan's Life. The physical death 
described in the story is part of mortal Life, it is merely the last phase of mortality. According to Tolstoy, mortal man, 
personal man, individual man, physical man, goes his physical way to nature's garbage can; according to Tolstoy, spiritual 
man returns to the cloudless region of universal God-Love, an abode of neutral bliss so dear to Oriental mystics. The 
Tolstoyan formula is: Ivan lived a bad life and since a bad life is nothing but the death of the soul, then Ivan lived a living 
death; and since beyond death is God's living light, then Ivan died into new Life — Life with a capital L 

My second point is that this story was written in March 1886, at a time when Tolstoy was nearly sixty and had firmly 
established the Tolstoyan fact that writing masterpieces of fiction was a sin. He had firmly made up his mind that if he 
would write anything, after the great sins of his middle years, War and Peace and Anna Karenin, it would be only in the way 
of simple tales for the people, for peasants, for school children, pious educational fables, moralistic fairy tales, that kind of 
thing. Here and there in "The Death of Ivan llyich" there is a half-hearted attempt to proceed with this trend, and we shall 
find samples of a pseudo-fable style here and there in the story. But on the whole it is the artist who takes over. This story 
is Tolstoy's most artistic, most perfect, and most sophisticated achievement. 

Thanks to the fact that Guerney has so admirably translated the thing I shall have the opportunity at last to discuss 
Tolstoy's style. Tolstoy's style is a marvelously complicated, ponderous instrument. 

You may have seen, you must have seen, some of those awful text books written not by educators but by educationalists — 
by people who talk about books instead of talking within books. You may have been told by them that the chief aim of a 
great writer, and indeed the main clue to his greatness, is "simplicity." Traitors, not teachers. In reading exam papers 
written by misled students, of both sexes, about this or that author, I have often come across such phrases — probably 
recollections from more tenderyears of schooling — as "his style is simple" or "his style is clear and simple" or "his style is 
beautiful and simple" or "his style is quite beautiful and simple." But rememberthat "simplicity" is buncombe. No major 
writer is simple. The Saturday Evening Post is simple. Journalese is simple. Upton Lewis is simple. Mom is simple. Digests are 
simple. Damnation is simple. But Tolstoys and Melvilles are not simple. 

One peculiar feature of Tolstoy's style is what I shall term the "groping purist." In describing a meditation, emotion, or 
tangible object, Tolstoy follows the contours of the thought, the emotion, or the object until he is perfectly satisfied with 
his re-creation, his rendering. This involves what we might call creative repetitions, a compact series of repetitive 
statements, coming one immediately after the other, each more expressive, each closer to Tolstoy's meaning. He gropes, he 
unwraps the verbal parcel for its inner sense, he peels the apple of the phrase, he tries to say it one way, then a better way, 
he gropes, he stalls, he toys, he Tolstoys with words. 

Another feature of his style is his manner of weaving striking details into the story, the freshness of the descriptions of 
physical states. Nobody in the eighties in Russia wrote like that. The story was a forerunner of Russian modernism just 
before the dull and conventional Soviet era. If there is the fable noted, there is too a tender, poetical intonation here and 
there, and there is the tense mental monologue, the stream of consciousness technique that he had already invented for 
the description of Anna's last journey. 

A conspicuous feature of the structure is that Ivan is dead when the story starts. However, there is little contrast between 
the dead body and the existence of the people who discuss his death and view his body, since from Tolstoy's point of view 
their existence is not life but a living death. We discover at the very beginning one of the many thematic lines of the story, 
the pattern of trivialities, the automatic mechanism, the unfeeling vulgarity of the bureaucratic middle-class city life in 
which so recently Ivan himself had participated. Ivan's civil service colleagues think of how his death will affect their 
careers: "So on receiving the news of Ivan llyich's death the first thought of each of the gentlemen in those chambers was 
of the changes and promotions it might occasion among themselves or their acquaintances. 

" Til be sure to get Shtabel's place or Vinnikov's,' thought Fyodor Vas-ilievich. T was promised that long ago, and the 
promotion means an extra eight hundred rubles a year for me besides the allowance.' 



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Vladimir Nabokov: Lectures on Russian literature 

'Now I must apply for my brother-in-law's transfer from Kaluga,' thought Peter Ivanovich. 'My wife will be very glad, and 
then she won't be able to say that I never do anything for her relatives.' " 

Note the way the first conversation has gone but this selfishness after all is a very normal and humble human trait because 
Tolstoy is an artist, above castigation of morals — note, I say, the way the conversation about Ivan's death then slips into a 
piece of innocent kidding when the self-seeking thoughts have ended. After the seven introductory pages of chapter 1, Ivan 
llyich, as it were, is revived, is made to live his whole life again, in thought, and then he is made to revert, physically, to the 
state depicted in the first chapter (for death and bad life are synonymous) and spiritually to pass into the state so 
beautifully adumbrated in the last chapter (for there is no death once this business of physical existence is over). 

Egotism, falsity, hypocrisy, and above all automatism are the most important moments of life. This automatism puts 
people on the level of inanimate objects — and this is why inanimate objects also go into action and become characters in 
the story. Not symbols of this or that character, not attributes as in Gogol's work, but acting agents on a par with the 
human characters. 

Let us take the scene between Ivan's widow Praskovya and Ivan's best friend Peter. "Peter Ivanovich sighed still more deeply 
and despondently, and Praskovya Fyodorovna pressed his arm gratefully. When they reached the drawing room, 
upholstered in pink cretonne and lighted by a dim lamp, they sat down at the table — she on a sofa and Peter Ivanovich on a 
low, soft ottoman, the springs of which yielded spasmodically under his weight. Praskovya Fyodorovna had been on the 
point of warning him to take another seat, but felt that such a warning was out of keeping with her present condition and 
so changed her mind. As he sat down on the ottoman Peter Ivanovich recalled how Ivan llyich had arranged this room and 
had consulted him regarding this pink cretonne with green leaves. The whole room was full of furniture and knickknacks, 
and on her way to the sofa the lace of the widow's black shawl caught on the carved edge of the table. Peter Ivanovich rose 
to detach it, and the springs of the ottomon, relieved of his weight, rose also and gave him a bounce. The widow began 
detaching her shawl herself, and Peter Ivanovich again sat down, suppressing the rebellious springs of the ottoman under 
him. But the widow had not quite freed herself, and Peter Ivanovich got up again, and again the ottomon rebelled and even 

creaked. When this was all over she took out a clean cambric handkerchief and began to weep 'You may smoke,' she 

said in a magnanimous yet crushed voice, and turned to discuss with Sokolovthe price of the plot for the grave 

' T look after everything myself,' she told Peter Ivanovich, shifting the albums that lay on the table; and noticing that the 
table was endangered by his cigarette ash, she immediately passed him an ash tray. ..." 

As Ivan, with Tolstoy's assistance, revises his life, he sees that the culmination of his happiness in that Life (before he fell ill, 
never to recover) was when he got a nice fat official position and rented an expensive bourgeois apartment for himself and 
his family. I use the word bourgeois in the philistine sense, not in a class sense. I mean the kind of apartment that would 
strike the conventional mind in the eighties as moderately luxurious, with all kinds of knickknacks and ornaments. Today, 
of course, a philistine might dream of glass and steel, videos or radios disguised as book shelves and dumb pieces of 
furniture. 

I said that this was the peak of Ivan's philistine happiness, but it was upon this peak that death pounced upon him. In 
falling from a stepladder when he was hanging a curtain, he had fatally injured his left kidney (this is my diagnosis — the 
result was probably cancer of the kidney); but Tolstoy, who disliked doctors and medicine in general, deliberately confuses 
matters by alluding to various other possibilities — floating kidney, some stomach ailment, even appendicitis, which could 
hardly have been in the left side as mentioned several times. Ivan makes later a wry joke that he was mortally wounded 
when storming the curtain, as if it were a fortress. 

From now on nature, in the disguise of physical disintegration, enters the picture and destroys the automatism of 
conventional life. Chapter 2 had begun with the phrase, "Ivan's life had been most simple and most ordinary — and 
therefore most terrible." It was terrible because it had been automatic, trite, hypocritical — animal survival and childish 
contentment. Nature now introduces an extraordinary change. Nature to Ivan is uncomfortable, filthy, indecent. One of the 
props of Ivan's conventional life was propriety, superficial decency, elegant and neat surfaces of life, decorum. These are 

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Vladimir Nabokov: Lectures on Russian literature 

gone now. But nature comes in not only as the villain of the piece: it also has its good. Very good and sweet side. This leads 
us to the next theme, of Gerasim. 

Tolstoy, as the consistent dualist he was, draws a contrast between the conventional, artificial, false, intrinsically vulgar, 
superficially elegant city life and the life of nature personified here by Gerasim, a clean, calm, blue-eyed young peasant, one 
of the lowly servants in the house, doing the most repellant jobs — but performing them with angelic indifference. He 
personifies the natural goodness in Tolstoy's scheme of things and he is thus closer to God. He appears here first as the 
embodiment of swift, soft-walking but vigorous nature. Gerasim understands and pities the dying Ivan but he pities him 
lucidly and dispassionately. 

"Gerasim did it all easily, willingly, simply, and with a good nature that touched Ivan llyich. Health, strength, and vitality in 
other people were offensive to him, but Gerasim's strength and vitality did not mortify but soothed him. 

"What tormented Ivan llyich most was the deception, the lie, which for some reason they all accepted, that he was not 
dying but was simply ill, and that he only need keep quiet and undergo treatment and then the results would be very good. 
... He saw that no one felt for him, because no one even wished to grasp his position. Only Gerasim recognized and pitied 

him, and so Ivan llyich felt at ease only with him Gerasim alone did not lie; everything showed that he alone understood 

the facts of the case and did not consider it necessary to disguise them, but simply felt sorry for his emaciated and 
enfeebled master. Once when Ivan llyich was sending him away he even said straight out: 'We shall all of us die, so why 
should I grudge a little trouble?' — expressing the fact that he did not think his work burdensome, because he was doing it 
for a dying man and hoped someone would do the same for him when his time came." 

The final theme may be summed up in Ivan llyich's question: What if my whole life has been wrong? For the first time in his 
life he feels pity for others. Then comes the resemblance to the fairytale pathos of the Beast and Beauty ending, to the 
magic of metamorphosis, the magic of return tickets to princedoms and faith as rewards for spiritual reform. 

"Suddenly some force struck him in the chest and side, making it still harder to breathe, and he fell through the hole, and 
there at the bottom was a light 

'Yes, it was all not the right thing,' he said to himself, 'but that doesn't matter. It can be so. But what is the right thing?' he 
asked himself, and suddenly grew quiet. 

"This occurred at the end of the third day, two hours before his death. Just then his schoolboy son had crept softly in and 
gone up to the bedside 

"At that very moment Ivan llyich fell through and caught sight of the light, and it was revealed to him that though his life 
had not been what it should have been, this could still be rectified. He asked himself: 'What is the right thing?' and grew 
still, listening. Then he felt that someone was kissing his hand. He opened his eyes, looked at his son, and felt sorry for him. 
His wife came up to him, and he glanced at her. She was gazing at him open-mouthed, with undried tears on her nose and 
cheeks and a despairing look on her face. He felt sorry for her, too. 

"'Yes, I'm making them wretched,' he thought. 'They're sorry, but it will be better for them when I die.' He wished to say this 
but had not the strength to utter it. 'Besides, why speak? I must act,' he thought. With a look at his wife, he indicated his 
son and said: 'Take him away — sorry for him — sorry for you, too — ' He tried to add: 'Forgive me,' but said 'Forego — ' and 
waved his hand, knowing that He whose understanding mattered would understand. 

"And suddenly it grew clear to him that what had been oppressing him and would not leave him was all dropping away at 
once from two sides, from ten sides, and from all sides. He was sorry for them, he must act so as not to hurt them : release 
them and free himself from these sufferings. 'How good and how simple!' he thought 



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Vladimir Nabokov: Lectures on Russian literature 

"He sought his former accustomed fear of death and did not find it. 'Where is it? What death?' There was no fear because 
he could not find death. 

"In place of death there was light. " 'So that's what it is!' he suddenly exclaimed aloud. 'What joy!' 

To him all this happened in a single instant, and the meaning of that instant did not change. For those present his agony 
continued for another two hours. Something rattled in his throat, his emaciated body twitched, then the gasping and rattle 
became less and less frequent. 

'It's all over!' said someone near him. "He heard these words and repeated them in his soul. 

'Death is all over,' he said to himself. 'It's no more.' "He drew in a breath, stopped in the midst of a sigh, stretched out, and 
died." 



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Vladimir Nabokov: Lectures on Russian literature 



ANTON CHEKHOV (1860-1904) 






























«* 









■ 









• 






- 









Nabokov's assignment list for his lectures on Chekhov. 



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Vladimir Nabokov: Lectures on Russian literature 

Anton Pavlovich Chekhov's grandfather had been a serf but for 3,500 rubles had bought his own and his family's freedom. 
His father was a petty merchant who lost his money in the 1870s, whereupon the whole family went to live in Moscow 
while Anton Pavlovich remained behind in Taganrog (Southeast Russia) to finish high-school. He supported himself by his 
own work. After finishing school, in the autumn of 1879 he too went to Moscow and entered the university. 

Chekhov's first stories were written in order to ease the poverty endured by his family. 

He studied medicine and after graduating from the Moscow university became an assistant of the district doctor in a small 
provincial town. It was there that he began to accumulate his wealth of subtle observations of the peasants who came to 
his hospital in search of medical assistance, of the army officers (for a battery was stationed in the little town — you will 
find some of these army men in The Three Sisters), and of those innumerable characters typical of provincial Russia of his 
time whom he recreated later in his short stories. But at this period he wrote mostly humoristic little bits which he signed 
with different pen-names, reserving his true signature for medical articles. The little humoristic bits of writing were 
published in various dailies, often belonging to violently antagonistic political groups. 

Chekhov himself never took part in political movements, not because he was indifferent to the plight of the simple people 
under the old regime, but because he did not feel political activity to be his predestined path: he too was serving his people, 
but in a different way. He believed that the first thing needed was justice, and all his life he raised his voice against every 
kind of injustice; but he did it as a writer. Chekhov was in the first place an individualist and an artist. He was therefore no 
easy "joiner" of parties: his protest against existing injustice and brutality came in his individual way. Usually critics who 
write about Chekhov repeat that they are quite unable to understand what induced him, in 1890, to undertake a 
dangerous and fatiguing trip to Sakhalin Island to study the life of those sentenced to terms of penal servitude there." 

His first two collections of short stories — Speckled Stories and In the Twilight — appeared in 1886 and 1887 and were 
immediately acclaimed by the reading public. From that time on he belonged among the leading writers, could publish his 
stories in the best periodicals, and was able to abandon his medical career and give all his time to literature. He soon 
bought a small estate near Moscow where all his family could live. The years spent there belong among the happiest. He 
thoroughly enjoyed his own independence, the comforts he was able to provide for his aging parents, fresh air, work in his 
own garden, visits from numerous friends. The Chekhov family seems to have been full of fun, full of jokes: fun and 
laughter were the main feature of their life. 

"Not only was Chekhov eager to turn everything green, to plant trees and flowers, to make the soil fruitful, he was always 
eager to create something new in life. With all his life-confirming, dynamic, inexhaustibly active nature, he gave himself up 
not merely to describing life but to transforming it, to building it up. He would bustle about the building of Moscow's first 
People's Home, with a library, reading room, auditorium, and theatre; he would see about getting Moscow a clinic for skin 
diseases; with the help of the painter llya Repin he would organize a Museum of Painting and Fine Arts in Taganrog; he 
would initiate the building of Crimea's first biological station; he would collect books for the schools on the Pacific island of 
Sakhalin and ship them there in large consignments; he would build three schools for peasant children, not far from 
Moscow, one after the other, and at the same time a belfry and a fire department for the peasants. Later, when he moved 
to the Crimea, he built a fourth school there. And, generally, any construction work fascinated him, for in his opinion such 
activity always increased the sum total of man's happiness. He wrote to Gorki: 'If every man did what he could on his little 
bit of soil, how marvelous our world would be!' 

"In his notebook he made this entry: 'The Turk digs a well for the salvation of his soul. It would be good if each of us left 
after him a school, a well, or something of the kind so that our life would not pass into eternity without leaving any trace 
behind.' This activity often demanded much hard labor of him. When, for instance, he was building the schools, he himself 
had all the fuss and bother of dealing with the laborers, bricklayers, stove-installers, and carpenters; he bought all the 
building material himself down to the tiles and doors for the stoves, and he personally supervised the construction work. 



At the beginning of this lecture, VN interpolated passages from Kornei Chukovski's "Friend Chekhov," Atlantic Monthly, 140 (September 1947), 84-90. Ed. 



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Vladimir Nabokov: Lectures on Russian literature 

"Or take his work as a doctor. During the cholera epidemic he worked all alone as a district doctor; without any assistant he 
took care of twenty-five villages. And take the help he gave to the starving during the years when the harvest failed. He had 
many years of practice as a doctor, chiefly among the peasants of the Moscow suburbs. According to his sister, Maria 
Pavlovna, who helped him as a trained nurse, he 'treated more than a thousand sick peasants a year at his home, gratis, 
and he supplied them all with medicines.' "A whole book could be written about his work in Yalta as a member of the 
Board of Guardians for the Visiting Sick. "He burdened himself to such an extent that he was practically the entire 
institution in himself. Many tubercular people came to Yalta at that time, without a copper in their pockets, and they came 
all the way from Odessa, Kishinev, and Kharkov just because they had heard that Chekhov was living in Yalta. 'Chekhov will 
fix us up. Chekhov will arrange lodging for us, and a dining room, and treatment' (Chukovski)." 

This great kindness pervades Chekhov's literary work, but it is not a matter of program, or of literary message with him, but 
simply the natural coloration of his talent. And he was adored by all his readers, which practically means by all Russia, for in 
the late years of his life his fame was very great indeed. "Without this phenomenal sociability of his, without his constant 
readiness to hobnob with anyone at all, to sing with singers and to get drunk with drunkards; without that burning interest 
in the lives, habits, conversations, and occupations of hundreds and thousands of people, he would hardly have been able 
to create that colossal, encyclopedically detailed Russian world of the 1880s and 1890s which goes by the name of 
Chekhov's Short Stories. " 

" 'Do you know how I write my short stories?' he said to Korolenko, the radical journalist and short-story writer, when the 
latter had just made his acquaintance. 'Here's how!' 

'"He glanced at his table,' Korolenko tells us, 'took up the first object that met his eye — it happened to be an ash tray — 
placed it before me and said: 'If you want it, you'll have a story to-morrow. It will be called "The Ash Tray. 

And it seemed to Korolenko right then and there that a magical transformation of that ash tray was taking place: "Certain 
indefinite situations, adventures which had not yet found concrete form, were already beginning to crystallize about the 
ash tray." 

Chekhov's health which had never been strong (and which had suffered in consequence of the hardships of his trip to 
Sakhalin) soon made it imperative for him to seek a milder climate than that of the Moscow region. He had tuberculosis. 
He went away, first to France, but then settled down in Yalta, in the Crimea, where he bought a country-house with an 
orchard. The Crimea in general, and Yalta in particular, are very beautiful places, with a comparatively mild climate. There 
Chekhov lived from the late eighties to almost the very end, leaving Yalta but rarely to visit Moscow. 

The famous Moscow Art Theatre, founded in the nineties by two amateurs — one an amateur performer Stanislavski, the 
other a man of letters Nemirovich-Danchenko — who both were endowed with an extraordinary talent for stage- 
management, was famous before it began the production of Chekhov's plays, but it is nevertheless true that this theatre 
truly "found itself and reached a new height of artistic perfection through Chekhov's plays which it made famous. 
"Chaika," the Seagull, became a symbol of the theatre: a stylized reproduction of a seagull came to stay on the theatre's 
curtain and programs. The Cherry Orchard, Uncle Vanya, The Three Sisters all became triumphs for the theatre as well as for 
the author. Mortally sick with consumption, Chekhov would appear for the first performance, listen to the passionate 
acclaim of the audience, enjoy the success of his play, and then, sicker than ever, return to his Yalta retirement. His wife, 
Miss Knipper, one of the leading, I can even say the leading actress of the theatre, came sometimes to him in the Crimea on 
short visits. It was not a happy marriage. 

In 1904 a very sick man, he thus put in an appearance at the first performance of The Cherry Orchard. He had not been 
expected by the public and his appearance provoked thunderous applause. Then he was feted by the elite of Moscow's 
intelligentsia. There were endless speeches. He was so weak from sickness and it was so perceptible that cries arose in the 
audience, "Sit down, sit down Let Anton Pavlovich be seated." 



155 



Vladimir Nabokov: Lectures on Russian literature 

Soon after he made his last trip in search of cure, this time to Badenweiler in the German Black Forest. When he got there 
he had exactly three more weeks to live. On the 2nd of July, 1904, he died far from his family and friends, amidst strangers, 
in a strange town. 

A difference exists between a real artist like Chekhov and a didactic one like Gorki, one of those naive and nervous Russian 
intellectuals who thought that a little patience and kindness with the miserable, half savage, unfathomable Russian 
peasant would do the trick. One may compare Chekhov's story "The New Villa." 

A rich engineer has built a house for himself and his wife; there is a garden, a fountain, a glass ball, but no arable land — the 
purpose is fresh air and relaxation. A couple of his horses, splendid, sleek, healthy, snow-white beasts, fascinatingly alike, 
are led by the coachman to the blacksmith. 

"Swans, real swans," says the latter, contemplating them with sacred awe. 

An old peasant comes up. "Well," he says with a cunning and ironic smile, "white they are, but what of it? If my two horses 
were stuffed with oats, they would be quite as sleek. I'd like to see those two put to plow and whipped up." 

Now, in a didactic story, especially in one with good ideas and purposes, this sentence would be the voice of wisdom, and 
the old peasant who so simply and deeply expresses the idea of a modus of life regulating existence would be shown 
further on as a good fine old man, the symbol of the peasant class consciousness as a rising class, etc. What does Chekhov 
do? Very probably he did not notice himself that he had put into the old peasant's mind a truth sacred to the radicals of his 
day. What interested him was that it was true to life, true to the character of the man as a character and not as a symbol — 
a man who spoke so not because he was wise but because he was always trying to be unpleasant, to spoil other people's 
pleasures: he hated the white horses, the fat handsome coachman; he was himself a lonely man, a widower, his life was 
dull (he could not work because of an illness that he called either "gryz' " (hernia) or "glisty" (worms). He got his money 
from his son who worked in a candy-shop in a big town, and all day long he wandered about idly and if he met a peasant 
bringing home a log or fishing, he would say, "That log is rotten" or "In this weather fish don't bite." 

In other words, instead of making a character the medium of a lesson and instead of following up what would seem to 
Gorki, or to any Soviet author, a socialistic truth by making the rest of the man beautifully good (just as in an ordinary 
bourgeois story if you love your mother or your dog you cannot be a bad man), instead of this, Chekhov gives us a living 
human being without bothering about political messages ortraditions of writing.* Incidentally, we might note that his 
wise men are usually bores, just as Polonius is. 

The fundamental idea of Chekhov's best and worst characters seems to have been that until real moral and spiritual 
culture, physical fitness and wealth, come to the Russian masses, the efforts of the noblest and best-meaning intellectuals 
who build bridges and schools while the vodka pub is still there, will come to naught. His conclusion was that pure art, pure 
science, pure learning, being in no direct contact with the masses, will, in the long run, attain more than the clumsy and 
muddled attempts of benefactors. It is to be noted that Chekhov himself was a Russian intellectual of the Chekhovian type. 

No author has created with less emphasis such pathetic characters as Chekhov has, characters who can often be summed 
up by the quotation from his story "In the Cart": "How strange, she reflected, why does God give sweetness of nature, sad, 
nice, kind eyes, to weak, unhappy useless people — and why are they so attractive?" There is the old village messenger in 
the story "On Official Business" who tramps through the snow miles and miles on trifling and useless errands which he 
neither understands nor questions. There is that young man in "My Life" who left his comfortable home and became a 



VN closes this section with a deleted paragraph: "To conclude: Chekhov together with Pushkin are the purest writers that Russia has produced in the 
sense of the complete harmony that their writings convey. I feel it was rather hard upon Gorki to have spoken of him in the same lecture, but the contrast 
between the two is extremely instructive. In the twenty-first century, when I hope Russia will be a sweeter country than it is just now, Gorki will be but a 
name in a textbook, but Chekhov will live as long as there are birchwoods and sunsets and the urge to write." Ed. 



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Vladimir Nabokov: Lectures on Russian literature 

miserable house-painter because he could not endure any longer the nauseating and cruel smugness of small-town life, 
symbolized for him by the dreadful straggling houses that his father the architect builds for the town. What author would 
have withstood the temptation of drawing the tragic parallel: father builds houses, son is doomed to paint them? But 
Chekhov does not so much as allude to this point, which if stressed would have put a pin through the story. There is in the 
story "The House with the Mezzanine" the frail young girl with a name unpronounceable in English, frail Misyus, shivering 
in her muslin frock in the autumn night and the "I" of the story putting his coat on her thin shoulders — and then her 
lighted window and then romance somehow fizzling out. There is the old peasant in "The New Villa" who misunderstands 
in the most atrocious way the futile and lukewarm kindness of an eccentric squire, but at the same time blesses him from 
all his heart; and when the master's doll-like pampered little girl bursts into tears as she feels the hostile attitude of the 
other villagers, he produces from his pocket a cucumber with crumbs sticking to it and thrusts it into her hand, saying to 
that pampered bourgeois child, "Now don't cry, lassy, or else Mummy will tell Daddy, and Daddy will give you a thrashing" 
— which suggests the exact habits of his own life without having them stressed or explained. There is in the story "In the 
Cart" that village school mistress whose pathetic day-dreaming is broken by the accidents of a rough road and the vulgar 
though good-natured nickname by which the driver addresses her. And in his most astounding story "In the Ravine" there is 
the tender and simple young peasant mother Lipa whose naked red baby is murdered with one splash of boiling water by 
another woman. And how wonderful the preceding scene when the baby was still healthy and gay and the young mother 
played with it — would go to the door, return, respectfully bow to the child from afar, saying good-morning Mister Nikifor, 
and then would rush to it and hug it with a scream of love. And in the same wonderful tale there is the wretched peasant 
bum telling the girl of his wanderings over Russia. One day a gentleman, probably exiled from Moscow for his political 
views, meeting him somewhere on the Volga, and casting a glance at his rags and face, burst into tears and said aloud, so 
the peasant relates, "Alas," said the gentleman to me, "black is your bread, black is your life." 

Chekhov was the first among writers to rely so much upon the undercurrents of suggestion to convey a definite meaning. 
In the same story of Lipa and the child there is her husband, a certain swindler, who is condemned to hard labor. Before 
that, in the days when he was still successfully engaged in his shady business, he used to write letters home in a beautiful 
hand, not his own. He casually remarks one day that it is his good friend Samorodov who pens those letters for him. We 
never meet that friend of his ; but when the husband is condemned to hard labor, his letters come from Siberia in the same 
beautiful hand. That is all, but it is perfectly clear that the good Samorodov, whoever he was, had been his partner in crime 
and is now undergoingthe same punishment. 

A publisher once remarked to me that every writer had somewhere in him a certain numeral engraved, the exact number 
of pages which is the limit of any one book he would ever write. My number, I remember, was 385. Chekhov could never 
write a good long novel — he was a sprinter, not a stayer. He could not, it seems, hold long enough in focus the pattern of 
life that his genius perceived here and there: he could retain it in its patchy vividness just long enough to make a short 
story out of it, but it refused to keep bright and detailed as it should keep if it had to be turned into a long and sustained 
novel. His qualities as a playwright are merely his qualities as a writer of long short stories: the defects of his plays are the 
same that would have been obvious had he attempted to write full-bodied novels. Chekhov has been compared to the 
second-rate French writer Maupassant (called for some reason de Maupassant); and though this comparison is detrimental 
to Chekhov in the artistic sense, there is one feature common to both writers: they could not afford to be long-winded. 
When Maupassant forced his pen to run a distance that far outreached his natural inclination and wrote such novels as Bel 
Ami {Sweet Friend) or Une Vie {A Woman's Life), they proved to be at the best a series of rudimental short stories more or 
less artificially blended, producing a kind of uneven impression with none of that inner current driving the theme along 
that is so natural to the style of such born novelists as Flaubert or Tolstoy. Except for one faux-pas in his youth, Chekhov 
never attempted to write a fat book. His longest pieces, such as "The Duel" or "Three Years," are still short stories. 

Chekhov's books are sad books for humorous people; that is, only a reader with a sense of humor can really appreciate their 
sadness. There exist writers that sound like something between a titter and a yawn — many of these are professional 
humorists, for instance. There are others that are something between a chuckle and a sob — Dickens was one of these. 
There is also that dreadful kind of humor that is consciously introduced by an author in order to give a purely technical 
relief after a good tragic scene — but this is a trick remote from true literature. Chekhov's humor belonged to none of these 



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Vladimir Nabokov: Lectures on Russian literature 

types ; it was purely Chekhovian. Things for him were funny and sad at the same time, but you would not see their sadness 
if you did not see their fun, because both were linked up. 

Russian critics have noted that Chekhov's style, his choice of words and so on, did not reveal any of those special artistic 
preoccupations that obsessed, for instance, Gogol or Flaubert or Henry James. His dictionary is poor, his combination of 
words almost trivial — the purple patch, the juicy verb, the hothouse adjective, the creme-de-menthe epithet, brought in on 
a silver tray, these were foreign to him. He was not a verbal inventor in the sense that Gogol was; his literary style goes to 
parties clad in its everyday suit. Thus Chekhov is a good example to give when one tries to explain that a writer may be a 
perfect artist without being exceptionally vivid in his verbal technique or exceptionally preoccupied with the way his 
sentences curve. When Turgenev sits down to discuss a landscape, you notice that he is concerned with the trouser-crease 
of his phrase; he crosses his legs with an eye upon the color of his socks. Chekhov does not mind, not because these 
matters are not important — for some writers they are naturally and very beautifully important when the right 
temperament is there — but Chekhov does not mind because his temperament is quite foreign to verbal inventiveness. Even 
a bit of bad grammar or a slack newspaperish sentence left him unconcerned.* The magical part of it is that in spite of his 
tolerating flaws which a bright beginner would have avoided, in spite of his being quite satisfied with the man-in-the- 
street among words, the word-in-the-street, so to say, Chekhov managed to convey an impression of artistic beauty far 
surpassing that of many writers who thought they knew what rich beautiful prose was. He did it by keeping all his words in 
the same dim light and of the same exact tint of gray, a tint between the color of an old fence and that of a low cloud. The 
variety of his moods, the flicker of his charming wit, the deeply artistic economy of characterization, the vivid detail, and 
the fade-out of human life — all the peculiar Chekhovian features — are enhanced by being suffused and surrounded by a 
faintly iridescent verbal haziness. 

His quiet and subtle humor pervades the grayness of the lives he creates. For the Russian philosophical or social-minded 
critic he was the unique exponent of a unique Russian type of character. It is rather difficult for me to explain what that 
type was or is, because it is all so linked up with the general psychological and social history of the Russian nineteenth 
century. It is not quite exact to say that Chekhov dealt in charming and ineffectual people. It is a little more true to say that 
his men and women are charming because they are ineffectual. But what really attracted the Russian reader was that in 
Chekhov's heroes he recognized the type of the Russian intellectual, the Russian idealist, a queer and pathetic creature that 
is little known abroad and cannot exist in the Russia of the Soviets. Chekhov's intellectual was a man who combined the 
deepest human decency of which man is capable with an almost ridiculous inability to put his ideals and principles into 
action; a man devoted to moral beauty, the welfare of his people, the welfare of the universe, but unable in his private life 
to do anything useful; frittering away his provincial existence in a haze of Utopian dreams; knowing exactly what is good, 
what is worth while living for, but at the same time sinking lower and lower in the mud of a humdrum existence, unhappy 
in love, hopelessly inefficient in everything — a good man who cannot make good. This is the character that passes — in the 
guise of a doctor, a student, a village teacher, many other professional people — all through Chekhov's stories. 

What rather irritated his politically minded critics was that nowhere does the author assign this type to any definite 
political party or give him any definite political program. But that is the whole point. Chekhov's inefficient idealists were 
neither terrorists, nor Social Democrats, nor budding Bolsheviks, nor any of the numberless members of numberless 
revolutionary parties in Russia. What mattered was that this typical Chekhovian hero was the unfortunate bearer of a 
vague but beautiful human truth, a burden which he could neither get rid of nor carry. What we see is a continuous 
stumble through all Chekhov's stories, but it is the stumble of a man who stumbles because he is staring at the stars. He is 
unhappy, that man, and he makes others unhappy; he loves not his brethren, not those nearest to him, but the remotest. 
The plight of a negro in a distant land, of a Chinese coolie, of a workman in the remote Urals, affects him with a keener 



VN first wrote "less concerned" and then continued with a passage worth preserving for its interest, though he deleted it: "less concerned than for 
instance Conrad was when (according to Ford Madox Ford) he tried to find a word of two syllables and a half — not merely two and not merely three, but 
exactly two and a half — which he felt was absolutely necessary to end a certain description. And being Conrad he was perfectly right, for that was the 
nature of his talent. Chekhov would have ended that sentence with an "out" or an "in" and never have noticed his ending — and Chekhov was a much 
greater writer than good old Conrad." Ed. 



158 



Vladimir Nabokov: Lectures on Russian literature 

pang of moral pain than the misfortunes of his neighbor or the troubles of his wife. Chekhov took a special artistic pleasure 
in fixing all the delicate varieties of that pre-war, pre-revolution type of Russian intellectual. Those men could dream; they 
could not rule. They broke their own lives and the lives of others, they were silly, weak, futile, hysterical; but Chekhov 
suggests, blessed be the country that could produce that particular type of man. They missed opportunities, they shunned 
action, they spent sleepless nights in planning worlds they could not build; but the mere fact of such men, full of such 
fervor, fire of abnegation, pureness of spirit, moral elevation, this mere fact of such men having lived and probably still 
living somewhere somehow in the ruthless and sordid Russia of to-day is a promise of better things to come for the world 
at large — for perhaps the most admirable among the admirable laws of Nature is the survival of the weakest. 

It is from this point of view that those who were equally interested in the misery of the Russian people and in the glory of 
Russian literature, it is from this point of view that they appreciated Chekhov. Though never concerned with providing a 
social or ethical message, Chekhov's genius almost involuntarily disclosed more of the blackest realities of hungry, puzzled, 
servile, angry peasant Russia than a multitude of other writers, such as Gorki for instance, who flaunted their social ideas in 
a procession of painted dummies. I shall go further and say that the person who prefers Dostoevski or Gorki to Chekhov will 
never be able to grasp the essentials of Russian literature and Russian life, and, which is far more important, the essentials 
of universal literary art. It was quite a game among Russians to divide their acquaintances into those who liked Chekhov 
and those who did not. Those who did not were not the right sort. 

I heartily recommend taking as often as possible Chekhov's books (even in the translations they have suffered) and 
dreaming through them as they are intended to be dreamed through. In an age of ruddy Goliaths it is very useful to read 
about delicate Davids. Those bleak landscapes, the withered sallows along dismally muddy roads, the gray crows flapping 
across gray skies, the sudden whiff of some amazing recollection at a most ordinary corner — all this pathetic dimness, all 
this lovely weakness, all this Chekhovian dove-gray world is worth treasuring in the glare of those strong, self-sufficient 
worlds that are promised us by the worshippers of totalitarian states. 



"The Lady with the Little Dog" (1899) 

Chekhov comes into the story "The Lady with the Little 
Dog" without knocking. There is no dilly-dallying. The very 
first paragraph reveals the main character, the young fair- 
haired lady followed by her white Spitz dog on the 
waterfront of a Crimean resort, Yalta, on the Black Sea. And 
immediately after, the male character Gurov appears. His 
wife, whom he has left with the children in Moscow, is 
vividly depicted: her solid frame, her thick black eyebrows, 
and the way she had of calling herself "a woman who 
thinks." One notes the magic of the trifles the author 
collects — the wife's manner of dropping a certain mute 
letter in spelling and her calling her husband by the longest 
and fullest form of his name, both traits in combination 
with the impressive dignity of her beetle-browed face and 
rigid poise forming exactly the necessary impression. A 
hard woman with the strong feminist and social ideas of 
hertime, but one whom her husband finds in his heart of 
hearts to be narrow, dull-minded, and devoid of grace. The 
natural transition is to Gurov's constant unfaithfulness to 
her, to his general attitude toward women — "that inferior 
race" is what he calls them, but without that inferior race 
he could not exist. It is hinted that these Russian romances 
were not altogether as light-winged as in the Paris of 









CT-»m*«t. TM lidy altv t»i* lHUa dog, [lu*?<. 

Chif-ov 00*61, *»**-M*~****T r -«* t a i pn i, without Vnacilng. 

T^im ii na 3ally-d41iylan;. T-t rary flrtt paragraph dlwlaaaa fcv* 

nun e> n*t-r L v-n ynrtg f*(r*-ilr*o ladjp followad by *-ir »Mti 

Eian nn atan «a t a aaafront of a CrtTian raaort, Yaltal wttfc- a»a 

\ ■* 

ppan^t nlaallil tj of i dowr t»r*wn btwb. .4aJ Israadlatlly iftar 

)l ■ m ' 

t**a v-» alii ovsraetir, ' - - t=ia mra, ■*»». *■? *n» lift 

»lt» tha cMUr-n In toaoow, ii ilndly dapletad; hmr Vftlii frna*. 

><mT tMofc bll^v * *br««n; ana t*-i wiy i>a *-*d of calling hirnfifl 
1 »paan "*-c tMflts.jlua t^e M4T1Q of t*i \rlTlas ft** author 
ffcllflMa — nnr nanaer of irc^lng a- cirtala nutt letto? la npall- 
log and h »r calling *i« nusbaed oy tan) loagait and fuilait font 
■f Ml nairs, apt* traits )b eoBOlBHtlon »IW t*<« ltrnnlT* dignity 
nf fcar bantla-browwfl rani and rigid pain* forming asaatly t%n 
Moeiiary. rnpriiilonj a '-if wesin wit 1 - fie strong fonlntnt and 
inafil fdan -f ** *-*r tlpn, but W-an hat* '-mannd flail In Ma 

dOTt-ld 

h nirt of i*oirta, fill, na row, lull-tlnifi and txrmx* of grace. 

tain j^a natanl tr^mltmn 11 t« Curni'a aanatant unfalthfuliusa 

to *ar, *la g*n*nl attitud* toward* woaia — "lAvtt lafirtar -ana" 

1* n^at h* oil li fct-ffn, but without that Infirlor raoi ha offnlfl nit 

#t)9tAT*m anrrnaftilnra, fa aalar ad a>lnt that t»-aii *onanoai 

wan art allegathap w llg"-taingad ai in t^i ?*rl» "t Jianpaiiant, 

am i n ili* n :, r«ia*i-ad In ♦>* illailon t^at nfripl- pit! ohi and 

■ ttd 
7rofcl*rri ara intrc: abia for t v 03r duant ^ealtatlng paopla of 

IConfleaa^o ips almr *-*iTy Itaptan but ploaffi Into bedloaa dlffl- 

oaltlea a^in tin™ Ifcaj itipt folnjrTj 

T^-n, wft^ f - aajnt -■'"• It^d Unit iat*-od of attaat, wit*- 

i 
■v- -— ^itt-lonak w^^an "and la..." or par^afn atdll battar raa^irad 

- ; Ila "am....* a*i* btglm t ni> r>«™.< In Itral-t-tforalrd 



The opening page of Nabokov's lecture on "The Lady with the 
Little Dog." 



159 



Vladimir Nabokov: Lectures on Russian literature 

Maupassant. Complications and problems are unavoidable with those decent hesitating people of Moscow who are slow 
heavy starters but plunge into tedious difficulties when once they start going. 

Then with the same neat and direct method of attack, with the bridging formula "and so . . .",* we slide back to the lady 
with the dog. Everything about her, even the way her hair was done, told him that she was bored. The spirit of adventure — 
though he realized perfectly well that his attitude toward a lone woman in a fashionable sea town was based on vulgar 
stones, generally false — this spirit of adventure prompts him to call the little dog, which thus becomes a link between her 
and him. They are both in a public restaurant. 

"He beckoned invitingly to the Spitz, and when the dog approached him, shook his finger at it. The Spitz growled; Gurov 
threatened it again. 

"The lady glanced at him and at once dropped her eyes. 'He doesn't bite,' she said and blushed. 

'"May I give him a bone?' he asked; and when she nodded he inquired affably, 'Have you been in Yalta long?' 

" 'About five days.' " 

They talk. The author has hinted already that Gurov was witty in the company of women; and instead of having the reader 
take it for granted (you know the old method of describing the talk as "brilliant" but giving no samples of the conversation), 
Chekhov makes him joke in a really attractive, winning way. "Bored, are you? An average citizen lives in . . . (here Chekhov 
lists the names of beautifully chosen, super-provincial towns) and is not bored, but when he arrives here on his vacation it 
is all boredom and dust. One could think he came from Grenada" (a name particularly appealing to the Russian 
imagination). The rest of their talk, for which this sidelight is richly sufficient, is conveyed indirectly. Now comes a first 
glimpse of Chekhov's own system of suggesting atmosphere by the most concise details of nature, "the sea was of a warm 
lilac hue with a golden path for the moon"; whoever has lived in Yalta knows how exactly this conveys the impression of a 
summer evening there. This first movement of the story ends with Gurov alone in his hotel room thinking of her as he goes 
to sleep and imagining her delicate weak-looking neck and her pretty gray eyes. It is to be noted that only now, through the 
medium of the hero's imagination, does Chekhov give a visible and definite form to the lady, features that fit in perfectly 
with her listless manner and expression of boredom already known to us. 

"Getting into bed he recalled that she had been a schoolgirl only recently, doing lessons like his own daughter; he thought 
how much timidity and angularity there was still in her laugh and her manner of talking with a stranger. It must have been 
the first time in her life that she was alone in a setting in which she was followed, looked at, and spoken to for one secret 
purpose alone, which she could hardly fail to guess. He thought of her slim, delicate throat, her lovely gray eyes. 

" 'There's something pathetic about her, though,' he thought, and dropped off." 

The next movement (each of the four diminutive chapters or movements of which the story is composed is not more than 
four or five pages long), the next movement starts a week later with Gurov going to the pavilion and bringing the lady iced 
lemonade on a hot windy day, with the dust flying; and then in the evening when the sirocco subsides, they go on the pier 
to watch the incoming steamer. "The lady lost her lorgnette in the crowd," Chekhov notes shortly, and this being so casually 
worded, without any direct influence on the story — just a passing statement — somehow fits in with that helpless pathos 
already alluded to. 

Then in her hotel room her awkwardness and tender angularity are delicately conveyed. They have become lovers. She was 
now sitting with her long hair hanging down on both sides of her face in the dejected pose of a sinner in some old picture. 



VN follows with the deleted "or perhaps still better rendered in English by that 'Now' which begins a new paragraph in straightforward fairy tales." Ed. 



160 



Vladimir Nabokov: Lectures on Russian literature 

There was a watermelon on the table. Gurovcut himself a piece and began to eat unhurriedly. This realistic touch is again a 
typical Chekhov device. 

She tells him about her existence in the remote town she comes from and Gurov is slightly bored by her naivete, confusion, 
and tears. It is only now that we learn her husband's name: von Dideritz — probably of German descent. 

They roam about Yalta in the early morning mist. "At Oreanda they sat on a bench not far from the church, looked down at 
the sea, and were silent. Yalta was barely visible through the morning mist; white clouds rested motionlessly on the 
mountaintops. The leaves did not stir on the trees, the crickets chirped, and the monotonous muffled sound of the sea that 
rose from below spoke of the peace, the eternal sleep awaiting us. So it rumbled below when there was no Yalta, no 

Oreanda here; so it rumbles now, and it will rumble as indifferently and hollowly when we are no more Sitting beside a 

young woman who in the dawn seemed so lovely, Gurov, soothed and spellbound by these magical surroundings — the sea, 
the mountains, the clouds, the wide sky — thought how everything is really beautiful in this world when one reflects: 
everything except what we think or do ourselves when we forget the higher aims of life and our own human dignity. 

"A man strolled up to them — probably a watchman — looked at them and walked away. And this detail, too, seemed so 
mysterious and beautiful. They saw a steamer arrive from Feodosia, its lights extinguished in the glow of dawn. 'There is 
dew on the grass,' said Anna Sergeievna, after a silence. 

" 'Yes, it's time to go home.' " 

Then several days pass and then she has to go back to her home town. 

'Time for me, too, to go North,' thought Gurov as he returned after seeing her off."* And there the chapter ends. 

The third movement plunges us straight into Gurov's life in Moscow. The richness of a gay Russian winter, his family 
affairs, the dinners at clubs and restaurants, all this is swiftly and vividly suggested. Then a page is devoted to a queer thing 
that has happened to him: he cannot forget the lady with the little dog. He has many friends, but the curious longing he 
has for talking about his adventure finds no outlet. When he happens to speak in a very general way of love and women, 
nobody guesses what he means, and only his wife moves her dark eyebrows and says: "Stop that fatuous posing; it does 
not suit you." 

And now comes what in Chekhov's quiet stories may be called the climax. There is something that your average citizen calls 
romance and something he calls prose — though both are the meat of poetry for the artist. Such a contrast has already 
been hinted at by the slice of watermelon which Gurov crunched in a Yalta hotel room at a most romantic moment, sitting 
heavily and munching away. This contrast is beautifully followed up when at last Gurov blurts out to a friend late at night 
as they come out of the club : If you knew what a delightful woman I met in Yalta! His friend, a bureaucratic civil servant, 
got into his sleigh, the horses moved, but suddenly he turned and called back to Gurov. Yes? asked Gurov, evidently 
expecting some reaction to what he had just mentioned. By the way, said the man, you were quite right. That fish at the 
club was decidedly smelly. 

This is a natural transition to the description of Gurov's new mood, his feeling that he lives among savages where cards and 
food are life. His family, his bank, the whole trend of his existence, everything seems futile, dull, and senseless. About 
Christmas he tells his wife he is going on a business trip to St. Petersburg, instead of which he travels to the remote Volga 
town where the lady lives. 

Critics of Chekhov in the good old days when the mania for the civic problem flourished in Russia were incensed with his 
way of describing what they considered to be trivial unnecessary matters instead of thoroughly examining and solving the 



In the margin VN adds for the benefit of his Cornell class, "From Florida back to Ithaca." Ed. 



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Vladimir Nabokov: Lectures on Russian literature 

problems of bourgeois marriage. For as soon as Gurov arrives in the early hours to that town and takes the best room at 
the local hotel, Chekhov, instead of describing his mood or intensifying his difficult moral position, gives what is artistic in 
the highest sense of the word: he notes the gray carpet, made of military cloth, and the inkstand, also gray with dust, with 
a horseman whose hand waves a hat and whose head is gone. That is all: it is nothing but it is everything in authentic 
literature. A feature in the same line is the phonetic transformation which the hotel porter imposes on the German name 
von Dideritz. Having learned the address Gurov goes there and looks at the house. Opposite was a long gray fence with 
nails sticking out. An unescap-able fence, Gurov says to himself, and here we get the concluding note in the rhythm of 
drabness and grayness already suggested by the carpet, the inkstand, the illiterate accent of the porter. The unexpected 
little turns and the lightness of the touches are what places Chekhov, above all Russian writers of fiction, on the level of 
Gogol and Tolstoy. 

Presently he saw an old servant coming out with the familiar little white dog. He wanted to call it (by a kind of conditional 
reflex), but suddenly his heart began beating fast and in his excitement he could not remember the dog's name — another 
delightful touch. Later on he decides to go to the local theatre, where for the first time the operetta The Geisha is being 
given. In sixty words Chekhov paints a complete picture of a provincial theatre, not forgetting the town-governor who 
modestly hid in his box behind a plush curtain so that only his hands were visible. Then the lady appeared. And he realized 
quite clearly that now in the whole world there was none nearer and dearer and more important to him than this slight 
woman, lost in a small-town crowd, a woman perfectly unremarkable, with a vulgar lorgnette in her hand. He saw her 
husband and remembered her qualifying him as a flunkey — he distinctly resembled one. 

A remarkably fine scene follows when Gurov manages to talk to her, and then their mad swift walk up all kinds of 
staircases and corridors, and down again, and up again, amid people in the various uniforms of provincial officials. Neither 
does Chekhov forget "two schoolboys who smoked on the stairs and looked down at him and her." 

" 'You must leave,' Anna Sergeievna went on in a whisper. 'Do you hear, Dmitri Dmitrich? I will come and see you in 
Moscow. I have never been happy; I am unhappy now, and I never, never shall be happy, never! So don't make me suffer 
still more! I swear I'll come to Moscow. But now let us part. My dear, good, precious one, let us part!' 

"She pressed his hand and walked rapidly downstairs, turning to look round at him, and from her eyes he could see that she 
really was unhappy. Gurov stood for a while, listening, then when all grew quiet, he found his coat and left the theatre." 

The fourth and last little chapter gives the atmosphere of their secret meetings in Moscow. As soon as she would arrive she 
used to send a red-capped messenger to Gurov. One day he was on his way to her and his daughter was with him. She was 
going to school, in the same direction as he. Big damp snowflakes were slowly coming down. 

The thermometer, Gurov was saying to his daughter, shows a few degrees above freezing point (actually 37° above, 
fahrenheit), but nevertheless snow is falling. The explanation is that this warmth applies only to the surface of the earth, 
while in the higher layers of the atmosphere the temperature is quite different. 

And as he spoke and walked, he kept thinking that not a soul knew or would ever know about these secret meetings. 

What puzzled him was that all the false part of his life, his bank, his club, his conversations, his social obligations — all this 
happened openly, while the real and interesting part was hidden. 

"He had two lives : an open one, seen and known by all who needed to know it, full of conventional truth and conventional 
falsehood, exactly like the lives of his friends and acquaintances; and another life that went on in secret. And through some 
strange, perhaps accidental, combination of circumstances, everything that was of interest and importance to him, 
everything that was essential to him, everything about which he felt sincerely and did not deceive himself, everything that 
constituted the core of his life, was going on concealed from others; while all that was false, the shell in which he hid to 
cover the truth — his work at the bank for instance, his discussions at the club, his references to the 'inferior race,' his 
appearances at anniversary celebrations with his wife — all that went on in the open. Judging others by himself, he did not 

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Vladimir Nabokov: Lectures on Russian literature 

believe what he saw, and always fancied that every man led his real, most interesting life under cover of secrecy as under 
cover of night. The personal life of every individual is based on secrecy, and perhaps it is partly for that reason that civilized 
man is so nervously anxious that personal privacy should be respected." 

The final scene is full of that pathos which has been suggested in the very beginning. They meet, she sobs, they feel that 
they are the closest of couples, the tenderest of friends, and he sees that his hair is getting a little gray and knows that only 
death will end their love. 

"The shoulders on which his hands rested were warm and quivering. He felt compassion for this life, still so warm and 
lovely, but probably already about to begin to fade and wither like his own. Why did she love him so much? He always 
seemed to women different from what he was, and they loved in him not himself, but the man whom their imagination 
had created and whom they had been eagerly seeking all their lives; and afterwards, when they saw their mistake, they 
loved him nevertheless. And not one of them had been happy with him. In the past he had met women, come together 
with them, parted from them, but he had never once loved; it was anything you please, but not love. And only now when 
his head was gray he had fallen in love, really, truly — for the first time in his life." 

They talk, they discuss their position, how to get rid of the necessity of this sordid secrecy, how to be together always. They 
find no solution and in the typical Chekhov way the tale fades out with no definite full-stop but with the natural motion of 
life. 

"And it seemed as though in a little while the solution would be found, and then a new and glorious life would begin; and it 
was clear to both of them that the end was still far off, and that what was to be most complicated and difficult for them 
was onlyjust beginning." 

All the traditional rules of story telling have been broken in this wonderful short story of twenty pages or so. There is no 
problem, no regular climax, no point at the end. And it is one of the greatest stories ever written. 

We will now repeat the different features that are typical for this and other Chekhov tales. 

First: The story is told in the most natural way possible, not beside the after-dinner fireplace as with Turgenevor 
Maupassant but in the way one person relates to another the most important things in his life, slowly and yet without a 
break, in a slightly subdued voice. 

Second: Exact and rich characterization is attained by a careful selection and careful distribution of minute but striking 
features, with perfect contempt for the sustained description, repetition, and strong emphasis of ordinary authors. In this 
or that description one detail is chosen to illume the whole setting. 

Third: There is no special moral to be drawn and no special message to be received. Compare this to the special delivery 
stories of Gorki or Thomas Mann. 

Fourth :The story is based on a system of waves, on the shades of this or that mood. If in Gorki's world the molecules 
forming it are matter, here, in Chekhov, we get a world of waves instead of particles of matter, which, incidentally, is a 
nearer approach to the modern scientific understanding of the universe. 

Fifth: The contrast of poetry and prose stressed here and there with such insight and humor is, in the long run, a contrast 
only for the heroes; in reality we feel, and this is again typical of authentic genius, that for Chekhov the lofty and the base 
are not different, that the slice of watermelon and the violet sea, and the hands of the town-governor, are essential points 
of the "beauty plus pity" of the world. 

Sixth: The story does not really end, for as long as people are alive, there is no possible and definite conclusion to their 
troubles or hopes or dreams. 

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Vladimir Nabokov: Lectures on Russian literature 

Seventh: The storyteller seems to keep going out of his way to allude to trifles, every one of which in another type of story 
would mean a signpost denoting a turn in the action — for instance, the two boys at the theatre would be eavesdroppers, 
and rumors would spread, or the inkstand would mean a letter changing the course of the story; but just because these 
trifles are meaningless, they are all-important in giving the real atmosphere of this particular story. 



"In the Gully" (1900) 

The action of "In the Gully" (usually translated as "In the Ravine") takes place ha If -a -century ago — the story was written in 
1900. The place, somewhere in Russia, is a village called Ukleyevo : kley sounds like clay and means "glue." The only thing to 
tell about the village was that one day at a wake "the old sexton saw among the side dishes some large-grained caviar and 
began eating it greedily; people nudged him, tugged at his sleeve, but he seemed petrified with enjoyment: felt nothing, 
and only went on eating. He ate up all the caviar, and there were some four pounds in the jar. And years had passed since 
then, the sexton had long since been dead, but the caviar was still remembered. Whether life was so poor here or people 
had not been clever enough to notice anything but that unimportant incident that had occurred ten years before, anyway 
the people had nothing else to tell about the village of Ukleyevo." Or, rather, there was nothing good to tell except this. 
Here at least was a beam of fun, a smile, something human. All the rest was not only drab, it was also evil — a gray wasp 
nest of deception and injustice. "There were only two decent houses built of brick with iron roofs; one of them was 
occupied by the rural administration; in the other, a two-storied house just opposite the church, lived Grigori Petrovich 
Tsybukin, a merchant who hailed from Yepi-fan." Both of these houses were abodes of evil. Everything in the story, except 
the children and the child-wife Lipa, is going to be a succession of deceptions, a succession of masks. 

Mask One: "Grigori kept a grocery, but that was only for the sake of appearances: in reality he dealt in vodka, cattle, hides, 
grain, and pigs; he traded in anything that came to hand, and when, for instance, magpies were wanted abroad for ladies' 
hats, he made thirty kopeks on every brace of birds; he bought timber for felling, lent money at interest, and altogether 
was a resourceful old man." This Grigori will also undergo a very interesting metamorphosis in the course of the story. 

Old Grigori has two sons, a deaf one around the house, married to what seems a pleasant, cheerful young woman but in 
reality a malicious devil of a woman; the other son is a detective in town, a bachelor as yet. You will notice that Grigori is 
immensely appreciative of his daughter-in-law Aksinia: we shall see why in a minute. Old Grigori, a widower, has married 
again, a new wife named Varvara (Barbara): "No sooner had she moved into a little room in the upper story than everything 
in the house seemed to brighten up as though new glass had been put into all the windows. The oil lamps burned brightly 
before the sacred pictures, the tables were covered with snow-white cloths, flowers flecked with red made their 
appearance in the windows and in the front garden, and at dinner, instead of eating from a single bowl, each person had a 
separate plate set for him." She also seems, at first, a good woman, a delightful woman, and, anyway, she has a kinder 
heart than the old man. "When on the eve of a fast or during the local church festival, which lasted three days, Grigori's 
store palmed off on the peasants tainted salt meat, smelling so strong it was hard to stand near the tub of it, and took 
scythes, caps, and their wives' kerchiefs in pledge from the drunken men; when the factory hands, stupefied with bad 
vodka, lay in the mud, and degradation seemed to hover thick like a fog in the air, then it was a kind of relief to think that 
up there in the house there was a quiet, neatly dressed woman who had nothing to do with salt meat or vodka. " 

Grigori is a hard man, and though now in the lower middle class is of direct peasant descent — his father was probably a 
well-to-do peasant — and naturally he hates peasants. Now comes: 

Mask Two -. Under her gay appearance Aksinia is also hard and that is why old Grigori admires her so much. This pretty 
woman is a swindler: "Aksinia attended to the shop, and from the yard could be heard the clink of bottles and of money, 
her laughter and loud talk, and the angry voices of customers whom she had cheated, and at the same time it could be 
seen that the illicit sale of vodka was already going on in the shop. The deaf man sat in the shop, too, or walked about the 
street bareheaded, with his hands in his pockets looking absent-mindedly now at the log cabins, now at the sky overhead. 
Six times a day they had tea; four times a day they sat down to meals. And in the evening they counted their takings, wrote 
them down, went to bed, and slept soundly." 

164 



Now comes a transition to the calico-printing mills of the 
place and to their owners. Let us call them collectively the 
Khrymin family. 



Vladimir Nabokov: Lectures on Russian literature 




*-■ *<. A**>,*+_ / G*/t 



f GmXJ^' 



■ 



f *2 V* 






'■'■-■*»i t fit i>'J*.Mv . 

-4-j- i* *6Up **- 'A-' *— fa, */• -tr 



/Mos/f T/iree (adultery): Aksinia not only deceives customers 
in the store, she also deceives her husband with one of 
those mill owners. 

Mask Four.- This is just a little mask, a kind of self-deception. 
"A telephone was installed in the rural administration, too, 
but it soon went out of order when it started to harbor 
bedbugs and cockroaches. The district elder was 
semiliterate and wrote every word in the official 
documents with a capital. But when the telephone went 
out of order he said: 'Yes, now we shall find it hard to be 
without a telephone.' " 



Mask Five: This refers to Grigori's elder son, the detective 

Anisim. We are now deep in the deception theme of the 

story. But Chekhov keeps back some important information 

about Anisim: "The elder son, Anisim, came home very 

rarely, only on great holidays, but he often sent by a 

returning villager presents and letters written by someone 

else in a very beautiful hand, always on a sheet of foolscap 

that looked like a formal petition. The letters were full of 

expressions that Anisim never made use of in conversation: 'Dear papa and mamma, I send you a pound of orange pekoe 

tea for the satisfaction of your physical needs.' "There is a little mystery here that will be gradually cleared up, as in the 

"someone else in a very beautiful hand." 










The opening page of Nabokov's lecture on "In the Cully.' 



It is curious that when he arrives home one day and there is something about him suggesting that he has been dismissed 
from the police force, nobody bothers about it. On the contrary, the occasion seems festive, encouraging ideas of marriage. 
Says Varvara, Grigori's wife and Anisim's stepmother: 

'How is this, my goodness!' she said. 'The lad's in his twenty-eighth year, and he is still strolling about a bachelor ' From 

the adjacent room her soft, even speech continued to sound like a series of sighs. She began whispering with her husband 
and Aksinia, and their faces, too, assumed a sly and mysterious expression as though they are conspirators. It was decided 
to marry Anisim." 

Child Theme : This is the transition to the main character of the story, the girl Lipa (pronounced Leepa). She was the 
daughter of a working widow, charwoman, and helped her mother in her various chores. "She was pale, thin, and frail, with 
soft, delicate features, tanned from working in the open air; a shy, melancholy smile always hovered about her face, and 
there was a childlike look in her eyes, trustful and curious. She was young, still a child, her bosom still scarcely perceptible, 
but she could be married because she had reached the legal age [eighteen]. She really was beautiful, and the only thing 
that might be thought unattractive was her big masculine hands which hung idle now like two big claws." 

Mask Six: This refers to Varvara, who though pleasant enough, is but a hollow shell of superficial kindness beneath which 
there is nothing. 

Thus Grigori's whole family is a masquerade of deceit. 



Now comes Lipa, and with Lipa a new theme starts — the theme of trust, childish trust. 

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Vladimir Nabokov: Lectures on Russian literature 

The second chapter ends with another glimpse of Anisim. Everything about him is false: there is something very wrong, 
and he conceals it not too well. "After the visit of inspection the wedding day was fixed. Anisim kept walking about the 
rooms at home whistling, or suddenly remembering something, would fall to brooding and would look at the floor fixedly, 
silently, as though he would probe to the depths of the earth. He expressed neither pleasure that he was to be married, 
married so soon, the week of St. Thomas [after Easter], nor a desire to see his bride, but simply went on whistling through 
his teeth. And it was evident that he was only getting married because his father and stepmother wished him to, and 
because it was a country custom to marry off the son in order to have a woman to help in the house. When he went away 
he seemed in no haste, and behaved altogether not as he had done on previous visits; he was unusually jaunty and said the 
wrong things." 

In the third chapter observe Aksinia's green and yellow print dress for the wedding of Anisim and Lipa. Chekhov is going to 
describe her consistently in the terms of a reptile. (A kind of rattlesnake is found in eastern Russia called the yellow belly.) 
"The dressmakers were making for Varvara a brown dress with black lace and glass beads on it, and for Aksinia a light 
green dress with a yellow front, and a train." Although these dressmakers are described as belonging to the Flagellant Sect, 
this did not mean much by 1900 — it did not mean that the members actually whipped themselves — it was just one of the 
numerous sects in Russia, as there are numerous sects in this country. Grigori even practices a deception on the two poor 
girls: "When the dressmakers had finished their work Grigori paid them not in money but in goods from the shop, and they 
went away depressed, carrying parcels of tallow candles and tins of sardines which they did not in the least need, and 
when they got out of the village into the open country they sat down on a hillock and cried." 

"Anisim arrived three days before the wedding, rigged out in new togs from top to toe. He wore glistening rubbers, and 
instead of a tie a red metal cord with little balls hanging on it, and on his shoulders, loosely, its sleeves empty, hung a short 
overcoat, also new. After crossing himself sedately before the icon, he greeted his father and gave him ten silver rubles and 
ten half-rubles; to Varvara he gave as much, and to Aksinia twenty quarter-rubles. The chief charm of the present lay in the 
fact that all the coins, as though carefully matched, were new and glittered in the sun." These were counterfeit coins. An 
allusion is made to Samorodov, Anisim's friend and co-faker, a dark little man with the beautiful handwriting in which 
Anisim's letters home were written. It becomes gradually clear that Samorodov is the mastermind in this counterfeiting 
business, but Anisim tries hard to puff himself up, boasting of his wonderful powers of observation and of his talents as a 
detective. As a detective, and a mystic, he knows, however, that "anybody can steal but there is no place to hide stolen 
goods." A streak of curious mysticism runs through this strange character. 

You will enjoy the delightful description of the wedding preparations and then of Anisim's mood in church during the 
wedding is worth noting. "Here he was being married, he had to take a wife for the sake of doing the proper thing, but he 
was not thinking of that now, he had somehow forgotten his wedding completely. Tears dimmed his eyes so that he could 
not see the icons, he felt heavy at heart; he prayed and besought God that the misfortunes that threatened him, that were 
ready to burst upon him tomorrow, if not today, might somehow pass him by as storm-clouds in time of drought bypass a 
village without yielding one drop of rain. [He knew how good detectives were, being one himself.] And so many sins were 
heaped up in the past, so many sins, and getting out of it all was so beyond hope that it seemed incongruous even to ask 
forgiveness. But he did ask forgiveness, and even gave a loud sob, but no one took any notice of that, since they supposed 
he had had a drop too much." 

For a moment the child theme appears: "There was the sound of a fretful childish wail. 'Take me away from here, mamma 
darling!' 'Quiet there!' cried the priest." 

Then a new character is introduced; Yelizarov (nicknamed Crutch), a carpenter and contractor. He is a childish person, very 
gentle and naive, and a little cracked. He and Lipa are both on the same level of meekness, simplicity, and trust — and he 
and she are real human beings despite their not having the cunning of the evil characters in the tale. Crutch, who seems 
vaguely to be endowed with second sight, might be trying intuitively to avert the disaster which the wedding itself will 
result in: " 'Anisim and you, my child, love one another, lead a godly life, little children, and the Heavenly Mother will not 

abandon you Children, children, children,' he muttered rapidly. 'Aksinia my dear, Varvara darling, let's all live in peace 

and harmony, my dear little hatchets '" He calls people by the pet names of his pet tools. 

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Vladimir Nabokov: Lectures on Russian literature 

Mask Eight -. Yet another mask, another deception, relates to the elder of the rural district and his clerk, "who had served 
together for fourteen years, and who had during all that time never signed a single document for anybody or let a single 
person out of the office without deceiving him or doing him harm. [They] were sitting now side by side, both fat and 
replete, and it seemed as though they were so steeped in injustice and falsehood that even the skin of their faces was of a 
peculiar, thievish kind." "Steeped in falsehood" — this is one of the two main notes of the whole story. 

You will notice the various details of the wedding: poor Anisim brooding over his predicament, over the doom that is 
closing upon him; the peasant woman who shouts outside "You've sucked the blood out of us, you monsters; a plague on 
you!"; and the wonderful description of Aksinia: "Aksinia had naive gray eyes which rarely blinked, and a naive smile played 
continually on her face. And in those unblinking eyes, and in that little head on the long neck, and in her slenderness there 
was something snakelike; all in green, with the yellow front of her bodice and the smile on her lips, she looked like a viper 
that peers out of the young rye in the spring at the passers-by, stretching itself and lifting its head. The Khrymins were free 
in their behavior to her, and it was very noticeable that she had long been on intimate terms with the eldest of them. But 
her deaf husband saw nothing, he did not look at her; he sat with his legs crossed and ate nuts, cracking them with his 
teeth so loudly that it seemed he was shooting a pistol. 

"But, behold, old Grigori himself walked into the middle of the room and waved his handkerchief as a sign that he, too, 
wanted to dance the Russian dance, and all over the house and from the crowd in the yard rose a hum of approbation: 

'"It's himself has stepped out! Himself.'. . . 

"It was kept up till late, till two o'clock in the morning. Anisim, staggering, went to take leave of the singers and musicians, 
and gave each of them a new half-ruble. His father, who was not staggering, but treading more heavily on one leg, saw his 
guests off, and said to each of them, 'The wedding has cost two thousand.' 

"As the party was breaking up, someone took the Shikalova innkeeper's good overcoat instead of his own old one, and 
Anisim suddenly flew into a rage and began shouting: 'Stop, I'll find it at once; I know who stole it! Stop!' 

He ran out into the street in pursuit of someone, but he was caught, brought back home, shoved, drunken, red with anger 
and drenched with sweat, into the room where the aunt was undressing Lipa, and there he and she were locked in." 

After five days Anisim, who respects Varvara for being a decent woman, confesses to her that he may be arrested at any 
moment. When he leaves for town, we have the following beautiful description: 

"When they drove up out of the gully Anisim kept looking back toward the village. It was a warm, bright day. The cattle 
were being driven out for the first time, and the peasant girls and women were walking by the herd in their holiday 
dresses. The brown bull bellowed, glad to be free, and pawed the ground with his forefeet. On all sides, above and below, 
the larks were singing. Anisim looked back at the graceful little white church — it had only lately been whitewashed — and 
he thought how he had been praying in it five days before; he looked back at the school with its green roof, at the little 
river in which he used to bathe and catch fish, and there was a stir of joy in his heart, and he wished that a wall might rise 
up from the ground and prevent him from going farther, and that he might be left with nothing but the past." 

It is his last glimpse. 

And now the delightful transformation that comes over Lipa. Anisim's conscience had not only weighed upon him but had 
been impersonated in him and had been a dreadful weight on Lipa although she knew nothing of his complicated life. Now 
he and his burden are removed and she is free. 

"Wearing an old skirt, her feet bare and her sleeves tucked up to her shoulders, she was scrubbing the stairs in the entry 
and singing in a silvery little voice, and when she brought out a big tub of slops and looked up at the sun with her childlike 
smile it seemed as though she, too, were a lark." 

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Vladimir Nabokov: Lectures on Russian literature 

Now Chekhov is going to do something quite difficult from the author's point of view. He is going to take advantage of 
Lipa's silence being broken in order to have her, the silent one, the wordless one, now find words and bring out the facts 
that will lead to the disaster. She and Crutch are coming back from a long excursion on foot to a remote church, her mother 
is lagging behind, and Lipa says: "And now I am afraid of Aksinia. It's not that she does anything, she is always smiling, but 
sometimes she glances at the window, and her eyes are so angry and there is a greenish gleam in them — like the eyes of 
the sheep in the dark pen. The Juniors are leading her astray: 'Your old man,' they tell her, 'has a bit of land at Butyokino, a 
hundred acres,' they say, 'and there is sand and water there, so you, Aksinia,' they say, 'build a brickyard there and we will 
go shares in it.' Bricks now are twenty rubles the thousand, it's a profitable business. Yesterday at dinner Aksinia said to the 
old man: 'I want to build a brickyard at Butyokino; I'm going into the business on my own account.' She laughed as she said 
it. And Grigori Petrovich's face darkened, one could see he did not like it. 'As long as I live,' he said, 'the family must not 

break up, we must keep together.' She gave him a look and gritted her teeth Fritters were served, she would not eat 

them." 

When they come to a boundary post, Crutch touches it to see that it is firm, an act in keeping with his character. At this 
point he, Lipa, and some girls who are collecting toadstools are representative of Chekhov's happy people, naive gentle 
people against a background of unhappiness and injustice. They meet people coming from the fair: "A cart would drive by 
stirring up the dust and behind it would run an unsold horse, and it seemed glad it had not been sold." There is a subtle 
emblematic connection here between Lipa and the happy "unsold" horse. Lipa's owner has disappeared. And another point, 
reflecting the child theme: "An old woman led a little boy in a big cap and big boots; the boy was tired out with the heat 
and the heavy boots which prevented him from bending his legs at the knees, but yet he blew a tin trumpet unceasingly 
with all his might. They had gone down the slope and turned into the street, but the trumpet could still be heard." Lipa sees 
and hears that little boy because she herself is going to have a baby. In the passage "Lipa and her mother who were born to 
poverty and prepared to live so till the end, giving up to others everything except their frightened, gentle souls, may 
perhaps have fancied for a minute that in this vast, mysterious world, among the endless series of lives, they too counted 
for something," I recommend to your attention the words "their frightened, gentle souls." And notice too the beautiful little 
picture of the summer evening: 

"At last they reached home. The mowers were sitting on the ground at the gates near the shop. As a rule the Ukleyevo 
peasants refused to work for Grigori, and he had to hire strangers, and now in the darkness it seemed as though there were 
men with long black beards sitting there. The shop was open, and through the doorway they could seethe deaf man 
playing checkers with a boy. The mowers were singing softly, almost inaudibly, or were loudly demanding their wages for 
the previous day, but they were not paid for fear they should go away before tomorrow. Old Grigori, with his coat off, was 
sitting in his waistcoat with Aksinia under the birch-tree, drinking tea; a lighted lamp was on the table. 

" 'I say, grandfather,' a mower called from outside the gates, as though teasing him, 'pay us half anyway! Hey, grandfather.' 



On the next page Grigori realizes the silver rubles are false and gives them to Aksinia to throw away, but she uses them to 
pay the mowers. "You mischievous woman," cries Grigori, dumbfounded and alarmed. "Why did you marry me into this 
family?" Lipa asks her mother. There is a certain gap in time after chapter 5. 

One of the most striking passages in the story occurs in chapter 6, when absolutely and divinely indifferent to what is 
happening around her (the deserved fate of her idiotic husband and the terrible snake-evil coming from Aksinia), 
absolutely and divinely indifferent to all this evil, Lipa is engrossed in her child and proceeds to promise her little pinched 
baby her own most vivid vision, her only knowledge of life. She tosses him up and down and in rhythm with the tossing 
says in singsong tones : "You will grow ever so big, ever so big. You will be a man, we shall work together! We shall wash 
floors together!" Just as her own most vivid childhood memories are linked up with washing floors. " 'Why do I love him so 
much, Mamen'ka? Why do I feel so sorry for him!' she went on in a quivering voice, and her eyes glistened with tears. 'Who 
is he? What is he like? As light as a little feather, as a little crumb, but I love him, I love him as if he were a real person. Here 
he can do nothing, he can't talk, and yet I always know what his darling eyes tell me he wants.' " 



168 



Vladimir Nabokov: Lectures on Russian literature 

This chapter ends with the news that Anisim is to get six years of hard labor in Siberia. Then a nice touch is added; says old 
Grigori: 

" 'I am worried about the money. Do you remember before his wedding Anisim's bringing me some new rubles and half- 
rubles? One parcel I put away at the time, but the others I mixed with my own money. When my uncle Dmitri Filatych — the 
kingdom of Heaven be his — was alive, he used to go to Moscow and to the Crimea to buy goods. He had a wife, and this 
same wife, when he was away buying goods, used to take up with other men. They had half a dozen children. And when 
uncle was in his cups he would laugh and say, "I never can make out," he used to say, "which are my children and which are 
other people's." An easy-going disposition, to be sure; and now I can't tell which are genuine rubles and which are false 
ones. And they all seem false to me. ... I buy a ticket at the station, I give the man three rubles, and I keep fancying they are 
counterfeit. And I am frightened. I must be ill.' " 

From that moment he is mentally deranged and is redeemed, in a sense. 

"He opened the door and crooking his finger, beckoned to Lipa. She went up to him with the baby in her arms. 

' 'If there is anything you want, Lipynka, you ask for it,' he said. 'And eat anything you like, we don't grudge it, so long as it 

does you good 'He made the sign of the cross over the baby. 'And take care of my grandchild. My son is gone, but my 

grandson is left.' 

"Tears rolled down his cheeks; he gave a sob and went away. Soon afterwards he went to bed and slept soundly after seven 
sleepless nights." 

This was poor Lipa's happiest night — before the awful events that were to follow. 

Grigori makes arrangements to give the land at Butyokino, which Aksinia wants for a brickyard, to his grandson. Aksinia is 
in a fury. 

" 'Hey! Stepan,' she called to the deaf man, 'let us go home this minute! Let us go to my father and mother; I don't want to 
live with convicts. Get ready!' 

"Clothes were hanging on lines stretched across the yard; she snatched off her petticoats and blouses still wet and flung 
them across the deaf man's stretched arms. Then in her fury she dashed about the yard where the linen hung, tore down 
all of it, and what was not hers she threw on the ground and trampled upon. 

" 'Holy Saints, stop her,' moaned Varvara. 'What a woman! Give her Butyokino! Give it to her, for Christ's sake.' " 

We come now to the climax. 

"Aksinia ran into the kitchen where laundering was being done. Lipa was washing alone, the cook had gone to the riverto 
rinse the clothes. Steam was rising from the trough and from the caldron near the stove, and the air in the kitchen was 
close and thick with vapor. On the floor was a heap of unwashed clothes, and Nikifor, kicking up his little red legs, lay on a 
bench near them, so that if he fell he should not hurt himself. Just as Aksinia went in Lipa took the former's shirt out of the 
heap and put it into the trough, and was just stretching out her hand to a big pan like dipper full of boiling water which was 
standing on the table. 

'Give it here,' said Aksinia, looking at her with hatred, and snatching the shirt out of the trough; 'it is not your business to 
touch my linen! You are a convict's wife, and ought to know your place and who you are!' 

"Lipa gazed at her in utter bewilderment; she did not understand, but suddenly she caught the look Aksinia turned upon 
the child, and at once she understood and went numb all over. 

169 



Vladimir Nabokov: Lectures on Russian literature 

'You've taken my land, so here you are!' Saying this Aksinia snatched up the dipper with the boiling water and splashed it 
over Nikifor. 




500 THE PORTABLE CHEKHOV 

stand, but suddenly she caught the look Aksfnya turned 
upon the child, and at once she understood and wcJJ 
nwnh all ovh. 

"You've taken ray land, so here you are!" Saying thai 
Aksinya snatched up (he fSESner with the boiling waierl 
and fhrfipit M Nikifor. -j\ ^ jtrtL**^ 

ttfur thif il rhrnr'jrT "T'T ""*h as had nevafl 

been heard before in Ukleyevo, and no one would h.ti*| 
l>elieved thai a tittle weak creature like Lipi COldfl 
scream like that. And it was suddenly quiet in tin \ ,ti [ 
AiLirna walked into the house in silence with I lie >>kt| 
naive smile on her tips. . . . The deaf man kepi mm 
ing about the vard with his arms full of linen, then 1*1 
began hanging it up again, silently, without haste. And 
until the cook came back from the river no one ventnr'-d | 
to go into the kitchen to see what had happened there. 

vm~" " — - ' ~ 

V'ikjfur mm taken to the district Iwspitalj and toward 
evening he died there. Lipa did n't wait twXa'fyfdtwV 
but wrapped the dead baby in its little quilt and carried 
it home. 

The hospital, a new one recently built, with big 
ddtm, MOCC] high up on a hill: it vms glittering in ins 
setting sun and looked ^ *jK£gh ft were on lite 
inside. There mm a little vnltge befoy^Laria went dm 
the road, and before reaching the v J&»e sat down \n 
pond, A 'vrifnan brought a horse to water but the horse 
•mold not drink. 
\p "What more do you want?" the woman said lo it 
^ <t* soflh, in perplexity. "What more do you want.'" 

\U A boy in a red shirt, sitting at the water's edge, was 

Hj washing his lather 'y5ooti. And not another soul WW in 

sight either in the village or on the hill. 



iTl'i nut rlrinl'"ri saic ' MP"- looking at lite (imv_J t ^>it 1 f 
Thru the woman with the horse ami the buj with iIh- ^^ 

Milked away, and there was no lin e left at all Ik) J^Jf 
i went to sleep, covering ilseli wiili cfrth ol pAA «) "*Jf~ 
mU> and long clouds, red and lilac, stretctied acmss *?"• 
ijkv guarded its rest. Somevi lieref ar «wa) a bitttrn .^5 
» tmllow, melancholy sound as** a ci& *lmt up in 
The cry of th at mysterious bird w u besrd eswry 
g, but no one knew what it was lik-.- it where il 
At the top of the hill by tin- hospital, in the bushes 
clu to.PQjarLMid in tin fields, tbe nigh es £^**- 

ftSmn- ^e cuckoo kept reckoning Mimeones '%£ 
rs and losing count and begiiiiuii.: Ac pmd 

froirs called angrily to one another, t 
to burstin&and oneAmild WW 
s 'Thai s** m "u are! That's *1 
it a noise there was! It seerra - '' ** I* 

lt ures were singing and shouting L^"-. 

it sleep on that spring night, su tl j.^. 

y frogs, might appreciate tad I "^ ^ 

. is civen onlv once. *<w *^ 

A siiver half-mnon was shining in tie ! !}*, 






m stars. Upa had no idea bow kmp she > 

,d but when she cot up and walked on 
ask-ep in the little Mll.m l ..u,dLhe lc w-' ' 
. tt was probabh about eight miles 
■r body nor mind mated <<rual to »■ ' 
rtedBOWto&W* DO» •" the right, and 
coo kept callinc in a *o*cc grow: 
ckle as though e.l.ing -' hen "Bey, 
your way!" Upa talked rapidl; 
.rAief > ..,shelook^at.lKsk>.u. 
her baby's suul.as ,,!,;.,,. ^ 









I ina llrt yonder amoog tbe stars and .. tjjt 

• motlwr.aus in. ■!■.■"!■ - ' ^ " * 



-3r 






Pages from Nabokov's teaching copy of "In the Cully." 

"There followed a scream such as had never been heard before in Ukleyevo, and no one would have believed that a little 
weak creature like Lipa could scream like that. And it was suddenly quiet in the yard. Aksinia walked into the house in 

silence with the old naive smile on her lips The deaf man kept moving about the yard with his arms full of linen, then be 

began hanging it up again, silently, without haste. And until the cook came back from the river no one ventured into the 
kitchen to see what had happened there." 

The enemy is destroyed, Aksinia smiles once more; automatically the land is hers now. The deaf man hanging up the linen 
again is a stroke of genius on Chekhov's part. 

The child theme is continued when Lipa comes on foot the long long way back from the hospital. Her baby has died; she 
carries his little body wrapped in a blanket. 

"Lipa went down the road, and before reaching the hamlet sat down by a small pond. A woman brought a horse to water 
but the horse would not drink. 'What more do you want?' the woman said to it softly, in perplexity. 'What more do you 
want?' 



170 



Vladimir Nabokov: Lectures on Russian literature 

"A boy in a red shirt, sitting at the water's edge, was washing his father's jack boots. And not another soul was in sight, 
either in the village or on the hill. 'Doesn't drink,' said Lipa, looking at the horse." 

This little group should be noted. The boy, not her boy. All of it is emblematic of the simple family happiness that might 
have been hers. Notice the unobtrusive symbolism of Chekhov. 

"Then the woman with the horse and the boy with the boots walked away, and there was no one left at all. The sun went to 
sleep, covering itself with a skeined cloth of gold, and long clouds, red and lilac, stretched across the sky, guarded its rest. 
Somewhere far away a bittern boomed, a hollow, melancholy sound as that made by a cow shut up in a barn. The cry of 
that mysterious bird was heard every spring, but no one knew what it was like or where it lived. At the top of the hill by the 
hospital, in the bushes close to the pond, and in the fields, the nightingales were singing their heads off. The cuckoo kept 
reckoning someone's years and losing count and beginning again. In the pond the frogs called angrily to one another, 
straining themselves to bursting and one could even make out the words: 'That's what you are! That's what you are!' What 
a noise there was! It seemed as though all these creatures were singing and shouting so that no one might sleep on that 
spring night, so that all, even the angry frogs, might appreciate and enjoy every minute: life is given only once." Among 
European writers you may distinguish the bad one from the good one by the simple fact that the bad one has generally one 
nightingale at a time, as happens in conventional poetry, while the good one has several of them sing together, as they 
really do in nature. 

The men Lipa meets on the road are probably bootleggers but Lipa sees them otherwise in the moonlight. 

" 'Are you holy men?' Lipa asked the old man. 

" 'No. We are from Firsanovo.' 

" 'You looked at me just now and my heart was softened. [An almost Biblical intonation in the Russian text.] And the lad is 
so gentle. I thought you must be holy men.' 

" 'Have you far to go?' 

" 'To Ukleyevo.' 

" 'Get in, we will give you a lift as far as Kuzmenki, then you go straight on and we turn off to the left.' 

"Vavila [the young man] got into the cart with the barrel and the old man and Lipa got into the other. They moved at a 
walking pace, Vavila in front. 

" 'My baby was in torment all day,' said Lipa. 'He looked at me with his little eyes and said nothing; he wanted to speak and 
could not. Lord God! Queen of Heaven! In my grief I kept falling down on the floor; I would be standing there and then I 
would fall down by the bedside. And tell me, grandfather, why should a little one be tormented before his death? When a 
grown-up person, a man or woman, is in torment, his sins are forgiven, but why a little one, when he has no sins? Why?' 

" 'Who can tell?' answered the old man. 

"They drove on for half an hour in silence. 

" 'We can't know everything, how and why,' said the old man. 'A bird is given not four wings but two because it is able to fly 
with two; and so man is not permitted to know everything but only a half or a quarter. As much as he needs to know in 
order to live, so much he knows.' . . . 



171 



Vladimir Nabokov: Lectures on Russian literature 

" 'Never mind,' he repeated. 'Yours is not the worst of sorrows. Life is long, there is good and bad yet to come, there is 
everything to come. Great is mother Russia,' he said, and looked round on either side of him. 'I have been all over Russia, 
and I have seen everything in her, and you may believe my words, my dear. There will be good and there will be bad. I went 
as a messenger from my village to Siberia, and I have been to the Amur River and the Altay Mountains and I emigrated to 

Siberia; I worked the land there, then I got homesick for mother Russia and I came back to my native village And when I 

got home, as the saying is, there was neither stick nor stone; I had a wife, but I left her behind in Siberia, she was buried 
there. So I am a hired man now. And I tell you: since then I have had it good as well as bad. I do not want to die, my dear, I 
would be glad to live another twenty years; so there has been more of the good. And great is our mother Russia!' and again 
he gazed on either side and looked back 

"When Lipa reached home the cattle had not yet been driven out; everyone was asleep. She sat down on the steps and 
waited. The old man was the first to come out; he understood what had happened from the first glance at her, and for a 
long time he could not utter a word, but only smacked his lips. 

" 'Oh Lipa,' he said, 'you did not take care of my grandchild ' 

Varvara was awakened. She struck her hands together and broke into sobs, and immediately began laying out the baby. 

" 'And he was such a pretty child . . .' she said. 'Oh dear, dear You had the one child, and you did not take enough care of 

him, you silly thing. ' 

In her innocence Lipa never thought of telling people it was Aksinia who had killed her baby. Apparently the family believed 
that Lipa had just been careless and had accidentally scalded the child by overturning a pot of hot water. 

After the requiem service "Lipa waited at table, and the priest, lifting his fork on which there was a salted mushroom, said 
to her: 'Don't grieve for the babe. For such is the kingdom of Heaven.' 

"And only when they had all left Lipa realized fully that there was no Nikifor and never would be, she realized it and broke 
into sobs. And she did not know what room to go into to sob, for she felt that now her child was dead there was no place 
for her in the house, that she had no reason to be there, that she was in the way; and the others felt it, too. 

" 'Now what are you bellowing for?' Aksinia shouted, suddenly appearing in the doorway; because of the funeral she was 
dressed up in new clothes and had powdered her face. 'Shut up!' 

"Lipa tried to stop but could not, and sobbed louder than ever. 

" 'Do you hear?' shouted Aksinia, and stamped herfoot in violent anger. 'Who is it I am speaking to? Get out of the house 
and don't set foot here again, you convict. Get out.' 

" 'There, there, there,' the old man put in fussily. 'Aksinia, don't make such an outcry, my dear She is crying, it is only 

natural . . . her child is dead. 

" 'It's only natural,' Aksinia mimicked him. let her stay the night here, and don't let me see a trace of her tomorrow! "It's 
only natural" . . .' she mimicked him again, and, laughing, went into the shop." 

Lipa has lost the frail link that connected her to the household and leaves the house for ever. 



172 



Vladimir Nabokov: Lectures on Russian literature 
In all cases, except Aksinia's, the truth gradually comes out.* 

The mechanical quality of Varvara's virtues is nicely exemplified by the jams she keeps making; there is too much of it, it 
goes sugary and uneatable. We recall that poor Lipa had been so fond of it. The jam turned against Varvara. 

The letters from Anisim still come in that beautiful hand — evidently his friend Samorodov is doing time with him in the 
mines of Siberia, so that here too the truth comes out. "I am ill here all the time; I am wretched, for Christ's sake help me!" 

Old Grigori, half-crazy, wretched, unloved, is the most vivid representative here of truth coming into its own. 

"One fine autumn day toward evening old Grigori was sitting near the church gates, with the collar of his fur coat turned 
up and nothing of him could be seen but his nose and the peak of his cap. At the other end of the long bench sat Yelizarov 
the contractor, and beside him Yakovthe school watchman, a toothless old man of seventy. Crutch and the watchman 
were talking. 

" 'Children ought to give food and drink to the old Honor thy father and mother . . .' Yakov was saying with irritation, 

'while she, this woman [Aksinia] has turned her father-in-law out of his own house; the old man has neither food nor drink, 
where is he to go? He has not had a morsel these three days.' 

" 'Three days!' said Crutch, amazed. 

' 'Here he sits and does not say a word. He has grown feeble. And why be silent? He ought to prosecute her, they wouldn't 
praise her in court.' 

" 'Who praised whom in court?' asked Crutch, who was hard of hearing. 

" 'What?' from the watchman. 

" 'The woman's all right,' said Crutch, 'she does her best. In their line of business they can't get on without that . . . without 
cheating, I mean ' 

" 'Kicked out of his own house!' Yakov went on with irritation. 'Save up and buy your own house, then turn people out of it! 
She is a nice one, to be sure! A pla-ague!' 

"Grigori listened and did not stir 

" 'Whether it is your own house or others' it makes no difference so long as it is warm and the women don't scold . . .' said 
Crutch, and he laughed. 'When I was young I was very fond of my Nastasya. She was a quiet woman. And she used to be 
always at it: "Buy a house, Makarych! Buy a house, Makarych! Buy a horse, Makarych!" She was dying and yet she kept on 
saying, "Buy yourself a racing droshky, Makarych, so that you don't have to walk." And all I did was to buy her gingerbread.' 

'"Her husband's deaf and stupid,' Yakov went on, not listening to Crutch; 'a regular fool, just like a goose. He can't 
understand anything. Hit a goose on the head with a stick and even then it does not understand.' 

"Crutch got up to go home. Yakov also got up, and both of them went off together, still talking. When they had gone fifty 
paces old Grigori got up, too, and walked after them, stepping uncertainly as though on slippery ice." 



* VN prefaces this section by the following remark to his class : "There is again a time gap between chapters 8 and 9. You will observe the delightful 

Chekhovian detail when the Khrymins, one of whom, if not all, is or are on intimate terms with his wife have 'presented the deaf man with a gold watch, 
and he is constantly taking it out and putting it to his ear.' " Ed. 



173 



Vladimir Nabokov: Lectures on Russian literature 

In this last chapter the introduction of a new character in the toothless old watchman is another stroke of genius on the 
part of Chekhov, suggesting the continuity of existence, even though this is the conclusion of the story — but the story will 
go on with old and new characters, it will flow on as life flows on. 

Note the synthesis at the end of this tale: "The village was already sinking in the dusk of evening and the sun only gleamed 
on the upper part of the road which ran wriggling like a snake up the slope." The brilliant, snakelike trail, an emblem of 
Aksinia, fades and vanishes in the serene bliss of the night. "Old women were coming back from the woods and children 
with them; they were bringing baskets of mushrooms. Peasant women and girls came in a crowd from the station where 
they had been loading the cars with bricks, whose red dust had settled upon their skin under their eyes. They were singing. 
Ahead of them was Lipa, with her eyes turned toward the sky, she was singing in a high voice, carolling away as though 
exulting in the fact that at last the day was over and one might rest. Among the crowd, holding by the knot something tied 
up in a kerchief, breathless as usual, walked Praskovya, her mother, who still went out to work by the day. 

'"Good evening, Makarych!' cried Lipa, seeing Crutch. 'Good evening, dear!' 



'"Good evening, Lipynka,' cried Crutch delighted. 'Girls, 
women, love the rich carpenter! Ho-ho! My little children, 
my little children. (Crutch gave a sob.) My dear little 
hatchets!' " Crutch is the not very efficient but on the 
whole good spirit of the tale — in the dazed state he usually 
lives in, he had spoken words of peace at the marriage, as if 
trying, in vain, to avert the disaster. 

Old Grigori dissolves in tears — a weak and silent King Lear. 

"Crutch and Yakov passed and could still be heard talking 
as they receded. Then old Grigori passed in their wake and 
there was a sudden hush in the crowd. Lipa and Praskovya 
dropped a little behind, and when the old man was abreast 
of them Lipa bowed down low and said: 'Good evening, 
Grigori Petrovich.' Her mother, too, bowed. The old man 
stopped and, saying nothing, looked at the two; his lips 
were quivering and his eyes full of tears. Lipa took out of 
her mother's knotted bundle a piece of pie stuffed with 
buckwheat and gave it to him. He took it and began eating. 

"The sun had set by now: its glow died away on the upper 
part of the road too. It was getting dark and cool. Lipa and 
Praskovya walked on and for some time kept crossing 
themselves." 

Lipa is her old self, she dissolves in song, happy in the tiny 
enclosure of her limited world, united with her dead baby 
in the coolness of nightfall — and innocently, unconsciously, 
carrying to her God the pink dust of the bricks that are 
making the fortune of Aksinia. 



512 III! ('OKI VIII .t 1 IN kll<>\ 

kovya had dropped n little behind, mid when the old 
man was abroad ad them Lipa Iwwed down Im* and said] 

"Good evening, Crigorv fetoovii h, 

Hit mother, tun, bowed. Tlit- nld man stopped .mil, 
sayiuj; nothing, looked at (III- twu, Iii* lij» wens imiier- 
my and his eves lull oi team. Lip;i took out ut her 
motbtir'tjMndle u pic™ »( pis miffed with bucfcwhcal 
ami Riive it to him. Itu took it and hegaii eating. 

Jin- sun kid set by tern; its glow died away mi the 
upper part of die road too. It was getting dads and cool 
l.i|i.i and Praskovya walked on and (or some time kept 
crossing (humjiclves. 

1900 






'^1 



*S *H i "* '*•*■ ym" ;*»<--• y*».i ,,. .f 

t*i~ t,*4 i*. M- .Km. >.a .'■>'. *~ *.**,/ , , 






' ' 't ' )' . ' ' 



Ch :v't*Jt- 



i, m, *~J. a fi9 . ,\ . J^ 



mU'n,£,',--, V, 



*') «W .< 



" 



'V;: - 



■ 



.<*-* 4 m .t : „' tu u****, r } .,-,.*, 

i't-l *. tint A±rt -f -i- H.UJI ' ,* . 



The final page of "In the Gully" in Nabokov's teaching copy. 



174 



Vladimir Nabokov: Lectures on Russian literature 
Notes on The Seagull (1896) 

In 1896 The Seagull (Chaika) was a complete failure at the Alexandrine Theatre in St. Petersburg, but at the Moscow Art 
Theatre in 1898 it was a tremendous success. 

The first exposition — talk between two minor characters, the girl Masha and the village teacher Medvedenko — is 
thoroughly permeated by the manner and mood of the two. We learn about them and about the two major characters, the 
budding actress Nina Zarechny and the poetTreplev, who are arranging some amateur theatricals in the alley of the park: 
"They are in love with each other and to-night their souls will unite in an effort to express one and the same artistic vision," 
says the teacher in the ornate style so typical of a Russian semi-intellectual. He has his reasons to allude to this, being in 
love too. Nevertheless, we must admit that this introduction is decidedly blunt. Chekhov, like Ibsen, was always eager to 
get done with the business of explaining as quickly as possible. Sorin, the flabby and good-natured landowner, drops by 
with Treplev, his nephew, who is nervous about the play he is staging. The workmen who have built the platform come and 
say, we are going for a dip. And meanwhile old Sorin has asked Masha to tell her father (who is his own employee on the 
estate) to have the dog kept quiet at night. Tell him yourself, she says, rebuffing him. The perfectly natural swing in the 
play, the association of odd little details which at the same time are perfectly true to life — this is where Chekhov's genius is 
disclosed. 

In the second exposition Treplev talks to his uncle about his mother, the professional actress, who is jealous of the young 
lady who is going to act in his play. Nor can one even mention Duse in her presence. My goodness, just try, exclaims 
Treplev. 

With another author the complete picture of the woman in this expository dialogue would be a dreadful piece of 
traditional technique, especially seeing that it is to her own brother that the young man is speaking; but by sheer force of 
talent Chekhov manages to pull it through. The details are all so amusing: she has seventy thousand in the bank, but if you 

ask her for a loan she starts crying Then he speaks of the routine theatre, of its smug household morals and of the new 

thing he wants to create; and he talks about himself, about his sense of inferiority because his mother is always 
surrounded by famous artists and writers. It is quite a long monologue. By a judiciously placed question he is further made 
to speak of Trigorin, his mother's friend, the author. Charm, talent, but — but somehow after Tolstoy and Zola one does not 
want to read Trigorin. Note the placing of Tolstoy and Zola on one level — typical for a young author like Treplev in those 
days, the late nineties. 

Nina appears. She was afraid her father, a neighboring squire, would not let her come. Sorin goes to call the household, for 
the moon is rising and it is time to start Treplev's play. Note two typical Chekhov moves: first, Sorin sings a few bars of a 
Schubert song, then checks himself and tells with a laugh the nasty thing somebody once said about his singing voice; 
second, then when Nina and Treplev are left alone they kiss and immediately after she asks, "What's that tree there?" The 
answer, an elm. "Why is the tree so dark?" she goes on. These trifles disclose better than anything invented before Chekhov 
the wistful helplessness of human beings — the old man who made a mess of his life, the delicate girl who will never be 
happy. 

The workmen come back. It is time to begin. Nina refers to her stage-fright emotion — she will have to be acting in front of 
Trigorin, the author of those wonderful short stories. "Dunno, haven't read them," Treplev says curtly. It has been pointed 
out by critics, who like noting such things, that while the elderly actress Arkadina is jealous of the amateur Nina who as yet 
is only dreaming of a stage career, her son, the unsuccessful and not very gifted young writer, is jealous of a really fine 
writer, Trigorin (incidentally, a kind of double of Chekhov the professional himself). The audience arrives. First Dorn, the old 
doctor, and the wife of Shamraev, the manager of Sorin's estate, who is an old flame of Dorn. Then Arkadina, Sorin, 
Trigorin, Masha, and Medvedenko flock in. Shamraev asks Arkadina about an old comic he used to applaud. "You keep 
asking me about antediluvian nobodies," she replies, rather testily. 

Presently the curtain rises. There is a real moon and a view of the lake instead of a backdrop. Nina sitting on a stone makes 
a lyrical speech in a Maeterlinck style, mystically commonplace, obscurely trite. ("It is something in the decadent manner," 

175 



Vladimir Nabokov: Lectures on Russian literature 

whispers Arkadina. "Mother!" says her son in pleading tones.) Nina goes on. The idea is that she is a spirit talking after all 
life has ceased on earth. The red eyes of the devil appear. Arkadina makes fun of it and Treplev loses his temper, shouts for 
the curtain, and goes away. The others rebuke her for having hurt her son. But she feels insulted herself — that bad- 
tempered, vain boy . . . wants to teach me what the theatre ought to be The subtle point is that though Treplev has a 

real desire to destroy the old forms of art, he has not the talent to invent new ones to take their place. Note what Chekhov 
does here. What other author would have dared to make his main character — a positive character, as they say, that is, one 
which is expected to win the audience's sympathy — who else would have dared to make him a minor poet, at the same 
time giving real talent to the least pleasant persons of the play, to the nasty self-sufficient actress and the egotistical, 
supercritical, emphatically professional writer? 

Some singing is heard on the lake. Arkadina recalls the days when youth and gaiety filled the place. She regrets having hurt 
her son. Nina appears and Arkadina introduces hertoTrigorin. "Oh, I always read you." Now comes a delightful little parody 
of Chekhov's own method of contrast between poetry and prose. "Yes, the setting was beautiful," saysTrigorin, and adds 
after a pause, "That lake must be full offish." And Nina is puzzled to learn that a man who, as she says, has experienced the 
delights of creative work, can be amused by angling. 

Without any special connection (again a typical device with Chekhov and beautifully true to life), but evidently continuing 
the line of thought of his previous conversation, Shamraev recalls a certain funny incident in a theatre years ago. There is a 
pause after this when the joke falls flat and nobody laughs. Presently they disperse, with Sorin complaining without effect 
to Shamraev about the dog barking at night, Shamraev repeating an earlier anecdote about a church singer, and 
Medvedenko, the socialist-minded, needy village teacher, inquiring how much such a singer earns. The fact that the 
question is unanswered shocked many critics who required facts and figures from plays. I remember reading somewhere 
the solemn statement that a playwright must tell his audience quite clearly the income of his respective characters, for 
otherwise their moods and action cannot be understood in full. But Chekhov, the genius of the casual, attains in the 
harmonious interplay of these trivial remarks much greater heights than the ordinary slaves of cause and effect. 

Dorn tells Treplev, who now appears again, that he liked his play — or what he heard of the play. He goes on expounding 
his own views about life, ideas, and art. Treplev, who was at first touched by his praise, now interrupts him twice. Where is 
Nina? He rushes away almost in tears. "Oh, youth, youth!" sighs the doctor. Masha retorts, "When people can't find 
anything else to say, they say, Oh youth, youth." She takes a pinch of snuff to the vast disgust of Dorn. Then she becomes 
suddenly hysterical and tells him she is desperately and hopelessly in love with Treplev. "Everybody is so nervous," the 
doctor repeats. "So very nervous. And everybody is in love This magic lake. But how can I help you, my poor child, how?" 

So ends the first act, and we may well understand that the average audience in Chekhov's time, as well as the critics — 
those priests of the average — were left rather irritated and puzzled. There has been no definite line of conflict. Or rather 
there have been several vague lines and a futility of conflict, for one cannot expect any special conflict from a quarrel 
between a quick-tempered but soft son and a quick-tempered but equally soft mother, each always regretting his or her 
hasty words. Nothing special further is suggested by Nina meeting Trigorin, and the romances of the other characters are 
blind alleys. Finishing the act with an obvious dead end seemed an insult to people eager for a good tussle. But 
notwithstanding the fact that Chekhov was still tied up by the very traditions he was flaunting (the rather flat expositions, 
for instance), what seemed nonsense and faults to the average critic are really the grain from which some day a really great 
drama will grow, for with all my fondness for Chekhov I cannot hide the fact that in spite of his authentic genius he did not 
create the perfect masterpiece. His achievement was that he showed the right way to escape the dungeon of deterministic 
causation, of cause and effect, and burst the bars holding the art of drama captive. What I hope of future playwrights is not 
that they will merely repeat the actual methods of Chekhov, for these belong to him, to his type of genius, and cannot be 
imitated, but that other methods tending with even more power to the same freedom of drama will be found and applied. 
This said, let us turn to the next act and see what surprises it reserved for an irritated and puzzled audience. 

Act II. A croquet lawn and part of the house and lake. Arkadina is giving Masha a few hints as to how a woman keeps fit. 
From a chance remark we learn that she has been Trigorin's mistress for quite a while. Sorin comes, together with Nina 



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who has the opportunity of being here because her father and stepmother have gone away for three days. A rambling 
conversation is set rolling about Treplev's low spirits, about Sorin's poor health. 

masha. When he reads something aloud, his eyes burn and his face becomes pale. He has a beautiful sad voice and his 
manners are those of a poet. 

(sorin reclining in a garden chair is heard snoring. ) [The contrast!] dr. dorn. Good night, baby, arkadina. Hello Peter! sorin. 
Eh? What's that? (Sits up.) arkadina. You are sleeping? sorin. Not at all. 

(A pause.) [Great master of pauses, Chekhov.] arkadina. You do nothing for your health — that's bad, brother, sorin. But I'd 
like to — only the doctor here is not interested, dr. dorn. What's the use of seeing a doctor at sixty, sorin. A man of sixty 
wants to live, too. 

dr. dorn (testily). Oh, all right. Try something for the nerves, arkadina. I keep thinking that he ought to go to some German 

watering place, dr. dorn. Well Well, yes, he might go. And then he might not. arkadina. Do you see what he means? I 

don't, sorin. There is nothing to see. It is all perfectly clear. 

That's the way it goes. The wrong audience may get the impression that the author is frittering away his precious twenty 
minutes, his second act, while conflict and climax are fretting in the wings. But it is quite all right. The author knows his 
business. 

masha (gets up). Time for lunch, I think. (Moves indolently.) My foot is asleep. 

(Exit.) 

Presently Shamraev turns up and is annoyed that his wife and Arkadina want to go to town when the horses are needed for 
the harvest. They quarrel; Shamraev loses his temper and refuses to manage the estate any longer. Can this be called a 
conflict? Well, there has been something leading up to it — that little thing about refusing to stop the dog barking at 
night — but really, really, says the smug critic, what parody is this?* 

Here quite simply and with great aplomb Chekhov, the novator, reverts to the old old trick of having Nina, the heroine (who 
now remains alone on the stage) speaking herthoughts aloud. Well, she is a budding actress — but not even that can be an 
excuse. It is rather a flat little speech. She is puzzling over the fact that a famous actress weeps because she cannot have 
her own way and a famous writer spends the whole day fishing. Treplev comes back from hunting and throws a dead sea 
gull at Nina's feet. "I was a cad to kill this bird." Then he adds, "Soon I shall kill myself in the same way." Nina is cross with 
him: "These last few days you talk in symbols. This bird is apparently a symbol, too. (She removes it onto a bench.) But 
excuse me, I am too simple; I don't understand symbols." (Note that this line of thought will have a very neat ending — Nina 
herself will turn out to be the live subject of this symbol, which she does not see and which Treplev applies wrongly.) 
Treplev raves at her for becoming cold and indifferent to him after the flop of his play. He refers to his own oafishness. 
There is a faint hint at a Hamlet complex, which Chekhov suddenly turns inside out by Treplev applying another Hamlet 
motive to the figure of Trigorin, who stalks in with a book in his hands. "Words, words, words," Treplev shouts and exits. 

Trigorin jots down in his book an observation about Masha: "Takes snuff, drinks strong liquors Always in black. The 

schoolteacher is in love with her." Chekhov himself kept such a notebook for jotting down characters that might come in 
handy. Trigorin tells Nina that he and Arkadina are, apparently, leaving (because of the quarrel with Shamraev). In reply to 
Nina, who thinks "it must be so wonderful to be a writer," Trigorin delivers a delightful speech, almost three pages long. It 
is so good and so typical for an author who finds a chance to talk about himself that the general aversion to long 



Not even could a moralist note here the paradox, typical, one might say, of a decaying class : the employee bullying his master — for this was not typical of 
Russian country life: it is a mere incident based on such and such characters, who may crop up and who may not. (VN deleted marginal note. Ed.) 



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monologues in the modern theatre is forgotten. All the details of his profession are remarkably well brought out: " Here 

I am, talking to you and I am moved, but at the same time I keep remembering that an unfinished long short story awaits 
me on my desk. I see, for instance, a cloud; I see it looks like a piano, and immediately I tell myself, I must use that in a story. 
A passing cloud that had the form of a piano. Or, say, the garden smells of heliotrope. Straightway I collect it: a sickly sweet 

smell, widow blossom, must mention it when describing summer dusk " Or this bit: "When in the beginning of my 

career I used to have a new play staged, it always seemed to me that the dark spectators were opposed to me and that the 

blond spectators were coldly indifferent. ..." Or this: "Oh, yes, it is pleasant to write, while you write . . . but afterwards 

The public reads and says: Yes, charming, talented Nice — but so inferior to Tosltoy; . . . yes, a beautiful story — but 

Turgenev is better." (This was Chekhov's own experience.) 

Nina keeps telling him that she could readily undergo all such troubles and disappointments if she could have fame. 
Trigorin glancing at the lake and taking in the air and the landscape, remarks that it is such a pity he must leave. She points 
out to him the house on the opposite bank where her mother had lived. 

nina. I was born there. I spent all my life near that lake and know every little 

island on it. trigorin. Yes, it's beautiful here. {Noticing the sea gull on the bench.) And 

what's that? nina. A sea gull.Treplev killed it. trigorin. A fine bird. Really, I don't want one bit to go. Look here, try and 

persuade Madame Arkadin to stay. (He proceeds to note something down in 

his book.) nina. What are you writing? trigorin. Oh, nothing Just an idea. (He puts the book into his pocket. ) An 

idea for a short story: lake, house, girl loves lake, happy and free like a sea 

gull. Man happens to pass, a glance, a whim, and the sea gull perishes. 

(Pause) arkadina (from window). Hullo, where are you? trigorin. Coming! arkadina. We remain. 

(He goes into the house) 

(nina is left alone and broods awhile on the stage-front. ) nina. A dream 

Curtain. 

Now three things must be said about the ending of this second act. First of all, we have already noticed Chekhov's weak 
point: the featuring of young poetical women. Nina is slightly false. That last sigh over the footlights dates, and it dates just 
because it is not on the same level of perfect simplicity and natural reality as the rest of the things in the play. We are 
aware, certainly, that she is actressy and all that, but still it does not quite click. Trigorin says to Nina, among other things, 
that he rarely happens to meet young girls and that he is too far gone in life to imagine clearly the feelings of sweet 
eighteen, so that in his stories, he says, his young girls are generally not true to life. (We may add, something wrong about 
the mouth, as Sargent the painter used to say the family of his sitters invariably observed.) What Trigorin says may be 
curiously enough applied to Chekhov, the playwright; for in his short stories, as for instance "The House with the 
Mezzanine," or "The Lady with the Little Dog," the young women are wonderfully alive. But that's because he does not 
make them talk much. Here they talk, and the weak spot is felt: Chekhov was not a talkative writer. That's one thing. 

Another thing to be remarked is this. To all appearances, and judging by his own subtle approach to the writer's trade, his 
power of observation, and so on, Trigorin is really a good writer. But somehow the notes he takes about the bird and the 
lake and the girl do not impress one as the making of a good story. At the same time, we already guess that the plot of the 
play will be exactly that story and no other. The technical interest is now centered on the point: will Chekhov manage to 

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make a good story out of material which in Trigorin's notebook sounds a little trite. If he succeeds, then we were right in 
assuming that Trigorin is a fine writer who will succeed in making of a banal theme a fine story. And finally a third remark. 
Just as Nina herself did not realize the real import of the symbol when Treplev brought the dead bird, so Trigorin does not 
realize that by remaining in the house near the lake he will become the hunter who kills the bird. 

In other words, the end of the act is again obscure to the average audience because nothing can be expected yet. All that 
has really happened is that there has been a quarrel, a departure settled, a departure put off. The real interest lies in the 
very vagueness of the lines, and in artistic half-promises. 

Act III, a week later. A dining room in Sorin's country house. Trigorin is breakfasting and Masha is telling him about herself 
so that "you, a writer, can make use of my life." From her very first words it transpires that Treplev has attempted to 
commit suicide but his wound is not serious.* 

Apparently Masha's love for Treplev goes, for now she decides to marry the school teacher in order to forget Treplev. We 
learn further that Trigorin and Arkadina are about to leave for good now. A scene between Nina and Trigorin follows. She 
makes him a present, a medallion with, engraved, the title of one of his books and the number of a page and line. As 
Arkadina and Sorin come in, Nina hurriedly leaves, asking Trigorin to grant her a few minutes before he goes. But note, not 
a word of love has been spoken, and Trigorin is a little obtuse. As the play proceeds, Trigorin keeps muttering under his 
breath, trying to remember what was that line on that page. Are there any books of mine in this house? There are, in Sorin's 
study. He wanders off to find the required volume, which is the perfect way of getting him off the stage. Sorin and 

Arkadina discuss the reasons for Treplev's attempted suicide: jealousy, idleness, pride When he suggests she give him 

some money she starts crying, as her son has predicted she does in such cases. Sorin gets excited and has a fit of dizziness. 

After Sorin is led away, Treplev and Arkadina talk. This is a slightly hysterical and not very convincing scene. First move : he 
suggests to his mother that she lend some money to Sorin and she retorts that she is an actress and not a banker. A pause. 
Second move: he asks her to change the bandage on his head and as she does so very tenderly he reminds her of an act of 
great kindness which she once performed, but she does not remember. He tells how much he loves her but — and now the 
third move: why is she under the influence of that man? This makes her cross. He says that Trigorin's literature makes him 
sick; she retorts, you are an envious nonentity; they quarrel fiercely; Treplev starts crying; they make up again (forgive your 
sinful mother); he confesses he loves Nina but she does not love him; he cannot write any more, all hope is lost. The 
undulation of moods here is a little too obvious — it is rather a demonstration — the author putting the characters through 
their tricks. And there is a bad blunder directly afterwards. Trigorin comes in, turning the pages of the book, looking for the 
line, and then he reads, for the benefit of the audience: "Here it is: ' . . . if any time you need my life, just come and take it.' " 

Now it is quite clear that what really would have happened is that Trigorin, hunting for the book in Sorin's study on the 
lower shelf and finding it, would, normally, crouch and there and then read the lines. As often happens, one mistake leads 
to another. The next sentence is very weak again. Trigorin thinking aloud: "Why do I seem to hear such sadness in the call 
of this pure young soul? why does my own heart sink so painfully?" This is definitely poor stuff, and a good writer like 
Trigorin would hardly indulge in such pathos. Chekhov was faced with the difficult task of making his author suddenly 
human, and he bungled it completely by making him climb up on stilts so that the spectators might see him better. 

Trigorin tells his mistress very bluntly that he wants to remain and have a go at Nina. Arkadina falls on her knees and in a 

very well imagined speech pleads with him: My king, my beautiful god You are the last page of my life, etc. You are the 

best contemporary writer, you are Russia's only hope, etc. Trigorin explains to the audience that he has no will-power — 
weak, slack, always obedient. Then she notices him writing something in his notebook. He says: "This morning I happened 



Note that according to the rules, which I dislike so intensely, you cannot make a man kill himself between the acts, but you can make him make the 
attempt if he does not die; and vice-versa, you cannot have a man bungle his shot in the last act when he retires behind the scenes to make an end of it. 
(VN in a deleted passage. Ed.) 



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to hear a good expression — the pine grove of maidens. It may come in useful (He stretches himself.) Again railway 

carriages, stations, station-meals, cutlets, conversations "* 

Shamraevwho comes in to say that the carriage is ready speaks of an old actor he used to know. This is his being true to 
type, as in the first act, but a curious thing seems to have happened here. We have noted that Chekhov found a new device 
for making his characters live by giving them some silly joke or foolish observation or casual recollection instead of making 
the miser always talk of his gold and the doctors of their pills. But what happens now is that the thwarted goddess of 
determinism takes her revenge, and what seemed to be a delightful casual remark indirectly disclosing the nature of the 
speaker now becomes as unescapable and all-powerful a feature as the miser's stinginess. Trigorin's notebook, Arkadina's 
tears when money questions are raised, Shamraev's theatrical recollections — these become fixed labels as unpleasant as 
the recurring oddities in traditional plays — you know what I mean — some special gag which a character repeats 
throughout the play at the most unexpected or rather expected moments. This goes to show that Chekhov, though he 
almost managed to create a new and better kind of drama, was cunningly caught in his own snares. I have the definite 
impression that he would not have been caught by these conventions — by the very conventions he thought he had 
broken — if he had known a little more of the numerous forms they take. I have the impression that he had not studied the 
art of drama completely enough, had not studied a sufficient number of plays, was not critical enough about certain 
technical aspects of his medium. 

During the bustle of departure (with Arkadina giving a ruble, then worth about fifty cents, for the three servants, and 
repeating that they should share it) Trigorin manages to have a few words with Nina. We find him very eloquent about her 
meekness, her angel-like purity, etc. She tells him she has decided to become an actress and to goto Moscow. They fix a 
date there and embrace. Curtain. There can be no question that though this act has a few good things in it, mainly in the 
wording, it is far below the two first ones.t 

Act IV. Two years pass. Chekhov quietly sacrifices the ancient law of unity of time to secure unity of place, for in this last 
respect there is something quite natural in going over to next summer when Trigorin and Arkadina are expected to come 
again to stay with her brother in his country house. 

A drawing room converted by Treplev into his den — lots of books. Masha and Medvedenko enter. They are married and 
have a child. Masha is concerned about Sorin, who is afraid to be alone. They refer to the skeleton of the theatre standing in 
the dark garden. Mrs. Shamraev, Masha's mother, suggests to Treplev that he be nicer to her daughter. Masha still loves 
him but now hopes that when her husband gets transferred to another place she will forget. 

Incidentally we learn that Treplev writes for magazines. Old Sorin has his bed made here in Treplev's room. This is a very 
natural thing for a man suffering from asthma to want, a craving for some change — it must not be confused with the 
"keeping on the stage" device. A delightful conversation ensues between the doctor, Sorin, and Medvedenko. (Arkadina has 
gone to the station to meet Trigorin.) For instance, the doctor alludes to his having spent some time and a lot of money in 
foreign countries. Then they speak of other things. There is a pause. Then Medvedenko speaks. 

medvedenko. May I inquire, Doctor, what foreign town did you like best? 



Note again, that just as in the demonstration of changing moods in the scene between mother and son, we get here the demonstration of the man 
reverting to the professional author — a little too obvious. There follows another demonstration: Shamraev. . . (VN in a deleted passage. Ed.) 
Note very carefully, please, the queer revenge which I have just described [of the goddess of determinism]. There is always such a devil awaiting the 
unwary author just as he thinks he has succeeded. And most important, it is just now when from the point of tradition the author has come back to the 
fold and when something like a climax looms and the audience expects if not the obligatory scene (which would be too much to ask of Chekhov), at least 
some obligatory scene, (which queerly enough is much the same thing — what I mean is, such a scene that, though not consciously defined in the 
expectancy, is felt to be satisfying the "just what we wanted" when it comes — we may call it the satisfying scene), it is just at this moment that Chekhov 
is at his worst. (VN deleted passage. Ed.) 



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dorn. Genoa. 

treplev. Why Genoa — of all towns? 

The doctor explains: just an impression, lives there seemed to meander and fuse — rather in the ways, he adds, as the 
world-soul in your play — by the way where is she now, that young actress? (Avery natural transition.) Treplev tells Dorn 
about Nina. She had a love affair with Trigorin, had a baby, the baby died; she is not a good actress though quite a 
professional one by now, plays big parts but acts them coarsely, no taste, gasps, gesticulates. There are moments when one 
feels talent in some outcry of hers, as in the way she dies, but these are but moments. 

Dorn inquires whether she has talent and Treplev answers that it is difficult to say. (Note that Nina is much in the same 
position as Treplev in their artistic achievements.) He goes on to tell that he has followed her from town to town wherever 
she played, but she never let him come near. Sometimes she writes. After Trigorin left her she has seemed a little wrong in 
the head. She signs her letters sea gull. (Note that Treplev has forgotten the connection.) He adds that she is here now, 
roams about, does not dare come, nor does she want anyone to speak to her. 

sorin. She was a charming girl. 

dorn. What's that? 

sorin. I said she was a charming girl. 

Then Arkadina comes back from the station with Trigorin. (Intertwined with these scenes we are shown the pitiful plight of 
Medvedenko whom his father-in-law bullies.) Trigorin and Treplev manage to shake hands. Trigorin has brought a copy of a 
monthly review from Moscow with a story by Treplev, and with the flippant geniality of a famous writer to a lesser star 
tells him that people are interested, find him mysterious. 

Presently all of them but Treplev sit down to play a game of lotto as they always do on rainy evenings. Treplev to himself, 
looking through the monthly : "Trigorin has read his own stuff but has not even cut the pages of my story." We follow the 
lotto game, and this is a very typical and beautiful Chekhov scene. It seems that in order to attain the heights of his genius 
he must put his people at ease, make them feel at home, make them comfortable, though this does not preclude slight 
boredom, gloomy little thoughts, stirring recollections, etc. And though here again the characters are shown in their 
oddities or habits — Sorin again dozes, Trigorin talks of angling, Arkadina recalls her stage successes — this is much more 
naturally done than in the false dramatic background of the preceding act, because it is quite natural that in the same 
place, with the same people collected, two years later, the old tricks would be gently and rather pathetically repeated. It is 
hinted that critics have handled Treplev, the young author, very roughly. The numbers of the lotto are called out. Arkadina 
has never read a line of her son's stuff. Then they interrupt the game to go and have supper, all except Treplev, who 
remains brooding over his manuscripts. A monologue — it is so good that we do not mind the convention: "I have talked so 
much about new forms — and now I feel that little by little I myself slip into routine." (This may be applied — like most of the 
professional observations in the play — to Chekhov himself, in a way certainly, but only when he has lapses as in the 
previous act.) Treplev reads: " 'Her pale face framed by her dark hair.' That's rotten, that 'framed,' " he exclaims and strikes it 
out. "I shall begin with the hero being awakened by the sound of rain — and to hell with the rest. The description of the 
moonshine is much too long and elaborate. Trigorin has created his own tricks; for him it is easy. He will show the neck of a 
broken bottle glistening on a river-dam and the black shadow under the mill-wheel — that's all and the moonlight is ready; 
but with me it is all the 'tremulous light' and 'softly twinkling stars' and the distant sounds of a piano, which 'dissolved in 

the soft intoxicating night air.' It is horrible, awful " (Here we get, incidentally, a beautifully defined difference between 

Chekhov's art and that of his contemporaries.) 

Next follows the meeting with Nina, which from the point of view of the traditional stage may be considered the main and 
what I called satisfying scene of the play. Actually it is very fine. Her way of talking is much more in Chekhov's line here, 
when he is no more concerned with depicting pure, eager, romantic maidens. She is tired, upset, unhappy, a jumble of 

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Vladimir Nabokov: Lectures on Russian literature 

recollections and details. She loves Trigorin still and ignores the tremendous emotion of Treplev, who tries for the last time 
to make her consent to stay with him. "I am a sea gull," she says without any special connection. "Now I'm mixing things 
up. You remember you once shot a sea gull? A man happened to pass, saw the bird, and killed it. Idea for a short story. No . . 
. I'm getting mixed up again." "Stay a bit, I shall give you something to eat," says Treplev, clinging at a last straw. It is all very 
finely done. She refuses, speaks again of her love for Trigorin who has so grossly dropped her, then switches to the 
monologue of Treplev's play, in the beginning of the first act, and hurriedly departs. The end of the act is magnificent. 

treplev (after a pause). Pity if somebody meets her in the garden and then tells mamma. It may distress mamma. [Note 
these are his last words, because now after coolly destroying his writings he opens the door on the right and goes out into 
an inner room, where presently he will shoot himself.] 

dorn (struggling to push open the door on the left [against which a few moments ago treplev had moved an armchair so as 

not to he disturbed while talking to nina]). Queer The door seems locked. (At last he comes in and pushes away the 

armchair.) Hm Kind of a steeplechase. [The others too come back from supper] (arkadina, the shamraevs, masha, 

trigorin, the servant with the wine and beer. ) 

arkadina. Place it here. The beer is for Trigorin. We shall drink and go on with the game. Let us sit down. [Candles are 
lighted.] (shamraev leads trigorin toward a chest of drawers.) 

shamraev. Look, here's the bird you asked me to stuff last summer. 

trigorin. What bird? I don't remember. (Thinks it over.) No, really, I don't remember. (A shot is heard on the right. They all 
start.) 

arkadina (frightened). What was that? 

dorn. I know. Something has probably exploded in that medicine chest of mine. Don't worry. (He goes out and half a minute 
later [while the rest are settling down to their game] comes back) Yes, I was right. A bottle of ether has burst. (He hums) "Oh, 
maiden, again I am bound by your charms " 

arkadina (as she sits down at the table). Ugh, it gave me a fright. It reminded me of that time when (She covers her face 

with her hands.) It has made me quite faint. 

dorn (perusing the review, to trigorin). A month or two ago there was an article here ... a letter from America . . . and I 
wanted to ask you . . . (He leads trigorin [gently] toward the front of the stage.) . . . because, you see, I am very much 
interested in the question. (In a slightly lower voice) — Will you, please, take Mrs. Arkadin to some other room? The fact is 
that her son had shot himself. 

Curtain. 

This is, I repeat, a remarkable ending. Note that the tradition of the backstage suicide is broken by the chief character 
concerned not realizing what has happened but imitating, as it were, the real reaction by recalling a former occasion. Note, 
too, that it is the doctor speaking, and so there is no need to call one in order to have the audience quite satisfied. Note, 
finally, that whereas before his unsuccessful suicide Treplev spoke of doing it, there has not been a single hint in the 
scene — and still it is perfectly and completely motivated.* 



This final paragraph was deleted by VN. Ed. 



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Vladimir Nabokov: Lectures on Russian literature 



MAXIM GORKI (1868-1936) 



1 Gtn** fjfi >Qi r 



1- 




^" "* ■■■' £ w *^ 

^ -■ ■*■ «^- 

A page from Nabokov's lecture on "On The Rafts," 



183 



Vladimir Nabokov: Lectures on Russian literature 

maternal grandfather, Vasili Kashirin. It is a dismal story. The grandfather was a tyrannical brute; his two sons — Gorki's 
uncles — though terrified of their father, in turn terrorized and maltreated their wives and children. The atmosphere was 
that of never-ending abuse, senseless reproaches, brutal floggings, money-grabbing, and dreary supplications to God. 

"Between the barracks and the gaol," says Gorki's biographer, Alexander Roskin, "amidst a sea of mud, stood rows of 
houses — dun-colored, green, white. And in everyone of them, just as in the Kashirin household, people fought and 
squabbled because the pudding was burnt or the milk had curdled, in everyone of them the same petty interests prevailed 
— about pots and pans and samovars and pancakes — and in every one of them people just as religiously celebrated 
birthdays and commemorations days, guzzling until they were ready to burst and swilling like hogs."* 

This was in Nizhni-Novgorod, and in the social milieu of the worst description — that of the meshchane, in status just above 
the peasants and on the lowest step of the middle class — a social milieu which had already lost the wholesome relation to 
the soil but had acquired nothing to fill the vacuum thus created, and therefore one that became a prey to the worst vices 
of the middle classes without their redeeming qualities. 

Gorki's father had also had a dismal childhood but afterwards had grown into a fine kind man. He died when Gorki was 
four, and this was why his widowed mother had gone back to live with her dreadful family. The only happy memory of 
those days for Gorki was that of his grandmother, who in spite of her terrible surroundings carried in her a kind of happy 
optimism and a great kindness; only owing to her did the boy ever come to know that there could be happiness, indeed 
that life was happiness in spite of anything. 

At the age often Gorki started working for a living. He was in turn an errand-boy in a shoe-store, a dishwasher on a 
steamboat, an apprentice draftsman, an icon-painter's apprentice, a rag-and-bone man, and a bird-catcher. Then he 
discovered books and began to read everything he could get hold of. At first he read indiscriminately, but very early he 
developed fine and sensitive feeling for real literature. He felt a passionate desire to study, but soon realized that he had no 
chance to be admitted to the university, for which he had gone to Kazan. In his complete destitution he was thrown upon 
the company of the bosyaki — Russian for bums — and made there invaluable observations which he later exploded like a 
bomb-shell in the face of the dumbfounded reading public of the capitals. 

He had eventually to go to work again and served as assistant baker in a basement bakery, where the working day lasted 
fourteen hours. Soon he became associated with the revolutionary underground where he met more congenial people than 
the bakery workers. And he continued to read all he could — literature and science and books on social and medical 
subjects, anything he could get. 

At the age of nineteen he attempted to kill himself. The wound was dangerous, but he recovered. The note found in his 
pocket began thus: "I lay the blame of my death on the German poet Heine, who invented toothache of the heart " 

He tramped on foot all over Russia, to Moscow, and once there made straight for Tolstoy's house. Tolstoy was not at home, 
but the Countess invited him into the kitchen and treated him to coffee and rolls. She observed that a great number of 
bums kept coming to see her husband, to which Gorki politely agreed. Back in Nizhni he roomed with a couple of 
revolutionaries who had been exiled from Kazan because they had participated in student rioting. When the police 
received an order to arrest one of these and found that he had given them the slip, they arrested Gorki for questioning. 

"What odd kind of a revolutionary are you?" said the Gendarme-general during the interrogation. "You write poems and 

the like When I let you out, you had better show that stuff of yours to Korolenko." After a month in prison, Gorki was 

released and, taking the policeman's advice, went to see Vladimir Korolenko. Korolenko was a very popular but quite 
second-rate writer, loved by the intelligentsia, suspected of revolutionary sympathies by the police — and a very kind man. 
His criticism, however, was so severe that it frightened Gorki, who gave up writing for a long time and went to Rostov 



From the Banks of the Volga, trans. D. L. Fromberg (New York: Philosophical Library, 1946), p. 11. 



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Vladimir Nabokov: Lectures on Russian literature 

where he worked for a while as a longshoreman. And it was not Korolenko, but a revolutionary named Alexander Kaluzhny, 
a chance acquaintance in Tiflis in the Caucasus, who helped Gorki to find his way in literature. Charmed by Gorki's vivid 
narrations of all he had witnessed on his endless tramps, Kaluzhny insisted that Gorki write it down in simple words, the 
same in which he used to tell it. And when a tale was written, the same man took it to the local newspaper and had it 
printed. They year was 1892, and Gorki was twenty-four. 

Later, however, Korolenko proved a great help — not only with valuable advice, but also by finding Gorki a job at the office 
of a newspaper with which Korolenko was connected. During this year of journalism in Samara, Gorki devoted himself to 
work. He studied, he tried to perfect his style, poor man, and he regularly wrote stories which appeared in the paper. By the 
end of this year he became a well-known writer and received many offers from Volga region newspapers. He accepted an 
offer from Nizhni and returned to his native town. In his writings he stressed savagely the bitter truth of contemporary 
Russian life. And yet every line he wrote was permeated with his unconquerable faith in man. Strange though it sounds, 
this painter of the darkest sides of life, of the cruelest brutalities, was also the greatest optimist Russian literature 
produced. 

His revolutionary bias was quite clear. It added to his popularity among the radical intelligentsia but it also made the police 
redouble their vigilance in respect to a person who had already for a long time figured on the lists of the suspect. He was 
soon arrested because a photograph of his with a line of dedication had been found in the lodgings of another man 
arrested for revolutionary activity, however he was shortly released in the absence of incriminating evidence. He returned 
to Nizhni again. The police kept an eye on him. Strange individuals were always hovering around the two-storied wooden 
house in which he lived. One of them would be sitting on a bench, making believe that he was idly surveying the sky. 
Another would be leaning against a lamp post, ostensibly engrossed in the contents of a newspaper. The coachman of the 
cab drawn up near the front door also behaved strangely; he would readily agree to take Gorki, or any of his visitors, 
wherever they pleased, free of charge if need be. But he would never take another fare. All these men were merely police 
observers. 

Gorki became engaged in philanthropic work. He organized a Christmas party for hundreds of the poorest children; opened 
a comfortable daytime shelter for the unemployed and homeless, with library and piano; started a movement for sending 
scrapbooks with pictures cut out of magazines to the village children. And also he began to take an active part in 
revolutionary work. Thus he smuggled a mimeograph for a secret press from St. Petersburg to the Nizhni-Novgorod 
revolutionary group. This was a serious offence. He was arrested and put in jail. He was a very sick man at the time. 

Public opinion, which was a force not to be easily discarded in pre-revolutionary Russia, came out for Gorki in full strength. 
Tolstoy came out to his defence, and a wave of protest swept through Russia. The Government was forced to yield to public 
opinion: Gorki was released from prison and confined in his own home instead. "Policemen were posted in his hall and in 
the kitchen. One of them would constantly intrude into his study," gushes the biographer. Yet a little further we find out 
that Gorki "settled down to his work, often writing until late at night" and also that he "happened to meet" a friend in the 
street and, undisturbed, to hold with him a talk about the imminence of revolution. Not such a terrible treatment, I would 
say. "The police and secret police were powerless to restrain him." (The Soviet police would have restrained him in a 
twinkle.) Alarmed, the Government ordered him to go and live at Arzamas, a sleepy little town in Southern Russia. "The 
reprisals against Gorki evoked a wrathful protest from Lenin," Mr. Roskin goes on. " 'One of Europe's foremost writers,' 
wrote Lenin, 'whose only weapon is freedom of speech, is being banished by the autocratic government without trial.' 

His sickness — consumption, as in Chekhov's case — had become worse during his imprisonment, and his friends, Tolstoy 
included, brought pressure to bear on the authorities. Gorki was allowed to go to the Crimea. 

Earlier back in Arzamas, Gorki, under the very noses of the secret police, had participated actively in revolutionary activities. 
He also wrote a play, The Philistines, which pictures the drab and stuffy milieu in which his own childhood had passed. It 
never became as famous as his next play, The Lower Depths. "While still in the Crimea, sitting one evening on the porch in 
the gathering dusk, Gorki had mused aloud about his new play: the hero is a former butler to a wealthy family whom the 
vicissitudes of life have brought to the poorhouse, from which he has never been able to extricate himself. The man's most 

185 



Vladimir Nabokov: Lectures on Russian literature 

treasured possession is the collar of a dress shirt — the one object that links him with his former life. The poorhouse is 
crowded, everybody there hates everyone else. But in the last act spring comes, the stage is flooded with sunlight and the 
inmates of the poorhouse leave their squalid dwelling and forget the hatred they bear for each other. . ." (Roskin, From the 
Banks of the Volga). 

When The Lower Depths was finished, it amounted to more than this sketch suggests. Every character depicted is alive and 
offers an advantageous part to a good actor. It was the Moscow Art Theatre that gave it theatrical realization and, scoring 
with it a tremendous success, made the play familiar to everybody. 

Perhaps it is appropriate at this juncture to say a few words about this amazing Theatre. Before it came into existence, the 
best theatrical food the Russian theatre-goer could obtain was largely confined to the Imperial companies of Petersburg 
and Moscow. These had at their disposal considerable means, sufficient to engage the best available talent, but the 
administration of these theatres was very conservative, which, in art, may often mean very stuffy, and the productions, at 
best, were on extremely conventional lines. For a really talented actor, however, there was no higher achievement than to 
"make" the Imperial scene, for the private theatres were very poor and could not compete in any way with the Imperial 
ones. 

When Stanislavski and Nemirovich-Danchenko founded their little Moscow Theatre, everything soon began to change. 
From the rather hackneyed affair that the theatre had become, it began to pick its way again to what it should be: a temple 
of careful and genuine art. The Moscow Theatre was backed only by the private fortune of its founders and of a few of their 
friends, but it did not need elaborate funds. The basic idea that it embodied was to serve the Art, not for the purpose of 
gain or fame, but for the high purpose of artistic achievement. No part was considered more important than another, every 
detail was considered to be as worthy of attention as the very choice of the play. The best actors never declined the 
smallest parts which happened to be allotted them because their talents were best suited to make the greatest success of 
these parts. No play was performed until the stage-manager was sure that the very best results obtainable had been 
obtained in regard to artistic realization and perfection of every detail of the production — no matter how many rehearsals 
had taken place. Time was no object. The enthusiastic spirit of this high service animated every single member of the 
troupe; and if any other consideration became to him or her of greater importance than the search for artistic perfection, 
then he or she had no place in this theatrical community. Carried away by the profound artistic enthusiasm of its founders, 
living like one big family, the actors worked away at every one of the productions as if this were to be the one and only 
production in their lives. There was religious awe in their approach; there was moving self-sacrifice. And there also was 
amazing teamwork. For no actor was supposed to care more for his personal performance or success than for the general 
performance of the troupe, for the general success of the performance. No one was allowed to enter after the curtain went 
up. No applause was tolerated between acts. 

So much for the spirit of the Theatre. As for the basic ideas which revolutionized the Russian theatre and transformed it 
from a mildly imitative sort of institution always ready to adopt foreign methods after they had been soundly established 
in foreign theatres, into a great artistic institution which soon became a pattern and an inspiration to foreign stage- 
managers, the main idea was this: the actor should dread above all the rigid techniques, the accepted methods, and should 
instead give all his attention and effort to an attempt at penetrating the soul of the theatrical type he was going to 
represent. In this attempt to give a convincing picture of dramatic type, the actor entrusted with the part would try for the 
period of training to live an imagined life which would be likely to suit the character in question; he would develop in real 
life mannerisms and intonations suitable for the occasion, so that when he was called upon to speak the words on the 
stage, these words would come to him as naturally as if he were the man himself and was speaking for himself by an 
entirely natural impulse. 

Whatever may be said for or against the method, one thing is essential: whenever talented people approach art with the 
sole idea of serving it sincerely to the utmost measure of their ability, the result is always gratifying. Such was the case of 
the Moscow Theatre. Its success was tremendous. Lines formed days in advance to secure admission to the little hall; the 
most talented young people began to seek a chance to join the "Moscovites" in preference to the Imperial dramatic 
troupes. The Theatre soon developed several branches: the first, second, and third "workshops," which remained tightly 

186 



Vladimir Nabokov: Lectures on Russian literature 

associated with the parent institution, although each pushed out its artistic investigations in different directions. It also 
developed a special workshop in Hebrew, the Habima, in which the best producer as well as several actors were non-Jews 
and which achieved some amazing artistic results of its own. 

One of the best actors of the Moscow Theatre was incidentally its founder and stage-director, and, I would almost add, its 
dictatorial head, Stanislavski, while Nemirovich remained a co-dictator and alternating stage-director. 

The Theatre's outstanding successes were Chekhov's plays, Gorki's Lower Depths, and of course many other plays. But 
Chekhov's plays and Gorki's Lower Depths have never been removed from the lists and probably will forever be mainly 
connected with the name of the Theatre. 

In the beginning of 1905 — the year of the so-called First Revolution — the Government ordered soldiers to shoot at a large 
gathering of workmen who were marching with the peaceful object of presenting a petition to the Tsar. Later, it became 
known that the procession had in the first place been organized by a double agent, an agent provocateur, of the 
Government. There were a great number of people, including many children, deliberately killed in the shooting. Gorki 
wrote a vigorous appeal "To All Russian Citizens and to the Public Opinion of the Countries of Europe" denouncing the 
"deliberate murders" and implicating the Tsar. Naturally — he was arrested. 

This time protests against his arrest poured from all over Europe, from famous scientists, politicians, artists, and again the 
Government yielded and released him (imagine the Soviet government yielding to-day), after which he went to Moscow 
and openly helped prepare the Revolution, collecting funds for the purchase of arms and turning his apartment into an 
arsenal. Revolutionary students set up a rifle range in his lodgings and actively practised shooting. 

When the Revolution failed, Gorki quietly slipped over the frontier and went to Germany, then to France, and then America. 
In the United States he addressed meetings and continued to denounce the Russian government. He also wrote here his 
long novel, The Mother, a very second-rate production. From that time on, Gorki lived abroad, chiefly on Capri in Italy. He 
remained closely connected with the Russian revolutionary movement, attended revolutionary congresses abroad, and 
became a close friend of Lenin. In 1913 the Government proclaimed an amnesty and Gorki not only returned to Russia but 
published there, during the war, a big periodical of his own, Letopis' (The Chronicle). 

After the Bolshevik Revolution in the fall of 1917, Gorki enjoyed considerable esteem with Lenin and the other Bolshevik 
leaders. He also became the chief authority in literary matters. He used this authority with modesty and moderation, 
realizing that in many literary matters his scanty education did not allow him to impose good judgment. He also used his 
connections repeatedly to intercede for people who were persecuted by the new government. From 1921 to 1928 he lived 
again abroad, chiefly in Sorrento — partly on account of his failing health, partly because of political differences with the 
Soviets. In 1928 he was more or less ordered back. From 1928 to his death in 1936 he lived in Russia, edited several 
magazines, wrote several plays and stories, and continued to drink heavily as he had done most of his life. In June 1936 he 
became very ill and died in the comfortable dacha put to his use by the Soviet government. A good deal of evidence points 
to the fact that he died of poison administered to him by the Cheka, the Soviet secret police. 

As a creative artist, Gorki is of little importance. But as a colorful phenomenon in the social structure of Russia he is not 
devoid of interest. 



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Vladimir Nabokov: Lectures on Russian literature 
"On the Rafts" (1895) 

Let us select and examine a typical Gorki short story, for instance the one called "On the Rafts."* Consider the author's 
method of exposition. A certain Mitya and a certain Sergey are steering the raft across the wide and misty Volga. The 
owner of the raft, who is somewhere on the forward part, is heard yelling angrily, and the man Sergey mutters for the 
reader to hear: "Shout away! Here's your miserable devil of a son Mitya who could not break a straw across his knee and 
you put him to steer a raft; and then you yell so that all the river [and the reader] hears you. You were mean enough 
[Sergey goes on to explain in monologue] not to take a second steersman [but make your son help me instead], so now you 
may shout as much as you like." These last words the author notes — and God knows how many authors have used this 
particular turn — these last words were growled out loud enough to be heard forward as if Sergey (the author adds) wished 
them to be heard (heard by the audience, we add, forthis kind of exposition looks uncommonly like the opening scene of 
some old faded play with the valet and the maid dusting the furniture and talking about their masters). 

Presently we learn from Sergey's sustained monologue that the father had first found a pretty wife for his son Mitya and 
then had made his daughter-in-law his mistress. Sergey, your healthy cynic, mocks poor moping Mitya and both talk at 
length in the rhetorical and false style which Gorki reserved for such occasions. Mitya explains that he is going to join a 
certain religious sect, and the depths of the good old Russian soul are forcibly conveyed to the reader. The scene shifts to 
the other end of the raft, and now the father is shown with his sweetheart Maria, his son's wife. He is the vigorous and 
colorful old man, a well-known figure in fiction. She, the alluring female, twists her body with the movement of that much 
quoted animal, the cat (lynx is a later variation), and leans toward her lover who proceeds to deliver a speech. We not only 
hear again the author's high-faluting tones, but almost see him stalking this way and that between his characters and 
giving them the cue. "lama sinner, I know," the old father says. "Mitya my son is suffering I know, but is my own position a 
pleasant one?" — and so on. In both dialogues, the one between Mitya and Sergey, and the one between the father and 
Maria, the author is trying to make it all less improbable, is careful to make his characters say, as an old playwright would, 
"we have talked about it more than once already," for otherwise the author might expect the reader to wonder why on 
earth it was necessary to place two couples on a raft in the middle of the Volga to make them talk of their conflicts. On the 
other hand, if the constant repetition of such conversation is accepted, one cannot help wondering whether the raft ever 
got anywhere. People do not talk very much when they steer in a fog across a wide and powerful river — but this, I suppose, 
is what is called stark realism. 

Dawn breaks, and here is what Gorki manages to do in the way of nature description: "The emerald green fields along the 
Volga glittered with dew diamonds" (quite a jeweller's display). Meanwhile, on the raft the father suggests killing Mitya 
and "a mysterious charming smile plays on the woman's lips." Curtain. 

We must note here that Gorki's schematic characters and the mechanical structure of the story are lined up with such dead 
forms as the fabliau or the moralite of medieval times. We must also note the low level of culture — what we call in Russia 
"semi-intelligentsia" — which is disastrous in a writer whose essential nature is not vision and imagination (which can work 
wonders even if an author is not educated). But logical demonstration and a passion for reasoning require, to be successful, 
an intellectual scope which Gorki completely lacked. Feeling that he had to find some compensation for the poverty of his 
art and the chaos of his ideas, he always went after the striking subject, the contrast, the conflict, the violent and the 
harsh — and because what reviewers call "a powerful story" distracts the gentle reader from any true appreciation, Gorki 
made a strong exotic impression on his readers in Russia and then on his readers abroad. I have heard intelligent people 
maintain that the utterly false and sentimental story "Twenty-Six Men and a Girl" is a masterpiece. These twenty-six 
miserable outcasts are working in an underground bakery, rough, coarse, foul-mouthed men surrounding with an almost 
religious adoration a young girl who comes every day for her bread — then fiercely insulting her when she is seduced by a 
soldier. This seemed something new, but a closer examination reveals that the story is as traditional and flat as the worst 
examples of the old school of sentimental and melodramatic writing. There is not a single live word in it, not a single 



This sentence begins handwritten text on page 5 of a manuscript, beneath a deleted incomplete passage remarking Courtenay's description of Gorki's 
"lurid cheap style." The preceding pages are not preserved. Ed. 



188 



Vladimir Nabokov: Lectures on Russian literature 

sentence that is not ready-made; it is all pink candy with just that amount of soot clinging to it to make it attractive. From 
here on there is but one step to so-called Soviet literature. 

The conclusion of Nabokov's lecture on Gorki. 



189 



Vladimir Nabokov: Lectures on Russian literature 



190 



Vladimir Nabokov: Lectures on Russian literature 



Philistines and Philistinism 




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Nabokov's definition of "philistine.' 



A philistine is a full-grown person whose interests are of a material and commonplace nature, and whose mentality is 
formed of the stock ideas and conventional ideals of his or her group and time. I have said "full-grown person" because the 
child or the adolescent who may look like a small philistine is only a small parrot mimicking the ways of confirmed 
vulgarians, and it is easier to be a parrot than to be a white heron. "Vulgarian" is more or less synonymous with "philistine": 
the stress in a vulgarian is not so much on the conventionalism of a philistine as on the vulgarity of some of his 
conventional notions. I may also use the terms genteel and bourgeois. Genteel implies the lace-curtain refined vulgarity 
which is worse than simple coarseness. To burp in company may be rude, but to say "excuse me" after a burp is genteel and 
thus worse than vulgar. The term bourgeois I use following Flaubert, not Marx. Bourgeois in Flaubert's sense is a state of 
mind, not a state of pocket. A bourgeois is a smug philistine, a dignified vulgarian. 



191 



Vladimir Nabokov: Lectures on Russian literature 

A philistine is not likely to exist in a very primitive society although no doubt rudiments of philistinism may be found even 
there. We may imagine, for instance, a cannibal who would prefer the human head he eats to be artistically colored, just as 
the American philistine prefers his oranges to be painted orange, his salmon pink, and his whisky yellow. But generally 
speaking philistinism presupposes a certain advanced state of civilization where throughout the ages certain traditions 
have accumulated in a heap and have started to stink. 

Philistinism is international. It is found in all nations and in all classes. An English duke can be as much of a philistine as an 
American Shriner or a French bureaucrat or a Soviet citizen. The mentality of a Lenin or a Stalin or a Hitler in regard to the 
arts and the sciences was utterly bourgeois. A laborer or a coal miner can be just as bourgeois as a banker or a housewife or 
a Hollywood star. 

Philistinism implies not only a collection of stock ideas but also the use of set phrases, cliches, banalities expressed in faded 
words. A true philistine has nothing but these trivial ideas of which he entirely consists. But it should be admitted that all 
of us have our cliche side; all of us in everyday life often use words not as words but as signs, as coins, as formulas. This 
does not mean that we are all philistines, but it does mean that we should be careful not to indulge too much in the 
automatic process of exchanging platitudes. On a hot day every other person will askyou, "Is it warm enough foryou?" but 
that does not necessarily mean that the speaker is a philistine. He may be merely a parrot or a bright foreigner. When a 
person asks you "Hullo, how ore you?" it is perhaps a sorry cliche to reply, "Fine" ; but if you made to him a detailed report of 
your condition you might pass for a pedant and a bore. It also happens that platitudes are used by people as a kind of 
disguise or as the shortest cut for avoiding conversation with fools. I have known great scholars and poets and scientists 
who in the cafeteria sank to the level of the most commonplace give and take. 

The character I have in view when I say "smug vulgarian" is, thus, not the part-time philistine, but the total type, the 
genteel bourgeois, the complete universal product of triteness and mediocrity. He is the conformist, the man who 
conforms to his group, and he also is typified by something else: he is a pseudo-idealist, he is pseudo-compassionate, he is 
pseudo-wise. The fraud is the closest ally of the true philistine. All such great words as "Beauty," "Love," "Nature," "Truth," 
and so on become masks and dupes when the smug vulgarian employs them. In Dead Souls you have heard Chichikov. In 
Bleak House you have heard Skimpole. You have heard Homais in Madame Bovary. The philistine likes to impress and he 
likes to be impressed, in consequence of which a world of deception, of mutual cheating, is formed by him and around him. 

The philistine in his passionate urge to conform, to belong, to join, is torn between two longings: to act as everybody does, 
to admire, to use this or that thing because millions of people do; or else he craves to belong to an exclusive set, to an 
organization, to a club, to a hotel patronage or an ocean liner community (with the captain in white and wonderful food), 
and to delight in the knowledge that there is the head of a corporation or a European count sitting next to him. The 
philistine is often a snob. He is thrilled by riches and rank — "Darling, I've actually talked to a duchess!" 

A philistine neither knows nor cares anything about art, including literature — his essential nature is anti-artistic — but he 
wants information and he is trained to read magazines. He is a faithful reader of the Saturday Evening Post, and when he 
reads he identifies himself with the characters. If he is a male philistine he will identify himself with the fascinating 
executive or any other big shot — aloof, single, but a boy and a golfer at heart; or if the reader is a female philistine — a 
philistinette — she will identify herself with the fascinating strawberry-blonde secretary, a slip of a girl but a mother at 
heart, who eventually marries the boyish boss. The philistine does not distinguish one writer from another; indeed, he 
reads little and only what may be useful to him, but he may belong to a book club and choose beautiful, beautiful books, a 
jumble of Simone de Beauvoir, Dostoevski, Marquand, Somerset Maugham, Dr. Zbivago, and Masters of the Renaissance. 
He does not much care for pictures, but for the sake of prestige he may hang in his parlor reproductions of Van Gogh's or 
Whistler's respective mothers, although secretly preferring Norman Rockwell. 

In his love for the useful, for the material goods of life, he becomes an easy victim of the advertisement business. Ads may 
be very good ads — some of them are very artistic — that is not the point. The point is that they tend to appeal to the 
Philistine's pride in possessing things whether silverware or underwear. I mean the following kind of ad: just come to the 
family is a radio set or a television set (or a car, or a refrigerator, or table silver — anything will do). It has just come to the 

192 



Vladimir Nabokov: Lectures on Russian literature 

family: mother clasps her hands in dazed delight, the children crowd around all agog: junior and the dog strain up to the 
edge of the table where the Idol is enthroned; even Grandma of the beaming wrinkles peeps out somewhere in the 
background; and somewhat apart, his thumbs gleefully inserted in the armpits of his waistcoat, stands triumphant Dad or 
Pop, the Proud Donor. Small boys and girls in ads are invariably freckled, and the smaller fry have front teeth missing. I have 
nothing against freckles (in fact I find them very becoming in live creatures) and quite possibly a special survey might 
reveal that the majority of small American-born Americans ore freckled, or else perhaps another survey might reveal that 
all successful executives and handsome housewives had been freckled in their childhood. I repeat, I have really nothing 
against freckles as such. But I do think there is considerable philistinism involved in the use made of them by advertisers 
and other agencies. I am told that when an unfreckled, or only slightly freckled, little boy actor has to appear on the screen 
in television, an artificial set of freckles is applied to the middle of his face. Twenty-two freckles is the minimum: eight over 
each cheekbone and six on the saddle of the pert nose. In the comics, freckles look like a case of bad rash. In one series of 
comics they appear as tiny circles. But although the good cute little boys of the ads are blond or redhaired, with freckles, 
the handsome young men of the ads are generally dark haired and always have thick dark eyebrows. The evolution is from 
Scotch to Celtic. 



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The rich philistinism emanating from advertisements is 
due not to their exaggerating (or inventing) the glory of 
this or that serviceable article but to suggesting that the 
acme of human happiness is purchasable and that its 
purchase somehow ennobles the purchaser. Of course, the 
world they create is pretty harmless in itself because 
everybody knows that it is made up by the seller with the 
understanding that the buyer will join in the make-believe. 
The amusing part is not that it is a world where nothing 
spiritual remains except the ecstatic smiles of people 
serving or eating celestial cereals, or a world where the 
game of the senses is played according to bourgeois rules, 
but that it is a kind of satellite shadow world in the actual 
existence of which neither sellers nor buyers really believe 
in their heart of hearts — especially in this wise quiet 
country. 



Russians have, or had, a special name for smug 

philistinism — poshlust. Poshlism is not only the obviously 

trashy but mainly the falsely important, the falsely 

beautiful, the falsely clever, the falsely attractive. To apply 

the deadly label of poshlism to something is not only an 

esthetic judgment but also a moral indictment. The 

genuine, the guileless, the good is never poshlust. It is 

possible to maintain that a simple, uncivilized man is 

seldom if ever a poshlust since poshlism presupposes the 

veneer of civilization. A peasant has to become a townsman in order to become vulgar. A painted necktie has to hide the 

honest Adam's apple in order to produce poshlism. 




A 1950 ad selected by Nabokov to illustrate philistinism. 



It is possible that the term itself has been so nicely devised by Russians because of the cult of simplicity and good taste in 
old Russia. The Russia of today, a country of moral imbeciles, of smiling slaves and poker-faced bullies, has stopped noticing 
poshlism because Soviet Russia is so full of its special brand, a blend of despotism and pseudo-culture; but in the old days a 
Gogol, a Tolstoy, a Chekhov in quest of the simplicity of truth easily distinguished the vulgar side of things as well as the 
trashy systems of pseudo-thought. But poshlists are found everywhere, in every country, in this country as well as in 
Europe — in fact poshlism is more common in Europe than here, despite our American ads. 



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194 



Vladimir Nabokov: Lectures on Russian literature 



The Art Of Translation 



Three grades of evil can be discerned in the queer world of verbal transmigration. The first, and lesser one, comprises 
obvious errors due to ignorance or misguided knowledge. This is mere human frailty and thus excusable. The next step to 
Hell is taken by the translator who intentionally skips words or passages that he does not bother to understand or that 
might seem obscure or obscene to vaguely imagined readers; he accepts the blank look that his dictionary gives him 
without any qualms; or subjects scholarship to primness: he is as ready to know less than the author as he is to think he 
knows better. The third, and worst, degree of turpitude is reached when a masterpiece is planished and patted into such a 
shape, vilely beautified in such a fashion as to conform to the notions and prejudices of a given public. This is a crime, to be 
punished by the stocks as plagiarists were in the shoebuckle days. 

The howlers included in the first category may be in their turn divided into two classes. Insufficient acquaintance with the 
foreign language involved may transform a commonplace expression into some remarkable statement that the real author 
never intended to make. "Bien etre general" 'becomes the manly assertion that "it is good to be a general"; to which gallant 
general a French translator of "Hamlet" has been known to pass the caviar. Likewise, in a German edition of Chekhov, a 
certain teacher, as soon as he enters the classroom, is made to become engrossed in "his newspaper," which prompted a 
pompous reviewer to comment on the sad condition of public instruction in pre-Soviet Russia. But the real Chekhov was 
simply referring to the classroom "journal" which a teacher would open to check lessons, marks and absentees. And 
inversely, innocent words in an English novel such as "first night" and "public house" have become in a Russian translation 
"nuptial night" and "a brothel." These simple examples suffice. They are ridiculous and jarring, but they contain no 
pernicious purpose; and more often than not the garbled sentence still makes some sense in the original context. 

The other class of blunders in the first category includes a more sophisticated kind of mistake, one which is caused by an 
attack of linguistic Daltonism suddenly blinding the translator. Whether attracted by the far-fetched when the obvious was 
at hand (What does an Eskimo preferto eat — ice cream ortallow? Ice cream), or whether unconsciously basing his 
rendering on some false meaning which repeated readings have imprinted on his mind, he manages to distort in an 
unexpected and sometimes quite brilliant way the most honest word or the tamest metaphor. I knew a very conscientious 
poet who in wrestling with the translation of a much tortured text rendered "is sicklied o'er with the pale cast of thought" 
in such a manner as to convey an impression of pale moonlight. He did this by taking for granted that "sickle" referred to 
the form of the new moon. And a national sense of humor, set into motion by the likeness between the Russian words 
meaning "arc" and "onion," led a German professor to translate "a bend of the shore" (in a Pushkin fairytale) by "the Onion 
Sea." 

The second, and much more serious, sin of leaving out tricky passages is still excusable when the translator is baffled by 
them himself; but how contemptible is the smug person who, although quite understanding the sense, fears it might 
stump a dunce or debauch a dauphin I Instead of blissfully nestling in the arms of the great writer, he keeps worrying 
about the little reader playing in a corner with something dangerous or unclean. Perhaps the most charming example of 
Victorian modesty that has ever come my way was in an early English translation of Anna Karenin. Vronsky had asked Anna 
what was the matter with her. "I am beremenna" (the translator's italics), replied Anna, making the foreign reader wonder 
what strange and awful Oriental disease that was; all because the translator thought that "I am pregnant" might shock 
some pure soul, and that a good idea would be to leave the Russian just as it stood. 

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Vladimir Nabokov: Lectures on Russian literature 

But masking and toning down seem petty sins in comparison with those of the third category; for here he comes strutting 
and shooting out his bejeweled cuffs, the slick translator who arranges Scheherazade's boudoir according to his own taste 
and with professional elegance tries to improve the looks of his victims. Thus it was the rule with Russian versions of 
Shakespeare to give Ophelia richer flowers than the poor weeds she found. The Russian rendering of 

There with fantastic garlands did she come 

Ofcrowflowers, nettles, daisies and long purples 

if translated back into English would run like this: 

There with most lovely garlands did she come Of violets, carnations, roses, lilies. 

The splendor of this floral display speaks for itself; incidentally it bowdlerized the Queen's digressions, granting herthe 
gentility she so sadly lacked and dismissing the liberal shepherds; how anyone could make such a botanical collection 
beside the Helje or the Avon is another question. 

But no such questions were asked by the solemn Russian reader, first, because he did not know the original text, second, 
because he did not care a fig for botany, and third, because the only thing that interested him in Shakespeare was what 
German commentators and native radicals had discovered in the way of "eternal problems." So nobody minded what 
happened to Goneril's lapdogs when the line 

Tray, Blanche and Sweetheart, see, they bark at me 

was grimly metamorphosed into 

A pack of hounds is harking at my heels. 

All local color, all tangible and irreplaceable details were swallowed by those hounds. 

But, revenge is sweet — even unconscious revenge. The greatest Russian short story ever written is Gogol's "Overcoat" (or 
"Mantle," or "Cloak," or "She-nel"). Its essential feature, that irrational part which forms the tragic undercurrent of an 
otherwise meaningless anecdote, is organically connected with the special style in which this story is written: there are 
weird repetitions of the same absurd adverb, and these repetitions become a kind of uncanny incantation; there are 
descriptions which look innocent enough until you discoverthat chaos lies right round the corner, and that Gogol has 
inserted into this or that harmless sentence a word or a simile that makes a passage burst into a wild display of nightmare 
fireworks. There is also that groping clumsiness which, on the author's part, is a conscious rendering of the uncouth 
gestures of our dreams. Nothing of these remains in the prim, and perky, and very matter-of-fact English version (see — and 
never see again — "The Mantle," translated by Claude Field). The following example leaves me with the impression that I am 
witnessing a murder and can do nothing to prevent it: 

Gogol: ... his [a petty official's] third or fourth-story flat . . . displaying a few fashionable trifles, such as a lamp for instance 
— trifles purchased by many sacrifices 

Field: . . . fitted with some pretentious articles of furniture purchased, etc 

Tampering with foreign major or minor masterpieces may involve an innocent third party in the farce. Quite recently a 
famous Russian composer asked me to translate into English a Russian poem which forty years ago he had set to music. 
The English translation, he pointed out, had to follow closely the very sounds of the text — which text was unfortunately K. 
Balmont's version of Edgar Allan Poe's "Bells." What Balmont's numerous translations look like may be readily understood 
when I say that his own work invariably disclosed an almost pathological inability to write one single melodious line. 

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Vladimir Nabokov: Lectures on Russian literature 

Having at his disposal a sufficient number of hackneyed rhymes and taking up as he rode any hitch-hiking metaphor that 
he happened to meet, he turned something that Poe had taken considerable pains to compose into something that any 
Russian rhymester could dash off at a moment's notice. In reversing it into English I was solely concerned with finding 
English words that would sound like the Russian ones. Now, if somebody one day comes across my English version of that 
Russian version, he may foolishly retranslate it into Russian so that the Poe-less poem will go on being balmontized until, 
perhaps, the "Bells" become "Silence." Something still more grotesque happened to Baudelaire's exquisitely dreamy 
"Invitation au Voyage" {"Mon enfant, ma soeur, Songe a la douceur. . . . ") The Russian version was due to the pen of 
Merezhkovski, who had even less poetical talent than Balmont. It began like this: 

My sweet little bride, Let's go for a ride ; 

Promptly it begot a rollicking tune and was adopted by all the organ-grinders of Russia. I like to imagine a future French 
translator of Russian folksongs re-Frenchifying it into: 

Viens, mon p'tit, A Nijni 

and so on, ad malinfinitum. 

Barring downright deceivers, mild imbeciles and impotent poets, there exist, roughly speaking, three types of translators — 
and this has nothing to do with my three categories of evil; or, rather, any of the three types may err in a similar way. These 
three are: the scholar who is eager to make the world appreciate the works of an obscure genius as much as he does 
himself; the well meaning hack; and the professional writer relaxing in the company of a foreign confrere. The scholar will 
be, I hope, exact and pedantic: footnotes — on the some page as the text and not tucked away at the end of the volume — 
can never be too copious and detailed. The laborious lady translating at the eleventh hour the eleventh volume of 
somebody's collected works will be, I am afraid, less exact and less pedantic; but the point is not that the scholar commits 
fewer blunders than a drudge; the point is that as a rule both he and she are hopelessly devoid of any semblance of 
creative genius. Neither learning nor diligence can replace imagination and style. 

Now comes the authentic poet who has the two last assets and who finds relaxation in translating a bit of Lermontov or 
Verlaine between writing poems of his own. Either he does not know the original language and calmly relies upon the so- 
called "literal" translation made for him by a far less brilliant but a little more learned person, or else, knowing the 
language, he lacks the scholar's precision and the professional translator's experience. The main drawback, however, in this 
case is the fact that the greater his individual talent, the more apt he will be to drown the foreign masterpiece under the 
sparkling ripples of his own personal style. Instead of dressing up like the real author, he dresses up the author as himself. 

We can deduce now the requirements that a translator must possess in order to be able to give an ideal version of a foreign 
masterpiece. First of all he must have as much talent, or at least the same kind of talent, as the author he chooses. In this, 
though only in this, respect Baudelaire and Poe or Jhukovski and Schiller made ideal playmates. Second, he must know 
thoroughly the two nations and the two languages involved and be perfectly acquainted with all details relating to his 
author's manner and methods; also, with the social background of words, theirfashions, history and period associations. 
This leads to the third point: while having genius and knowledge he must possess the gift of mimicry and be able to act, as 
it were, the real author's part by impersonating his tricks of demeanor and speech, his ways and his mind, with the utmost 
degree of verisimilitude. 

I have lately tried to translate several Russian poets who had either been badly disfigured by former attempts or who had 
never been translated at all. 

The English at my disposal is certainly thinner than my Russian; the difference being, in fact, that which exists between a 
semi-detached villa and a hereditary estate, between self-conscious comfort and habitual luxury. I am not satisfied 
therefore with the results attained, but my studies disclosed several rules that other writers might follow with profit. 



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Vladimir Nabokov: Lectures on Russian literature 
I was confronted for instance with the following opening line of one of Pushkin's most prodigious poems: 

Yah pom-new chewed-no-yay mg-no-vain-yay 

I have rendered the syllables by the nearest English sounds I could find; their mimetic disguise makes them look rather 
ugly; but never mind; the "chew" and the "vain" are associated phonetically with other Russian words meaning beautiful 
and important things, and the melody of the line with the plump, golden-ripe "chewed-no-yay" right in the middle and the 
"m's" and "n's" balancing each other on both sides, is to the Russian ear most exciting and soothing — a paradoxical 
combination that any artist will understand. 

Now, if you take a dictionary and look up those four words you will obtain the following foolish, flat and familiar 
statement: "I remember a wonderful moment." What is to be done with this bird you have shot down only to find that it is 
not a bird of paradise, but an escaped parrot, still screeching its idiotic message as it flaps on the ground? For no stretch of 
the imagination can persuade an English reader that "I remember a wonderful moment" is the perfect beginning of a 
perfect poem. The first thing I discovered was that the expression "a literal translation" is more or less nonsense. "Yah pom- 
new" is a deeper and smoother plunge into the past than "I remember," which falls flat on its belly like an inexperienced 
diver; "chewed-no-yay" has a lovely Russian "monster" in it, and a whispered "listen, "and the dative ending of a 
"sunbeam, "and many other fair relations among Russian words. It belongs phonetically and mentally to a certain series of 
words, and this Russian series does not correspond to the English series in which "I remember" is found. And inversely, 
"remember, "though it clashes with the corresponding "pom-new" series, is connected with an English series of its own 
whenever real poets do use it. And the central word in Housman's "What are those blue remembered hills?" becomes in 
Russian "vspom-neev-she-yes-yah," a horrible straggly thing, all humps and horns, which cannot fuse into any inner 
connection with "blue," as it does so smoothly in English, because the Russian sense of blueness belongs to a different 
series than the Russian "remember" does. 

This interrelation of words and non-correspondence of verbal series in different tongues suggests yet another rule, namely, 
that the three main words of the line draw one another out, and add something which none of them would have had 
separately or in any other combination. What makes this exchange of secret values possible is not only the mere contact 
between the words, but their exact position in regard both to the rhythm of the line and to one another. This must be 
taken into account by the translator. 

Finally, there is the problem of the rhyme. "Mg-no-vain-yay" has over two thousand Jack-in-the-box rhymes popping out at 
the slightest pressure, whereas I cannot think of one to "moment." The position of "mg-no-vain-yay" at the end of the line is 
not negligible either, due as it is to Pushkin's more or less consciously knowing that he would not have to hunt for its mate. 
But the position of "moment" in the English line implies no such security; on the contrary he would be a singularly reckless 
fellow who placed it there. 

Thus I was confronted by that opening line, so full of Pushkin, so individual and harmonious; and after examining it 
gingerly from the various angles here suggested, I tackled it. The tackling process lasted the worst part of the night. I did 
translate it at last; but to give my version at this point might lead the reader to doubt that perfection be attainable by 
merely following a few perfect rules. 



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Vladimir Nabokov: Lectures on Russian literature 



L'Envoi 



I have led you through the wonderland of one century of literature. 

That this literature is Russian literature cannot much matter to you since you cannot read Russian — and in the art of 
literature (I understand it as an art) language is the only reality that divides this universal art into national arts. I have 
continuously stressed the point in this — and other courses — that literature belongs not to the department of general ideas 
but to the department of specific words and images. 

Tolstoy (1828-1910) and Chekhov (1860-1904) are the last writers we could study in detail. Some of you cannot help 
noticing that from them to our times — or, less pompously, to my time — there is still a space of fifty years left. Some of you 
may wish to explore those years. 

A first difficulty for the American student is that the best artists of the age (igooto 1950) are so abominably translated. 
The second difficulty for the American student is that in search for a very few masterpieces, most of them in verse (a few 
poems by Vladimir Mayakovski and Boris Pasternak), he has to wade through an amorphous and monster mass of 
mediocre stuff whose only purpose is political. 

The period itself falls into two parts, roughly 

1900-1917 1920-1957 

The first period reveals a definite flourishing of all art forms. The lyrical poems of Aleksandr Blok (188O-1921) and an 
extraordinary novel by Andrey Bely (1880-1934), Petersburg (1916), are its most conspicuous ornaments. These two men 
are experimenters in form, sometimes difficult to understand even for a Russian intelligent reader, and hopelessly 
mutilated in English versions. In other words, it would be prodigiously difficult for you to tackle these two without knowing 
the language. 

The second part of the period (1920-1957) I have sketched for you in the beginning of this course. It is the period of 
increasing governmental pressure, of writers guided by governmental decrees, of poets inspired by the political police, of 
decline in literature. Dictatorship is always conservative in art — so no wonder that such Russian writers who did not escape 
from Russia produced a kind of literature that is far more bourgeois than the most bourgeois English or French literature. 
(Only at the very beginning of the Soviet period was there an attempt on the part of propaganda to make people believe 
that avant-garde politics were somehow synonymous with avant-garde art.) A great number of artists went into exile, and, 
as it becomes very clear today, the main wonders of Russian literature of our time have been produced by expatriates. This, 
however, is a somewhat personal subject, and it is here that I shall stop. 



199 



Vladimir Nabokov: Lectures on Russian literature 



200 



Vladimir Nabokov: Lectures on Russian literature 



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